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Uni e sidade de Coimb a, 20 a 22 de no emb o de 2017
Ma ia Manuel Bo ges, Elias Sanz Casado
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COIMBRA 2017
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PERSPETIVAS DE INVESTIGAÇÃO:
TENDÊNCIAS ATUAIS
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811
AVALIAÇÃO ARQUIVÍSTICA DE INFORMAÇÃO
ELETRÓNICA: SUBSÍDIOS PARA UM ESTADO DA ARTE
Luís Co ujo
Uni e sidade de Lisboa, Faculdade de Le as, 0000-0003-4411-2453, [email p o ec ed]
RESUMO Os a qui is as deba em-se com ques ões o iginadas pelas mudanças ecnológicas, como o uso
gene alizado da in o mação a qui ís ica ele ónica nas o ganizações, com implicações na sua p á ica e
eo ia, como a impossibilidade de man e es a in o mação inde inidamen e. Assim, de em-se ponde a
a o es, al e na i as e soluções no es udo des a p oblemá ica, pa a iden i ica o que conse a , como,
po quê, po quan o empo, com que meios e consequências, dando cump imen o à unção e missão dos
cu ado es dos documen os digi ais. Es a p oblemá ica mo i ou o desen ol imen o de um p oje o de
in es igação de Dou o amen o, pano de undo pa a es e abalho, que p e ende ap esen a a in es igação
desen ol ida no âmbi o da e isão da li e a u a da p opos a desse p oje o. Pa indo das mo i ações e de
expe iência empí ica an e io , ence ou-se uma seleção de on es e ecolha de dados, cuja in e p e ação e
análise explo a ó ia pe mi iu cons ui a na a i a que pe az a e isão eó ica. Ve i icou-se que es a e isão
eó ica pe mi iu demons a a pe inência de uma in es igação que se deb uçasse sob e a p oblemá ica
indicada.
PALAVRAS-CHAVEA aliação a qui ís ica, In o mação ele ónica, Es udo Explo a ó io, Es ado da A e,
Re isão de Li e a u a
ABSTRACT A chi is s a e aced wi h issues o echnological change, such as he widesp ead use o elec onic
a chi al in o ma ion in o ganiza ions, wi h implica ions o hei p ac ice and heo y, such as he inabili y o
keep his in o ma ion inde ini ely. Thus, he s udy o his p oblem shouls conside ac o s, al e na i es and
solu ions o iden i y wha o keep, how, why, o how long, wi h wha means and consequences, in
compliancewi h he unc ion and mission o elec onic eco ds cu a o s. This p oblem mo i a ed he
de elopmen o a PhD esea ch p ojec , backd op o his wo k, which in ends o p esen he esea ch ca ied
ou wi hin he li e a u e e iew o he p oposal o his p ojec . Based on he mo i a ions and p e ious
empi ical expe ience, a selec ion o sou ces and da a collec ion was ca ied ou , whose in e p e a ion and
explo a o y analysis allowed he cons uc ion o he na a i e which makes up he heo e ical e iew. I was
ound ha his heo e ical e iew has demons a ed he ele ance o an in es iga ion ha deal wi h he
indica ed p oblem.
KEYWORDS A chi al App aisal, Elec onic In o ma ion, Explo a o y S udy, S a e o A Resea ch (Theo e ical
Re iew), Li e a u e Re iew
COPYRIGHT Es e abalho es á licenciado com uma Licença C ea i e Commons - A ibuição 4.0 In e nacional
(h ps://c ea i ecommons.o g/licenses/by/4.0/deed.p )
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VIII ENCONTRO IBÉRICO EDICIC 2017, UNIVERSIDADE DE COIMBRA, 20 A 22 DE NOVEMBRO
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SDUDDSURGXomRGDUHYLVmRGHOLWHUDWXUDLQLFLRXVHFRPDLGHQWLILFDomRGRWHPDGHLQYHVWLJDomRVHJXLGD
GDUHYLVmRGHIRQWHVVHFXQGiULDVSDUDREWHUXPDYLVmRJHUDOGRDVVXQWR
3DUDHIHLWRHIHWXRXVHDVHOHomRGHIRQWHVGHLQIRUPDomRHDSHVTXLVDHPEDVHVGHGDGRVELEOLRJUiILFDV
HVSHFLILFDVGD&L QFLDGD,QIRUPDomR%LEOLRWHFRQRPLDH'RFXPHQWDomRH$UTXLY VWLFDGHILQLGDVa
p io iSDUDHIHLWRGHFRQWURORGRXQLYHUVRGHDQiOLVHVREUHDYDOLDomRDUTXLY VWLFDHLQIRUPDomRGH
DUTXLYRHOHWUyQLFD3DUDDOpPGHSRVVLELOLWDUVHOHFLRQDUHREWHUELEOLRJUDILDHVSHF ILFDSDUDDUHFROKDGH
GDGRVHVWHVGDGRVIRUDPDQDOLVDGRVHLQWHUSUHWDGRVGHPRGRDVLQWHWL]DUDLQIRUPDomRTXHSHUPLWLX
REWHUXPTXDGURFRQFHSWXDOHIRUPXODUTXHVW}HVHKLSyWHVHVGHLQYHVWLJDomR(VWDDQiOLVHHLQWHUSUHWDomR
WDPEpP SRVVLELOLWRX HIHWXDU XPD UHYLVmR GH OLWHUDWXUD 5LGOH   QR VHQWLGR GH LGHQWLILFDU R
HQTXDGUDPHQWR WHyULFR D HYROXomR WHUPLQROyJLFD UHODWLYD j DYDOLDomR DUTXLY VWLFD H j LQIRUPDomR
HOHWUyQLFDHDVFRUUHQWHVHSURSRVWDVGHDERUGDJHPGDDYDOLDomRDUTXLY VWLFD7DOUHVXOWRXQDFRQVWUXomR
GHXPDQDUUDWLYDFRQVWLWX GDHP(VWDGRGD$UWHFXMDYDOLGDomRpVXVWHQWDGDSHORVWH[WRVGRVDXWRUHV
UHIHUHQFLDGRV3UHWHQGHVHXPDUHYLVmRGHOLWHUDWXUDFRPXPDHVWUXWXUDFRHUHQWHHFODUDFXMDFREHUWXUD
VHMDMXVWLILFDGDIDoDXPDV QWHVHTXHGLVWLQJDRTXHIRLIHLWRHRTXHSUHFLVDVHUIHLWRTXHSHUVSHWLYHD
SUREOHPiWLFDQRkPELWRPDLVDPSORGDOLWHUDWXUDFLHQW ILFDFRQWH[WXDOL]HKLVWRULFDPHQWHDLQYHVWLJDomR
SUHFLVHRYRFDEXOiULRUHODWLYRDRDVVXQWRDUWLFXOHYDULiYHLVHIHQyPHQRVUHOHYDQWHVSDUDRWHPDH
VLQWHWL]H H SURGX]D XPD QRYD SHUVSHWLYD VREUH D OLWHUDWXUD 3UHWHQGHVH DLQGD TXH LGHQWLILTXH DV
SULQFLSDLVPHWRGRORJLDVHWpFQLFDVGHLQYHVWLJDomRXWLOL]DGDVQDiUHDHVXDVYDQWDJHQVHGHVYDQWDJHQV
H TXH SHUPLWD DSUHVHQWDU QRYRV PpWRGRV H UHODFLRQDU LGHLDV H WHRULDV iUHD FRP PHWRGRORJLDV GH
LQYHVWLJDomRTXHUDFLRQDOL]HGHIRUPDFU WLFDDSHUWLQ QFLDSUiWLFDHFLHQW ILFDGDSUREOHPiWLFDGD
LQYHVWLJDomR0HUWHQVSS±

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
VIII ENCONTRO IBÉRICO EDICIC 2017, UNIVERSIDADE DE COIMBRA, 20 A 22 DE NOVEMBRO

814
RESULTADOS
$UHYLVmRGHOLWHUDWXUDHQFHWDGDQRVHLRGRGHVHQYROYLPHQWRGHVVHSURMHWRSHUPLWLXSHUFHFLRQDUXPD
FDGD YH] PDLRU GHSHQG QFLD GD WHFQRORJLD GLJLWDOQD SURGXomRJHVWmRGLVVHPLQDomR GD LQIRUPDomR
5LGHQHU  TXH WHP OHYDGR DR VXUJLPHQWR GD SUREOHPiWLFD GD GRFXPHQWDomRLQIRUPDomR
HOHWUyQLFD QRYRV FRQWH[WRV GH GHSHQG QFLD XWLOL]DomR VXSRUWHV PHWDLQIRUPDomR %HDUPDQ 
%RQDO=D]RE%RQDO=D]R/RUHQ]R&iFHUHV'ROODU)UHLWDV5LGHQHU
&DEHDRVDUTXLYLVWDVRSDSHOGHFXUDGRUSDUDJDUDQWLUDFRPSUHHQVmR)UHLWDV+HGVWURP
 SUHVXQomR GH LQWHJULGDGH DXWHQWLFLGDGH H ILGHGLJQLGDGH 'XUDQWL   'XUDQWL 
0DF1HLO,&$0DF1HLOTXHSHUPLWDGRFXPHQWDUDPHPyULDSHODLQIRUPDomR
UHJLVWDGD &RRN D 7DO UHTXHU D DYDOLDomR DUTXLY VWLFD TXH GHYH WHU XP SDSHO GH
FULDomRDWULEXLomRHUHDWULEXLomRGHYDORURTXHUHPHWHSDUDXPDWHQVmRHQWUHPHPyULDHHVTXHFLPHQWR
.HWHODDUHPTXHRSDSHOGRDUTXLYLVWDSDVVDSRULGHQWLILFDUSURFHVVRVVRFLDLVTXHLPSRUWDP
UHFRUGDUHRVUHJLVWRVTXHSURPRYHPHVVDOHPEUDQoDPHPyULD+DUULV7DOWUDGX]VHWDPEpP
QXPDWHQVmRHQWUHPHPyULDRILFLDOGR(VWDGRHPHPyULDFROHWLYDGD6RFLHGDGHHDRPHVPRWHPSR
QXPDWHQVmRHQWUHDYDOLDomRRSDFDHDYDOLDomRWUDQVSDUHQWH&R[(DVWZRRG)UHLWDV
-DUGLP  1HVWD SHUVSHWLYD &RRN  ID] XPD LQWHUSUHWDomR GR SDSHO GR DUTXLYLVWD FRPR
DWRUVXMHLWRTXHGHFLGHVHOHFLRQDTXHPHPyULDTXHPHTXHDo}HVRFRUU QFLDVILFDUmRUHSUHVHQWDGRVQR
DUTXLYRVHQGRTXHDDYDOLDomRRFRUUHDWRGRRPRPHQWRGHVGHRPRPHQWRGDSURGXomRFRQVLGHUDQGR
VH XPD IXQomR TXH LQFOXL YiULDV WDUHIDV H[HFXWDGDV SHOR DUTXLYLVWDTXHDYDOLDDVVLPRYDORUD
LPSRUWkQFLDDUHOHYkQFLDHRLPSDFWRGRVUHJLVWRVGRFXPHQWRV5LGHQHU'HVWDIRUPDFDEHDR
DUTXLYLVWDGHFLGLURTXHpGHVWUX GRFRQVHUYDGRRTXHVHWRUQDGHILQHRDUTXLYRRTXHHVSROHWDXPD
WHQVmRHQWUHRHVWHUHyWLSRGHSDVVLYLGDGHFRPRPHGLDGRUKRQHVWRHQWUHSURGXWRUHVGDLQIRUPDomRH
LQYHVWLJDGRUHVHFRPRFRQVWUXWRUHVGDPHPyULDVRFLDO&RRNHPSDUDOHORFRPDWHQVmRHQWUH
DERUGDJHQVWHyULFDVHSUiWLFDVDUTXLY VWLFDVPRGHUQDVFXVWRGLDLVHFRQWHPSRUkQHDVSyVFXVWRGLDLV
)UHLWDV  (VWDV WHQV}HV UHYHODP WDPEpP D H[LVW QFLD GH WHQV}HV HQWUH D DYDOLDomR
PRGHUQDSRVLWLYLVWDHDDYDOLDomRSyVPRGHUQDTXHLQFOXHPDWHQVmRHQWUHSUHVVXSRVWRVGHREMHWLYLGDGH
HLPSDUFLDOLGDGHHDVXEMHWLYLGDGHQDDYDOLDomR%URWKPDQ&RRNE+DUULV
.HWHODDU1HVPLWK8SZDUG(VWDWHQVmRSHUPLWHSHUVSHWLYDURV
GRFXPHQWRVFRPRUHVXOWDGRGHXPFRPSOH[RSURFHVVRGHFRQVWUXomRGHLQIRUPDomR)UHLWDV
+DUULVFXMDDYDOLDomRGHYHFRQVWLWXLUXPH[HUF FLRGHPRFUiWLFRWUDQVSDUHQWHUHIOH[LYRFRP
GHFLV}HV IXQGDPHQWDGDV SDUD HIHLWRV GH FRQWUROR GD VXEMHWLYLGDGH LQHUHQWH &RRN E 
(DVWZRRG)UHLWDV+DUULV-DUGLP.HWHODDU5LGHQHU
'DGDDWHQVmRHQWUHDQHFHVVLGDGHGHSUHVHUYDULQIRUPDomR~QLFDHRULJLQDOHDVQHFHVVLGDGHVOLPLWDo}HV
OHJDLVHHFRQyPLFDVGDVRUJDQL]Do}HVSDUDUHWHULQIRUPDomR2¶7RROH5LGHQHUYHULILFD
VHDDVVXQomRGDLPSRUWkQFLDGDDYDOLDomRGHFDUiWHUWUDQVYHUVDOTXHSHUPLWHGHVHQYROYHUHVWUDWpJLDV
FRPXQVSDUDHQWLGDGHVGLIHUHQWHVFRPWLWXODULGDGHVHPHOKDQWHLPSOLFDQGRDYLQFXODomRGDIXQomRGH
DYDOLDomRDRXWUDVIXQo}HV)UHLWDV)UHLWDV&RUXMR6RXVD-RQNHU3HQWHDGR
/RXUHQoR&*GD6LOYDHWDO3DUD5LGHQHUSjPHGLGDTXHRVSURGXWRUHV
H RV DUTXLYLVWDV GH LQIRUPDomR GH DUTXLYR HOHWUyQLFD VH WRUQDP PDLV GHSHQGHQWHV GDV WHFQRORJLDV
GLJLWDLVHVVDLQIRUPDomRGHDUTXLYRHOHWUyQLFRHDVTXHVW}HVSyVFXVWRGLDLVYmRFRQWLQXDUDDPSOLDUD
VXDLPSRUWkQFLDHPWHUPRVGHSUiWLFDHWHRULD&RFFLROR5DYHQWyV$OILHU5RGU JXH]
%RQLOOD2OLYHUD(VWHFHQiULRSHUPLWHHYLGHQFLDUXPDGLQkPLFDGHFULDomRHPRGLILFDomRGH
SDUDGLJPDVDUTXLY VWLFRVTXHSRGHUmRFRQGX]LUQRIXWXURDWHQG QFLDVTXHSRGHPLQFOXLUDDYDOLDomR
LQIRUPDODUHDomRjVXEMHWLYLGDGHDXPDFULVHGHUHWHQomRHDFHVVLELOLGDGHGHLQIRUPDomRGHDUTXLYR
HOHWUyQLFD5LGHQHU1RHQWDQWRDXWRUHVFRPR(DVWZRRGH0DF1HLOH)UHLWDV
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PERSPETIVAS DE INVESTIGAÇÃO: TENDÊNCIAS ATUAIS E PERSPETIVAS FUTURAS
AVALIAÇÃO ARQUIVÍSTICA DE INFORMAÇÃO ELETRÓNICA: SUBSÍDIOS PARA UM ESTADO DA ARTE

815
FRQVLGHUDPTXHDSRODUL]DomRGRGHEDWHWHyULFRFDXVDGDSHORVGHVDILRVSRVWRVSHORFRQWH[WRGLJLWDO
SRGHVHUVXSHUDGDDWUDYpVGHDERUGDJHQVKRO VWLFDVDSRLDGDVQDYLVmRWUDQVYHUVDOGDDYDOLDomR
2XWURUHVXOWDGRYLV YHOIRLRHVWXGRWHUPLQROyJLFRGD$YDOLDomR$UTXLY VWLFDHGD,QIRUPDomR(OHWUyQLFD
H RXWURV WHUPRV UHODFLRQDGR QDV O QJXDV SRUWXJXHVD FDVWHOKDQD IUDQFHVD H DQJORVD[yQLFD H TXH
SHUPLWLXMXVWLILFDUDHVFROKDWHUPLQROyJLFD$VVLPSDUWLQGRGHHQWLGDGHVQDFLRQDLVFRPRR$UTXLYR
1DFLRQDOGR%UDVLODSubdi ección Gene al de los A chi os Es a alesGH(VSDQKDD
Di ec ion des A chi es de F anceR,QVWLWXWR3RUWXJX VGH4XDOLGDGHRUJDQLVPRQDFLRQDOGH
QRUPDOL]DomRHQWLGDGHVHSURMHWRVLQWHUQDFLRQDLVFRPRRIn e na ional Council on A chi es
,&$RXRIn e PARESDVVRFLDo}HVFLHQW ILFRSURILVVLRQDLVFRPRD
Socie y o Ame ican A chi is s3HDUFH0RVHVHDXWRUHVFRPR&UX]0XQGHW+HUHGLD
+HUUHUDH)DULDH3HULFmRSRGHVHSHUVSHWLYDUD$YDOLDomR$UTXLY VWLFDFRPRXPDIXQomR
PDVWDPEpPFRPRSURFHVVRGHDQiOLVHGDLQIRUPDomRGHDUTXLYRSDUDGHFLGLURSUD]RGHFRQVHUYDomR
HSDUDLGHQWLILFDUYDORUFRPEDVHHPIDWRUHVGLIHUHQFLDGRV$DQiOLVHHIHWXDGDFRPEDVHQDVHQWLGDGHV
HDXWRUHVMiPHQFLRQDGRVHWDPEpPRXWUDVHQWLGDGHVFRPRRNa ional A chi es o Aus aliaR
&RQVHOKR1DFLRQDOGH$UTXLYRV&21$54GR%UDVLOR*RYHUQRGR&DQDGiD'LUHomR
*HUDO GH $UTXLYRV GH 3RUWXJDO %DUEHGR &RUXMR  6DQW¶$QD  D Sec e a ía Gene al de
Adminis ación Digi alGH(VSDQKDD&RPLVVmR(XURSHLDHRDLM-Fo um
R,&$HRIn e PARESHRBu eau o Canadian A chi is sOHYDDFRQVLGHUDURFRQFHLWR
GH,QIRUPDomR(OHWUyQLFDFRPRVHQGRRPDLVDEUDQJHQWHQDPHGLGDHPTXHHYRFDWDPEpPFRQWH~GRV
QmRHVWUXWXUDGRVRXQmRDSUHVHQWDGRVFRPRGRFXPHQWRVFRPRRVTXHH[LVWHPQRVVLVWHPDVHOHWUyQLFRV
GHLQIRUPDomRFRPUHJLVWRVUHVXOWDQWHVGRVSURFHVVRVGHQHJyFLR(VVDDEUDQJ QFLDWDPEpPVHYHULILFD
SHORIDFWRGHLQFOXLUGRFXPHQWRVHLQIRUPDomRGLJLWDOHTXHSRGHHVWDUDUPD]HQDGDHPVXSRUWHVGH
OHLWXUDDQDOyJLFDRXGLJLWDO)DFHDWDLVFRQVLGHUDo}HVHVWHHVWXGRWHUPLQROyJLFRSHUPLWLXDOLFHUoDUH
HVWDELOL]DURYRFDEXOiULRDXWLOL]DUQDLQYHVWLJDomRTXHVHWHPYLQGRDGHVHQYROYHU
3DUD DOpP GLVVR D OLWHUDWXUD FLHQW ILFD GHPRQVWURX D H[LVW QFLD GH YiULDV FRUUHQWHV H SURSRVWDV GH
DERUGDJHPSDUDDDYDOLDomRDUTXLY VWLFDDOJXPDVGHODVFRQWHPSRUkQHDVHQWUHVL$VVLPYHULILFDVHTXH
FRPRGHVHQYROYLPHQWRGDWHRULDDUTXLY VWLFDQRV~OWLPRVDQRVHDH[LVW QFLDGHXPDYDVWDJDPD
GHDUTXLYRVHSDUWLFXODULGDGHVIRUDPVXUJLQGRXPFRQMXQWRGHDERUGDJHQVWHyULFDVQRPHDGDPHQWHQR
FDPSRGRVGLVFXUVRVTXHHQYROYHPDDYDOLDomRDUTXLY VWLFD5LGHQHUS'D TXHSDUDVH
FRPSUHHQGHUDH[LVW QFLDGRVYiULRVGLVFXUVRVGDWHRULDDUTXLY VWLFDVHMDQHFHVViULRWHPHPFRQWDR
GHVDFRUGRUHODWLYRjIRUPDFRPRRVDUTXLYLVWDVGHYHULDPVHOHFLRQDURPDWHULDOTXHGHYHULDID]HUSDUWH
GRVDUTXLYRV$VVLPDSHVDUGRVJUDQGHVWHyULFRVGDDUTXLY VWLFDGRVILQDLVGRVpFXOR;,;UHQHJDUHPD
LPSRUWkQFLDGDDYDOLDomR&RRNEH'XUDQWLFRQVLGHUDPTXHHVWDHPHUJHDSDUWLUGHVVH
SHU RGRDVVRFLDGDjUHVSRQVDELOLGDGHGHFRQVHUYDULQIRUPDomRGHDUTXLYRFHQWUDGDHPFRQFHLWRVFRPR
DLPSDUFLDOLGDGHDHYLG QFLDHDSHUSHWXDomRGDPHPyULDSDUDDSRLDUDLQYHVWLJDomRKLVWyULFDGH
FDUiFWHUSRVLWLYLVWDIDFWXDOHHPEXVFDGDYHUGDGH~QLFDHQHXWUD
2DXPHQWRGDSURGXomRGRFXPHQWDOQD3ULPHLUD*XHUUD0XQGLDOHDH[SORVmRGHLQIRUPDomRUHJLVWDGD
DSDUWLUGRVDQRVGRVpFXORSDVVDGROHYRXDTXHDDYDOLDomRVHWRUQDVVHUHSUHVHQWDWLYDGRVGLVFXUVRV
WHyULFRVQDSURILVVmRSHODQHFHVVLGDGHGHID]HURHTXLO EULRHQWUHDVQHFHVVLGDGHVPDWHULDLVHWHyULFDV
HDRPHVPRWHPSRPDQWHUDSUHFLVmRHYLGHQFLDO2VDYDQoRVGRVpFXOR;;GHPRQVWUDUDPWDPEpPD
QHFHVVLGDGHGHSURFHGHUDXPDVHOHomRRTXHGHXRULJHPDTXHVW}HVOLJDGDVFRPDGHWHUPLQDomRGH
TXHPGHYHULDVHUUHVSRQViYHOSHODWRPDGDGHGHFLVmRHTXHFULWpULRVXWLOL]DUSDUDGHWHUPLQDURYDORU
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
VIII ENCONTRO IBÉRICO EDICIC 2017, UNIVERSIDADE DE COIMBRA, 20 A 22 DE NOVEMBRO

816
'HXPODGRVXUJHDHVFROD-HQNLVRQLDQDTXHHQIDWL]DYDDREMHWLYLGDGHGRDUTXLYLVWDHDLPSDUFLDOLGDGH
GDLQIRUPDomRGHDUTXLYRQDPHGLGDHPTXHDGHFLVmRFDEHULD DRSURGXWRURXDGPLQLVWUDGRUHP
PHOKRUHVFRQGLo}HVSDUDGHWHUPLQDURTXHGHYHULDFRQWLQXDUDUHVSRQGHUjVVXDVQHFHVVLGDGHVGHL[DQGR
GHIRUDRDUTXLYLVWD&RRNE
1RXWUDSHUVSHWLYD VXUJHD HVFROD6FKHOOHQEHUJLDQD TXHGHIHQGHRHQYROYLPHQWRGR DUTXLYLVWDQD
WRPDGDGHGHFLVmRFRPRUHVSRQViYHOSHODFXVWyGLDDORQJRSUD]RGDLQIRUPDomRGHDUTXLYRSRUVHUHP
RV~QLFRVFDSD]HVGHID]HURHTXLO EULRHQWUHDVQHFHVVLGDGHVHYLGHQFLDLVGHXWLOL]DomRPHPyULDH
LQYHVWLJDomR'HVWDHVFRODVXUJHDGLIHUHQFLDomRHQWUHRYDORUSULPiULRGRVSURGXWRUHVHYLGHQFLDO
OLJDGR D TXHVW}HV DGPLQLVWUDWLYDV OHJDLV ILVFDLV H R YDORU VHFXQGiULR OLJDGR DR WHVWHPXQKR
LQVWLWXFLRQDOPHPyULD H DR YDORU LQIRUPDFLRQDO SDUD XPD YDVWD JDPD GH XWLOL]DGRUHV H DV VXDV
QHFHVVLGDGHVIXWXUDVGHHYLG QFLDHLQIRUPDomRKLVWyULFD.ROVUXG
2DXPHQWRGRQ~PHURHGHWLSRVGHDUTXLYRVRFRUULGRVGD HPGLDQWHIL]HUDPIORUHVFHUXPFRQMXQWRGH
QRYDVQHFHVVLGDGHVSHUFHFLRQDGDVHPQRYRVS~EOLFRVXWLOL]DGRUHVTXHHPVLPXOWkQHRFRPDVQRYDV
WHFQRORJLDVSURYRFDUDPQRYRVHQTXDGUDPHQWRVWHyULFRVDERUGDJHQVPHWRGROyJLFDVHDQiOLVHFU WLFD
TXHSRGHPRVLGHQWLILFDUFRPR3yV0RGHUQDV
(VWDPXGDQoDGDDYDOLDomRSDVVLYDSDUDXPDDYDOLDomRDWLYDpFRQVLGHUDGDSRU&RRNEFRPRR
PDUFRHPTXHDVLQVWLWXLo}HVGHDUTXLYRGHL[DPVHUVRPHQWHFHQWURVGHHYLG QFLDHSDVVDPWDPEpPD
VHUORFDLVGHPHPyULDHFRQVWUXomRGHQDUUDWLYD2ILPGRVpFXOR;;Y FKHJDUQRYDVSHUVSHWLYDV
OLJDGDVDRVXUJLPHQWRGRSODQHDPHQWRHVWUDWpJLFRDSULRU VWLFRFRPRILPGHGHVHQYROYHUDFHUYRVFRP
EDVH HP FULWpULRV WHPiWLFRV SHUVLVWHQWHV RX IXQFLRQDLV HRX RUJDQL]DFLRQDLV QR kPELWR GH XPD
VRFLHGDGH JUXSR RX RUJDQL]DomR H TXH SHUPLWLVVHP DODUJDU R Q~PHUR GH JUXSRV SDUWLFLSDQWHV QD
DYDOLDomRDRPHVPRWHPSRTXHVXUJHPHFUHVFHPUHSRVLWyULRVDUTXLY VWLFRVTXHVHUYHPRUJDQL]Do}HV
QmRJRYHUQDPHQWDLVHGHFRPXQLGDGHVLQIRUPDLVTXHSDUWLOKDPRVPHVPRVYDORUHVHQHFHVVLGDGHV
&RRNE
7RUQDVHSDWHQWHTXHRVDUJXPHQWRVHQRUPDVTXHVHUYHPRUJDQL]Do}HVHVWiYHLVHGXUDGRXUDVFRPR
DXWDUTXLDVHJRYHUQRVQmRVmRDGHTXDGDVSDUDRGHVHQYROYLPHQWRGHSURJUDPDVDUTXLY VWLFRVSDUDR
VHWRUSULYDGRSHVVRDVHFRPXQLGDGHVLQIRUPDLVGHLQWHUHVVHRXPHVPRSURMHWRVPXOWLLQVWLWXFLRQDLVH
PXOWLMXULVGLFLRQDLV$VWHRULDVGDDYDOLDomRDUTXLY VWLFDGRVILQVGRVpFXOR;;LQLFLDYDPPXLWDVYH]HV
DVXDDERUGDJHPSHODDQiOLVHGDLPSRUWkQFLDGDIXQomRXQLGDGHRUJkQLFDRXSHVVRDTXHSURGX]LDR
PDWHULDORXSHODGHILQLomRGHWHPiWLFDVPRYLPHQWRVRXSHVVRDVTXHRDFHUYRSUHWHQGHGRFXPHQWDUH
DSOLFDUPHWRGRORJLDVFRPRDdocumen a ion s a egy 6DPXHOVRXdocumen a ion plan%RRPV

6HDDYDOLDomRGHYHIRFDUVHQRVSUySULRVUHJLVWRVGHLQIRUPDomRGHDUTXLYRFRPRREMHWLYRGHWHQWDU
FRPSUHHQGHUVHGHW PYDORULQWU QVHFRRXHVWUXWXUDOPHQWHHPUHODomRDRXWURVPDWHULDLVRXSRUHVWDUHP
DVVRFLDGRVDXPJUXSRRXDFRQWHFLPHQWRYiULRVWHyULFRVGDDYDOLDomRDUTXLY VWLFDGR VpFXOR ;;,
GHIHQGHPXPSURFHVVRGHDYDOLDomRPDLVDEVWUDWRMXVWLILFDQGRHVVDRSomRFRPRFXVWRGRVUHFXUVRV
LQYHVWLGRV H D GLILFXOGDGH HP SUHGL]HU DV QHFHVVLGDGHV H LQWHUHVVHV IXWXURV UHODWLYDPHQWH D HVVD
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Re e ência: Co ujo (2017), Elabo ação p óp ia, de aco do com Booms (1987, 1991, 2001), Cook (1994, 2004, 2005), Cou u e
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