Policy proposals to promote inclusion of caregivers in the research funding system
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This is a self-archived version of an original article. This version may differ from the original in pagination and typographic details. Author(s): Title: Year: Version: Copyright: Rights: Rights url: Please cite the original version: CC BY 4.0 https://creativecommons.org/licenses/by/4.0/ Policy proposals to promote inclusion of caregivers in the research funding system © 2024 Torres, Collins, Hertz and Liukkonen. Published version Torres, Isabel L.; Collins, Rayven-Nikkita; Hertz, Anaelle; Liukkonen, Martta Torres, I. L., Collins, R.-N., Hertz, A., & Liukkonen, M. (2024). Policy proposals to promote inclusion of caregivers in the research funding system. Frontiers in Education, 9, Article 1472517. https://doi.org/10.3389/feduc.2024.1472517 2024
Frontiers in Education 01 frontiersin.org Policy proposals to promote inclusion of caregivers in the research funding system IsabelL.Torres 1*, Rayven-NikkitaCollins 2, AnaelleHertz 3 and MarttaLiukkonen 4 1 Mothers in Science, Montpellier, France, 2 Department of Anatomy and Neurobiology, Boston University School of Medicine, Boston, MA, United States, 3 Department of Physics, University of Toronto, Toronto, ON, Canada, 4 Department of Biological and Environmental Sciences, University of Jyväskylä, Jyväskylä, Finland Research funding is critical for scientific production and career advancement in science, technology, engineering, mathematics, and medicine (STEMM). The COVID-19 pandemic has unmasked a deeply flawed research funding system riddled by inequitable policies, biased evaluations, and a lack of transparency and accountability. While most scientists were affected by the pandemic to some extent, evidence shows that women with caregiving responsibilities were disproportionately impacted, with long-term effects on their careers. However, despite calls for change by scientists globally, whose careers depend largely on funding success, decision-makers have made little to no effort to reform a funding system that marginalises a large proportion of researchers, including women, and especially mothers. Here, wereview the current literature on gender bias in the STEMM funding process and propose a set of specific, actionable policies to promote caregiver inclusion and close the gender gap in research funding. KEYWORDS science policy, motherhood, caregiving, gender bias, research funding, maternal wall, motherhood penalty, work-life balance Introduction Research funding is critical for scientific production and career advancement in science, technology, engineering, mathematics, and medicine (STEMM) academia. Securing research grants not only provides essential resources to conduct scientific research, but also improves chances for promotion to senior academic and research positions (Jebsen etal., 2020). Funding success is shown to increase the impact and number of peer-reviewed publications (Heyard and Hottenrott, 2021; Hussinger and Carvalho, 2021), promote collaboration (Pina etal., 2019; Davies etal., 2022), and boost scientific reputation and visibility (Bloch etal., 2014). In addition, being awarded a research grant increases the probability of obtaining future funding, often referred to as the Matthew effect of accumulated advantage (Bloch etal., 2014; Jebsen etal., 2022). External research grants awarded in competitive funding schemes such as the European Research Council (ERC) have become an indispensable funding source for public research institutions over the past decades (Lepori etal., 2007), further emphasising the importance of funding success for a researcher’s hiring, promotion, and tenure potential. This reliance on grant funding for career progression puts tremendous pressure on researchers to invest most of their time on writing and applying for grants and to disregard other important aspects of their jobs, as well as their personal wellbeing (Hatch and Curry, 2020). The excessive administrative workload of grant applications, combined with their low success rates (e.g., ERC Starting Grant success rate was 14.2% in 2024, for other examples see OPEN ACCESS EDITED BY Adriana Bankston, AAAS STPF/AGCT Congressional Policy Fellow, UnitedStates REVIEWED BY Misty Heggeness, University of Kansas, UnitedStates Briana Mohan, University of Texas MD Anderson Cancer Center, UnitedStates *CORRESPONDENCE Isabel L. Torres [email protected] RECEIVED 29 July 2024 ACCEPTED 07 November 2024 PUBLISHED 16 December 2024 CITATION Torres IL, Collins R-N, Hertz A and Liukkonen M (2024) Policy proposals to promote inclusion of caregivers in the research funding system. Front. Educ. 9:1472517. doi: 10.3389/feduc.2024.1472517 COPYRIGHT © 2024 Torres, Collins, Hertz and Liukkonen. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms. TYPE Review PUBLISHED 16 December 2024 DOI 10.3389/feduc.2024.1472517
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 02 frontiersin.org Stadmark etal., 2020) and a lengthy peer-review evaluation process that lacks transparency and objectivity (Recio-Saucedo etal., 2022), add up to an extremely inefficient and inequitable funding system that penalises a large proportion of scientists with substantial productivity and personal costs. These enduring problems have led to outcries by researchers globally denouncing funding system flaws and asking funding agencies to improve their practices and reform the grant selection process, for example, in initiatives such as the San Francisco Declaration on Research Assessment (Bladek, 2014, see Box 1). Importantly, relevant statistics across countries and disciplines reveal a persistent gender gap in research funding, both in award success rates and in the amount of funding allocated (Husu and de Cheveigné, 2010; Ranga etal., 2012; van der Lee and Ellemers, 2015; Jebsen etal., 2020; Witteman etal., 2019; Schmaling and Gallo, 2023). Gender differences in research funding are typically explained by the lower number of women applying for the awards, particularly for midand advanced-career grants (Jebsen etal., 2020). However, as funding agencies began disclosing gender disaggregated statistics of their award success rates due to growing pressures to promote diversity, equality and inclusion (DEI), a clear picture started to emerge revealing pervasive funding inequities that hold back female scientists globally (Husu and de Cheveigné, 2010; Ranga etal., 2012; van der Lee and Ellemers, 2015; Witteman etal., 2019), and particularly women of colour (Chen etal., 2022), ultimately contributing to the leadership and salary gender gap in STEMM academia. Gender bias in research funding A surge of research interest in the topic of gender inequity in research funding was triggered in the early 2000s by the publication of data showing that women were evaluated more harshly–and male achievements were overestimated–in grant peer-review evaluations of the Swedish Medical Research Council (Wennerås and Wold, 1997). In the following decades, several studies controlling for research proposal quality and applicant calibre provided further evidence of gender bias in the grant evaluation process across several European (Husu and de Cheveigné, 2010; Ranga etal., 2012; van der Lee and Ellemers, 2015; Bianchini etal., 2022), North American (Ley and Hamilton, 2008; Tamblyn etal., 2018; Roper, 2019; Witteman etal., 2019) and Australian national funding agencies (Borger and Purton, 2022). For female and male applicants with equivalent track records and research project quality, women were less likely to befunded and received lower scores from external reviewers and selection panels. For example, a natural experiment at the Canadian Institutes of Health Research showed that proposals evaluated based on the research project were funded roughly in equal proportions between genders, but when the review was focused on assessing the applicant, men were 1.4 times more likely to receive funding than their female counterparts (Tamblyn etal., 2018). In a research consortia pan-European funding scheme, applications from consortia with a higher proportion of female leaders were more likely to receive unfavourable evaluations both from external reviewers and expert selection panels (Bianchini etal., 2022). In light of these findings, several funding agencies such as the ERC and the Swedish Research Council (Vetenskapsrådet) have attempted to correct these inequities and made some progress in achieving gender-equal award success rates (ratio of applicant number vs. award number). However, these efforts may conceal persistent unequal peer-review evaluations, instead of reflecting a veritable improvement in eliminating gender bias in the grant allocation process. Indeed, a recent analysis of funded and unfunded grant applications for a funding scheme of the Dutch Research Council (NWO) showed that selection panels awarded funding to women who had received unfair unfavourable scores from external reviewers to “correct” their biased evaluations (Bol etal., 2022). These findings raise two important points: (1) funding agencies are taking insufficient measures to eradicate gender bias in the grant evaluation process; and (2) some funding bodies are effectively applying implicit gender quotas to rectify these gender biases. While gender quotas are an effective and necessary tool to correct gender biases and increase women’s representation in STEMM, research funders must simultaneously address the underlying issues and commit to abolishing unconscious bias at every stage of the funding process. The maternal wall drives the STEMM leaky pipeline Maternity bias is the strongest form of gender bias (Painter etal., 2012). Growing evidence shows that systemic barriers related to motherhood, collectively known as ‘maternal wall’ or ‘motherhood penalty’, are widespread in STEMM (Villablanca etal., 2011; Mason etal., 2013; Cech and Blair-Loy, 2019; Moors etal., 2022). These barriers contribute to the STEMM ‘leaky pipeline’ phenomenon, which describes the gradual decline in women’s workforce participation at various career stages (Di Bartolo and Torres, 2024). The picture is clearer than ever: the STEMM sector, and academia in particular, is incompatible with caregiving. A recent study showed that 42% of mothers and 15% of fathers in the UnitedStates leave full-time STEMM employment within 3 years of having children (Cech and Blair-Loy, 2019), and our own data collected in a global survey further revealed that these trends are global (commented in Powell, 2021). These alarming statistics provide evidence that scientists with caregiving responsibilities face significant marginalisation in the STEMM sector, and mothers are disproportionately affected. However, the acknowledgment of the maternal wall by the scientific community is very recent, and the BOX 1 Initiatives to call for a reform of the funding system.
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 03 frontiersin.org development and implementation of effective caregiving policies is scarce (UK Research and Innovation, 2020). Why are mothers leaving the STEMM workforce? STEMM is a traditionally male-dominated sector and maternity bias is rife and normalised in the academic community. Academic mothers are less likely to get tenure than fathers or their childless peers (Wolfinger etal., 2008; Mason etal., 2013) and suffer a salary penalty after becoming parents, while men receive a “fatherhood premium” (Kelly and Grant, 2012; Beutel and Schleifer, 2021). More subtle maternity biases may come in the form of assumptions. Employers may exclude mothers from career-advancement opportunities because they assume they are not available, often with benevolent intentions (Williams, 2005; Staniscuaski etal., 2023). For academic mothers, this typically means not being invited to participate in research projects, conferences, or meetings/events after standard working hours or which involve travelling. Motherhood has also been associated with a reduction in scientific productivity in a handful of intra-national and field-specific studies (Sidhu etal., 2009), but the underlying mechanisms remain elusive (Morgan etal., 2021; Zheng etal., 2022). As a result of these attritions, female scholars are more likely to delay or renounce parenthood and have fewer children than their male counterparts (Mason etal., 2013; Morgan etal., 2021). Studies have persistently found strong family–work conflict in academia (Fox etal., 2011; Miller and Riley, 2021). Childcare is a task predominantly performed by women, including among academics (Jolly et al., 2014; McCutcheon and Morrison, 2016). Due to the additional workload at home, often referred to as the “second shift” (Hertz, 1990), mothers typically have less time for research than their peers. As a result, they may overcompensate by increasing their efficiency and extending their (unpaid) working hours (Kmec, 2013; Sallee etal., 2015). These attempts to ‘catch up’ increase stress levels and fatigue, eventually pushing mothers to make the inexorable choice between family and career to avoid burnout (Nicholls etal., 2022). Being the primary caregiver means that without adequate childcare support, mothers have to becontinuously available to care for their children, at the expense of their career and personal wellbeing (Ruppanner et al., 2018). The COVID-19 pandemic exposed and magnified these longstanding inequities that unfairly disadvantage female scientists who are caregivers (Blowers etal., 2022). As schools and daycare providers closed during lockdowns, women struggled to balance their research and teaching roles with homeschooling, childcare, household chores and/or caring for an elderly or chronically ill family member, because their male partners were not doing their fair share of caregiving and domestic labour (Heo etal., 2022; Krukowski etal., 2022). Compounding this situation, an increase in administrative and teaching workloads caused by the shift from in-person to remote/ hybrid teaching disproportionately impacted female academics, as they typically take on more teaching, mentoring, and administrative unremunerated labour than their male peers (Babcock etal., 2017; O’Meara etal., 2017; Collins etal., 2021). These pressures caused a well-reported decline in manuscript and grant application submissions for women, while men increased their scientific productivity (Andersen etal., 2020; Vincent-Lamarre etal., 2020; Muric etal., 2021; Squazzoni etal., 2021; Blowers etal., 2022). Mothers of colour absorbed the most extraordinary pandemic costs (Staniscuaski etal., 2021). As delaying publications and missing grant rounds lowers the chances of being awarded a research grant in subsequent funding opportunities (Jebsen etal., 2022), the pandemic has further damaged women’s competitive advantage and widened the gender gap in STEMM academia. Gender and caregiving in research funding policy The COVID-19 pandemic showed that mothers are primary caregivers by default, not by choice. Women are forced by societal, cultural, and structural constraints (e.g., lack of affordable childcare providers) to bethe primary caregiver and self-sacrifice for their family (Ruppanner etal., 2021; Docka-Filipek and Stone, 2021). Yet, this is only the tip of the iceberg. The maternal wall is complex and multifaceted, and its impact on women’s career advancement is underestimated in STEMM academia. For example, there is a vast body of literature addressing gender bias and the ‘glass ceiling’ effect in academia, while much less research attention has been paid to the maternal wall (Williams, 2005; Jackson et al., 2014). The last two decades have seen an increasing demand for funding agencies to commission more research into improving efficiency and fairness in the grant selection process (Wallon etal., 2015; Recio-Saucedo etal., 2022). As evidence accumulates indicating that the maternal wall is a critical driver of the gender gap in STEMM, those research efforts should examine the experiences of mothers without discounting their intersectional identities, such as race/ethnicity (Bhopal and Henderson, 2019; McFarland etal., 2019; Kozlowski and Monroe-White, 2022), gender identity and sexual orientation (Cech and Waidzunas, 2021), and (dis)ability (Peterson, 2021). Equally, research funders should begin enacting policies to improve their practices and eliminate gender inequities and intersectional bias. Wehave developed an action plan for funding agencies that outlines specific, actionable strategies to close the gender gap in research funding and promote inclusion of caregivers, particularly mothers (Torres etal., 2023). Nearly all recommendations in this action plan are referenced to similar practices currently being implemented in agencies worldwide, showing that they are achievable. Below wediscuss the major career obstacles facing mothers in STEMM and explain some of the strategies wepropose in the action plan to remove those barriers (Torres etal., 2023) (see Table1). Maternity bias: accountability and action to create a veritable meritocratic system Despite growing awareness, modest efforts have been made to tackle gender bias in the grant selection process and the efficacy of current interventions remains unclear. Moreover, to our knowledge, only one study has (indirectly) analysed maternity bias in research funding (Alvarez etal., 2019), finding that language related to family, gender, and age was predominantly used in women’s evaluations in the Clinical Scientist Development Award scheme of the Doris Duke Foundation (United States). A subconscious awareness of maternity bias may cause women to avoid mentioning their maternity leaves and parental status in job and funding applications for fear of career penalties (Correll etal., 2007), thus creating an unfair disadvantage, as publication gaps are left unexplained. There has been a shift in these practices in recent years, however, as more funding agencies now allow applicants to add parental leave breaks to their CVs and explain productivity gaps. It is unclear though whether reviewers take these
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 04 frontiersin.org career interruptions into consideration and what effect, if any, they produce on the applicant’s evaluation. Research funders need to beaccountable, embrace transparency, and take meaningful action to address gender biases, including maternity bias. For example, specific actions to prevent gender and maternity bias in applicant evaluations should beexplicitly mentioned in reviewer guidelines using clear and strong language [e.g., by citing specific examples of maternity biases and relevant laws against maternity TABLE1 Systemic barriers hindering the career advancement of researchers with caregiving responsibilities and proposed actionable solutions for funding agencies to address these challenges.
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 05 frontiersin.org discrimination (Albiston and Correll, 2023)]. Funding agencies should also enforce equal gender ratios among external reviewers and award selection panels, and provide gender/maternity bias training with proven efficacy, such as gender bias habit-breaking interventions (Devine etal., 2017). Awareness and accountability are critical to break vicious circles of self-perpetuating bias and discrimination. Similar to sexual and psychological harassment (bullying), gender/maternity bias and discrimination are normalised and widespread in academia. Victims are discouraged from reporting incidents for fear of retaliations and career penalties, and because perpetrators are seldom made accountable. Funding agencies are no exception to this culture of impunity. Until very recently, only a handful of agencies collected gender disaggregated statistics for their award competitions, and even fewer monitored award success rates, which are fundamental to detect potential biases. To eliminate bias in the evaluation process, it is paramount that funders commit to monitoring and regularly publishing gender, race/ethnicity, (dis)ability, and parental/caregiving status data for grant success rates and funding amounts. Finally, gender quotas should beintroduced to correct gender/maternity biases in the grant selection process and to increase women’s representation (see below). Funding agencies also play an important role in eradicating bias and promoting diversity and inclusion more broadly in the scientific community. Given that research institutions rely on public and external funding allocated in large part via competitive research grant schemes, funders have the power to influence policy and cultivate a culture of accountability at the institutional level through their grants’ eligibility criteria (Wallon etal., 2015; Jebsen etal., 2022). The implications of such approaches are far-reaching, as national public agencies as well as private foundations follow the example of major funders such as the ERC in Europe or the National Science Foundation (NSF) in the UnitedStates, and are therefore likely to employ similar practices. Recent examples include several funding agencies joining Plan S, supported by the ERC, to mandate that all their funded research be published in open-access journals and, more recently, the ERC requires that applicant institutions have a Gender Equality Plan (GEP) in place as a grant eligibility criterion. Funding agencies could go further and demand that GEPs include specific caregiving policies and interventions to address gender/maternity bias, such as equal paid parental leave policies, default flexible/remote work, monitoring and publishing of gender identity, sexual orientation, race/ethnicity, (dis) ability, and parental/caregiving data for hiring and promotions, compulsory gender/maternity bias training for leaders and staff, nursing facilities, and childcare support. Funders can also reward applications from research institutions that demonstrate concrete policies aimed at increasing women’s representation in senior academic positions, such as implementing gender quotas for hiring and promotion. Moreover, following the example of the Wellcome Trust (United Kingdom), funders should adopt a ‘zero tolerance’ policy and disqualify applications from researchers (including co-applicants) who received a disciplinary warning or active sanctions for an allegation of discrimination or harassment, and funding should beimmediately removed from grant recipients convicted for such allegations during the period of the award. An anonymous online reporting system, similar to that established by the University of Cambridge (United Kingdom) after the #MeToo movement should beimplemented to allow award recipients to report any type of misconduct, bias/discrimination or harassment perpetrated by their supervisor(s), colleague(s) or research institution(s). Complaints should bequickly investigated by an independent committee. Career gaps: funding to support research continuity In the vast majority of industrialised countries, with the exception of the UnitedStates, women are legally mandated to take several weeks to months of paid parental leave (and are entitled to additional optional months of paid and/or unpaid leave), while men need to take only a few days or no leave at all. These unequal policies not only contribute to gender inequities in income and workforce participation, but also perpetuate gender stereotypes and promote imbalanced family dynamics (Gottschall and Bird, 2003; Evertsson and Duvander, 2010; Rocha, 2020). Moreover, gendered parental leave policies often disregard same-sex couples and non-traditional families. While there is no doubt that women need time to recover from the physical and emotional toll of pregnancy and birth, men can and should share the postnatal caregiving burden and support the mother at this critical time. Extended maternity leave policies are not based on research data or biological constraints (International Labour Organization, 2014; European Institute for Gender Equality, 2019), they are a simple panacea devised by politicians to avoid dealing with the lack of public childcare infrastructure. There is no reason to justify unequal parental leave policies other than obsolete gender stereotypes that caregiving is primarily (or solely) a woman’s responsibility. Funding agencies can play an important role in challenging these unfounded beliefs and promoting equal career-advancement opportunities to female and male academics by providing paid maternity and paternity (or secondary parent) leaves with a minimum of 16 weeks in award packages or topping up inadequate public and/or institutional parental leaves (Amberg etal., 2022). In STEMM academia, career breaks for parental leave may affect scientific production in various ways: parents may miss grant calls, delay manuscript submissions, and lose precious time of data collection, which directly or indirectly impact on research funding success (Jebsen et al., 2020). Moreover, parental leave stigma magnifies gender and maternity biases (Bonache et al., 2020; Thébaud and Pedulla, 2022). As science is a fast-paced sector, even a career gap of a few months may have an important impact on career advancement. Until mandated equal maternity and paternity (or secondary parent) leave policies become the norm—a change that may take decades—funding agencies can implement measures to mitigate the gendered impact of current unequal parental leaves on researchers’ careers. Although some agencies already provide extensions to grant eligibility criteria for each birth, the duration of these extensions may beinsufficient, as productivity slowdowns may extend well beyond the duration of the parental leave (Williams, 2005). Moreover, these policies are often gender neutral, which may further increase gender inequalities (Antecol etal., 2018). Extensions to grant eligibility criteria (including age limit requirements) and to track-record period assessment should becalculated proportionately to the duration of the leave, with a minimum of 18 months per birth for mothers. To ensure research continuity, funders should also provide flexible funding by default for hiring technical support to conduct field or lab work during pregnancy, parental, caregiving or medical leave (including for miscarriage or fertility treatment). For example, the Swiss National Science Foundation (SNSF) offers a Flexibility Grant to support early career researchers during maternity leave that can beused for childcare expenses and/or to
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 06 frontiersin.org employ a support scientist (Joyce etal., 2024). In addition, as paid maternity leave lengths are extremely variable (e.g., in the United States they can vary from zero to several weeks), this critical funding for research support should beprovided for a minimum of 6 months to new mothers, to ensure they maintain scientific productivity during the physically taxing postnatal period (Aitken etal., 2015; Andres etal., 2016). Deferments to award start dates, grant extensions, and career re-entry funding should also beprovided to researchers taking prolonged career breaks for caregiving (or medical) reasons. Gender roles: flexibility and childcare support to increase retention Mothers are not only the primary caregiver but are also the default parent when childcare support systems are inaccessible or simply fail, as the COVID-19 pandemic revealed (Calarco et al., 2021; CohenMiller and Izekenova, 2022). Shouldering the childcare burden alone puts mother scholars at disadvantage in the academic race, as they have less time (and mental bandwidth) to devote to research (Minello et al., 2020; Lantsoght et al., 2021; CohenMiller and Izekenova, 2022). Although these internalised gender roles are admittedly a societal issue, the scarcity of reliable and affordable childcare options is a structural problem, and funding agencies can enact equitable policies to level the playing field and ensure that scientist mothers can fulfil their full potential despite these challenges. Flexibility and childcare support are key (Chung and van der Horst, 2018; Marija Sikirić, 2021; Ferragina, 2020). Flexible childcare subsidies allow parents to employ childcare providers, including holiday/after-school clubs and nannies/babysitters for early school pickups, unexpected school closures, when the children are sick, or when daycare centres (crèches) have no vacancies. Flexible/remote work, including part-time work, should beallowed by default in every grant and these policies should beclearly communicated to host institutions and award recipients, including fathers, who are less likely to request using such policies. Another major problem facing parents, but especially mothers, is conference attendance. Female scientists are more likely than their male counterparts to decline opportunities to speak at and/or attend conferences due to family responsibilities, which has important implications for career progression (Schroeder etal., 2013). Single parents without a support network–a common scenario in academia due to the mobility requirements of many grants–do not even have the choice. Funders should provide flexible supplements to conference travel grants to parents, and such financial support should be doubled for single parents. Finally, rolling or recurring deadlines should replace annual grant calls with a single deadline (not rarely at an inconvenient time for parents, such as just before or during school holidays, for example), and funding applications should be simplified and shortened considerably to reduce the applicants’ administrative burden and the time spent preparing the application (Jebsen etal., 2020). These practices would likely drive a significant increase in the number of female applicants, and particularly mothers. For example, in 2011 the Australian Centre for Health Services Innovation launched a research grant scheme with streamlined 1,200-word proposals that took approximately 7 days to prepare (Barnett etal., 2015), instead of the average four to 6 weeks required for a typical grant application (Herbert etal., 2013; von Hippel and von Hippel, 2015). Importantly, any provision to support parents, such as childcare subsidies and grant extensions, should bementioned explicitly and clearly on the agency’s website and should not require lengthy application procedures, which would further burden the applicants. COVID-19: interventions to recover from pandemic impact Despite many calls for change and the indisputable evidence showing that female researchers with caregiving responsibilities were gravely affected by the COVID-19 pandemic, funding agencies have remained mostly passive. A few agencies extended grant eligibility criteria and/or deadlines for grant applications during the pandemic, but these measures were gender neutral and largely insufficient. Continued inaction will widen the research funding gender gap and reverse decades of progress to increase women’s representation in STEMM academia. Calls for support to academic mothers have been ignored because effective solutions require a financial commitment that indirectly affect researchers less impacted by the pandemic [to put it simply, white, able-bodied, heterosexual men (Jebsen etal., 2022)]. Nevertheless, governments can open their purses when there is enough pressure, as evidenced by the considerable boost in research funding prompted by the pandemic. Research funders should seize this unique opportunity to call on governments and stakeholders for support to finance COVID-19 long-term recovery and promote DEI (Cebula etal., 2020; Fulweiler etal., 2021; Jebsen etal., 2022). For example, in addition to extending grant eligibility criteria and track-record assessment period, funding agencies should provide funded extensions to scholarships, fellowships, and research grants (including salaries of students and/or technical staff hired on grant) to mothers, single parents, and caregivers affected by the pandemic. Moreover, as women and minoritised groups are more likely to be employed on precarious short-term contracts, and particularly early career researchers (Cebula etal., 2020), scientist mothers may have been forced to interrupt their career for caregiving during or following the COVID-19 pandemic. Funding agencies should therefore open research funding programs exclusive to female applicants, including career re-entry grants. Such equitable measures would help female researchers with caregiving responsibilities stay competitive and counteract the pandemic’s negative impact on their productivity, thus ensuring future funding success and increasing retention. The case for gender quotas Gender quotas are highly controversial and widely unpopular in academia, including among women (Wallon etal., 2015). Funders fear that gender quotas in grant allocation will threaten meritocracy and jeopardise research excellence. Men fear they will unfairly lose the funding they deserve. And women fear being used as tokens and losing professional credibility. Ironically, these fears all stem from the same assumption: that gender quotas may give female applicants an unfair advantage over their male peers, which misses the point entirely–the aim of gender quotas is to remove the unfair advantage that men currently have over women. A recent study on gender quotas
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 07 frontiersin.org in academia perfectly illustrates this widespread perception that support for women is unfair, while support for men–for example, gender quotas in academic fields where women outnumber men, such as social sciences–would be“natural and legitimate” (Zehnter and Kirchler, 2020). The authors found that negative verbal associations related to “unfair,” “counterproductive” and “derogatory” were significantly associated with gender quotas that favoured women, and positive or neutral expressions such as “fair” and “beneficial” were associated with quotas to support men (Zehnter and Kirchler, 2020). Meritocracy in research funding is a myth. Gender quotas correct unconscious biases and promote real meritocracy (Park, 2020). Mandated or voluntary gender quota policies have been widely explored in national parliaments and corporate boards with proven results in rapidly boosting women’s representation in leadership positions (reviewed in Wallon etal., 2015). Moreover, there are other additional benefits. Gender quotas would encourage more women to apply for grants, which funding agencies recognise is a major obstacle to achieving gender balance in grant allocation (van der Lee and Ellemers, 2015; Burns etal., 2019). An increase in female applications would likely have a snowball effect and significantly (and rapidly) increase women’s representation in STEMM leadership positions, as funding success improves the chances of promotion and hiring (Bloch etal., 2014; Heyard and Hottenrott, 2021; Hussinger and Carvalho, 2021; Jebsen etal., 2022). The advantages of gender quotas thus largely outweigh potential drawbacks, such as token effects. In addition, given the low success rate of most research funding schemes, there is a large pool of equally meritorious female and male applications that vastly outnumber the available grants (von Hippel and von Hippel, 2015). The risk of funding an undeserving female applicant is therefore negligible, and concerns that gender quotas threaten academic meritocratic systems are unfounded (van den Brink and Benschop, 2011). Ultimately, gender quotas should beviewed as a temporary measure until gender parity is achieved and gender bias in the grant selection process is eliminated through other complementary approaches (see above). Gender quotas have already been adopted by a handful of funding agencies. For example, the Swedish Research Council (Swedish Research Council, 2022) and the Helmholtz Association in Germany (The Helmholtz Association of German Research Centers, 2013) request that women and men have equal award success rates in some of their funding schemes. Other agencies, such as the ERC and the National Research Council of Canada, have not set public official targets but have equalised their success rates between genders in recent years, suggesting they are applying implicit gender quotas. Equal success rate quotas ensure that the gender ratio among grant recipients reflects the number of applicants, thereby rectifying potential gender biases. However, this model of gender quotas is unlikely to increase women’s representation (see Table2) and thus perpetuates gender imbalances, especially if no other measures are taken to eliminate unconscious bias in the grant selection process. Among other initiatives, the National Health Medical Research Council (NHMRC) in Australia has recently introduced 50:50 gender quotas to some of its grants to ensure that an equal number of awards is allocated between men and women/non-binary people (NHMRC, 2022). This equitable policy is the culmination of a large consultation among researchers and independent organisations, following the publication of evidence of gender bias in the NHMRC funding system (Nogrady, 2022). The agency also aims to reduce gender disparities in application rates; while female and male researchers applied roughly at equal rates to early-career grants in recent years, only 20% of applicants to advance-career grants were women, a common trend observed among other funders (Nogrady, 2022). From the examples in other sectors, 50:50 gender quotas present many benefits, such as correcting gender bias, encouraging more women to apply, and rapidly increasing women’s representation. A major downside of this gender quota model is that it cannot beapplied to academic fields with very low representation of women (e.g., mathematics, physics, and economics), as there would bea considerable risk of funding without merit and the number of female applicants would beinsufficient to achieve quota targets. Cascading gender quotas–where quota targets are based on the representation of women (i.e., percentage of female applicants) in the career level immediately below–may represent a viable compromise solution (see Table2; Wallon etal., 2015). This is a more flexible model, applicable to any field, with quota targets set specifically for each funding agency and grant type–and with the important advantage of increasing women’s representation, albeit not as rapidly as 50:50 quotas. Funding agencies play a critical role in promoting gender equity and retaining women in STEMM academia The COVID-19 pandemic exacerbated long-standing gender inequities in STEMM academia, with a devastating impact on the career of women scientists, especially those with caregiving responsibilities (Minello etal., 2020; Calarco etal., 2021; Staniscuaski etal., 2021; CohenMiller and Izekenova, 2022). Evidence is mounting suggesting that the gender gap in STEMM is essentially a parenthood gap (Cech and Blair-Loy, 2019; Morgan etal., 2021). Despite countless calls on STEMM leaders and policymakers to support mothers in STEMM and reform the funding system, research funders have not taken any meaningful action and continue to uphold a system that marginalises mothers and other caregivers. Why? One explanation is a widespread culture of interventions to ‘fix women’, rather than fixing the system, because it is easier to blame women than recognising and repairing systemic flaws (National Academies of Sciences, Engineering, and Medicine, 2020; Catalyze Tech Working Group, 2021; National Academies of Sciences, Engineering, and Medicine, 2024). Funders and STEMM leaders frequently dismiss the experiences of women, particularly mothers, and consciously or unconsciously reframe the leadership gender gap as an unavoidable consequence of women’s perceived (in)competence and personal choices. These gender stereotypes are founded on deeply ingrained beliefs that women cannot beas competent or as ambitious as men because they are distracted by motherhood (Correll etal., 2007). A shift away from the ‘fixing women” mindset is crucial to retain women in the STEMM sector and to build a truly fair and meritocratic funding system. Funding agencies should stop asking: what should women bedoing to achieve funding success? And instead need to examine why the system unfairly favours men and discourages women from applying for grants. Statistically, most women applying for midand advanced-career research grants are mothers (Morgan etal., 2021). Funders must take immediate action to remove the systemic barriers that stymie women’s success in research funding, while
Torres et al. 10.3389/feduc.2024.1472517 Frontiers in Education 08 frontiersin.org simultaneously using their influence to promote equity and inclusion of caregivers more broadly in the scientific community. DEI programs and initiatives should beexpanded to caregivers, with an emphasis on mothers, without disregarding intersectionality issues, as mothers may also experience marginalisation from other identities, including race/ ethnicity, gender identity, sexual orientation, (dis)ability or socioeconomic status (Wang and Degol, 2016). Best practices for research institutions While funding agencies are vital for promoting caregiver inclusion and increasing the retention of women in STEMM academia, coordinated efforts among all stakeholders—research institutions, science societies, and governments—are essential. Institutional leaders play a critical role in enacting and enforcing policies to promote DEI and harmonising these practices across departments, as top-down approaches are often more effective in driving systemic change (Jebsen etal., 2022). Leaders are also instrumental for ensuring systematic and rigorous data collection of caregiver policy uptake and efficacy, which is essential to improve policies and maximise the impact of DEI efforts to promote an equitable and inclusive workplace. Critically, leaders need to set the example, promoting accountability and actively driving cultural change in their institution (National Academies of Sciences, Engineering, and Medicine, 2024). Moving away from workplace cultures based on “ideal worker” norms and expectations is crucial to encourage caregivers to use available policies, thus eliminating gender inequalities in caregiving policy uptake (Sallee, 2012; Ecklund etal., 2017), which create unfair disadvantages for women and perpetuate the gender gap in STEMM (Cech and Blair-Loy, 2019). Additionally, DEI initiatives may fall short by failing to consider individual needs and intersectional identities (Castañeda etal., 2015; York University, 2020). For example, caring for an elderly adult is more prevalent in Hispanic, Asian and Black communities, including caring for extended family members or friends (McCann etal., 2000; Miyawaki, 2016). Leaders must ensure that all individuals and communities are heard TABLE2 Overview of gender quota models highlighting their advantages, disadvantages, and examples of funding agencies and research institutions that have implemented them.