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Effectiveness of a universal personalized intervention for the prevention of anxiety disorders: Protocol of a randomized controlled trial (the prevANS project)

Abstract

Background: To date, all preventive anxiety disorders interventions are one-fit-all and none of them are based on individual level and risk profile. The aim of this project is to design, develop and evaluate an online personalized intervention based on a risk algorithm for the universal prevention of anxiety disorders in the general population. Methods: A randomized controlled trial (RCT) with two parallel arms (prevANS vs usual care) and 1-year follow- up including 2000 participants without anxiety disorders from Spain and Portugal will be conducted. The prevANS intervention will be self-guided and can be implemented from the prevANS web or from the participants' Smartphone (through an App). The prevANS intervention will have different intensities depending on the risk level of the population, evaluated from the risk algorithm for anxiety: predictA. Both low and moderate-high risk participants will receive information on their level and profile (risk factors) of anxiety disorders, will have access to stress management tools and psychoeducational information periodically. In addition, participants with a moderate-high risk of anxiety disorders will also have access to cognitive-behavioral training (problem-solving, decision-making, communication skills, and working with thoughts). The control group will not receive any intervention, but they will fill out the same questionnaires as the intervention group. Assessments will be completed at baseline, 6 and 12-month follow-up. The primary outcome is the cumulative incidence of anxiety disorders. Secondary outcomes include depressive and anxiety symptoms, risk probability of anxiety disorders (predictA algorithm) and depression (predictD algorithm), improvement in physical and mental quality of life, and acceptability and satisfaction with the intervention. In addition, cost-effectiveness and cost-utility analyses will also be carried out from two perspectives, societal and health system, and analyses of mediators and moderators will also be performed

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Effectiveness of a universal personalized intervention for the prevention of anxiety disorders: Protocol of a randomized controlled trial (the prevANS project)

Author: Moreno-Peral, Patricia; Rodríguez Morejón, Alberto; Bellón Saameño, Juan Ángel; García Huércano, C.; Martínez Vispo, Carmela; Campos-Paino, Henar; Galán Ortega, Santiago; Reyes-Martín, Sara; Sanchez-Aguadero, Natalia; Henriques, Margarida; Motrico, Emma;
Publisher: Elsevier
Year: 2023
DOI: 10.1016/j.invent.2023.100640
Source: https://minerva.usc.es/bitstreams/e5979e12-78a3-427e-940f-24c8b08a4c57/download
In e ne In e en ions 34 (2023) 100640
A ailable online 22 June 2023
2214-7829/© 2023 The Au ho (s). Published by Else ie B.V. This is an open access a icle unde he CC BY-NC-ND license (h p://c ea i ecommons.o g/licenses/by-
nc-nd/4.0/).
E ec i eness o a uni e sal pe sonalized in e en ion o he p e en ion o
anxie y diso de s: P o ocol o a andomized con olled ial ( he
p e ANS p ojec )
P. Mo eno-Pe al
a
,
b
,
c
,
*
, A. Rod íguez-Mo ej´
on
a
,
b
,
c
, J.A. Bell´
on
a
,
b
,
d
,
e
,
**
, C. Ga cía-Hu´
e cano
a
,
C. Ma ínez-Vispo
, H. Campos-Paino
a
,
b
, S. Gal´
an
a
,
b
, S. Reyes-Ma ín
a
, N. S´
anchez Aguade o
g
,
M. Rangel-Hen iques
h
, E. Mo ico
i
, S. Conejo-Ce ´
on
a
,
b
a
Biomedical Resea ch Ins i u e o Malaga (IBIMA Pla a o ma BIONAND), C. Se e o Ochoa, 35, 29590 M´
alaga, Spain
b
Ch onici y, P ima y Ca e and Heal h P omo ion Resea ch Ne wo k (RICAPSS), ISCIII, G an Via de les Co s Ca alanes, 587, `
a ic, 08007 Ba celona, Spain
c
Depa men o Pe sonali y, E alua ion and Psychological T ea men , Uni e si y o M´
alaga (UMA), C/ D . O iz Ramos, 12; 29010 M´
alaga, Spain
d
‘El Palo’ Heal h Cen e, Se icio Andaluz de Salud (SAS), A . Sal ado Allende, 159, 29018 M´
alaga, Spain
e
Depa men o Public Heal h and Psychia y, Facul y o Medicine, Uni e si y o M´
alaga (UMA), Campus de Tea inos, Bl d. Louis Pas eu , 32, 29010 M´
alaga, Spain
Depa men o Clinical Psychology and Psychobiology, Uni e si y o San iago de Compos ela (USC), Campus Vida, Calle Xos´
e Ma ía Su´
a ez Nú˜
nez, s/n, 15782 San iago
de Compos ela, Spain
g
Depa men o Nu sing and Physio he apy, Uni e si y o Salamanca (USAL), Campus Miguel de Unamuno, C. Donan es de Sang e, s/n, 37007 Salamanca, Spain
h
Facul y o Psychology and Educa ion Science, Uni e si y o Po o, R. Al edo Allen, 4200-135 Po o, Po ugal
i
Depa men o Psychology, Uni e si y Loyola Andalucía, A . de las Uni e sidades, s/n, 41704 Dos He manas, Se illa, Spain
ARTICLE INFO
Keywo ds
Anxie y diso de s
P e en ion
In e ne -based in e en ions, Mobile-based in-
e en ions, RCT
ABSTRACT
Backg ound: To da e, all p e en i e anxie y diso de s in e en ions a e one- i -all and none o hem a e based on
indi idual le el and isk p o ile. The aim o his p ojec is o design, de elop and e alua e an online pe sonalized
in e en ion based on a isk algo i hm o he uni e sal p e en ion o anxie y diso de s in he gene al popula ion.
Me hods: A andomized con olled ial (RCT) wi h wo pa allel a ms (p e ANS s usual ca e) and 1-yea ollow-
up including 2000 pa icipan s wi hou anxie y diso de s om Spain and Po ugal will be conduc ed.
The p e ANS in e en ion will be sel -guided and can be implemen ed om he p e ANS web o om he
pa icipan s' Sma phone ( h ough an App). The p e ANS in e en ion will ha e di e en in ensi ies depending
on he isk le el o he popula ion, e alua ed om he isk algo i hm o anxie y: p edic A. Bo h low and
mode a e-high isk pa icipan s will ecei e in o ma ion on hei le el and p o ile ( isk ac o s) o anxie y dis-
o de s, will ha e access o s ess managemen ools and psychoeduca ional in o ma ion pe iodically. In addi ion,
pa icipan s wi h a mode a e-high isk o anxie y diso de s will also ha e access o cogni i e-beha io al aining
(p oblem-sol ing, decision-making, communica ion skills, and wo king wi h hough s). The con ol g oup will
no ecei e any in e en ion, bu hey will ill ou he same ques ionnai es as he in e en ion g oup.
Assessmen s will be comple ed a baseline, 6 and 12-mon h ollow-up. The p ima y ou come is he cumula i e
incidence o anxie y diso de s. Seconda y ou comes include dep essi e and anxie y symp oms, isk p obabili y o
anxie y diso de s (p edic A algo i hm) and dep ession (p edic D algo i hm), imp o emen in physical and
men al quali y o li e, and accep abili y and sa is ac ion wi h he in e en ion. In addi ion, cos -e ec i eness and
cos -u ili y analyses will also be ca ied ou om wo pe spec i es, socie al and heal h sys em, and analyses o
media o s and mode a o s will also be pe o med.
* Co espondence o: P. Mo eno-Pe al, Depa amen o de Pe sonalidad, E aluaci´
on y T a amien o Psicol´
ogico, Facul ad de Psicología y Logopedia, Uni e sidad de
M´
alaga (UMA), Ampliaci´
on del Campus de Tea inos, c/ D . O iz Ramos 12, 29010 M´
alaga, Spain.
** Co espondence o: J.A. Bell´
on, Depa amen o de Salud Pública y Psiquia ía, Facul ad de Medicina, Uni e sidad de M´
alaga (UMA), Campus de Tea inos, c/
Bule a Louis Pas eu , 32, 29071 M´
alaga, Spain.
E-mail add esses: [email p o ec ed] (P. Mo eno-Pe al), [email p o ec ed] (J.A. Bell´
on).
Con en s lis s a ailable a ScienceDi ec
In e ne In e en ions
jou nal homepage: www.else ie .com/loca e/in en
h ps://doi.o g/10.1016/j.in en .2023.100640
Recei ed 13 Ma ch 2023; Recei ed in e ised o m 2 June 2023; Accep ed 19 June 2023
In e ne In e en ions 34 (2023) 100640
2
Discussion: To he bes o ou knowledge, p e ANS s udy will be he i s o e alua e he e ec i eness and cos -
e ec i eness o a pe sonalized online in e en ion based on a isk p edic i e algo i hm o he uni e sal p e-
en ion o anxie y diso de s.
T ial egis a ion: ClinicalT ials.go : NCT05682365.
1. In oduc ion
1.1. Anxie y as public heal h issue
Cu en ly, a ound 300 million people su e om anxie y diso de s
wo ldwide (GBD, 2020) and in Spain hey a ec abou 2.8 million
people (Ha o e al., 2006). Recen s udies indica e ha since he onse o
he COVID-19 pandemic, he occu ence o dep ession and anxie y dis-
o de s has mul iplied (Luo e al., 2020). Du ing he decade 2007–2017,
he anxie y diso de s bu den (yea s li ed wi h disabili y) inc eased by
12.4 % and 13.6 % o women and men, espec i ely, anking eigh h
(women) and hi een h (men) in he wo ld (GBD, 2018). In addi ion o
he bu den o disease, anxie y diso de s a e associa ed wi h high eco-
nomic cos s. In he yea 2010, o al cos s s emming om anxie y dis-
o de s in Eu ope we e es ima ed a
€
74,380 million, 62.2 % o which
we e heal hca e cos s, 0.2 % we e di ec non-medical cos s, and 37.6 %
we e indi ec cos s (sick lea e and dec ease in p oduc i i y wo k)
(Olesen e al., 2012). In Spain anxie y diso de s a e es ima ed a
€
10,365
million annually, o which
€
4300 million a e due o di ec heal hca e
cos s,
€
150 million o di ec non-heal hca e cos s and
€
5914 o indi ec
cos s (Pa ´
es-Badell e al., 2014).
1.2. Need o p e en anxie y diso de s
Al hough he e a e easonably e ec i e ea men s o anxie y dis-
o de s (Cuijpe s e al., 2014; S´
anchez-Meca e al., 2010), no all a ec ed
people ecei e adequa e ea men (Fe n´
andez e al., 2007) due o
accessibili y di icul ies, e o s in diagnosis, incomple e e ec i eness o
ea men s, and lack o adhe ence. In de eloped coun ies, despi e he
ac ha ea men s o anxie y diso de s ha e inc eased subs an ially in
he las decade, he anxie y p e alence has no dec eased (Jo m e al.,
2017). This is pa ly because he incidence o new cases o anxie y dis-
o de s is e y high compa ed o he p e alence (p e en i e gap). E en in
he hypo he ical case ha all exis ing cases o anxie y diso de s would
be ea ed app op ia ely, new cases could be a oided h ough p ima y
p e en ion a he han ea men . Following his line, he Eu opean
Commission es ablished he p e en ion o men al diso de s as one o i s
main p io i ies (Fio illo e al., 2013).
1.3. In e na ional esea ch s a egies o p e en anxie y diso de s
(e ec i eness and cos -e ec i eness)
A me a-analysis ca ied ou in 2017 showed ha psychological and
psychoeduca ional in e en ions a e e ec i e in p e en ing he onse o
new cases o anxie y diso de s, al hough he e ec size was small
(Mo eno-Pe al e al., 2017). Howe e , om a public heal h poin o
iew, e en hough such e ec i eness was small, he gene aliza ion o
p e en i e in e en ions o anxie y diso de s o la ge popula ions could
ha e a ele an impac on imp o ing heal h, quali y o li e and cos s.
This gene aliza ion o scalabili y would be easible h ough in o ma ion
and communica ion echnologies (ICTs). In addi ion, he e is signi ican
oom o imp o emen in he ield o psychological in e en ions o
p e en anxie y diso de s. This e ec i eness o p e en i e in e en ions
could be op imized h ough he s udy o media o s and mode a o s
(Mo eno-Pe al e al., 2020a; Mo eno-Pe al e al., 2020b). Rega ding he
cos -e ec i eness o psychological in e en ions o p e en anxie y
diso de s, we conduc ed a sys ema ic e iew o ial-based economic
e alua ions, and we concluded ha he e idence on he cos -
e ec i eness o hese in e en ions is e y limi ed, since no i m con-
clusions can be d awn on he cos -e ec i eness o he psychological
in e en ions o he p e en ion o anxie y diso de s (Mo eno-Pe al
e al., in p ess).
1.4. P edic ing u u e episodes o anxie y: he p edic A algo i hm
An algo i hm o p edic ing he onse o anxie y diso de s a 12
mon hs, called he p edic A isk algo i hm (Mo eno-Pe al e al., 2014b)
was alida ed on 3564 p ima y ca e pa ien s wi hou anxie y om 6
Spanish egions, and i s calib a ion and disc iminan alidi y we e e y
good (C-index 0.80). The inal model o he p edic A isk algo i hm was
composed o 8 isk ac o s (sex, age, physical and men al quali y o li e,
dissa is ac ion wi h paid and unpaid wo k, inancial di icul ies, medi-
ca ion o anxie y, dep ession o s ess). P e iously, a isk algo i hm o
p edic anxie y diso de s a 6 and 24 mon hs in Eu opean popula ion
was de eloped and alida ed (King e al., 2011), which sha ed 6 isk
ac o s wi h he Spanish one. In addi ion o hese algo i hms, we had
p e iously de eloped a Spanish algo i hm o p edic ing he onse o
majo dep essi e episodes a 12 mon hs, called p edic D (Bell´
on e al.,
2011). The inal model o he p edic D isk algo i hm was composed o
11 isk ac o s. The wo Spanish algo i hms o anxie y and dep ession
p edic ion sha e 6 isk ac o s. In e ening on hese sha ed ac o s could
educe he isk o onse o bo h diso de s, dep ession and anxie y. This is
in line wi h p omising ansdiagnos ic app oaches ha inc ease he
po en ial each and impac o psychological p e en ion p og ams
(Ba low e al., 2016).
1.5. In o ma ion and communica ion echnologies (ICTs) in heal h
In Eu ope, 85 % o ci izens used he in e ne in 2019 (Eu opean
Commission, 2020). The In e ne o e s easy and inexpensi e access o
p og ams ha ea o p e en men al diso de s. I is anonymous,
ea men can be ob ained a any ime, by se ing he indi idual's own
pace, and i s use and adhe ence can be easily moni o ed. Fu he mo e, i
enables scaling o la ge popula ions, once he in e en ions a e shown o
be e ec i e.
M-Heal h has been de ined as he medical and public heal h p ac-
ices implemen ed in mobile de ices such as sma phones, pa ien
moni o ing de ices, pe sonal digi al assis an s and o he wi eless de-
ices (WHO, 2011). Sma phones a e pe sonal, po able, connec ed
and people end o ca y hem wi h hemsel es all he ime, so hey a e
in eg a ed in o daily li e. This means ha heal h messages and m-
Heal h p og ams can be p oac i ely o e ed o people in an app op ia e
way o e ime. In Eu ope he sma phone pene a ion is abo e 85 %
and inc easing (Di endia, 2020). Special men ion should be made o
he impac o he co ona i us hese mon hs on sma phone usage.
Du ing he COVID-19 pandemic, he ime o use o mobile applica ions
g ew by 6 % in Eu ope. The e o e, heal h in e en ions ca ied ou on
sma phones ha e g ea po en ial o de elopmen , implemen a ion
and scalabili y. Howe e , he e is e y limi ed e idence ha p e en-
i e heal h p og ams based on sma phones a e e ec i e and ensu ing
use s' adhe ence is c i ical (Ma colino e al., 2018; Vodopi ec-Jamsek
e al., 2012).
Engagemen in psychological in e en ions based on ICTs is gene -
ally poo . The a es o a i ion a e high and da a o ull comple ion
show a wide ange (Eysenbach, 2005; McDonald e al., 2020).
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
3
1.6. In e ne - and mobile-based in e en ions (IMIs) o he managemen
o anxie y
The me a-analyses o he in e ne -based in e en ions in men al
heal h ha e been shown o be as e ec i e as he ace- o- ace ea men s
and supe io o he con ol g oups (And ews e al., 2010; Ba ak e al.,
2008; Lina don e al., 2019). Rega ding he p e en ion o men al heal h
diso de s, se e al sys ema ic e iews and me a-analyses o in e ne -
based in e en ions ha e been published, showing posi i e esul s
(Deady e al., 2017; Rigabe e al., 2020; Sande e al., 2016; S a on
e al., 2017). Howe e , when we look a p e en i e heal h p og ams
based on sma phones he e is e y limi ed e idence on hei e ec-
i eness (Ma colino e al., 2018; Vodopi ec-Jamsek e al., 2012).
Speci ically, in ela ion o anxie y diso de s, a me a-analysis
concluded ha online in e en ions had a posi i e, al hough small, e -
ec on educing anxie y symp oms in he gene al popula ion; howe e ,
he adhe ence was low, he e we e only a ew ials o p e en anxie y
diso de s and mos o hese p e en i e ials included popula ion wi h
anxie y diso de s a he beginning o he s udy (Deady e al., 2017). The
Beacon 2.0 websi e o he ‘Na ional Ins i u e o Men al Heal h Resea ch
a he Aus alian Na ional Uni e si y’ has egis e ed 40 websi es ha
o e ea men o p e en ion o anxie y diso de s (Beacon 2.0, n.d.-a, n.
d.-b, n.d.-c, n.d.-d), among which he in e en ions based on cogni i e-
beha io al he apy (CBT) a e he mos used. In mos o hese s udies, he
p og ams ha e been e alua ed o ea anxie y diso de s and e y ew
we e e alua ed o p e en hem. Fu he mo e, he p e en i e ials
included pa icipan s wi h anxie y diso de s a he beginning o he
s udy, making i di icul o sepa a e ea men o p e en ion. In 2017, a
me a-analysis on he p e en ion o anxie y diso de s (Mo eno-Pe al
e al., 2017), only included 4 IMI's wi h a small e ec size and p esen ing
adhe ence p oblems.
1.7. Pe sonalized p e en ion o anxie y and dep ession
Mos o he ime, pe sonalized medicine is ela ed o he iden i ica-
ion o gene ic and molecula ac o s o apply indi idualized ea men s.
This ype o pe sonalized medicine is also applicable o men al illnesses
in he case o he choice o an idep essan s and an ipsycho ics. Howe e ,
in he con ex o p e en ion o men al heal h diso de s, speci ically
anxie y diso de s and dep ession, he clinician's objec i e is o o e a
ange o e ec i e in e en ion op ions aking in o accoun he di e en
ulne abili ies and isk ac o s o pa ien s (Cuijpe s, 2009). This ype o
p e en ion was called pe sonalized p e en ion (Cuijpe s, 2009; Golub-
ni schaja e al., 2012). Ou isk algo i hms (Bell´
on e al., 2011; Mo eno-
Pe al e al., 2014b) include indi idual in o ma ion on bo h isk le els
(p obabili y o isk) and he isk ac o s p o ile o bo h anxie y diso de s
and dep ession. In he case o dep ession and based on he dep ession
isk algo i hm, we designed an inno a i e pe sonalized in e en ion,
p edic D-CCRT (Bell´
on e al., 2013), o p e en his diso de in p ima y
ca e. The in e en ion consis ed o amily doc o s p o iding hei pa-
ien s wi h in o ma ion abou hei le el and isk p o ile o su e ing
dep ession in he nex yea . This in e en ion was es ed in a andom-
ized con olled ial (RCT) wi h 3326 p ima y ca e consul an s. The
p edic D-CCRT in e en ion, compa ed o usual ca e, educed he inci-
dence o dep ession by 21 % (Bell´
on e al., 2016) and anxie y diso de s
by 23 % (Mo eno-Pe al e al., 2021) and was also cos -e ec i e
(Fe n´
andez e al., 2018). Fo anxie y diso de s, he e idence in
pe sonalized p e en ion is much mo e limi ed. Un il now, isk algo-
i hms ha e no been used o es ablish di e en in ensi ies o in-
e en ions in ela ion o he isk le el o anxie y diso de s o he
popula ion. In e en ions o p e en anxie y diso de s ha e been
designed so ha all use s wo k wi h a s anda dized in e en ion (Mo -
eno-Pe al e al., 2017).
1.8. The gaps ha need o be co e ed
Taking in o accoun he s a e o he a desc ibed abo e:
1. The e is signi ican oom o imp o emen in he ield o he e ec-
i eness o psychological in e en ions in gene al, and IMIs in
pa icula , o he p e en ion o anxie y diso de s.
2. The e is e y limi ed e idence on he e ec i eness o IMIs, especially
based on sma phones, o he p e en ion o anxie y diso de s, gi en
he sca ce numbe o ials.
3. IMIs ha e adhe ence p oblems. Adhe ence in he eal-wo d is poo
and i is s ill a challenge o imp o e he adhe ence o IMIs in men al
heal h.
4. The e is e y limi ed e idence on he cos -e ec i eness o p e en i e
in e en ions o anxie y diso de s, and his e idence in IMIs is
almos non-exis en . To inco po a e a new heal h echnology,
decision-make s need e idence on i s cos -e ec i eness.
5. Un il now, in e en ions o p e en anxie y diso de s ha e been
designed as a one- i s-all solu ion. None o he in e en ions de el-
oped o p e en anxie y diso de s ha e been pe sonalized acco ding
o he anxie y diso de s le el and isk p o ile. The po en ial o p o-
duce e ec i e, adhe en and ans e able-scalable in e en ions e-
lies on he quali y o he design ( ailo ed and pe sonalized, co e ing
people's mo i a ions and suppo ing use s in decision making), he
e alua ion, and he dissemina ion p ocess. Howe e , none o he
in e en ions ook in o accoun he le el o isk o es ablish di e en
in ensi ies o in e en ions and he p o ile o isk o de eloping
pe sonalized in e en ions in he gene al popula ion.
6. Li le is known abou he media o s and mode a o s o in e en ions
o p e en anxie y diso de s, and especially in IMIs. This knowledge
would help op imize in e en ions and inc ease hei e ec i eness.
In conclusion, i is necessa y o design and e alua e anxie y diso de s
p e en ion in e en ions wi h highe e ec i eness, accep abili y, and
adhe ence compa ed o exis ing ones. An inno a i e and p omising
p oposal would include a pe sonalized app oach based on he p edic A
isk algo i hm, in ol ing he whole gene al popula ion, wi h mul iple
componen s acco ding he le el o isk, ha has e idence o i s e ec-
i eness, based on ICTs, and comple ely sel -guided.
1.9. Objec i es
The gene al objec i e o he p e ANS s udy is o design, de elop and
e alua e a pe sonalized online in e en ion o p e en he onse o
anxie y diso de s, based on an algo i hm o calcula e he isk o su e ing
om anxie y diso de s in he nea u u e (p edic A-algo i hm).
The speci ic aims a e:
1. To design and de elop a new pe sonalized online in e en ion
(p e ANS) based on p edic A isk algo i hm o p e en anxie y
diso de s.
2. To e alua e he e ec i eness o he p e ANS in e en ion in p e-
en ing he onse o anxie y diso de s as compa ed o a usual ca e
g oup.
3. To e alua e he e ec i eness o p e ANS in e en ion in educing
anxie y and dep ession symp oms, and he isk le el o anxie y dis-
o de s and dep ession as compa ed o a usual ca e g oup.
4. To e alua e he e ec i eness o p e ANS in e en ion in imp o ing
men al and physical quali y o li e.
5. To e alua e he adhe ence and usabili y o p e ANS in e en ion.
6. To e alua e he pa icipan s' accep abili y and sa is ac ion on he
p e ANS in e en ion.
7. To e alua e he cos -e ec i eness and cos -u ili y o he p e ANS o
p e en anxie y diso de s as compa ed o a usual ca e g oup.
8. To p o ide e idence on he mode a o s and media o s o p e ANS
in e en ion.
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
4
2. Me hod
2.1. Design
The p e ANS s udy is s uc u ed in h ee phases. In he i s phase,
he p e ANS in e en ion/ ool was designed and de eloped by clini-
cians (psychologis s, psychia is s, amily doc o s) and echnical p o-
essionals ( elecommunica ions and compu e enginee s). In he second
phase, a quali a i e assessmen is being conduc ed o unde s and he
ba ie s and enable s o he be a e sion o he p e ANS ool. Sugges-
ions o imp o emen will be collec ed and implemen ed be o e he
main ial begins. In he hi d phase, a andomized-con olled ial
(RCT) wi h wo pa allel a ms and one yea ollow-up will be conduc ed.
In his ial, he p e ANS in e en ion will be compa ed wi h usual ca e.
P ima y and seconda y ou comes will be assessed a baseline (T0), 6-
mon h (T6) and 12-mon h (T12) ollow-up.
This clinical ial has been app o ed by E hics and Resea ch Regional
Commi ee o Malaga and E hics Commi ee o Facul y o Psychology
and Educa ion Science o he Uni e si y o Po o (FPCEUP). This s udy
will be epo ed in acco dance wi h he S anda d P o ocol I ems: Rec-
ommenda ions o In e en ional T ials (SPIRIT; Chan e al., 2013), he
Consolida ed S anda ds o Repo ing T ials 2018 S a emen o Social
and Psychological In e en ions (CONSORT-SPI; Mon gome y e al.,
2018) as well as he guidelines o execu ing and epo ing in e ne
in e en ion esea ch (Eysenbach, 2013). This s udy was egis e ed on
Clinical T ials (NCT05682365) on Janua y 12, 2023, be o e he i s
pa icipan en olmen .
2.2. Pa icipan s & p ocedu e
The s udy will be conduc ed in subjec s o he gene al popula ion
esiding in Spain and Po ugal. Pa icipan s will be ec ui ed using a
dissemina ion campaign on he media (newspape s, he In e ne , social
ne wo ks, Google Adds, e c.), heal h cen e s, uni e si ies and on he
p e ANS websi e i sel , which will summon he popula ion o pa ici-
pa e. Some o he key messages ha he dissemina ion campaign will use
o a ac he a en ion o candida es o inclusion in he s udy include:
‘How may I p e en anxie y p oblems? Pa icipa e in he p e ANS s udy
o ee! All you need is access o he In e ne ’; ‘Ha e you e e pa ici-
pa ed in a scien i ic s udy? Take pa in he p e ANS s udy. I 's ee!
Pa icipa e om you mobile phone’ ‘Do you wan o p e en anxie y?’
I you a e in e es ed in pa icipa ing, isi he p e ANS ec ui men
websi e o u he in o ma ion abou he s udy. P ospec i e pa icipan s
will be in i ed o isi he p e ANS ec ui men websi e o u he in-
o ma ion abou he s udy. Those who sign in o med consen will be
in i ed o comple e he sc eening ques ionnai e.
The inclusion c i e ia will include: 1) being 18 yea s o olde , and 2)
ha ing a compu e , sma phone, o able o pe sonal use connec ed o
he in e ne du ing he s udy yea . Pa icipan s will be excluded i hey:
1) e use o sign in o med consen ; 2) eside ou side Spain o Po ugal;
3) epo ha ing a se ious men al diso de (psychosis, bipola , addic-
ions, e c.); 4) ha e a e minal illness; 5) ha e cogni i e impai men
(demen ia); 6) ha e di icul y unde s anding Spanish o Po uguese; 7)
a e pa icipa ing in a esea ch s udy o in ol ed in a psychological
in e en ion o dep ession o anxie y; o 8) ha e expe ienced clinically
ele an anxie y symp oms in he las wo weeks acco ding o he
Gene al Anxie y Diso de -7 ques ionnai e (GAD-7; Ga cía-Campayo
e al., 2010) wi h a sco e equal o o highe han 10 poin s a he
beginning o he s udy. The GAD-7 (sco e ≤9), o a p e alence o
anxie y diso de s o 15–20 %, has a Nega i e P edic i e Value (NPV) o
99 % (1 % alse nega i es) (Spi ze e al., 2006). P ospec i e pa icipan s
who ob ain a sco e o ≥10 poin s will be con ac ed i hey p o ide hei
elephone numbe , and diagnosis o anxie y diso de s is con i med based
on CIDI in e iew, in which case hey will be de ini i ely excluded and
sugges ed o isi a heal h p o essional.
2.3. Randomized alloca ion and masking
Those p ospec i e pa icipan s who mee all he inclusion c i e ia
wi hou mee ing any exclusion c i e ia will be assigned by he p e ANS
websi e au oma ically and andomly o one o he wo g oups (p e ANS
in e en ion o con ol) wi h a 1:1 a io wi h a block o andom sizes
ha a e no disclosed o ensu e concealmen . In bo h g oups, pa ici-
pan s will c ea e pe sonal passwo ds ha hey can use om he pe sonal
a ea o he websi e o by downloading an app.
The pa icipan s will no be blind o he in e en ion, which is he
mos common in ials ha e alua e psychological and psychosocial
in e en ions (Bou on e al., 2008). Howe e , in e iewe s ( esea ch
assis an s who assess ou comes) will be blind o he pa icipan s´s a us
(con ol o in e en ion g oup) and hose who pe o m s a is ical ana-
lyses will also be blind o he in e en ion and con ol codes.
2.4. In e en ion
The p e ANS is a pe sonalized online in e en ion o p e en ing
anxie y diso de s, based on a alida ed isk algo i hm o p edic anxie y
diso de s (p edic A; Mo eno-Pe al e al., 2014b), which will be used
h ough a mobile phone applica ion (App) as he main use 's in e ace o
a use - iendly websi e. The p e ANS in e en ion will be sel -guided
and mul i-componen (Fig. 1), including e idence-based psychological
and psychoeduca ional in o ma ion and exe cises o p e en ing he
eme gence o anxie y symp oms (Ho mann and G´
omez, 2017; Mo eno-
Pe al e al., 2017; Mo eno-Pe al e al., 2020a).
The i s s ep o be aken by he pa icipan s in he in e en ion
g oup will be o comple e a se ies o ques ionnai es o assess he le el o
isk o su e ing anxie y diso de s in he nex yea (p edic A algo i hm).
A e his, pa icipan s will be p o ided wi h a simple bu de ailed epo
wi h he esul s o hese ques ionnai es one by one and in o ma ion
abou hei p obabili y o su e ing anxie y diso de s in he nex yea .
A e he pa icipan s ha e ecei ed hei epo s, he ool will clas-
si y hem as: a) low isk (p obabili y o su e ing anxie y diso de s ≤7
%), b) mode a e-high isk (p obabili y o su e ing anxie y diso de s
abo e 7 %). This classi ica ion is based on he da a ob ained in he s udy
o he p edic A algo i hm (Mo eno-Pe al e al., 2014b). The 50 h
pe cen ile o he sco es on he p obabili y o isk o su e ing om
anxie y diso de s has been used as a h eshold o ank he pa icipan s as
low e sus mode a e-high isk. Depending on his classi ica ion, he
in e en ion will be milde (low isk) o mo e in ense (mode a e-high
isk) in i s he apeu ic wo k:
a) Low isk o anxie y diso de s: The sys em will p o ide in o ma ion
on he le el and isk p o ile o de elop anxie y diso de s and he
de ailed epo on ecommenda ions o ac ion based on isk ac o s.
The in o ma ion and ecommenda ions will be di ec ed owa d he
impo ance and ad an ages o ha ing his low p obabili y and he
pa icipan will be encou aged o con inue wi h hose ac i i ies o
habi s ha he/she ca ies ou in his/he li e ha yield ha low isk,
iden i ying and expanding p e en i e/p o ec i e ac o s. On he
o he hand, he ool will p o ide weekly psychoeduca ional in o -
ma ion in he o m o ideos, audios, quizzes and ex s based on
cogni i e-beha io al biblio he apy (emo ional well-being, s ess,
sel -ca e, e c.). In addi ion, i will be o e ed a se ies o echniques
based on he p inciples o mind ulness o lea n o s op a imes ha
equi e i , lea n o ake b ea hs and lea n o elax. These echniques
ha e been shown o be e ec i e in managing anxie y (Ho mann and
G´
omez, 2017).
b) Mode a e-high isk o anxie y diso de s: Pa icipan s classi ied a his
le el, in addi ion o all he he apeu ic componen s included in he
low- isk p o ile, will be p o ided wi h a cogni i e-beha io al
aining, which will consis o wo king on speci ic aspec s ha a e
a he o igin o anxie y diso de s. This aining consis s o wo king on
he ollowing modules:
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
5
•P oblem sol ing module ins uc s o apply p oblem-sol ing
s a egies. Pa icipan s will lea n e ec i e s a egies o sol ing
p oblems and u ning p oblems in o objec i es; hen, hey will
apply hem o hei own p oblems. Finally, a e iew will be pe -
o med o he wo k done.
•Communica ion skills module. Pa icipan s will be ins uc ed
ega ding o he good communica ion p inciples add essing com-
ponen s o asse i eness, empa hy and ac i e lis ening.
•Decision making module ins uc s o apply se e al s eps based on
decision making s a egies. T aining in ol es p o iding guidance
abou use ul s a egies o making decisions and seeking al e na-
i es. We will also help pa icipan s make decisions abou hei
own p oblems. In his module, pa icipan s a e encou aged o use
he s a egies lea ned in a eal con ex .
•Wo king wi h hough s module aims o educe au oma ic nega-
i e hough s and wo ies. This aining ins uc s o iden i y and
analyze au oma ic nega i e hough s and u n hem in o posi i e
hough s. Conce ning o wo ies, he goal is o analyze he wo ies
anking hem by ele ance and p io i y and educe hem h ough
elaxing exe cises, mind ulness, psychoeduca ion and moni o ing.
Rega dless o he le el o isk, he p e ANS in e en ion will o e
pe sonalized in o ma ion on he balance be ween isk and p o ec i e
ac o s. In o ma ion on he isk le el, isk ac o s, p o ec i e ac o s and
ecommenda ions will be ansmi ed a baseline and a 6 mon hs o
ollow-up. All inpu s will be e-assessed a 6 mon hs. I any pa icipan
who was a low isk a baseline we e o inc ease hei isk p obabili y o
he mode a e-high le el a he 6-mon h ollow-up, hey would be p o-
posed o ca y ou he componen s o he mos in ensi e in e en ion
indica ed o his le el o isk.
2.4.1. The con ol g oup
Pa icipan s in bo h g oups will con inue o ecei e heal h ca e om
hei usual p o ide s, and he pa icipan s a con ol g oup will comple e
he same ques ionnai es epea edly o e ime, also ecei ing he same
no i ica ions o ill hem ou and in he same ag eed sequence. Howe e ,
hey will ecei e no in e en ion, no pe sonaliza ion, and no in o ma-
ion on he le el o isk and isk ac o s. I p e ANS in e en ion is
e ec i e, he pa icipan s in he con ol g oup will ha e access o all he
con en s o p e ANS in e en ion once he s udy has been comple ed.
2.5. Po en ial isk o he pa icipan s
Based on ou p e ious s udies, he pa icipa ion o pa ien s in he
ial does no inc ease he isk o ha m o he pa ien s (Bell´
on e al.,
2016). I he sys em de ec s (du ing ec ui men and/o ollow-up) high
le els o anxie y symp oms and/o mode a e-se e e dep ession o a high
isk o suicide, pa icipan s om bo h a ms will be in o med o his and
will ecei e sugges ions o ac ion h ough messages. Suicidal idea ion
will be sc eened using one ques ion om PHQ-9. Pa icipa ion does no
imply making isi s o he heal hca e sys em bu , du ing ec ui men
and ollow-up, a ained eam membe will p o ide suppo h ough
email o elephone du ing o ice hou s o any ype o doub s o eques s,
echnical suppo (e.g., di icul ies o download he App) o o he ypes
o in o ma ion (e.g., con iden iali y gua an ee ques ions), ha he pa -
icipan s may demand du ing he s udy. In addi ion, he appea ance o
seconda y e ec s and incon eniences de i ed om he p e en i e
in e en ion will be e alua ed by means o a message sen by he App o
websi e e e y 3 mon hs wi h he op ion o ee ex esponse.
2.6. Adhe ence and s a egies o ial e en ion
A moni o ing and suppo plan o each pa icipan will be es ab-
lished, o e ing eedback on his/he pe o mance in he in e en ion and
i s esul s h ough a sys em o poin s/awa ds, wi h he aim o inc easing
use adhe ence and sa is ac ion o he p e en ion p og am.
In o de o imp o e ial e en ion, he ool will send a eminde o
he pa icipan s o comple e he ollow-up ques ionnai es e e y 6
mon hs. In addi ion, a esea ch assis an will con ac pa icipan s when
he ollowing si ua ions happen: 1) pa icipan s do no comple e ques-
ionnai e a baseline, 2) pa icipan s ha e no used he App (which
means hey ha e no ca ied ou any ac i i y), and 3) pa icipan s ha e
no comple ed a ollow-up ques ionnai e. The pu pose o his call will be
o encou age hem o comple e he ques ionnai es o use he app and o
check ha pa icipan s do no ha e any echnical p oblems wi h he app
ha p e en /hinde hem om using i .
Fig. 1. p e ANS in e en ion.
P. Mo eno-Pe al e al.

In e ne In e en ions 34 (2023) 100640
6
2.7. Powe and sample size calcula ion
We assume ha he pa icipan s o his s udy will ha e some eason
o being in e es ed in he p e en ion o anxie y diso de s, which in-
ol es a highe isk o ha ing an anxie y diso de han andom subjec s
o he gene al popula ion. We expec ed ha he incidence o anxie y
diso de s in he con ol g oup would be simila o ha in p ima y ca e
pa ien s. The e o e, o calcula e sample size, he incidence o anxie y
diso de s in he con ol g oup was assumed o be he one epo ed in he
p edic A s udy (Mo eno-Pe al e al., 2014b), which algo i hm was
de eloped based on a coho o p ima y ca e pa ien s. Mo e speci ically,
we assumed an incidence o anxie y diso de s o 14 % o he con ol
g oup and 8.4 % o he in e en ion g oup. Rega ding he p e en i e
ac ion (di e ence =30 %), his was assumed conside ing p e ious
s udies o anxie y p e en ion o all ypes o popula ions (Mo eno-Pe al
e al., 2017; Mo eno-Pe al e al., 2021). Al hough he andom assign-
men will be done indi idually, we canno ule ou he exis ence o
in aclus e co ela ion be ween pa icipan s o he same ci y; and since
we do no ha e empi ical da a on i s magni ude, in p inciple we will
assume a ho =0.025. I we assume an alpha e o o 5 %, a powe o 80
%, and a wo- ailed p, we will need 745 indi iduals o each g oup, ha
is, 1.490 indi iduals in o al. Assuming ha 30 % o subjec s will
wi hd aw om he s udy, we should inc ease he sample size o 250
pa icipan s pe g oup. Ou goal will be o ec ui 2000 subjec s o he
p e ANS s udy (Fig. 2). These calcula ions assume an a e age numbe o
pa icipan s pe ci y o 50 and ha he clus e dis ibu ion will be ho-
mogeneous (coe icien o a ia ion <0.23) (Eld idge e al., 2006).
2.8. Ou comes
Ou p ima y ou come will be he cumula i e incidence o any anxi-
e y diso de s acco ding o DSM-V (panic diso de , ago aphobic, gene -
alized anxie y diso de o social anxie y diso de ) du ing 12 mon hs o
ollow-up assessed h ough he sec ion o anxie y diso de s o he
Composi e In e na ional Diagnos ic In e iew a 6 and 12 mon hs ollow
(CIDI; WHO, 1997). I will be conside ed as an anxie y diagnosis i he
pa icipan p esen s any anxie y diso de du ing he whole ollow-up
pe iod. As seconda y ou comes, we will use measu emen s o men al
and physical quali y o li e using he 12-i em Sho Fo m (SF-12; Jen-
kinson e al., 1997), dep essi e symp oma ology (PHQ-9; K oenke e al.,
2001), anxious symp oma ology (GAD-7; Spi ze e al., 2006), p oba-
bili y o onse o anxie y diso de s and majo dep ession a 12 mon hs
Rec ui ing h ough online pla o m
Exclusion c i e ia:
No in o med consen
Diagnosis o anxie y diso de s by CIDI o pa icipan s
wi h GAD-7 ≥10
Age unde 18 yea s
Inabili y o unde s and o speak Spanish o Po uguese
Se e e men al diso de
Cogni i e impai men
Te minal illness
Do no ha e a sma phone o compu e a home
Being in ol ed in any psychological in e en ion o
dep ession o anxie y
Online sel - epo
CSRI [ elephone call]
Follow-up assessmen
(T6)
Comple e Baseline
assessmen (T0)
Assessmen online o
eligibili y
In e en ion g oup
(p e ANS)
Randomisa ion alloca ion o
pa icipan s
Con ol g oup
(TAU)
Online sel - epo
CSRI
CIDI elephone call
u-MARS
Follow-up assessmen
(T12)
Comple e Baseline
assessmen (T0)
Follow-up assessmen
(T6)
Follow-up assessmen
(T12)
Online sel - epo
CSRI
CIDI elephone call
u-MARS
Fig. 2. Flowcha o he p e ANS s udy.
CIDI: Composi e In e na ional Diagnos ic In e iew; GAD-7: Gene alized Anxie y Diso de -7; CSRI: Clien Se ice Receip In en o y; u-MARS: Use Ve sion o he
Mobile Applica ion Ra ing Scale.
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
7
(p edic A and p edic D isk algo i hm; Mo eno-Pe al e al., 2014b;
Bell´
on e al., 2011), social suppo (DUKE; Bell´
on e al., 1996), cogni i e
change as a media o o he in e en ion (assessed by he hough s
wo ked on he p og am) and subg oup analysis (acco ding o age, sex,
educa ion le el, anxie y and dep ession symp oms and le el o isk o
anxie y diso de s and dep ession). All hese a iables will be e alua ed
a baseline, 6- and 12-mon hs ollow-up, excep he incidence o anxie y
diso de s, which will be e alua ed a 6 and 12 mon hs. In addi ion, cos -
e ec i eness and cos -u ili y es ima es will be pe o med.
2.9. Va iables and measu emen s
Online sel -comple ed ques ionnai es and ques ions include:
- The Pa ien Heal h Ques ionnai e (PHQ-9; K oenke e al., 2001)
consis s o 9 i ems assessing he p esence o dep essi e symp oms
p esen in he pas 2 weeks. Each i em has a se e i y index anging
om 0 o 3 (0=“no a all”, 1 =“se e al days”, 2=“mo e han hal o
he days” and 3=“almos e e y day”). The PHQ-9 shows good psy-
chome ic p ope ies in Spain and Po ugal (G´
omez-G´
omez e al.,
2022; Fe ei a e al., 2019).
- The se en-i em Gene alized Anxie y Diso de ques ionnai e (GAD-7;
Spi ze e al., 2006) which comp ises 7 i ems measu ing symp oms
and se e i y o anxie y based on he DSM-V diagnos ic c i e ia o
GAD. The GAD-7 is also an e ec i e sc eene o o he ela ed-
anxie y diso de s (K oenke e al., 2010). The sco e anges om
0 o 21; highe sco es indica e g ea e se e i y o symp oms. The
Spanish and Po uguese e sion o GAD-7 has shown good me ic
p ope ies (Ga cía-Campayo e al., 2010; Sousa e al., 2015).
- The Spanish p edic A (Mo eno-Pe al e al., 2014a) and p edic D
(Bell´
on e al., 2011) isk algo i hms calcula e he indi idual p oba-
bili y o he onse o anxie y diso de s and majo dep ession in he
nex 12 mon hs. These p edic i e isk algo i hms we e p e iously
alida ed and con ain he ollowing p edic o s:
o Spanish p o ince.
o Age.
o Sex.
o Educa ional le el (beyond seconda y educa ion, seconda y edu-
ca ion, p ima y educa ion and incomple e p ima y educa ion/
illi e a e).
o Quali y o li e using he 12-i em Sho Fo m (SF-12; Jenkinson
e al., 1997). This ques ionnai e consis s o wo componen s, one
ela ed o physical heal h and ano he ela ed o men al heal h.
Sco es ange om 0 o 100; highe sco es indica e be e heal h-
ela ed quali y o li e. The SF-12 has been alida ed in he Span-
ish and Po uguese popula ion and has demons a ed adequa e
le els o eliabili y and alidi y.
o Con ols, demands and ewa ds o unpaid and paid wo k using an
adap ed 7-i em e sion o he Job Con en Ins umen (Ka asek
and Theo ell, 1990). This ques ionnai e consis s o ques ions abou
di icul ies o unpaid and paid wo k, he equency wi h which
help is pe cei ed and sa is ac ion wi h he wo k pe o med. The
esul is classi ied in o 3 ca ego ies (sa is ied, dissa is ied and e y
dissa is ied) by he sum o he 7 i ems. The ques ionnai e has
shown good psychome ic p ope ies in Spain (Bell´
on e al., 2013)
and Po ugal (Boas and Ce quei a, 2017).
o Economic di icul ies using a 4-Like - ype esponse op ion i em
anging om 1 (li ing com o ably) o 4 ( inding i e y di icul ).
o Sa is ac ion wi h li ing oge he a home using a 5-Like - ype
esponse op ion i em anging om 1 ( e y dissa is ied) o 5
( e y sa is ied).
o P esence o se ious p oblems in amily membe s o close pe sons
using 4 di e en dicho omous esponse i ems (yes/no) on se ious
physical, psychological o subs ance misuse p oblems and any
se ious disabili y.
o Childhood expe iences o physical abuse using a 5-Like - ype
esponse i em anging om 1 (ne e ) o 5 ( equen ly).
o Li e ime dep ession using he i s 2 ques ions included in he CIDI
(WHO, 1997) on li e ime low mood.
o Use o medica ion o anxie y, dep ession o s ess in he p e ious
6 mon hs by means o a dicho omous esponse i em (yes/no).
- Two ques ions o he Spanish e sion o he DUKE-UNC-11 ins u-
men o e alua e he pe cei ed unc ional social suppo e e ed o
a ec i e social suppo and con iden ial social suppo (Bell´
on e al.,
1996). This ques ionnai e has been also alida ed in Po uguese
popula ion (Ma ins e al., 2022).
- O he sociodemog aphic a iables (ques ions abou gende , sexual
o ien a ion and iden i y) will be also collec ed.
A elephone call will be made based on pa icipan 's a ailabili y.
This in e iew will be conduc ed by ained in e iewe s blind o
pa icipan assignmen and will include:
o Anxie y diso de s sec ion o he CIDI (WHO, 1997). The CIDI is a
s uc u ed psychia ic in e iew ha was designed and e alua ed
by he WHO and has shown excellen e idence o in e iew al-
idi y in di e en cul u es and popula ions. The pu pose o his
in e iew is asce aining diagnoses based on DSM c i e ia. This
in e iew will be adminis e ed a 6- and 12-mon hs ollow-up;
also, o he pa icipan s wi h a sco e o 10 poin s o mo e a
baseline.
o The use o heal hca e esou ces will be e alua ed by means o he
Clien Se ice Receip In en o y (CSRI) ha collec s in o ma ion
on he use o se ices, psycho opic d ugs, sick lea e and loss o
p oduc i i y (Vazquez-Ba que o e al., 1997). This in en o y will
be adminis e ed a baseline, 6- and 12-mon hs ollow-up.
o Quali y Adjus ed Li e Yea s (QALYs) will be measu ed using he
i e-dimensional Eu oQol ques ionnai e (EQ-5D; He dman e al.,
2001; Badia e al., 1998; Badia e al., 1999; Fe ei a e al., 2013).
This is a widely used measu e o gene al heal h and quali y o li e
which includes i e domains add essing mobili y, pe sonal ca e,
usual ac i i ies, pain/discom o and anxie y/ dep ession. In
addi ion, i includes a isual analog scale (VAS) g aded om 0 ( he
wo s heal h s a us) o 100 ( he bes heal h s a us). Spanish and
Po uguese a i s will be used o es ima e he u ili y o heal h
s a es desc ibed by he pa icipan s. This ques ionnai e will be
adminis e ed a baseline, 6- and 12-mon hs ollow-up.
o Accep abili y and sa is ac ion wi h he in e en ion will be
measu ed using The Use Ve sion o he Mobile Applica ion Ra ing
Scale (u-MARS; Ma in Payo e al., 2019; Oli ei a e al., 2022). The
u-MARS scale consis s o 26 i ems assessing app quali y, each o
which is sco ed om 1 (‘poo ’) o 5 (‘excellen ’), excep i ems
13–16, which also include a “no applicable” op ion, and he las
poin , which includes an open-ended ques ion. Highe sco es a e
equi alen o highe App quali y. This ques ionnai e will be
adminis e ed a 6- and 12-mon hs ollow-up.
Fo an o e iew o ins umen s a sc eening, baseline (T0) and
ollow-up assessmen s (T6-T12), see Table 1.
2.10. S a is ical analysis
Ou p ima y analysis will be he absolu e isk di e ence in he cu-
mula i e incidence o any anxie y diso de s a 12 mon hs ollow-up, a
p io i adjus ed o isk o anxie y diso de s a baseline. Al hough he
andom assignmen will be done indi idually, he in aclus e co ela-
ion coe icien will be calcula ed (pa icipan s nes ed in p o inces). We
will use mul ile el logis ic eg ession i he co ela ion be ween pa ic-
ipan s nes ed in p o inces is ele an . The “p o ince” a iable will be
included as a andom componen . The “g oup” a iable will be used as a
ixed componen o he model (independen a iable), whe eas su e ing
om anxie y diso de s du ing ollow up will be used as he dependen
a iable. The incidence o anxie y diso de s will be es ima ed using
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
8
STATA command `ma gins'. In he seconda y analyses, mul ile el linea
eg essions including as andom componen s ime and p o ince a i-
ables, and as ixed componen s he a iables g oup, ime, he in e ac ion
g oup * ime and he espec i e measu emen s o he dependen a i-
ables a baseline will be used. We will calcula e s anda dized mean
di e ences using he ma gins in STATA. All analysis will be conduc ed
wi h STATA and will be based on he in en ion- o- ea p inciple,
analyzing all pa icipan s acco ding o hei andomized ea men and
including all hem in he analyses. We will use mul iple impu a ions (MI)
o dealing wi h missing da a unde a missing-a - andom amewo k.
The ollowing sensi i i y analyses will be ca ied ou : 1) o he p ima y
and seconda y analyses adjus ing o he p obabili y o isk o anxie y a
he baseline and hose o he co a ia es ha could ha e indica ions o an
imbalance be ween he a ms o he ial; 2) pe o ming comple e case
analysis and adjus ing o in e se p obabili y weigh ing (IPW) (He n´
an
e al., 2004) o minimize a i ion bias du ing ollow-up. We will e al-
ua e some mode a o s (coun y, age, sex, educa ional le el, physical and
men al quali y o li e, and anxie y isk le el) and a media o (cogni i e
change) using mul ile el s uc u al equa ion models o desc ibe he
causal chain as sugges ed by K aeme (2014).
2.10.1. Economic e alua ion
We will calcula e he inc emen al cos -e ec i eness a ios (ICERs)
o he p ima y and seconda y economic e alua ions using GLM models
(Glick e al., 2007). In he p ima y analysis (cos -u ili y), we will use he
di e ence in quali y adjus ed li e yea s (QALYs) be ween he p e ANS
in e en ion compa ed o he con ol g oup. In he seconda y analysis
(cos -e ec i eness), we will use he di e ence in he numbe o di-
agnoses o anxie y be ween he wo a ms. The mean QALYs pe pa ien
will be calcula ed om he EQ-5D-5L (EQ-5D-5L, 2019), using o icial
a i s a ailable o es ima e pa icipan s' u ili y weigh s. We will
conside wo sepa a e cos pe spec i es, om socie y and om he
heal h sys em. Heal h ca e cos s will be calcula ed by mul iplying he
numbe o heal h se ice uni s (consul a ions, hospi al days, e c.) by
hei s anda d cos lis ed in he o icial da ase s a ailable. Cos s o
medica ion will be calcula ed by mul iplying he cos pe daily dose
(a ailable om na ional o mula ies) by he numbe o p esc ip ion
days. Indi ec cos s will include he cos s o absen eeism and p e-
sen eeism. Cos s o p oduc i i y loss will be calcula ed by mul iplying
he ime missed due o absence om wo k (absen eeism) plus ime los
due o educed p oduc i i y while a wo k (p esen eeism) by he mini-
mum wage. Con idence in e als and cos -e ec i eness accep abili y
planes and cu es (CEACs) will be gene a ed wi h boo s ap o each
impu ed da a ile, a ying he alues o he a ailabili y o pay om 0 o
€
100,000. Sensi i i y analyses will be ca ied ou by modi ying uni
p ices, using he a e age wage ins ead o he minimum wage.
3. Discussion
The p e ANS s udy will p o ide new in o ma ion abou he e ec-
i eness and cos -e ec i eness o an inno a i e and pe sonalized online
in e en ion based on a isk p edic ion algo i hm o he uni e sal
p e en ion o anxie y diso de s.
This s udy is cha ac e ized by se e al s eng hs. Un il now, in-
e en ions o p e en anxie y diso de s ha e been designed so ha all
use s wo k on a s anda dized in e en ion; p e ANS will adap he
he apeu ic con en o each pe son. Acco ding o he le el o isk o he
pa icipan s, di e en kinds o in e en ions will be o e ed. I is well
known ha online sel -guided in e en ions ha e adhe ence p oblems,
making i di icul o use s o comple e hei p og ams. By gi ing pa -
icipan s pe sonalized in e en ions as p e ANS o e s, we expec o
imp o e he adhe ence igu es. In addi ion, he ool will e o i he
sys em wi h in o ma ion on he in e en ion implemen a ion, wi h he
aim o achie ing op imal use's adhe ence o he p e en ion p og am.
This pe sonalized app oach, in addi ion o inc easing he e ec i eness o
he in e en ions conduc ed un il now, could also imp o e he impac o
online p e en i e in e en ions h ough he inc ease o accep ance and
adhe ence owa d hese p og ams. We will ec ui a la ge sample o
pa icipan s om wo Eu opean coun ies and will con inue he ollow-
up o 12 mon hs. We will use a s uc u ed in e iew (CIDI) o assess he
cumula i e incidence o anxie y diso de s du ing ollow-up.
Ou s udy also p esen s se e al limi a ions. Fi s , he selec ion bias
could be ele an , pa icipan s who choose o pa icipa e may ha e a
di e en p o ile o hose who do no , his could limi ex e nal alidi y
and i should be no ed ha he p e ANS in e en ion could be less
e ec i e when applied as a gene al p og am. The Spanish p edic A isk
algo i hm, which p o ides p edic ions a 12 mon hs, has no been
alida ed in Po ugal. Howe e , he Eu opean p edic A algo i hm,
which p edic s anxie y a 6 and 24 mon hs and was de eloped wi h
Po uguese popula ion, is e y simila o he Spanish one. Ano he poin
o conside is ha he in e ence o his ial will be limi ed o ci izens
aged 18 o o e wi h In e ne access and a basic knowledge o i s
unc ioning. Howe e , he expansion/scalabili y o p e ANS in e en-
ion could be highe due o he pene a ion a e o he mobile phone in
Eu opean popula ion. A high p opo ion o d opou s om he RCT a e
expec ed. In o de o limi his isk, he p e ANS ool will send
Table 1
S udy a iables and assessmen s.
Ins umen s
a
Assessmen a ea Da a collec ion me hod Time o measu emen
Sc eening Baseline T6 T12
Sc eening ins umen s
GAD-7 Anxie y symp oms Online sel - epo x
CIDI Diagnosis o anxie y diso de s o pa icipan s wi h GAD-7 ≥10 Telephone call x
P ima y ou come
CIDI Diagnosis o anxie y diso de s Telephone call x x
Seconda y ou comes
GAD-7 Anxie y symp oms Online sel - epo x x x
PHQ-9 Dep essi e symp oms Online sel - epo x x x
P edic A P obabili y o he onse o anxie y diso de s a 12 mon hs Online sel - epo x x x
P edic D P obabili y o he onse o majo dep ession a 12 mon hs Online sel - epo x x x
SF-12 Heal h- ela ed quali y o li e Online sel - epo x x x
Eu oQol-5D Quali y Adjus ed Li e Yea s Telephone call x x x
CSRI Heal hca e esou ce use (cos s) Telephone call x x x
O he assessmen s
Duke-UNC-11 Pe cei ed unc ional social suppo Online sel - epo x x x
O he ques ions Sexual iden i y and o ien a ion Online sel - epo x x x
u-MARS Accep abili y and sa is ac ion wi h he in e en ion Telephone call x x
a
PHQ-9: Pa ien Heal h Ques ionnai e-9; CIDI: Composi e In e na ional Diagnos ic In e iew; GAD-7: Gene alized Anxie y Diso de -7; SF-12: 12-i em Sho Fo m;
CSRI: Clien Se ice Receip In en o y; u-MARS: Use Ve sion o he Mobile Applica ion Ra ing Scale.
P. Mo eno-Pe al e al.
In e ne In e en ions 34 (2023) 100640
9
au oma ed eminde s o ill in he ques ionnai es. In addi ion, he
esea ch eam will be a ailable o gi e answe s o he di e en p oblems
ha may appea in he ollow-up and o gi e pe sonalized suppo and
ad ice o hose subjec s who a e slow o espond o au oma ed e-
minde s o con inue pe o ming he asks inhe en in he ial. On he
o he hand, powe size calcula ions ook in o accoun ha he e will be a
30 % o cases los and MI will be used o deal wi h missing da a. Some
deg ee o con amina ion could happen due o he coexis ence in he
same amily o iends' g oups o pa icipan s o bo h con ol and
in e en ion a ms. This bias is di icul o con ol; howe e , his bias
would be agains he hypo hesis o he s udy. The in o ma ion bias is
also p obable bu he use o ques ionnai es o p o en alidi y, eliabili y
and sensi i i y o change, s anda diza ion o p ocedu es and aining o
in e iewe s will minimize his bias. Fu he mo e, e en hough a lack o
balancing a baseline is unlikely, adjus ed analyses will be conduc ed o
add ess con usion bias. Some pos - andomiza ion bias is possible (e.g.,
he use o anxioly ics o an idep essan s du ing ollow-up), which will be
add essed by ca ying ou measu emen s and analysis o hem be ween
in e en ion and con ol a ms. Ano he aspec ha should be no ed is
ha since we a e e alua ing a psychological, educa ional and social
in e en ion, i is e y di icul o blind he pa icipan s. As in o he sel -
guided heal h p og ams based on sma phones o o he de ices, he
adhe ence can be c i ical. The p e ANS in e en ion en ails pe sonal-
ized p e en ion plans based on each indi idual's le el and isk p o ile,
which can inc ease he mo i a ion and adhe ence in he popula ion. In
addi ion, a quali a i e e alua ion will be pe o med o knowing he
ba ie s and acili a o s o he be a e sion o p e ANS in e en ion and
ool. Imp o emen p oposals will be collec ed and implemen ed be o e
he RCT s a s. Also, echnological s a egies o mo i a e use s and o
imp o e i s adhe ence will be included in he p e ANS ool such as
gami ica ion o simple and in ui i e in e ace and in e ac ions. Finally,
i he p e ANS in e en ion was e ec i e and cos -e ec i e, i would be
di icul o de e mine which o he di e en componen s a e esponsible
o he p e en i e e ec , and how each in e ac s wi h he o he s.
Al hough we will conduc a seconda y analysis ha could p o ide in-
o ma ion abou media o s and mode a o s o he e ec , mo e s udies
speci ically di ec ed owa d ha goal will be needed.
The p e ANS in e en ion aims o ac i a e and empowe people, so
ha hey a e he main p o agonis s o hei own heal h, minimizing he
in e en ion o heal h se ices. I he p e ANS in e en ion we e e ec-
i e and cos -e ec i e in p e en ing anxie y diso de s, i s o e all impac
could be ele an due o i s scalabili y po en ial. The use o an inno a-
i e echnological ool ep esen s a minimal cos o heal h se ices and
due o i s po en ial scalabili y, he educ ion o cos o he heal h sys em
and he socie y would be ele an . The e o e, e en unde limi ed bud-
ge s, his economic in o ma ion could help decision-make s o in es
money in his new ool and p omo e i s use.
The p e ANS s udy will p o ide e idence on no el and inno a i e
in e en ion o he p e en ion o anxie y diso de s and he manage-
men o men al heal h. This e idence will open a new ield o esea ch on
pe sonalized p e en i e in e en ions.
E hics s a emen
This p o ocol in ol ing human pa icipan s was e iewed and
app o ed by he e hic commi ees: “E hics and Resea ch Regional
Commi ee o Malaga” and “E hics Commi ee o FPCEUP”. Pa icipan s
a e in o med ha he con iden iali y a e gua an eed ollowing he
Spanish, Po uguese and Eu opean da a p o ec ion laws, and he
execu ion o he p og am is pe o med h ough an enc yp ed and secu e
communica ions sys em. Pa icipan s will be in o med ha hey can
wi hd aw om he s udy a any ime wi hou any nega i e conse-
quences. Any modi ica ions o he p o ocol ha may impac ele an
changes o s udy p ocedu es (e.g., changes in eligibili y c i e ia, as-
sessmen s, in o ma ion on isk/bene i ) o adminis a i e ou ine
equi e a o mal amendmen o he p o ocol.
Da a managemen
The managemen o he s udy da a will be ca ied ou in acco dance
wi h Regula ion (EU) 2016/679 o he Eu opean Pa liamen and o he
Council, o Ap il 27 in 2016, ega ding he p o ec ion o na u al pe sons
wi h ega d o he p ocessing o pe sonal da a and he ee ci cula ion o
hese da a; and also in acco dance wi h Spanish laws: O ganic Law 3/
2018, o Decembe 5, on he P o ec ion o Pe sonal Da a and gua an ee
o digi al igh s, as well as Law 41/2002, o No embe 14, basic egu-
la ing au onomy o he pa ien and o igh s and obliga ions ega ding
in o ma ion and clinical documen a ion, among o he s.
All s udy pa icipan s will be in o med abou he p ocedu es o he
s udy and he use and euse o he da a. They will sign an in o med
consen o join he s udy, which, oge he wi h he s udy p o ocol, ha e
been alida ed by he compe en e hic commi ees. The in o med con-
sen documen includes he objec i es o he s udy, a desc ip ion o he
p ocedu e, an explana ion abou in e en ions and hei andomized
alloca ion p ocess, whom o con ac abou he esea ch, pa icipan s'
igh s, he po en ial bene i s in ol ed in he s udy, he cos s o he
pa icipan s (none), and in o ma ion on anonymized da a sha ing. A e
ec ui men , he pe sonal da a o he pa icipan s will be emo ed om
all da a and s o ed in a passwo d-p o ec ed enc yp ed da abase, each
pa icipan will ecei e a code ha will only be linked o he da a, excep
in case o medical eme gency.
To ensu e da a quali y, he esea ch coo dina o o pe son desig-
na ed by he will implemen and main ain quali y assu ance and con ol
p ocedu es wi h w i en s anda d ope a ing p ocedu es o ensu e ha
he s udy is conduc ed and ha he da a is gene a ed, documen ed, and
no i y in acco dance wi h he p o ocol. Quali y con ol p ocedu es will
be implemen ed s a ing wi h he da a en y sys em, and da a quali y
con ol checks will be pe o med on he da abase.
The da a, which will be collec ed in he amewo k o his p ojec ,
will be des ined o he s udy o anxie y p e en ion. Access o he da a
will be h ough an adminis a o use in a back-o ice, o h ough he
expo o CSV o ma . The da a will belong o he esea ch g oup ac-
co ding o he p i acy policy and will be loca ed in a da abase wi hin
se e s, which will be blocked wi h enc yp ed iles and passwo ds. The
p ojec esea ch eam will be esponsible o he cu a ion-pu i ica ion
and conse a ion o he da a. Fo he p ese a ion o he da a, pe i-
odic backup copies will be made.
Fo he ea men o he heal h da a o he pa icipan s, he p o-
isions o he Eu opean Da a P o ec ion Regula ion will be aken in o
accoun , which es ablishes he ollowing basic p inciples: anspa ency
and legali y, limi a ion o he pu pose, minimiza ion o da a, accu acy,
limi a ion o he conse a ion pe iod, in eg i y and con iden iali y, and
p oac i e esponsibili y. Following hese basic p inciples, da a p i acy
measu es ha e been applied p io o he launch o he p e ANS App,
implemen ing anonymiza ion measu es. Technology p oduce s we e
encou aged o ake he igh o da a p o ec ion in o accoun when
de eloping he app and o ensu e ha he da a con olle s and manage s
hey a e in a posi ion o ul ill hei obliga ions ega ding da a p o ec-
ion. And inally, he pa icipan s a e in o med abou wha will happen
wi h he use o he da a a he end o he s udy.
Dissemina ion policy
De ailed and sho epo s, lea le s and g aphic and ideo summa ies
will be p oduced wi h he help o expe s in communica ion o be
dissemina e among he a ge public and o he s akeholde s. The esul s
o his s udy, whe he posi i e, nega i e, o inconclusi e, will be sub-
mi ed o a pee - e iewed in e na ional jou nal o publica ion.
Funding
Spanish Minis y o Heal h, he Ins i u e o Heal h Ca los III, co-
unded by he Eu opean Social Fund “In es ing in you u u e” (g an
P. Mo eno-Pe al e al.