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Efficiency Assessment of Induction Motors Drives Operating Under Shaft Misalignment Conditions

Abstract

Historically, the negative effects of misalignment between the motor shaft and the load on the electric drives are well known. Vibrations, loss of life of couplings and deterioration of efficiency are some of these effects. Regarding this last point, the literature offers contradictory opinions. Some studies consider that the loss of efficiency in cases of misalignment is undesirable; while others consider that it has significant importance. In this paper, experimental results show in which cases the misalignment has a significant effect on efficiency and in which cases it can be neglected. For this, radial and angular misalignment cases are studied with four of the most used flexible couplings in the industry. The obtained results are analysed in relation to the actual regulations on energy efficiency in induction motors. The reached conclusions offer new tools for the correct selection of flexible couplings tending to the improvement of energy efficiency.

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Efficiency Assessment of Induction Motors Drives Operating Under Shaft Misalignment Conditions

Author: Verucchi, Carlos Javier
Publisher: Vysoká škola báňská - Technická univerzita Ostrava
Year: 2020
DOI: 10.15598/aeee.v18i3.3596
Source: https://dspace.vsb.cz/bitstreams/21942b20-22bc-4cf0-9033-bec939ccc564/download
POWER ENGINEERING AND ELECTRICAL ENGINEERING VOLUME: 18 |NUMBER: 3 |2020 |SEPTEMBER
E iciency Assessmen o Induc ion Mo o s D i es
Ope a ing Unde Sha Misalignmen Condi ions
Ca los VERUCCHI 1, Es eban GIRALDO1, Ma ias MEIRA1, C is ian RUSCHETTI 1,
Jose BOSSIO2and Guille mo BOSSIO2
1Physics and Enginee ing Resea ch Cen e o he Cen e o he P o ince o Buenos Ai es
(UNCPBA-CICPBA-CONICET), A . Del Valle 5737, B7400JWI Ola a ia, A gen ina
2Applied Elec onics G oup-Resea ch Ins i u e o Ene gy Technologies and Ad anced Ma e ials
(UNRC-CONICET), Ru a Nac. 36, X5804BYA Rio Cua o, A gen ina
e ucc[email p o ec ed], [email p o ec ed], [email p o ec ed],
c usc[email p o ec ed], jmb[email p o ec ed], gb[email p o ec ed]
DOI: 10.15598/aeee. 18i3.3596
Abs ac . His o ically, he nega i e e ec s o mis-
alignmen be ween he mo o sha and he load on he
elec ic d i es a e well known. Vib a ions, loss o li e
o couplings and de e io a ion o e iciency a e some o
hese e ec s. Rega ding his las poin , he li e a u e
o e s con adic o y opinions. Some s udies conside
ha he loss o e iciency in cases o misalignmen is
undesi able; while o he s conside ha i has signi ican
impo ance. In his pape , expe imen al esul s show in
which cases he misalignmen has a signi ican e ec on
e iciency and in which cases i can be neglec ed. Fo
his, adial and angula misalignmen cases a e s ud-
ied wi h ou o he mos used lexible couplings in he
indus y. The ob ained esul s a e analysed in ela ion
o he ac ual egula ions on ene gy e iciency in induc-
ion mo o s. The eached conclusions o e new ools
o he co ec selec ion o lexible couplings ending o
he imp o emen o ene gy e iciency.
Keywo ds
Couplings, ene gy e iciency, induc ion mo-
o s.
1. In oduc ion
Induc ion Mo o s (IMs) ha e become an almos exclu-
si e al e na i e o de eloping mechanical powe o in-
dus ial applica ions. I is es ima ed ha be ween 43 %
and 46 % o he gene a ed elec ic powe in he wo ld is
cu en ly des ined o powe elec ic mo o s, which a e
mos ly IMs [1]. Cu en no ma i e ha e es ablished he
minimum e iciency allowed o his ype o machine.
P emium E iciency Mo o s (IE3) and Supe P emium
E iciency Mo o s (IE4) ha e eplaced he S anda d E -
iciency Mo o s (IE1) and he High E iciency Mo o s
(IE2). Besides, he endency o con inue aising he
minimum e iciency le els allowed is expec ed in he u-
u e [2]. IEC 600340 [3] s anda dizes he classi ica ion,
he measu emen p ocedu e and he indica ion o he
e iciency da a on mo o s. These highe e iciencies a e
ob ained by modi ica ions in he manu ac u ing p o-
cess such as: sho e ai -gap leng hs, use o co es wi h
educed losses, special designs in he o o ba s and
end ing, op imiza ion and be e quali y o he s a o
winding, imp o ed o he ex e nal cooling an design,
e c. [4].
To educe he consump ion o elec ical ene gy, i is
no only necessa y o inc ease he e iciency le els o
he mo o s, bu also o gua an ee adequa e ope a ing
condi ions. When an IM ope a es wi h low load le -
els (o e -sizing), i s e iciency is signi ican ly educed.
Simila ly, below- a ed supply ol ages o unbalanced
supply ol ages a ec he e iciency o he IM [5], [6]
and [7]. The p esence o ol age ha monics is ano he
e iciency de a ing ac o o IMs [8]. Good main enance
p ac ices equi e pe iodic con ol o all hese condi ions
in o de o ensu e high le els o e iciency.
Recen ly, esea ch has shown ha aul s in IMs can
also educe hei e iciency. The mos common cases
o aul s a e c acked o b oken o o ba and wea o
olling bea ings [9]. In addi ion o hese cases, o he
aul s such as de e io a ion o he magne ic co e, an
de ec s o sho - ci cui ed u ns o he windings in-
c ease he losses o an elec ical machine.
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Ano he ope a ing condi ion ha inc eases he losses
in elec ic d i es is he misalignmen be ween he mo-
o and he d i en load. Flexible couplings a e cu -
en ly used o powe ansmission h ough which hey
can be easily coupled be ween he mo o and he load.
Besides, hese couplings can ope a e wi h ce ain le -
els o misalignmen . Misalignmen p oduces losses due
o hea ing o he lexible elemen and addi ional s ess
in he IM and load bea ings [10]. In [11], a ma he-
ma ical model is p esen ed o ind he a ia ions ha
occu in he o que ansmi ed om he mo o o he
load when he sha s a e no pe ec ly aligned. Such
a ia ions consis o o que luc ua ions a he coupling
o a ion equency and i s mul iples. To que luc ua-
ions, in u n, cause ha monic componen s in he s a o
cu en . These componen s a e no linked o he me-
chanical powe ansmi ed o he load, al hough hey
gene a e losses in he windings. On he o he hand, [12]
and [13] analyse he empe a u e inc ease ha occu s
in he coupling and bea ings in cases o misalignmen .
This empe a u e ise in ol es g ea e losses o ene gy.
The li e a u e has ex ensi ely deal wi h he mis-
alignmen p oblem [10], [11], [12], [13], [14] and [15].
One o i s mos se ious consequences lies in he gen-
e a ion o ib a ions. Vib a ions can cause damage
o he mo o o o he componen s o he d i e [13].
Fu he mo e, he couplings’ li e ime is signi ican ly e-
duced as he misalignmen inc eases. This is due o he
ac ha misalignmen causes addi ional s esses on he
couplings in ela ion o a pe ec alignmen s a e.
Some esea che s sugges ha he e iciency educ-
ion due o he misalignmen e ec s is no signi ican
and can be ejec ed [10] and [13]. Ne e heless, o he
au ho s a i m ha o misalignmen s abo e o hose
allowed by he couplings, he losses can each up o
2.3 % o he a ed powe o he mo o [16]. How-
e e , hese esea ches we e made in he las cen u y,
when ene gy e iciency issues o elec ic mo o s had no
gained he cu en ele ance. Nowadays, he educ ion
o ene gy consump ion and ca e o he en i onmen is
much mo e demanding han in p e ious decades. Sligh
imp o emen s in he e iciency le els o elec ic mo o s
can be o g ea impo ance. Such a si ua ion o ces
no o disca d any possibili y ha allows he inc ease
o he mo o e iciency.
Conclusions p esen ed in [10], on he o he hand,
only conside misalignmen s less han o equal o he
limi s ecommended by each manu ac u e . So, eal
si ua ions ha occu in he indus y whe e hese limi s
a e exceeded a e no aken in o accoun . O he wise, i
should be no ed ha some manu ac u e s ha e aised
such limi s o pe missible misalignmen h ough he
de elopmen o new models o lexible couplings.
Fo all hese easons, i is in e es ing o e iew he
ela ion be ween misalignmen and e iciency loss om
a cu en poin o iew and aking in o accoun mod-
e n lexible coupling models. I is also conside ed use-
ul o analyse si ua ions whe e misalignmen deg ee ex-
ceeds he allowed ones by he manu ac u e . The e o e,
i is p oposed o analyse he e iciency loss in d i es
wi h lexible couplings h ough expe imen al s udies
o cases o adial misalignmen and angula misalign-
men . The g owing demands in ela ion o he ene gy
e iciency jus i y he s udy. I is ocused on low-powe
elec ic mo o s, which demand a signi ican ac ion o
he o al elec ical ene gy consumed by elec ic mo o s.
Likewise, i is conside ed impo an he beha iou o
each o he lexible couplings cu en ly used in he in-
dus y in ela ion o he e iciency loss due o misalign-
men . Thus, i is expec ed o p o ide use ul elemen s
o p ope selec ion.
The p oblem o misalignmen in gene al e ms is de-
sc ibed in he ollowing sec ion and lis s he di e en
cases ha a ise in indus ial applica ions. Meanwhile,
in Sec. 2. he consequences o misalignmen on he
mo o ’s elec ic o que and s a o cu en a e analysed.
Sec ion 3. shows he expe imen al esul s ob ained
om a 5.5 kW mo o and di e en ypes o lexible cou-
plings. Finally, in Sec. 4. he ob ained esul s a e
discussed and he eached conclusions a e analysed.
2. Gene al Cha ac e is ics o
Misaligned D i es
In o de o ca y ou he mechanical powe ansmis-
sion om a mo o o a load unde ideal condi ions,
he axes o each machine mus coincide. In his case,
i is conside ed ha he sha s a e aligned wi h each
o he . In indus ial applica ions, his condi ion is e y
di icul o achie e. Small misalignmen s usually occu
be ween he sha s o each machine. The elemen s ha
a e used o couple one sha wi h ano he , such as lexi-
ble couplings, a e designed o ole a e small de ia ions
in he alignmen .
These misalignmen s can be o wo ypes: angula
misalignmen and adial misalignmen . I is consid-
e ed ha he e is angula misalignmen when he o a-
ion sha s o each machine a e con ained in wo lines
in e sec ing a he cen e o he coupling as shown in
Fig. 1(a). In such a case, he misalignmen deg ee is
gi en by he angle α. On he o he hand, i is consid-
e ed ha adial misalignmen occu s when he sha s o
each machine a e pe ec ly pa allel bu no coinciden ,
as shown in Fig. 1(b). In his case, he misalignmen
deg ee is gi en by he dis ance be ween each sha , in-
dica ed as din Fig. 1(b). This di e en ia ion be ween
angula misalignmen and adial misalignmen is es-
ablished mainly o s udy pu poses; in p ac ice, bo h
misalignmen ypes usually occu simul aneously.
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Misalignmen si ua ions a e widesp ead in indus ial
applica ions. They usually a ise du ing an inadequa e
assembly p ocess, in e o s on he sha s due o aul y
ope a ion o gea boxes o bel s, looseness o he mo o
o load as ene s, and in eccen ici ies o he compo-
nen s o he d i e, among many o he s.
Misalignmen p oblems cause excessi e s ess on
bea ings, bending s esses on sha s and ib a ions,
among o he undesi able e ec s. To educe hese e -
ec s, elas ic couplings a e gene ally used. This cou-
pling ype is able o bea small misalignmen le els
and dampens dis u bances ha occu on he powe
ansmission be ween sha s. Wi h he use o hese
couplings, i is possible o educe unwan ed ib a ions
and s esses on o he elemen s o he ins alla ion. Flex-
ible couplings o di e en cha ac e is ics a e o e ed
in he ma ke . Each o hem allows a ce ain ole -
ance in bo h angula and adial misalignmen .
Al hough hese couplings signi ican ly imp o e he
beha iou o powe ansmission, high misalignmen s
cause a signi ican educ ion in hei use ul li e.
In addi ion, he inc ease in sys em losses due o s esses
on he couplings causes i s empe a u e inc ease [10]
and [14].
Figu e 2 shows some o he mos used lexible cou-
plings in he indus y [13]. The so-called Jaw couplings
(Fig. 2(a)) s and ou o hei low cos and easy in-
s alla ion. The joining elemen is cons i u ed by elas-
ome ic ma e ials and goes up o speeds o 5.000 RPM.
They allow high le els o angula misalignmen and a e
one o he mos used op ions in indus ial applica ions.
Gea couplings (Fig. 2(b)), on he o he hand, show
high o que densi y and a e o sion- esis an . The join-
ing elemen is cons i u ed by syn he ic esin and goes
up o speeds o 50.000 RPM. Me al Ribbon Couplings
(Fig. 2(c)) allow o sion as well as angula and adial
misalignmen and can be used up o speeds o app oxi-
ma ely 6.000 RPM. Unlike o he couplings, he lexible
elemen mus be g ease-lub ica ed, which de e mines
ce ain limi a ions in ela ion o he wo king empe a-
u e. Finally, he Rubbe - ype couplings (elas ome ic
join ) (Fig. 2(d)), which a e ideal o damping ib a-
ions and go up o speeds o 5.000 RPM, a e one o he
mos used. In hese cases, he li e ime o he lexible
elemen is se iously educed when he misalignmen is
g ea e han he allowed one.
As i is shown in [12] and [17], in he e en o
misalignmen , a cyclical a ia ion in he ansmi ed
o que by he mo o o he load is obse ed. This dis-
u bance is epea ed a wice he sha o a ion e-
quency Eq. (1) and is e lec ed in i s mul iples and
submul iples.
Tk=1
cos α−sin2α
2 cos α−sin2α
2 cos α·cos 2θlTl,(1)
whe e θlis he angula posi ion o load and Tlis
he load o que. Equa ion (1) shows ha i he mis-
alignmen angle is ze o, he ansmi ed o que coin-
cides wi h ha eques ed by he load. The luc ua-
ion p oduced by he misalignmen , on he o he hand,
inc eases i s ampli ude as he misalignmen le el in-
c eases. A o que luc ua ion is e lec ed in he mo o
s a o cu en h ough sidebands a ound he mains e-
quency, as indica ed in Eq. (2).
s= ±n ,(2)
whe e na e in ege s g ea e han ze o, is he supply
equency and he mo o o a ion equency. Thus,
i is possible o a i m ha misalignmen cases a e ob-
se ed in he mo o s a o cu en and could be de-
ec ed om i s acing. The ma hema ical model ep-
esen ed by Eq. (1) and Eq. (2) was ob ained consid-
e ing a uni e sal coupling. The e o e, i s applica ion
o cases o lexible couplings such as hose p esen ed in
Fig. 2 is no possible. Howe e , i is use ul o unde -
s and he na u e o he phenomenon and i s e ec on
he ansmi ed o que and he s a o cu en . Com-
plemen a y s udies [17] ha e shown ha he misalign-
men phenomenon is also e lec ed in o que ha monic
componen s a he o a ion equency. In [11], an al e -
na i e model o misalignmen cases is p esen ed whe e
he same conclusions as hose ob ained in his wo k a e
eached.
3. Expe imen al Resul s
3.1. Misalignmen E ec s on he
S a o Cu en , Elec ical
To que and Coupling
Tempe a u e
In he ield o p e en i e main enance o o a ing elec-
ical machines, impo an ad ances ha e been made
du ing he las decades. On-line applica ion echniques
ha e been p oposed and es ed success ully o bo h in-
duc ion machines [18] and synch onous machines [19].
The ad an age o hese echniques o e he adi ional
ones lies in he possibili y o implemen ing con inuous
moni o ing o a machine wi hou emo al om se ice.
Some wo ks e en p opose o use he elec ic mo o as
a senso , in o de o ex end he diagnosis o he en i e
d i e. So, i is possible o de ec misalignmen be ween
sha s [12] and [17] o aul s in gea boxes [20], among
o he s.
Acco ding o he model p esen ed in he p e ious
sec ion, i can be ensu ed ha a misalignmen case
could be de ec ed om he acking o he componen
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a wice he o a ion equency and i s mul iples in
he ansmi ed elec ical o que by he mo o o in
he sidebands ha a e obse ed a ound he undamen-
al equency in he s a o cu en [11], [21] and [22].
In [17], i is shown ha he misalignmen phenomena
can also be de ec ed om he acking o he o a ion
equency componen in he elec ic o que. When he
ansmi ed o que is used as a diagnos ic ool, i is
no essen ial o use a o que senso . On he con a y,
i is possible o use an es ima ed o que based on he
measu emen o he ol ages and cu en s in he mo o
e minals. When he mo o is a a s eady-s a e, he
same componen s as in he o que a e obse ed in he
elec ical powe inpu .
(a) Angula misalignmen .
d
(b) Radial misalignmen .
Fig. 1: Di e en ypes o misalignmen .
In Fig. 3, a schema ic o he es bench used o labo-
a o y es s is p esen ed. A mo o o 5.5 kW, 36.2 Nm,
4 poles, 11.6 A, 50 Hz and 380 V was used. In all es s,
he induc ion mo o was powe ed om he g id and i s
speed anges be ween 1450 RPM and 1499 RPM, de-
pending on he co esponding load ac o . The mo o
is suspended on a base which can be mo ed ela i e o
he load base. Thus, h ough he egula o s indica ed
in Fig. 3 as "alignmen adjus men ", i is possible o
misalign he mo o in bo h angula and adial di ec-
ions. An analysis o he equency spec um o he
ins an aneous powe o a jaw coupling wi h di e en
load s a es and misalignmen deg ees a e obse ed in
Fig. 4 and Fig. 5, ob ained h ough he expe imen-
al labo a o y esul s. Pa icula ly, Fig. 4 shows he
equency spec um o he ins an aneous powe con-
(a) Jaw coupling. (b) Gea coupling.
(c) Me al ibbon cou-
pling.
(d) Rubbe i e- ype coupling.
Fig. 2: Di e en ypes o couplings.
I.M.
Powe
Supply
Cu en s
and
ol ages
measu emen
Alignmen
adjus men
To que and
speed
measu emen
DC
gene a o
Fig. 3: Schema ic labo a o y assembly.
sumed by a mo o o 5.5 kW unde no mal ope a ing
condi ions (wi hou misalignmen ). The mo o is op-
e a ing wi h a 50 % load ac o . A small componen
is obse ed a he mo o o a ion equency ( ), while
no app eciable componen s a e obse ed a he mul i-
ple equencies o he p e ious one (2 and 3 ). The
componen a can be a ibu ed o a small misalign-
men o o a mass imbalance in he mo o o load.
In Fig. 5, he same equency spec um is p esen ed
bu in his case wi h a 2 mm adial misalignmen in-
en ionally caused. In his case, he componen a
is obse ed signi ican ly highe han ha obse ed in
Fig. 5. Mo eo e , componen s a 2 and 3 a e easily
iden i iable. These changes a e undoub edly due o he
misalignmen be ween he mo o and load sha s.
The luc ua ions in he ins an aneous powe ab-
so bed by he mo o a e e lec ed in he s a o cu -
en a he equencies gi en by Eq. (2). In Fig. 6 and
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0 10 20 30 40 50 60 70 80
(Hz)
0
0.005
0.01
0.015
0.02
Elec ic powe (p.u.)
2. 3.
Fig. 4: Elec ic powe equency spec um - Jaw coupling - 50 %
o load - aligned sha s.
0 10 20 30 40 50 60 70 80
(Hz)
0
0.005
0.01
0.015
0.02
Elec ic powe (p.u.)
2.
3.
Fig. 5: Elec ic powe equency spec um - Jaw coupling - 50 %
o load - 2 mm adial misalignmen .
0 20 40 60 80 100 120 140 160
(Hz)
0
0.005
0.01
0.015
0.02
0.025
0.03
0.035
0.04
Is (p.u.)
- +
Fig. 6: S a o cu en equency spec um - Jaw coupling - 75 %
o load - aligned sha s.
Fig. 7, he equency spec ums o he s a o cu en s
a e p esen ed o he cases o alignmen and 2 mm a-
dial misalignmen , espec i ely. In Fig. 7, componen s
a − , + and + 2 a e clea ly obse ed.
These componen s a e p ac ically no seen in Fig. 6.
I is impo an o highligh ha hese ha monic com-
ponen s do no p o ide mechanical powe ansmi ed
o he load; howe e , hei low h ough he windings
gene a es elec ical losses.
20 40 60 80 100 120 140 160
(Hz)
0
0.005
0.01
0.015
0.02
0.025
0.03
0.035
0.04
Is (p.u.)
-
+2.
+
Fig. 7: S a o cu en equency spec um - Jaw coupling - 75 %
o load - 1.5 mm adial misalignmen .
(a) Aligned.
(b) Radial misalignmen (1 mm).
Fig. 8: The mal images in a ubbe i e- ype coupling.
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On he o he hand, as i was ad anced in he in o-
duc ion, he addi ional e o s ha occu in a lexible
coupling due o he misalignmen ope a ing condi ions
inc ease i s empe a u e. In [13], his e ec is analysed
o couplings o di e en cha ac e is ics and o di e -
en misalignmen le els. Wi h misaligned couplings,
empe a u es inc ease be ween 20 ◦C and 30 ◦C de-
pending on he ype o coupling. In Fig. 8, a compa -
ison is p esen ed on a ubbe i e- ype coupling. This
is coupled o he 5.5 kW IM ansmi ing i s nominal
powe . In Fig. 8(a) and Fig. 8(b), a he mal image is
p esen ed o he case o aligned sha s and 1 mm adial
misalignmen , espec i ely. The igu es show he em-
pe a u e inc ease egis e ed in he coupling in p esence
o misalignmen .
3.2. Misalignmen E ec s on he
E iciency
In o de o weigh he loss o e iciency in cases o mis-
alignmen , he es bench desc ibed in Sec. 3.1. was
used. Be o e each es , he mo o was kep in nominal
ope a ing condi ions o one hou in o de o achie e
he mal equilib ium. The ambien empe a u e was
main ained a 25 ◦C. The e iciency measu emen was
made h ough he p ocedu e called "di ec me hod"
[22] ha is measu ing he powe consumed by he mo-
o and he powe ans e ed o he load. The e i-
ciency was ob ained acco ding o Eq. (3):
η=Pm
Pe
·100,(3)
whe e Pmis he mechanical ou pu powe and Peis
he consumed powe by he IM.
0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1
Load ac o (p.u.)
72
74
76
78
80
82
84
86
E iciency (%)
Aligned
1 mm adial misalignmen
2 mm adial misalignmen
Fig. 9: Mo o e iciency wi h jaw coupling - adial misalign-
men .
Figu e 9 shows he e iciency cu es as a unc ion o
he load ac o o a jaw coupling. A i s es was pe -
o med wi h he aligned sha s and hen he p ocedu e
wi h adial misalignmen o 1 and 2 mm was epea ed.
The compa ison allows e i ying ha he e is an e i-
ciency educ ion in cases o misalignmen o all load
s a es analysed. The e iciency educ ion is mo e e -
iden as he misalignmen be ween he mo o sha s
and load inc eases. Figu e 10 shows he e iciency al-
ues measu ed wi h he same coupling, as in Fig. 11,
bu in his case o angula misalignmen . I can be
no ed ha he e iciency loss o angula misalignmen
is less han o adial misalignmen .
0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1
Load ac o (p.u.)
74
76
78
80
82
84
86
E iciency (%)
Aligned
0.5 ° angula misalignmen
0.75 ° angula misalignmen
Fig. 10: Mo o e iciency wi h jaw coupling - angula misalign-
men .
0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1
Load ac o (p.u.)
72
74
76
78
80
82
84
86
E iciency (%)
Aligned
1 mm adial misalignmen
2 mm adial misalignmen
Fig. 11: Mo o e iciency wi h ubbe i e- ype coupling - adial
misalignmen .
0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1
Load ac o (p.u.)
72
74
76
78
80
82
84
86
E iciency (%)
Aligned
0.5° angula misalignmen
0.75° angula misalignmen
Fig. 12: Mo o e iciency wi h ubbe i e- ype coupling - an-
gula misalignmen .
The esul s o a ubbe i e- ype coupling a e p e-
sen ed in Fig. 11 and Fig. 12. In his case, as in he p e-
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ious one, a mo e signi ican e iciency educ ion o a-
dial misalignmen is obse ed. Mo eo e , i is obse ed
ha o 1 mm adial misalignmen , he e iciency loss
is almos impe cep ible, while o a 2 mm adial mis-
alignmen , i is much mo e e iden . In bo h cases, o
he mo o in nominal load condi ion, e iciency losses
g ea e han 1 % we e eco ded.
Tab. 1: Pe missible misalignmen o di e en couplings (di e -
en manu ac u e s conside ed).
Rubbe
i e- ype
coupling
Jaw
coupling
Me al
ibbon
coupling
Gea
cou-
pling
Radial
misalign-
men
(mm)
0.5–1 0.3–0.5 0.5 0.8–1.2
Angula
misalign-
men (◦)
1–3 1–1.5 0.5 1.5
Table 1 indica es he pe missible misalignmen le -
els de ined by he lexible coupling manu ac u e s
wi h cha ac e is ics simila o hose used in he es s.
I should be no ed ha hese couplings we e selec ed
using he usual p ocedu e based on ansmi ed o que,
o a ion speed and sha diame e . Limi alues a y
signi ican ly om one manu ac u e o ano he ; he e-
o e, in some cases, anges o alues a e indica ed. The
esul s p esen ed in his pape conside misalignmen s
ha each alues g ea e han he admissible ones.
This is in ended o include possible equen cases in
p ac ice, in which he limi s imposed by he manu-
ac u e a e exceeded due o poo main enance p oce-
du es.
0 0.5 1 1.5 2
Radial Misalignmen (mm)
83
83.5
84
84.5
85
E iciency (%)
Fig. 13: Mo o e iciency wi h ubbe i e- ype coupling s. a-
dial misalignmen .
In o de o ind he e iciency a ia ion o he d i e as
a unc ion o he misalignmen deg ee, es s we e ca -
ied ou , main aining he load ac o a 0.95 and p o-
g essi ely inc easing he misalignmen . The es s we e
epea ed o each o he ou d i es s udied and o he
0 0.5 1 1.5 2
Radial Misalignmen (mm)
83
83.5
84
84.5
85
E iciency (%)
Fig. 14: Mo o e iciency wi h jaw coupling s. adial misalign-
men .
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6
Radial Misalignmen (mm)
83
83.5
84
84.5
85
E iciency (%)
Fig. 15: Mo o e iciency wi h me al ibbon coupling s. adial
misalignmen .
0 0.5 1 1.5 2
Radial Misalignmen (mm)
83
83.5
84
84.5
85
E iciency (%)
Fig. 16: Mo o e iciency wi h gea coupling s. adial misalign-
men .
wo possible adial and angula misalignmen s. The
cases o adial misalignmen a e p esen ed in Fig. 13,
Fig. 14, Fig. 15 and Fig. 16. In each igu e, he al-
ues ob ained in he es s and a linea app oxima ion
o hem a e shown. Fo ubbe i e- ype coupling, he
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e iciency loss is less han 0.5 % o he maximum mis-
alignmen allowed by ha ype o coupling and some-
wha less han 1 % o wice he pe missible misalign-
men . In he case o jaw coupling, he e iciency educ-
ion o adial misalignmen is 0.6 % o he maximum
pe missible misalignmen . Fo me al ibbon coupling,
he e iciency educ ion is 0.5 % o he maximum mis-
alignmen allowed and, las ly, o gea coupling i is
a he highe han 0.5 % o he manu ac u e admi -
ed misalignmen .
Rega ding angula misalignmen , he ubbe i e-
ype coupling causes an e iciency loss o 1.2 % wi h
a 2 ◦misalignmen ( he maximum allowed is 3 ◦). The
jaw coupling p esen s an e iciency educ ion o 1.16 %
wi h 1.5 ◦misalignmen . In he me al ibbon coupling,
p ac ically no e iciency loss is obse ed wi h angula
misalignmen and, inally, an e iciency educ ion o
1.8 % is p oduced o 1.5 ◦misalignmen (misalign-
men ha is somewha below he maximum allowable)
wi h he gea coupling.
Table 2 and Tab. 3 p esen a mo e exhaus i e com-
pa ison o he ou ypes o couplings es ed and he
di e en misalignmen le els caused. The alues in-
dica ed by he ables a e calcula ed based on linea
app oxima ion. In gene al e ms, he e is an e iciency
educ ion due o misalignmen in all cases. In some
cases, such as d i es wi h angula misalignmen wi h
me al ibbon coupling, he e iciency educ ion is i -
ele an . Howe e , in o he cases, educ ions be ween
1 % and 2 % could be e i ied. I is impo an o no e
ha in he es , only angula misalignmen and adial
misalignmen we e caused independen ly. In p ac ical
cases, i is possible ha bo h ypes o misalignmen
occu simul aneously, expec ing a g ea e e iciency e-
duc ion pe cen age o he d i e.
Tab. 2: Pe cen age e iciency a ia ion o adial misalignmen
and load ac o o 0.95 (ob ained om linea app oxi-
ma ion).
Radial
misalign-
men (mm)
Rubbe
i e- ype
coupling
Jaw
coupling
Me al
ibbon
coupling
Gea
cou-
pling
0.5−0.17 −0.57 −0.24 −0.23
1−0.33 −1.14 −0.48 −0.46
1.5−0.49 −1.71 −0.7−0.69
2−0.64 −2.28 -−0.92
Tab. 3: Pe cen age e iciency a ia ion o adial misalignmen
and load ac o o 0.95 (ob ained om linea app oxi-
ma ion).
Angula
misalign-
men (◦)
Rubbe
i e- ype
coupling
Jaw
coupling
Me al
ibbon
coupling
Gea
cou-
pling
0.5−0.28 −0.39 −0.1−0.59
1−0.56 −0.78 −0.2−1.18
1.5−0.84 −1.16 −0.3−1.77
2−1.12 -−0.4-
4. Discussion and Conclusions
In [11], he au ho s conside ha he loss o e iciency in
he p esence o misalignmen is negligible. In [23], o
misalignmen wi hin he ange allowed by he coupling
manu ac u e , e iciency losses o 1 % we e ob ained.
In [16], wi h misalignmen s in excess o hose allowed
by he manu ac u e , a loss o 2.3 % was obse ed,
while in [24], i is claimed ha he loss o e iciency
could each up o 10 %.
In his pape , i has been demons a ed ha o ce -
ain models o lexible couplings and in he p esence
o misalignmen le els ha can be ound in he indus-
y, e iciency educ ions o a d i e canno be unde -
es ima ed. This educ ion can e en esul in an o de
simila o he one ha de ines he ansi ion om one
e iciency class o ano he . Tha is, a d i e could lowe
an e iciency class i ce ain alignmen condi ions a e
no achie ed. Fo his eason, conclusions ound in [10]
ega ding ejec ing he e iciency educ ion caused by
misalignmen a e cu en ly ques ionable. The impo -
ance o a good alignmen no only lies in p e en ing
ib a ions o conse ing he use ul li e o he coupling
bu also in ensu ing adequa e e iciency le els.
On he o he hand, he s udies ca ied ou allow
iden i ying he lexible couplings models ha p esen
g ea e ole ance o misalignmen om he poin o
iew o e iciency. In ac , o example, i is obse ed
ha he me al ibbon coupling p esen s e y good pe -
o mance o bo h ypes o misalignmen . On he o he
hand, he ubbe i e- ype coupling mainly causes sig-
ni ican losses o angula misalignmen , while he jaw
coupling causes hem o bo h angula and adial mis-
alignmen . The e o e, hese conclusions could be use-
ul o he p ope selec ion o a coupling. Based on
expe imen al es s wi h a 5.5 kW IM, he lexible cou-
plings misalignmen e ec on he e iciency o a d i e
was analysed. This wo k allows a i ming ha al hough
he loss o e iciency due o misalignmen is below
he alues sugges ed by some p e ious esea ches [24],
i is no in any way negligible. In some cases, and o
misalignmen le els o en ound in indus ial applica-
ions, he loss o e iciency due o misalignmen could
compensa e he bene i s ob ained by he use o high
e iciency o p emium e iciency IMs.
Acco ding o he esul s ob ained, he need o
achie e adequa e le els o alignmen becomes e en
mo e impo an . Thus, i is no only possible o main-
ain low le els o ib a ions o o p olong he couplings
and bea ings li e ime, bu also o op imize he ins al-
la ion e iciency and educe ene gy consump ion. Un-
like p e ious s udies, his wo k in oduces he coupling
ype used as an analysis a iable. In he same es
bench, wi h a common assembly and measu emen sys-
em, se e al o he mos equen ly used lexible cou-
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plings we e es ed. The wo k also o e s new ools o
a mo e sui able choice o coupling des ined o a speci ic
applica ion.
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