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Structure-soil-structure interaction effects on the dynamic response of piled structures under obliquely incident seismic shear waves

Álamo Meneses, Guillermo Manuel,Padrón Hernández, Luis A.,Aznárez González, Juan José,Maeso, Orlando

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Structure-Soil-Structure Interaction effects on the dynamic response of piled structures under obliquely-incident seismic shear waves.∗ Guillermo M. ´ Alamo, Luis A. Padr´on, Juan J. Azn´arez, Orlando Maeso Insituto Universitario de Sistemas Inteligentes y Aplicaciones Num´ericas en Ingenier´ıa (IUSIANI), Universidad de Las Palmas de Gran Canaria, Edificio Central del Parque Cient´ıfico y Tecnol´ogico, Campus Universitario de Tafira 35017 Las Palmas de Gran Canaria, Spain guillermo.alamo / luis.padron / juanjose.aznarez / orlando.maeso @ulpgc.es Abstract This work studies the structure-soil-structure interaction (SSSI) effects on the dynamic response of nearby piled structures under obliquely-incident shear waves. For this purpose, a three-dimensional, frequency-domain, coupled boundary element - finite element (BEM-FEM) model is used to analyse the response of a configuration of three buildings aligned parallel to the horizontal component of the wave propagation direction. The SSSI effects are studied in terms of the maximum shear force at the base of the structures both in frequencyand time-domains. The results are presented in a set of graphs so that the magnitude of the interaction effects in configurations of buildings with similar vibration properties depending on the distance between them and the angle of incidence can be easily estimated. These results show a high influence of the wave type and angle of incidence on the interaction effects, not always corresponding the worst-case scenario with the commonly assumed hypothesis of vertical incidence. It is found that for configurations of non-slender structures, the SSSI effects can significantly amplify or reduce the single building maximum response depending on the separation between structures and excitation. Keywords: structure-soil-structure interaction, seismic response, angle of incidence, BEM-FEM coupling, pile foundations 1 Introduction When studying the seismic response of civil constructions, the structure is usually considered alone on the ground without any other near structure. However, this situation ∗Draft of the paper published in SOIL DYNAMICS AND EARTHQUAKE ENGINEERING, 78, 142153 (2015). DOI: http://dx.doi.org/10.1016/j.soildyn.2015.07.013. Accepted: 25 July 2015 1 rarely happens in modern urban areas. When excited by a seismic input, the vibration of one structure propagates through the soil and reaches the nearby buildings, modifying their dynamic response. This effect is referred to as structure-soil-structure interaction (SSSI) and can either magnify or attenuate the structural response of a building. To the best knowledge of the authors, some of the first works that proposed models for the quantification of SSSI effects are [1] (that studied the dynamic response of near nuclear reactors on rigid circular bases) and [2, 3] (that studied the bidimensional interaction problem of buildings under antiplane shear waves). The results published in these papers proved that, in some cases, the interaction effects modify the structural response in a way that cannot be neglected. Following these pioneering works, several authors have tackled the SSSI problem through different methodologies, such as analytical solutions, numerical models and experimental tests. As a full literature review is out of the scope of this research, the authors want to refer the interested reader to the work of Lou et al. [4], where a complete survey of the SSSI studies can be found. A related problem that has been addressed more recently [5–7] is that of the site-city interaction (SCI). These works showed that ground motion is affected by the presence of large groups of buildings and that the response of each structure varies significantly from one to another, in such a way that some of them may suffer high damages, while others will remain unaffected. In most of those works, when studying the interaction phenomena, the seismic excitation is considered to propagate vertically through the terrain. However, Wong and Trifunac [3] studied the interaction between two buildings under SH waves with different angles of propagation. Their results showed different building responses depending on this incident angle. Up to the authors knowledge, no other works have studied the relation between the angle of incidence and the SSSI, being this an aspect of the interaction problem that demands further research. On the other hand, the response of pile foundations under waves with a generic angle of propagation had been studied in terms of kinematic interaction factors in different works [e.g. 8–10]. One of the most extensive results were obtained by Kaynia and Novak [11] for different pile groups configurations under oblique volumetric waves and Rayleigh waves. These results demonstrate the importance of the angle of incidence in the dynamic response of this type of foundation. The objective of this work is to include the assumption of a generic angle of incidence in the SSSI study in order to analyse the influence of this parameter on the interaction effects. For this purpose, the dynamic response of a group of three piled structures subjected to planar oblique shear waves is obtained through a direct approach by using a previously developed BEM-FEM model [12, 13]. Coupled BEM-FEM methodologies has been previously chosen by several authors to treat the SSSI problem. Wang and Schmid [14] and Lehmann and Antes [15] used different BEM-FEM models to study the interaction between near structures on embedded foundations. Wang and Schmid [14] used harmonic forces on the structures as the excitation, while Lehmann and Antes [15] placed the load on the ground surface. In their recent work, Clouteau et al. [16] compared the results obtained by their BEM-FEM model with an experimental test using mock-up structures built on unmade ground performed by the Nuclear Power Electric Corporation (NUPEC) in Japan. The numerical results were in good agreement with the experimental ones. 2 Figure 1: Geometry, symmetry and degrees of freedom of the problem Along this study, the interaction effects will be quantified by comparing the maximum response of the group buildings with the maximum response of a single structure on the ground. The results, both in frequencyand time-domains, are presented in a set of graphs that allows to evaluate the importance of the SSSI depending on the configuration and excitation. Besides, these results can be understood as correcting factors that can be applied to simplified models in order to include the effects of near constructions and a non-vertical incidence. 2 Problem statement 2.1 Problem definition A configuration of three one-storey shear structures founded on 3×3 fixed-head pile groups embedded on a viscoelastic half-space is studied. The three buildings are aligned with the horizontal component of the wave propagation direction in order to investigate the shielding effect produced by the presence of neighbour foundations in the wave course. The problem is sketched in Fig. 1. The geometric properties of pile groups are defined by: length Land diameter dof piles, center-to-center distance between adjacent piles s and foundation halfwidth b. The parameters that define the structures are: cap mass m0and moment of inertia I0, fixed-base fundamental period Tand structural damping ratio ζ, structure effective height hand mass mand distance between adjacent structures D. As the buildings are modelled as one-storey structures, the values of h,mand ζcan represent either the height, mass and damping of one-storey constructions or the ones equivalent to one particular mode of multi-mode structures. The dynamic response of each structure is represented by eight degrees of freedom 3 piles aspect ratio: L/d 15 piles separation ratio: s/d 5 pile-soil modulus ratio: Ep/Es100 soil-pile density ratio: ρs/ρp0.7 soil Poisson ratio: νs0.4 soil hysteretic damping ratio: β0.05 complex soil shear modulus: µ=Re[µ](1 + 2iβ) Table 1: Soil and piles properties. structural aspect ratios: h/b 2, 3, 5 structure-soil stiffness ratio [17]: 1/σ =h/(Tcs) 0.25 structure-soil mass ratio: δ=m/(4ρsb2h) 0.15 foundation-structure mass ratio: m0/m 0.25 foundation moment of inertia: I0/(mh2) 0.05 structure hysteretic damping ratio: ζ0.05 complex structural stiffness: k=Re[k](1 + 2iζ) Table 2: Soil-structure system properties. corresponding to: horizontal translations of vibrating mass ust and foundation ucalong the xand yaxes, one vertical displacement vc, two rocking motions ϕcaround horizontal axes and one rotational motion φcaround the vertical axis. As the buildings are modelled as shear structures, the vertical, rocking and rotational motions of cap and floor slab are assumed to be coincident. The site is assumed to be excited by obliquely-incident SH or SV waves producing horizontal displacements perpendicular or parallel to the alignment of the structures, and with a direction of incidence with respect to the horizontal defined by the angle θ0(see Fig. 1). 2.2 Problem parameters The mechanical dimensionless properties of the pile-soil system are those presented in Table 1, which can represent reinforced concrete piles foundations in sandy soils. On the other hand, the constants defining the properties of the soil-structure system are listed in Table 2, where csis the soil shear wave velocity. These values were chosen in order to be representative for typical constructions and have been used in previous studies [17– 20]. In order to see the dynamic behaviour of the selected soil-structure system, Fig. 2 shows the ratio between the flexible-base ( ˜ T) and the fixed-base (T) fundamental periods depending on σ, for the properties defined above. These curves were obtained following the methodology presented in [21]. Notice that as the value of 1/σ tends to zero (soft structures or stiff soils) the behaviour of the building tends to the fixed-base system one, so no soil-structure interaction is observed. The chosen value of 1/σ = 0.25 allows SSSI effects to be significant enough while being in the range of realistic building properties. The distance between adjacent buildings will be expressed in terms of the soil wave 4 0.8 1 1.2 1.4 1.6 1.8 2 2.2 2.4 0 0.1 0.2 0.3 0.4 0.5 T ~ / T 1/σ h/b=2 h/b=3 h/b=5 Figure 2: Soil-structure interaction effects measurement for the soil-structure system adopted in this study. length at the soil-structure fundamental frequency: D∝λ=cs˜ T. 3 Methodology In order to obtain the seismic response of the system, a previously developed threedimensional frequency-domain BEM-FEM model [12, 13] is used where the soil is modelled by boundary elements as a homogeneous, semi-infinite, isotropic, linear, viscoelastic medium, while the piles and piers are modelled as linear Bernoulli beams by finite elements. Such a model was used in [20] to study the SSSI effects in piled structures under vertical seismic excitation and was also used in [22] to study the effect of the incidence angle and type of wave in the dynamic response of pile groups and a single piled structure. The analysis of the SSSI effects is made in frequency-domain through the study of the shear forces at the base of the structure. These forces are obtained by using the Frequency Response Function (FRF) Q=Abs[Ω2u/ω2uff ] being Ω = 2π/T the structure fundamental frequency, uff the horizontal free-field displacement and uthe structure lateral deformation obtained by subtracting the cap rigid body contribution from the horizontal displacement of the slab (u=ust −uc−hϕc). This frequency response function represents the ratio of the shear force at the base of the structure to the effective seismic force [23]. The excitation consists of a planar wavefront that propagates through the halfspace with a generic direction contained in the yz plane defined by the angle of propagation θ0. When a wave reaches the soil surface, other waves must be reflected in order to satisfy the free-surface boundary condition (Fig. 3). The harmonic displacements of the domain points are obtained by adding the contribution of each wave: u= n X j=1 d(j)Aje−ikj(s(j)·r)(1) where uis the vector of displacements of the point located at the position defined by r, nis the total number of waves (incident + reflected), d(j)is the vector containing the 5 Figure 3: Incident and reflected waves for obliquely-incident SV waves. direction cosines of the displacements produced by the j-th wave, Ajis the amplitude of the j-th wave, kjis the wave number of the j-th wave and s(j)is the propagation vector of the j-th wave. Two different incident waves are considered in this work: SH and SV. The first one produces displacements in the direction xand reflects another SH wave. The incident SV wave (Fig. 3), producing displacements perpendicular to the direction of propagation in the yz plane , reflects another SV wave and a P wave. If the angle of incidence is smaller than a critical angle (with the soil Poisson ratio used: θcr = 65.9o) a surface wave is reflected instead of the P wave. The vectors and amplitude expressions for each wave depends on the angle of incidence and are detailed in [22]. No material damping is considered in the computation of the incident wave-field. 4 Results The SSSI effects under study will be presented in terms of the relative difference between the maximum shear force per effective seismic excitation of the building in the group (Qmax) and the one experienced by a single building with the same characteristics (Qref max): ∆Qmax =Qmax −Qref max Qref max (2) Positive values of ∆Qmax mean that the forces the building suffers as a part of the group are higher than the ones that it would present if it were alone; negative values mean that the SSSI effects lead to a reduction in the maximum efforts at the base of the structure. These variations, illustrated in Fig. 4, depend on the excitation type and propagation angle, the distance between adjacent buildings and the position of the building in the group. The maximum values of each FRF are compared regardless of the frequency at which they take place. Variations in the peak frequency will be also obtained in relative terms as: ∆ωp=ωp−ωref p ωref p (3) 6 Figure 4: Qualitative representation of changes in the shear force frequency response function due to the interaction effects. The different configurations studied in this work are summarized in Table 3. Note that for cases A, B and C the buildings in the group are compared with the single building under the same excitation (type and angle), while in cases D and E the reference single building is excited by a vertical incidence. 4.1 Influence of distance on SSSI phenomena This section focuses on illustrating how the response of each building and the interactions between them strongly depend on the separation distance. Thus, general conclusions cannot be drawn from the results of just one single configuration. Fig. 5 presents the maximum shear force variation as a function of the separation distance for the case A which corresponds to three identical buildings with an aspect ratio h/b = 2. The separation distance goes from 0.2λto λwith a λ/40 step. Each row corresponds to a different building position in the group and different angles of incidence are represented by different lines. Representative incidence angles of 60o, 75oand 90o are studied. Structure-soil-structure interaction effects are apparent in Fig. 5 as the variations in the maximum shear force are different from zero, which means that the maximum responses of the buildings in the group differ from the maximum response of the single building system. Note also that, even for vertical incidence (θ0= 90o), the responses of the lateral buildings and the central structure do not coincide due to SSSI [20]. The worst-case scenario changes with the structure position, the wave type and its angle of propagation. Depending on the distance of separation, the interaction effects produces the highest variations at different angles of incidence, not always corresponding the worst situation to the vertical incidence hypothesis. For this reason, responses will be computed for five representative separation distances (D=λ/4, λ/3, λ/2, 3λ/4 and λ) identified in Fig. 5. 7 Case Sketch Figures A 5, 6, 11 B 7 C 8 D 9 E 10 Table 3: Cases under study. 8 -20 -10 0 10 20 ∆Qmax (%) SV θ0= 60o θ0= 75o θ0= 90o -20 -10 0 10 20 ∆Qmax (%) -20 -10 0 10 20 1/4 1/3 1/2 3/4 1 ∆Qmax (%) D/λ SH 1/4 1/3 1/2 3/4 1 D/λ Figure 5: Case A. Variations in the maximum shear force as a function of the separation distance. Structural aspect ratio h/b = 2. 9 -40 -30 -20 -10 0 10 20 30 ∆Qmax (%) SV -40 -30 -20 -10 0 10 20 30 ∆Qmax (%) -40 -30 -20 -10 0 10 20 30 ∆Qmax (%) -40 -30 -20 -10 0 10 20 30 ∆Qmax (%) -40 -30 -20 -10 0 10 20 30 60o65o70o75o90o ∆Qmax (%) θ0 SH D=λ/4 D=λ/3 D=λ/2 D=3λ/4 60o65o70o75o90o θ0 D=λ Figure 10: Case E. Variations in the maximum shear force as a function of the angle of incidence and wave type. Structural aspect ratio h/b = 2. 16 -4 -2 0 2 4 ∆ωp (%) SV -4 -2 0 2 4 ∆ωp (%) -4 -2 0 2 4 ∆ωp (%) -4 -2 0 2 4 ∆ωp (%) -4 -2 0 2 4 60o65o70o75o90o ∆ωp (%) θ0 SH D=λ/4 D=λ/3 D=λ/2 D=3λ/4 60o65o70o75o90o θ0 D=λ Figure 11: Case A. Variations in the peak frequency as a function of the angle of incidence and wave type. Structural aspect ratio h/b = 2. 17 Soil Piles Structures cs= 237 m/sEp= 2.76 ·1010 Pa T= 0.2 s ρs= 1750 kg/m3ρp= 2500 kg/m3m= 3.8·105kg νs= 0.4d= 0.8 m h= 12 m β= 0.05 L= 12 m ζ= 0.05 Table 4: Soil, piles and structures dimensional properties. 4.7 Maximum temporal response variations In the previous sections, results in the frequency-domain were obtained. In this section, the most relevant results will be presented also in terms of time-domain variables in order to check whether the conclusions drawn above can be extrapolated to the response of the structures under seismic events. For that purpose, expression (2) is used again to compute the maximum effort variations but considering now that the studied variable corresponds to the maximum value of the time response of each building in the group or the reference single building. In order to obtain the time-history forces at the base of the structures, the standard frequency-domain method [23] is used. Note that, as the seismic input is included to obtain the time response, in this section the comparison is made in terms of the maximum shear force (Vmax) rather than the maximum shear force per effective seismic force (Qmax). The seismic excitations are synthetic accelerograms generated by SIMQKE [24] to be compatibles with the type 1 response spectrum for ground type C presented in Part 1 of Eurocode 8 [25]. These accelerograms correspond to the free-field horizontal acceleration at the position of the central structure. The fundamental period of the structures T= TB= 0.2 s is chosen in order to match the one where the maximum response occurs. The rest of the problem dimensional properties are obtained by setting the modulus of elasticity of piles Ep= 2.76 ·1010 Pa and density of piles ρp= 2500 kg/m3(reinforced concrete piles) and are summarized in Table 4. A set of 20 independent accelerograms is used in order to handle the high variability of the results depending on the seismic input. The mean value of the maximum effort variations is used as representative value and their variability is expressed through the standard deviation. Fig. 12 shows the variations of the maximum temporal shear forces at the base of the structures for case A. These are the time-domain results corresponding to the frequencydomain ones presented in Fig. 6. Comparing both figures, one can see that variations in the maximum efforts follow the same trends with the angle of incidence and separation distance. However, the time variations, with maximum values around 10%, are smaller than the harmonic ones, presenting maximum values above 20%. The value of the maximum effort of the time response varies depending on the accelerogram used as excitation. These deviations from the mean value (which can reach values around ±5% in some configurations) highlight the importance of considering different input data in this type of studies. 18 -15 -10 -5 0 5 10 ∆Vmax (%) SV -15 -10 -5 0 5 10 ∆Vmax (%) -15 -10 -5 0 5 10 ∆Vmax (%) -15 -10 -5 0 5 10 ∆Vmax (%) -15 -10 -5 0 5 10 60o65o70o75o90o ∆Vmax (%) θ0 SH D=λ/4 D=λ/3 D=λ/2 D=3λ/4 60o65o70o75o90o θ0 D=λ Figure 12: Case A. Variations in the maximum temporal shear force as a function of the angle of incidence and wave type. Mean value and standard deviation from 20 independent accelerograms. Structural aspect ratio h/b = 2. 19 5 Conclusions In this work, a configuration of three piled buildings under obliquely-incident shear waves is studied in order to investigate the influence of the wave type and its angle of propagation on the structure-soil-structure interaction among them. The SSSI effects are measured by comparing the maximum responses of the buildings in the group with the maximum response of the soil-structure system formed by a single structure with identical characteristics. The buildings responses, in terms of the shear force at the base of the structure per effective seismic force, are obtained by a frequency-domain BEM-FEM model assuming linear behaviour of soil, piles and structures. The obtained results show that the type of wave and its angle of incidence have a great influence on the SSSI effects, not always corresponding the worst situation to the vertical incidence hypothesis. These effects are strongly related to the structure on-soil fundamental frequency as they have the same behaviour independent on the structural aspect ratio if the distance between buildings is expressed in terms of the soil wave length at this frequency. Moreover, significant interactions are only produced between buildings with similar fundamental periods. The interaction effects on the maximum shear forces are more important for buildings with smaller structural aspect ratios. The SV waves are more affected by the presence of obstacles under the terrain. For small distances between buildings and oblique incidence, a shielding effect can be observed for these incident waves. The shielding effect causes the first structure to increase its maximum shear force variation as the angle of incidence becomes smaller, while the two last buildings variations are reduced. When comparing with the single structure system under vertical incidence, the effects of an oblique incidence have to be considered. This principally affects the SV waves, causing high reductions in the maximum efforts for angles below the critical one and a peak in the response at its surroundings. For SH waves, the response of the single building is almost independent on the angle of incidence. The maximum forces at the base of the buildings in the group occur at different frequencies depending on the excitation and building position. These variations in the single structure fundamental frequency are produced due to the variable contribution of the different vibration modes that form the total response. The peak frequency variations only are significant for small aspect ratios. For small separations between buildings high reductions in their maximum shear forces are produced. On the other hand, the highest variations depend on the wave type, angle of incidence and building position. In general, the worst configurations correspond to separation distances between 0.5λand 0.7λ(reaching increments in the maximum shear efforts over 20% for small structural aspect ratios). Finally, when studying the buildings time response, the structure fundamental period has been chosen to coincide with the one where the excitation presents more energy. With this properties, the variations of the maximum time efforts follow the same trends as the harmonic results but with smaller values, which means that the same conclusions reached in the frequency-domain can be applied to the time response. 20 Acknowledgements This work was supported by the Ministerio de Econom´ıa y Competitividad (MINECO) of Spain and FEDER through research Project BIA2010-21399-C02-01 and also by the Agencia Canaria de Investigaci´on, Innovaci´on y Sociedad de la Informaci´on (ACIISI) of the Government of the Canary Islands and FEDER through research Project ProID20100224. 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