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D4.1 Preliminary report on causal mechanisms between climate change, climate service information, and socio‐economic behaviour

Biella, Riccardo; Muller, Lotte; Mazzoleni, Maurizio; Di Baldassarre, Giuliano

Abstract

More than 100 million people per year are affected by climate‐related extremes, such as floods and droughts.The frequency and the impact of these extreme events are expected to increase in many regions of the worlddue to global warming and socio‐economic changes. Climate services (CS) have been used over last decadesto support decision making processes and reduce risk associated with climate‐related extremes. However, therole of CS information in shaping decisions planning about adaptation options, such as climate‐resiliencepathways achieving a zero‐emission pathway by 2050, remains largely unexplored. In this preliminary report(D4.1), we describe different methods used in this project for unpacking the causal mechanisms betweenclimate change, CS data, socio‐economic behaviours, which are expected to pave the way for the upcominganalyses of human‐climate interactions (T4.2, T4.3, and T4.4).

Full text

ThisprojecthasreceivedfundingfromtheEuropeanUnion’sHorizon2020researchand innovationprogrammeundergrantagreementNo101037293              DeliverableD4.1 Preliminaryreportoncausalmechanismsbetweenclimate change,climateserviceinformation,andsocio‐economic behaviour   October2022    ThisprojecthasreceivedfundingfromtheEuropeanUnion’sHorizon2020researchand innovationprogrammeundergrantagreementNo101037293    InnovatingClimateservicesthroughIntegratingScientificandlocalKnowledge            DeliverableTitle:Preliminaryreportoncausalmechanismsbetweenclimatechange,climate serviceinformation,andsocio‐economicbehaviour Author(s):RiccardoBiella,LotteMuller,MaurizioMazzoleni,GiulianoDiBaldassarre ContributingAuthors(s): Date31‐10‐2022 Suggestedcitation: Availability:☒PU:Thisreportispublic[Pleaseselect] ☐CO:Confidential,onlyformembersoftheconsortium(includingthe CommissionServices)   DocumentRevisions: AuthorRevisionDate RiccardoBiella,Lotte Muller,Maurizio Mazzoleni,GiulianoDi Baldassarre Firstdraft14‐10‐2022 MichaWernerReviseddraft19‐10‐2022 RiccardoBiella,Lotte Muller,Maurizio Mazzoleni,GiulianoDi Baldassarre Finalversion28‐10‐2022    D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 1 ExecutiveSummary Morethan100millionpeopleperyearareaffectedbyclimate‐relatedextremes,suchasfloodsanddroughts. Thefrequencyandtheimpactoftheseextremeeventsareexpectedtoincreaseinmanyregionsoftheworld duetoglobalwarmingandsocio‐economicchanges.Climateservices(CS)havebeenusedoverlastdecades tosupportdecisionmakingprocessesandreduceriskassociatedwithclimate‐relatedextremes.However,the roleofCSinformationinshapingdecisionsplanningaboutadaptationoptions,suchasclimate‐resilience pathwaysachievingazero‐emissionpathwayby2050,remainslargelyunexplored.Inthispreliminaryreport (D4.1),wedescribedifferentmethodsusedinthisprojectforunpackingthecausalmechanismsbetween climatechange,CSdata,socio‐economicbehaviours,whichareexpectedtopavethewayfortheupcoming analysesofhuman‐climateinteractions(T4.2,T4.3,andT4.4).  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 2 TableofContents  1Introduction.................................................................................................................................................1 2Interplaysbetweenclimateservices,humanbehaviour,anddecision‐making.........................................3 3MethodsusedtorepresentCS‐humaninterplays......................................................................................6 3.1Modellingcomplexsystems................................................................................................................6 3.2Systemdynamics.................................................................................................................................6 3.2.1Systemarchetypes.......................................................................................................................7 3.2.2CausalLoopDiagrams..................................................................................................................8 3.2.3Applicationsofsystemdynamicsmodelsinwaterresources.....................................................9 3.3Agentbasedmodelling........................................................................................................................9 3.3.1ApplicationsofABMmodelsinwaterresources.......................................................................11 4CS‐humandynamicsinthedifferentlivinglabs........................................................................................13 5Conclusions................................................................................................................................................15     D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 3 ListofFigures  Figure1.(a)DroughtconditionsintheAugust2022expressedascombineddroughtindicator(Toretietal., 2022).(b)Satelliteimagefrom9AugustshowingtheeffectofdroughtinnorthernFranceandsouthern England(EuropeanUnion,CopernicusSentinel‐3).............................................................................................1 Figure2:Plausiblefeedbacksbetweenclimateservices(CS),adaptationanddroughtrisk.Thisfigurehasbeen adaptedfromWensetal.(2019)toincludeclimateservices.............................................................................3 Figure3:Stylisedsummaryofexistingliterature.BoxAreferstotheworkbyCortekaretal.(2020),BoxBof Schlüteretal.(2017),BoxCofvanValkengoedandSteg(2019),BoxDofMeijeretal.(2021)........................4 Figure4:Conceptualmodelbasedonthe“successofthesuccessful”archetype..............................................8 Figure5.ExampleofCausalLoopDiagramshowinghowincreasingwatersupplycanincreasedemand,hence nullifyingtheeffectsoftheincreasedsupplyinthefirstplace.Atthesametime,vulnerabilityisincreasedas thesystembecomesmoreandmoredependentonthesupplyofwater.TakenfromDiBaldassarreetal.,2018 .............................................................................................................................................................................9 Figure7: AnExampleofABMinAgriculturePestControlStudies.(Source:UniversityofSurrey).................11 Figure8: ConceptualframeworkagriculturaldroughtriskABM(source:Schrieksetal.,2021).....................12   D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 4 ListofTables  Notableoffiguresentriesfound.  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 1 1 Introduction Overthelast50years,climate‐relatedhazardssuchasdroughts,floods,andwildfires(Centreforresearchon theepidemiologyofdisasters(CRED),2019),havecausedaboutUSD1.5trillionineconomiclossesandmore than1milliondeathworldwide,withtheirseverityexpectedtoincreaseinmanyregionsoftheworldbecause ofclimaticandsocio‐economicchanges(Hoegh‐Guldbergetal.,2018;Swainetal.,2018).Justrecently,Europe experiencedoneoftheworstdroughtsofthelast500yearsduringthe2022summer(Toretietal.,2022),with 47%and17%oftheterritoryinwarningandalertconditions,respectively(seeFigure1).Overthelast75years, increasingtrendsofdeficitsinprecipitation,soilmoisture,andrunoffhavebeenobservedinEurope,leading toeconomiclossesofmorethan50billionEUR(Naumannetal.,2021).Ontheotherhand,floodevents occurredinPakistanduringAugust2022leadingtodevastatingconsequencesandmorethan1000fatalities. Recentclimateprojectionsshowthatinthefuturewewillexperiencemoreofsuchextremeevents,with Europeaffectedbyincreasingdrierandwarmerspringsandsummersduetoglobalanthropogenicwarming. Thiswillexposefarmers,households,andecosystemstoseverewatershortages,foodandeconomiclosses, andenvironmentaldegradation(Bastosetal.,2020;Mohammedetal.,2022;Quintonetal.,2022;Webberet al.,2018) .   Figure1.(a)DroughtconditionsintheAugust2022expressedascombineddroughtindicator(Toretietal.,2022).(b) Satelliteimagefrom9AugustshowingtheeffectofdroughtinnorthernFranceandsouthernEngland(EuropeanUnion, CopernicusSentinel‐3).  Improvingriskmanagementandadaptationstrategieswillallowstakeholdersandend‐userstoadaptand reducedroughtsandfloodsimpactsinthefuture.Overtheyears,numerousmonitoringandprediction systemshavebeendevelopedbyexploitingobservationsfromin‐situnetworksandremotesensingwithin advancedstatisticalapproaches(e.g.multivariateanalysis)andnumericalmodels(Haoetal.,2017).For example,short‐andlong‐termweatherforecastshavebeenusedasinputforlandsurfaceandhydrological modelstoprovidebothsoilmoistureandstreamflowpredictionandcontinuousmonitoringofcrucial hydrologicvariablesfordroughtandfloodcharacterization(Lidardetal2021). ClimateServices(CS)havebeensuccessfullyimplementedandusedformitigationandadaptationinviewof theconsequencesofclimatechange.TheconceptofCSincludes,butisnotlimitedto,climatesciencesand weatherservicesprovideindividuallytailoredinformationforriskmanagementbydecision‐makers.The EuropeanResearchandInnovationRoadmapforClimateServicesdescribesCS(EuropeanCommissions,2015) as:“thetransformationofclimate‐relateddata—togetherwithotherrelevantinformationintocustomised productssuchasprojections,forecasts,information,trends,economicanalysis,assessments(including technologyassessment),counsellingonbestpractices,developmentandevaluationofsolutionsandanyother D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 2 serviceinrelationtoclimatethatmaybeofuseforthesocietyatlarge.Assuch,theseservicesincludedata, informationandknowledgethatsupportadaptation,mitigationanddisasterriskmanagement”. AnumberofCShavebeendevelopedoverthelastyearsforbetterrepresentingtheatmospheric,oceanic, cryosphere,andlandsurfacephenomenaandtheirinteractionsoverdifferenttimehorizons(fromdaysto decades)andspatialscales(fromlocaltoglobal)andoverregions,fromhighlylocalizedtotheentireplanet. ExamplesofCSincludespastclimatedata,historicreanalysisdata,forecastsandpredictions,amongothers. CSareessentialinbuildingclimateresilienceandforclimateriskmanagementasabasisforadequatedecision‐ making(BrasseurandGallardo,2016).TheargumentforthebenefitofCSisthatknowledgeaboutthe consequencesofclimatechangeisneededforriskmanagementtoavoidarbitrarydecisionsandinadequate preparednessforclimatedisasters(Lemosetal.,2012).Moreover,ithasbeendemonstratedthatCSsuchas earlywarningsystemusedforfloodforecastingcanleadtopotentialmonetarybenefitsinreducingflood (Pappenbergeretal.,2015). DespitethesebenefitsofCS,itisstillnotclearhoweffectivelyCScanaiddecision‐makingforriskadaptation andmitigationpurposes,whichformatCSneedtohavetodoso,andhowtheinformationprovidedbyCS influenceuserbehaviourandconsequentadaptationactionstoextremeevents.Whilethephysicalandsocial linksbetweenclimatechangeandadaptationactionshavebeenwidelyanalysed,thefeedbacksgeneratedby theavailabilityofclimaticinformationandadaptationactionsareseldomconsidered.Forexample,aCScan provideinformationonthefuturewateravailabilityforacertainregionandend‐userscoulddecidetoadopt tailoredadaptationstrategiesbasedonthatinformation.Ontheotherhand,thesameend‐usercoulddecide upondifferentactionsiflimitedclimatic/hydrologicalinformationisavailable.Thoseadaptationactionsmay inturnaffectotherend‐usersandshapetheirfutureactionsandgoals. Thisdeliverablefocusesonidentifyingthedynamicsexplainingtheemergenceofdifferentfeedbacksbetween climatechange,CSdata,socio‐economicbehaviour,andadaptationmeasuresaimedatbuildingaresilient pathwayintheI‐CISKlivinglabs.ThiswillbeachievedbyfirstexploringtheinterplaysbetweenCSs,human behaviour,anddecision‐making(section2).WewillthenfocusonthemethodsusedtorepresentCS‐human interplays(section3)andtheirlinkswiththedifferentlivinglabsoftheI‐CISKproject(section4).Finally,we willsummarizetheresultsobtainedandprovideanoutlookoffutureresearchactivities.    D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 3 2 Interplaysbetweenclimateservices,humanbehaviour,anddecision‐ making AdditionaltothenumerousbenefitsprovidedbyCStousers,thedynamicsbetweenCS,humanbehaviourand decision‐makingrepresentsanimportantaspectforthedesignofresilientadaptationactions.Thereare severalchannelsthroughwhichhumanbehaviourcancause/contributetofeedbacks.Forexample,Wenset al.(2019)describeaframeworktoextendtraditionalriskmodellingtoincludetwo‐wayfeedbacksbetween adaptationanddroughtexposure,vulnerabilityandhazard.Figure2showsanadaptationoftheframework developedbyWensetal.(2019)toincludeclimateservices.Tomakethefigureexplicitlyrelevant,wehave includedclimateservicesexplicitlyasinputtoadaptiveaction(blueboxwithCS).Figure2Ashowstheinfluence ofadaptationondroughtrisk,yetdoesnotincludefeedbackmechanisms.WhileFigure2B‐Dhighlight channelsthroughwhichhumanbehaviourcancause/contributetofeedbacks.Namely,Figure2Bshowsabi‐ directionalinfluencebetweenadaptationandrisk,Figure2showstheinfluenceofadaptationonriskacross spatiotemporalscalesandlastlyFigure2Dtheinfluenceofriskonindividualdecision‐makingbehaviour.For furtherdetails,seeworkbyWensetal.(2019).TounderstandpotentialfeedbackchannelsshowninFigure 2B‐D(redarrows),firstFigure2Amustbeclearlyunderstood.Understandingbehaviouralresponsestoclimate servicesisessentialtoconsequentlyunderstandingpossiblefeedbackmechanisms.   Figure2:Plausiblefeedbacksbetweenclimateservices(CS),adaptationanddroughtrisk.Thisfigurehasbeenadapted fromWensetal.(2019)toincludeclimateservices.   D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 10 ofthesystem(Schlüteretal.,2019).ABMsareconsideredaformofbottom‐upmodelling,astheyallowthe agentstointeractwithoneanotheronthebasisofsimplerulesappliedtothem.Emergingsystembehaviour areaconsequenceoftheseinteractions.ABMshavebecomeincreasinglyusedtomodelcoupledsocial‐ physicalmodels,forexample,floodriskassessment(ZhuoandHan,2020),landusechange(Groeneveldetal., 2017)ordroughtriskassessment(Wensetal.,2019). AmongthebenefitsofusingABMsaretheirabilitytoenablediverseagentstoberepresentedinmodelling (Troyetal.,2015)andofexploringemergentbehavioursandfeedbacksinasystembycreatingthemfromthe ground‐up.However,implementingrealisticdecisionrulesfortheseagentsisakeychallengeforABMasthese areoftenbasedonad‐hocassumptionsofhumanbehaviour(An,2012;Filatovaetal.,2013;Schlüteretal., 2017;Groeneveldetal.,2017).Inaddition,asthemodelisbottom‐up,resultsmaybedifficulttointerpretdue topotentiallyhighrelationalanddynamiccomplexity;asrelationshipsbecomeopaquethemodelbecomes morecomplex..Resultsmaynotbegeneralisable,andhavelimitedpredictivepower(An,2012;Schlüteret al.,2012;BlairandBuytaert,2016).  ABMgenerallyimplementsthefollowinggeneralstepsfordevelopingamodel,asidentifiedbyBlairand Buytaert(2016): 1. Problemdefinition 2. Determinationofrelevantsystemagents 3. Descriptionoftheenvironmentinwhichagentsexist 4. Elicitationofagentdecision‐makingprocessandbehaviours 5. Determinationoftheinteractionsbetweenagents 6. Determinationoftheinteractionsbetweenagentsandtheenvironment 7. Developmentofcomputationalalgorithmstorepresentagents,environment,decision‐making processes,behavioursandinteractions 8. Modelvalidationandcalibration. AsABMisatimeandresourceintensiveprocess.Asaconsequence,itwillnotbecarriedoutwithinalltheLLs, butonlyinthoseinwhichcontextandneedsaremostsuitableforthistypeofstudy.Closecollaborationwith theLLswillbenecessaryforcarryingoutstep1to6ofthestepsdescribedbyBlairandBuytaert(2016).Step 7willbecarriedoutbyWP4incollaborationwithLLsandmainlywithWPs1,2and3,whilestep8,the validationofthemodel,willseetheinvolvementoftheLLstoensurethatthemodelisrealistic.However,this processisnotlinear,ratheritisiterative.Duringthevalidationofthemodel,themodelandtheLLwillco‐ createagentcharacteristicsandprocessestobetterreflecttherealityoftheLL.  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 11 Figure6: AnExampleofABMinAgriculturePestControlStudies.(Source:UniversityofSurrey)  3.3.1 ApplicationsofABMmodelsinwaterresources Inparallelwiththedevelopmentofsystemdynamicsapproaches(seeprevioussection),ABMhavebeen extensivelyusedtogainadeeperunderstandingofhuman‐watermanagementtodevelopsustainable managementstrategies(Dubbelboeretal.,2017;Filatova,2015;Haeretal.,2019;JanssenandOstrom,2006; TonnandGuikema,2018).However,systemdynamicsmodelscannotrepresenttheheterogeneityof individualriskperceptionduetotheirlumpedstructure.Forthisreason,ABMhasbeenextensivelyusedto gaindeeperunderstandingofcomplexityaboutimperfectheterogeneousactorsandtheirindividualdecisions, activitiesandinteractions(Wensetal.,2020).Thus,anABMseemssuitabletomodelhumandecision‐making inquantitativefloodriskassessment. ABMshavebeenrecentlyappliedtofloodanddroughtriskassessment,analysingmainlydifferentaspectsof humanbehaviour,theeffectsoffloodinsurance,droughtadaptationactions,andriskcommunicationon developmentoftimeoffloodanddroughtrisks(Filatova,2015;Wensetal.,2019).Inparticular,Haeretal. (2017)comparedthreedifferentbehaviouralframeworksforthedecision‐makingofhouseholdagentsabout investinginloss‐reducingmeasures,namelyexpectedutilitytheory,prospecttheoryandprospecttheory includingadaptationofbehavioursthroughBayesianupdating.Haeretal.(2020)quantifiedtheleveeeffect inEuropewithanABMandfurtherdiscussedpolicyimplications.Abebeetal.(2019)developedanew frameworkforintegratingahydraulicmodelintoanABMtorepresentindividualsandinstitutionsdecision‐ makingduringflooding.Justrecently,Michaelisetal.(2020)showedthattheirproposedagent‐basedmodel wasabletoexplainfloodadaptationandtheleveeparadox.Withrespecttodroughtriskmanagement,Wens etal.(2019)proposedanABMfocusedonindividualandcollectiveactionstosimulatetheadaptivebehaviours ofdifferentstakeholdersandexaminehowemergentactionsmightinfluenceprojecteddroughtrisk.Schrieks etal.(2021)proposedprovidesaschematicframeworkfordroughtriskusingABMinthecontextof agriculturalcommunitiesinwhichindividualdecision‐makingprocessofthefarmersisdrivenbybehavioural changes.  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 12 Figure7: ConceptualframeworkagriculturaldroughtriskABM(source:Schrieksetal.,2021)  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 13 4 CS‐humandynamicsinthedifferentlivinglabs CSarefundamentaltoreduceriskandavoidfuturedisasters.WhilethebenefitsofCShavebeenwidely exploredbyexistingliterature,themainfeedbacksbetweenCS,adaptationmeasuresandclimate‐related extremeeventsarestillunclear.Inthissection,weprovideapreliminaryoverviewofsuchdynamicsandtheir characterizationwithinthedifferentlivinglabs(LLs)oftheproject. Tothisend,weprovideabriefdescriptionofeachLLalongwiththemainobjectivesandchallengesfromthe WP4perspectivethatwereidentifiedduringI‐CISKworkshopsandmeetingsheldinthefirstyearofthe project.ThesystemarchetypesdescribedinthissectionrefertotheaforementionedworkbyMoallemietal. (2022),whichisbasedonSenge’sbook(Thefifthdiscipline,1990). Budapest(Hungary).ThisLLconsistsofanurbanareachallengedbyrisingtemperaturesandheatwaves, exacerbatedbyurbanheatislands(UHIs).OneoftheaimsinthisLLisraisingawarenessaroundUHIand potentiallyinfluencepolicybye.g.promotingurbangreening.Intermsofhuman‐climateinteractions,thisLL showspotentialfortheanalysisoffeedbacksbetweenshort‐term(coping)measuresandlong‐term(adaptive) measures(includingunintendedconsequences)withpotentialemergenceofsystemarchetypes,including Fixesthatfail. AlazaniRiverbasin(Georgia).InthisLL,droughtsandwatershortageschallengemultipleneeds(e.g. agriculture,hydropower)aswellasseveralsectors(e.g.tourism,forestry).Inparticular,thereisinterestin expandingtheavailabilityofseasonalandsub‐seasonalforecastbydownscalingglobalinformationand integratingitwithin‐situobservations.CSsaremeanttoinformthedevelopmentofhydropowersectoras wellaspublicwaterallocationformultiplepurposes(farmersareexplicitlyconsidered),whileatthesame timereducingenvironmentalimpacts.Thereispotentialtounravelhuman‐climateinteractionsbybuilding uponarchetypaldynamics,suchastheTragedyofthecommonsorBand‐aidsolutions(forcompeting interests),aswellasSuccesstothesuccessful(forinequalityinaccess). SenquValley(Lesotho).ThefocusinthisLLisfoodsecurity,droughtandhumanitarianaid.Theprojectwill focusontheimplementationofaforecastsystemtoraisepreparednessforhumanitarianactions.More specifically,theRedCrossdeliversanticipatoryfinancingtofarmersbasedonseasonaldroughtforecastsasa waytoincreasepreparedness.Besidesthelimitationsofseasonaldroughtforecastinadata‐poorarea, challengesinthisLLincludethe“last‐mile”uptakeanddifferentlevelsofliteracy.Managementofcompeting interestsgivesrisetoTragedyofthecommonsorShiftingtheburden,whileinequalityinaccesscanbe describedbytheSuccesstothesuccessfularchetype.Sustainabilitytrade‐offsincludeBand‐aidsolutionsand Fixesthatfail. Rijnlandbasin(TheNetherlands).ThisLLpresentstrade‐offsinwaterusebetweenagriculture,recreation, shippingandnatureconservation.IntermsofCSinformation,thedemandisfrome.g.farmersand recreationistsformeasurementsandforecastingofsaltwaterintrusionandfreshwaterlevel.InthisLL;there areratherdifferentneedsamongstakeholders,notonlybetweenfarmersandrecreationists,butalsowithin (differenttypesof)farmers.Therearealsodifferentdisseminationneeds:farmersaremoreeagertoget informedthantherecreationists.Thiscanraiseinequalityinaccesstoinformation(Successofthesuccessful), aswellascompetinginterestsandneedsthatmightleadtooverexploitation(Tragedyofthecommons). Guadalquivirbasin(Spain).ThefocusonthisLLisontheinterplaybetweenagriculture,livestock,forestryand waterscarcity.TheaimoftheprojectinthisLListocreateaplatformforthedisplayofvarioushydrological indexestomeettheneedsoffarmersandlivestockproducers.Inparticular,monitoringthelevelofthewater andsub‐seasonalforecast.Theseareexpectedbecomplementedbylong‐termprojections,whicharealsoof interestprimarilytoinformthepublicdecision‐makingprocess,includingwaterallocationplanningfor differentwaterusers.Thefarmershavealsoexpressedtheneedofaplatformthatcanbeaccessedthrough D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 14 anapp.Thereisroomtoexploretrade‐offsbetweenseasonalplanning(basedonmeasurementsand forecasts)andlong‐termadaptationstrategies(basedonprojections),aswellbetweenincrementalversus transformativeadaptation.VarioussystemdynamicsarchetypescanbeatplayinthisLL:Tragedyofthe commonsforcompetinginterests,Successtothesuccessfulbecauseofunevenaccessto information/resources. EmiliaRomagna(Italy).ThisLLdealswithagriculturalandindustrialwateruse.Theaimistodevelopatoolto managewaterallocationbetweenfarmers(representedbyaconsortium)andamulti‐industryconsortium. Theallocationprocessismanagedbythelocalpublicwaterbody.Inthisproject,thefocusisonimproving seasonalallocationofwaterresources,especiallyduringdroughtconditions.Onetechnicalaspectconsistsof implementingaforecastwithatemporalresolutionof3‐days(comparedtothecurrent7days).Competing interestsbetweenagriculturalandindustrialwaterusecangiverisetoTragedyofthecommonsarchetypes. Crete(Greece).TourismisonefocusofthisLLinrelationwithmultiplehazardsandclimatechange.Theproject isdealingwiththedevelopmentofaseasonalforecastatsmallerscaleforbothtourismandwaterallocation, aswellaslongtermprojectionsofclimatechange.ThisCSinformationisusedtosupporttheseasonaland long‐termplanningofcommercialactivities.Oneofthegoalsistoraiseawarenessabouttherisksassociated withsometouristactivities.Therearetrade‐offswithshort‐versuslong‐termplanningandconcreterisksfor unplannedexploitation(Tragedyofthecommons). TheTablebelowsummarisesthemainsystemdynamicsarchetypesthatcharacterisehuman‐climate interactionsandfeedbackmechanismsinthedifferentLLs.Itshowshowtheinterplaybetweenclimate change,CSinformation,policy,behaviourandextremeeventsoftengiveraisetoFixesthatfail,Successtothe successfulandTragedyofthecommons. ThepreliminaryknowledgeofthesystemdynamicsarchetypesandbehaviouraltheoriesusedineachLLto unravelthehuman‐climatedynamicswillbeusedasinputinsystemdynamicsandABMmodellingframework toquantitivelyassesspastandfuturerisktrajectoriesinordertoavoidtrade‐offsandunintended consequences.Co‐creationprocesses(WP2)willbeusedtodevelopthesemodels.  D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 15 5 Conclusions Understandingthefeedbackmechanismsunderlyingtheinterplaybetweenclimatechangeandadaptation actionsisofpivotalimportancetoachievingaresilientfuture.Thisreportaimstoprovidemoreinsightsinto thehuman‐climatedynamicsbyfirstreviewingpreviousstudiesfocusedonassessingthebehavioural responsesofpeopleandsocietiestodifferentavailabilityofCS.Wethenpresentthetwomainmodelling frameworksthatWP4hasandwilladopt:SystemDynamics(SD)andAgentBasedModelling(ABM).Firstly,a briefoverviewofSDisgivenandbenefitsandchallengesarelaid‐out.Twoapproachesrelatedtoconceptual modellinginSDareexplainedthereafter.Systemarchetypes,beingapowerfulscopingtoolinhighlycomplex Socio‐EnvironmentalSystems,andCausalLoopDiagrams,willbeusedtosetthepreliminarymodelstructure tobediscussedandimprovedduringforparticipatorymodellingactivitieswithstakeholdersandend‐usersin theLLs.Thesecondmodellingframeworkexplored,ABM,isapowerfultoolforbothquantitativemodelling andqualitativeexplorationofemergentsystembehaviours.ContrarytoSD,ABMhastheadvantageof constructingthemodelfromthebottomup,startingfromthecharacteristicoftheagentsandtheir interactions.Finally,wehighlightedthepresenceoffeedbackinteractionbetweenCSsandadaptationamong thelivinglabs.Weconductedapreliminaryscopingexercisediscussingsaidinteractionsutilizingsystem archetypesandpresentedthewaysinwhichtheothermodellingmethodologiescanbeusedtofurtherthe researchensuringtheco‐creationprinciplesattheheartofI‐CISK. ThispreliminaryreviewperformedinWP4showsthatindividualschangetheirperceptionandbehavioural optionsovertime,basedonCSavailability.Together,anindividual’sperceptionandbehaviouraloptionsare influencedbytheirsubjectivenorms,attitudes,riskpreferencesandbiases.Despitethisrichknowledgefrom varioussocialsciences,whenmodellingwaterrisk,humanbehaviourisoftenomitted,ormodelledusing unrealisticassumptions(e.g.usinghomogeneousrationalagents).Tobeabletocapturethefeedbackbetween climateservices,humanbehaviourandtheenvironment,understandingandmodellingofbehavioural responsestoclimateservicesisessential. SystemdynamicsandABMarepowerfultoolstothehuman‐climatedynamicsbothqualitativelyand quantitatively.Asaninitialstep,theimplementationofsystemarchetypeswithinasystemdynamic frameworkallowedustoconceptuallyinfercomplexemergentsystembehaviours,suchasthelong‐term consequencesofunequalaccesstoCSs.ThisreportshowedthatthefeedbacksbetweenhumanandCSpresent inthedifferentlivinglabscanbesummarizedbytheexistingsystemarchetypes.Thisstepwillbefollowedby morein‐depthparticipatorymethodologiesandquantitativemodelling.Thesehuman‐climatemodelswillalso showpossibletrade‐offsbetweenmultipleadaptationgoalsandCSavailabilitywhenfocusingatdifferent spatial‐temporalscalesandavoidpossiblefutureunintendedconsequences.Thiswillallowustoinvestigate thecausaldynamicsineachlivinglabsandevaluatethebi‐directionalfeedbacksbetweenadaptationactions andCSavailabilitytodescribefuturerisktrajectoriesandshowtheeffectofCSusedforshort/mediumforecast onlongertimescales(T4.1). Theresultsofthispreliminaryreportareexpectedtopavethewayfortheimplementationofmodelling frameworkwithinthedifferentlivinglabs(T4.3andT4.4)inordertoformalizehumanresponsestoclimate changeandCSinformationbyalsobuildinguponresultsfromWP1andWP2.Asanextresearchstep,wewill assessif(aswellhowandforwhom)theadaptationactionsadoptedbytheend‐usersusingtheavailableCS inthedifferentLLsareeffectiveinachievingaresilientfuture.Participatorymodellingapproachesandserious gameswillbealsousedtoincreasestakeholders’awarenessontheclimatechangeimpactsandtheinterplays withthehuman‐climatesystem.    D4.1–Preliminaryreportoncausalmechanismsbetweenhuman,climatechange,andclimateservices 1 References Abebe,Y.A.,Ghorbani,A.,Nikolic,I.,Vojinovic,Z.,Sanchez,A.,2019.Acoupledflood‐agent‐institution modelling(CLAIM)frameworkforurbanfloodriskmanagement.EnvironmentalModelling&Software111, 483–492.https://doi.org/10.1016/j.envsoft.2018.10.015 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