Investigating the Predictive Validity of the Quantitative Checklist for Autism in Toddlers and the Autism Diagnostic Observation Schedule-2 in Children at Elevated Likelihood for Autism.
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Vol.:(0123456789) Journal of Autism and Developmental Disorders https://doi.org/10.1007/s10803-024-06585-y ORIGINAL ARTICLE Investigating thePredictive Validity oftheQuantitative Checklist forAutism inToddlers andtheAutism Diagnostic Observation Schedule‑2 inChildren atElevated Likelihood forAutism SarahSchaubroeck1 · EllenDemurie1· JannathBegum‑Ali2· SvenBölte3· SofieBoterberg1· JanBuitelaar4· TonyCharman5· TerjeFalck‑Ytter3· SabineHunnius4,7· MarkJohnson2· EmilyJones2· GregPasco2· CarlijnVandenBoomen6· PetraWarreyn1· HerbertRoeyers1 Accepted: 23 September 2024 © The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature 2024 Abstract This study examined the recurrence rate of autism in siblings at elevated likelihood (EL) and the predictive validity of the Q-CHAT and ADOS-2 at 14 and 24months (m) for a clinical best estimate (CBE) autism diagnosis at 3years. 331 ELsiblings (47.9% girls) from the prospective longitudinal EuroSibs study underwent ADOS-2 assessments and caregivers completed the Q-CHAT at 14m and 24m. At 3years CBE was determined using DSM-5 criteria. Sensitivity, specificity, positive predictive value (PPV) and negative predictive value (NPV) were estimated. Autism recurrence rate was 25.7% [95% CI (21.1, 30.6)]. Q-CHAT sensitivity was 31.8% [95% CI (21.4, 43.6)] at 14m and 30.6% [95% CI (20.7, 41.7)] at 24m. Specificity was 81.2% [95% CI (75.4, 86.2)] at 14m and 94.8% [95% CI (91.2, 97.2)] at 24m. PPV was 35.6% [95% CI (24.2, 48.2)] at 14m and 66.7% [95% CI (49.8, 81.1)] at 24m. NPV was 78.5% [95% CI (72.6, 83.7)] and 79.9% [95% CI (74.7, 84.6)] respectively. ADOS-2 demonstrated a of 64.3% [95% CI (45.9, 80.2)] and 69.3% [95% CI (58.4, 79.0)] and a specificity of 71.1% [95% CI (60.3, 80.4)] and 68.7% [95% CI (62.5, 74.5)] at 14m and 24m respectively. PPV was 45% [95% CI (30.3, 60.4)] at 14m and 41.9% [95% CI (33.5, 50.7)] at 24m. NPV was 84.4% [95% CI (74.2, 91.8)] at 14m and 87.3% [95% CI (81.9, 91.6)] at 24m. Q-CHAT and ADOS-2 at 14m and 24m can aid in early differentiation between ELsiblings who need further assessment and those who do not, but neither has sufficient sensitivity and PPV for standalone CBE diagnosis prediction. Keywords ADOS-2· Q-CHAT· Siblings· Elevated likelihood· Autism· Early screening Introduction Autism spectrum disorder (henceforth autism) is a neurodevelopmental condition, which emerges in childhood and is characterised by difficulties in two main areas: challenges in social communication and social interaction alongside restricted, and repetitive patterns of behaviour, interests, or activities and sensory processing differences that cause problems to comply with society’s demands and expectancies (diagnostic and statistical manual of mental disorders * Sarah Schaubroeck [email protected] 1 Research inDevelopmental Diversity Lab (RIDDL), UGent, Department ofExperimental Clinical andHealth Psychology, Ghent University, Henri Dunantlaan 2, 9000Ghent, Belgium 2 Centre forBrain andCognitive Development, Birkbeck College, University ofLondon, London, UK 3 Department ofWomen’s andChildren’s Health, Centre forNeurodevelopmental Disorders, Karolinska Institutet (KIND), Stockholm, Sweden 4 Department ofCognitive Neuroscience, Donders Institute forBrain, Cognition & Behaviour, Radboud University Medical Centre, Nijmegen, TheNetherlands 5 Department ofPsychology, Institute ofPsychiatry, Psychology andNeuroscience, King’s College London, London, UK 6 Department ofPsychiatry, Brain Centre Rudolf Magnus, University Medical Centre Utrecht, Utrecht, TheNetherlands 7 Donders Centre forCognition, Donders Institute forBrain, Cognition & Behaviour, Radboud University, Nijmegen, TheNetherlands
Journal of Autism and Developmental Disorders (DSM-5-TR); American Psychiatric Association [APA], 2022). The estimated global prevalence is around 1% (Zeidan etal., 2022). However, significant regional variations exist, with recent U.S. studies reporting rates as high as 2% in the general population (Maenner etal., 2023). These regional differences may reflect varying diagnostic practices, increased awareness, or other socio-environmental factors. Additionally, children with an older sibling with autism have a significantly elevated likelihood (EL) to have autism. Research focused on siblings suggests that approximately one in ten to one in five siblings of children diagnosed with autism receives an autism diagnosis by the age of 3years. Overall this represents a 20-fold increase in likelihood of autism compared to the general population (Messinger etal., 2015a, 2015b; Ozonoff etal., 2011, 2024). This strong heritability is supported by large-scale population studies, where the recurrence rate of autism among siblings is found to be around 10% (Hansen etal., 2019; Jokiranta-Olkoniemi etal., 2016; Sandin etal., 2017). A meta-analysis of 35 studies from van’t Hof etal. (2021), including 55 cohorts from 35 countries and involving 66,966 individuals with autism, found a current mean age at diagnosis of 60.48months (range: 30.90–234.57months). In a subgroup analysis of studies that included only children aged 10years or younger (nine studies, 26 cohorts from 23 countries, n = 18,134 children with autism), the mean age at diagnosis was 43.18months (range: 30.90–74.70months) (van’t Hof etal., 2021). However, developmental vulnerabilities associated with autism are often already identifiable with parent report screeners in toddlers from 12 to 18months of age (Canu etal., 2021; Chlebowski etal., 2013; Pierce etal., 2011; Robins etal., 2014a, 2014b; Sacrey etal., 2021; Turner-Brown etal., 2013). For siblings of children diagnosed with autism, but also for children who show atypical developmental patterns, an earlier diagnosis would be beneficial. Early identification of autism allows for timely guidance or intervention, potentially reducing negative outcomes associated with autism. Moreover, early intervention might have the potential to limit the occurrence of secondary problems and lead to a more optimal developmental trajectory and improved quality of life (Fuller & Kaiser, 2020; Ryberg, 2015; Towle etal., 2020). Nevertheless, early diagnosis of autism poses a multifaceted challenge. Several studies describe children with subthreshold diagnostic features of autism who may have an increased susceptibility to gain or lose autism features at later ages (Charman etal., 2017; Tunç etal., 2021). Tunç etal. (2021) highlight the inherently dynamic nature of early autism, contributing to the complexity of attaining an early and accurate diagnosis as some children may not display clear autism features nor clear typically developing profiles. This intermediate phenotype is one of the factors contributing to the complexity of attaining an early and accurate diagnosis. Another significant challenge arises from the phenotypic heterogeneity often observed in siblings, which includes co-occurring difficulties or conditions such as (features of) attention deficit hyperactivity disorder (ADHD), developmental delay, or language delay (Charman etal., 2023; Hus & Segal, 2021; Shephard etal., 2017). This variability highlights the importance of diagnostic tools with strong prospective validity to effectively distinguish autism from other conditions. However, it’s important to consider that early diagnosis also carries certain risks, including overor misdiagnosis, causing unnecessary parental distress and additional strain on already limited healthcare resources. Consequently, it is important to evaluate the psychometric properties of screening and diagnostic instruments commonly used to assess autism features. Currently, there is no single measure that is recommended for the early detection of autism (Fuentes etal., 2021) and screening practice guidelines vary widely both within and across countries (DeLucia etal., 2022). While several autism screening tools are widely accessible (Petrocchi etal., 2020), their psychometric properties strongly depend on the sample and clinical expertise remains crucial in the diagnostic process (Bishop & Lord, 2023; Charman & Gotham, 2013). A recent systematic review (Levy etal., 2020) indicates that widely used autism screening tools, when applied to general pediatric populations aged 16–40months, can accurately identify many children with autism. However, the psychometric properties vary significantly across different age groups, settings, and contexts. For example, one of the most extensively studied tools, the M-CHAT, has shown predictive values (PPVs) ranging from 0.06 to 0.60 (Baduel etal., 2017; Robins etal., 2014a, 2014b; Sturner etal., 2016). In general, sensitivity (indicated by the proportion of children with autism who also have an instrument positive result, i.e. true positives) is higher than specificity (indicated by the proportion of children without autism who have an instrument negative result, i.e. true negatives) (Charman etal., 2007, 2016; Fuentes etal., 2021; Raza etal., 2019), although some studies have reported contrasting findings (Allison etal., 2021; Guthrie etal., 2019; Robins etal., 2014a, 2014b). While sensitivity and specificity are informative about the diagnostic validity of an instrument, other indices are prognostic and tell us something about the individual child, such as the positive predictive value (PPV; i.e., the probability that a child with a positive test result actually has autism) and negative predictive value (NPV; i.e., the probability that a child with a negative test result does not have autism). These values vary widely between studies, depending on the prevalence rate of autism and the setting where screening is occurring (Dawson etal., 2023; DeLucia etal., 2022; Levy etal., 2020). In the general population, where the prevalence of autism is about 1%, the positive predictive value is generally low, while the negative predictive value tends to be higher (Guthrie etal.,
Journal of Autism and Developmental Disorders 2019). Nevertheless, studies that report estimates of sensitivity, specificity, and predictive value are limited, as systematic follow-up of all children, including those who test negative, is necessary to calculate these measures (Petrocchi etal., 2020). Unfortunately, follow-up of children with negative results is often lacking, making it challenging to evaluate these assessment measures. Allison etal. (2021) investigated the ability of the Quantitative Checklist for Autism in Toddlers (Q-CHAT; Allison etal., 2008) to identify autism in young children between 18 and 30months in the general population. They reported an Area Under the Curve (AUC) value of 0.85 and, using a cut-off of ≥ 39, they found poor sensitivity (0.44) and excellent specificity (0.98) rates. The PPV was poor (0.28), while the NPV was almost perfect (0.99). Similar research on the psychometric properties of screeners and diagnostic instruments in EL-siblings is scarce. Given the elevated base rate, the abovementioned estimates will differ from the general population, impacting the usefulness of autism screeners in the EL-population (Wieckowski etal., 2023). There is a potential for a higher PPV, which could enhance the classification accuracy of screening methods. Raza etal. (2019) report fair sensitivity rates (0.75 at 18months and 0.71 at 24months), but poor specificity (0.63 at 18months and 0.65 at 24months) for the Short Quantitative Checklist for Autism in Toddlers (Q-CHAT-10; Allison etal., 2012) in an EL-sibling cohort. The PPV was low (0.36 and 0.34 at 18 and 24months, respectively), but NPV was high (0.90 at both ages) in relation to the diagnostic assessment at 3years old. While the sensitivity and PPV are slightly higher, these results indicate that the utility of the Q-CHAT-10 solely for clinical applications is limited, as there might be an overidentification of toddlers who will eventually not be diagnosed with autism (i.e., high rate of false positive screens) (Raza etal., 2019). To our knowledge, the psychometric properties for the full Q-CHAT in EL-siblings has not yet been investigated. In clinical practice, the autism diagnostic observation schedule-2 (ADOS-2: Lord etal., 2012b) is one of the most widely used diagnostic instruments for autism assessment. A recent review, in children between 9months and 14years old, indicated high levels of sensitivity (ranging from 0.89 to 0.92) and specificity (ranging from 0.81 to 0.85) for the ADOS-2, mostly in clinically referred cohorts (Lebersfeld etal., 2021). However, in EL-siblings specifically, Zwaigenbaum etal. (2016) found at 14 and 24months a rather low cross-sectional agreement between ADOS-2 classification and clinical best estimate (CBE) diagnosis. The discrepancy may lie in the fact that the review focused on pre-screened or referred children, while the study of Zwaigenbaum etal. (2016) involved only siblings of children with autism. Additionally, the early age (14 and 24months) at which the CBE was conducted in the paper by Zwaigenbaum etal. (2016) may also contribute to the lower agreement. The predictive accuracy of ADOS-2 in EL-siblings prior to the age of 3years is unclear and the PPV and NPV of diagnostic instruments such as the ADOS-2 are often not reported for this age-group. Not only should sensitivity and specificity be taken into account, but also the PPV of children with confirmed diagnoses and NPV of children with an initial negative screen or non-autism classification. In short, it is important to continue to extend our knowledge concerning which commonly used screening and diagnostic instruments can detect and predict autism characteristics at an early age. Younger siblings of autistic individuals have an elevated likelihood to also develop autism and are a substantial group within the total autism population, but to date, there is limited data available regarding the psychometric properties of screening and diagnostic instruments in EL-siblings. The Present Study The present study evaluated the predictive validity of the Q-chat and the ADOS-2 in EL-sibling toddlers. In order to do this, it is important to determine the recurrence rate of autism in our EL-sibling sample. Therefore, our first aim was to estimate the autism recurrence rate in a large European sibling cohort. We expected similar prevalence rates at the age of three as found innon-European yet Western samples, based on DSM-IV-TR (Ozonoff etal., 2011). Second, this study aimed to evaluate the predictive validity of an early screening tool for detecting autism characteristics in EL-siblings, the Quantitative Checklist for autism (Q-CHAT; Allison etal., 2008), at 14 and 24months. As there seems to be a gap between the age of detection of early signs of autism using screeners and the age of actual diagnosis (Pierce etal., 2019; van’t Hof etal., 2021), it is important to examine how accurately these screeners can predict diagnostic outcome in EL-siblings. Although previous research on other screeners in EL-siblings sometimes found higher sensitivity than specificity (Charman etal., 2007; Duvekot etal., 2015; Raza etal., 2019), we had no clear predictions for the Q-CHAT. Additionally, we did expect PPV to be higher in EL-siblings compared to children with a typical likelihood for autism. Third, we examined the predictive validity of the most used diagnostic instrument for autism, the ADOS-2 (Lord etal., 2012b) in EL-siblings at the ages of 14 and 24months. Our aim was to build on the limited information on sensitivity, specificity, positive and negative predictive value of the ADOS-2 in EL-siblings. Based on previous literature (Ozonoff etal., 2015; Zwaigenbaum etal., 2016), we expected sensitivity to be high, but specificity to be poor, indicating few false negatives, but a substantial number of false positives. In line with Zwaigenbaum etal. (2016) we expected
Journal of Autism and Developmental Disorders that the positive predictive value and negative predictive value would increase with age. Methods Participants The sample for this study was drawn from a prospective, longitudinal study conducted by theEuroSibs Autism Research Network (Jones etal., 2019) in which a cohort of siblings at EL for autism was assessed at the ages of 5, 10, 14, 24 and 36months. Ethical approval was given by local ethics committees in participating countries and the study was conducted in accordance with the Declaration of Helsinki and the American Psychological Association. Parents gave written informed consent. The EL-group consisted of children who had at least one older sibling with a community clinical diagnosis of autism. Families of EL-infants were recruited through various channels, including well-baby clinics, child care centers and volunteer databases. Additionally, EL-families were specifically recruited through diagnostic and intervention services for autism and events for parents of children diagnosed with autism. Exclusion criteria for EL-infants included diagnosis of epilepsy, preterm birth (i.e. < 36weeks of gestational age), and genetic syndromes clearly related to autism. For the current study, data from an EL cohort at four sites were used: the Early Autism Sweden (EASE) in Sweden (n = 221),The Babystudy project in Belgium(n = 60), the Siblings of Children with Autism (ZEBRA) project in the Netherlands (n = 52), and the Studying Autism and ADHD in the eaRly yearS (STAARS) project in the UK (n = 101). Participants were excluded if there was no Clinical Best Estimate (CBE) available (n = 103). This resulted in a final sample of 331 EL-siblings (47.9% girls) distributed as follows: Sweden (n = 158), Belgium (n = 52), the Netherlands (n = 40), UK (n = 81). Child characteristics of the final sample are shown in Table1. Procedure For this study, data collected during the 14-, 24-, and 36month visits of the cohort studies were utilized. At each assessment time point, participants underwent a comprehensive battery of standardized assessments, including an evaluation of the child’s language and cognitive development using the Mullen scales of early learning (MSEL; Mullen, 1995). Autism characteristics were assessed with the ADOS-2 at both ages (Lord etal., 2012b). Additionally, parents were asked to fill out a form that included several sociodemographic questions together with the screening questionnaire Q-CHAT (Allison etal., 2008) at 14 and 24months. Researchers were blind to the Q-CHAT scores when they performed the observational tasks. The children were categorized in two groups by means of their CBE diagnostic outcome. As such, 85 children qualified for the diagnostic criteria of autism according to the DSM-5 (APA, 2013) and 246 children were categorized as non-autistic. The Table 1 EL-sibling characteristics SD standard deviation, CBE clinical best estimate, Maternal education highest achieved diploma, 1 primary education, 2 secondary education, 3 tertiary-undergraduate, 4 tertiary-postgraduate, ELC early learning composite, MSEL Mullen scales of early learning CBE autism n = 85 CBE non-autism n = 246 Frequency (%) Frequency (%) Sex (female:male) 33:52 (38.85:61.15) 124:122 (50.6:49.4) Maternal education 1 3 (4.48) 4 (1.97) 2 21 (31.34) 49 (24.14) 3 19 (28.36) 67 (33.00) 4 24 (35.82) 83 (40.89) Missing 18 43 Mean (SD) Range Mean (SD) Range Age (months) 14month visit 14.34 (.52) 12.98–16.95 14.40 (.66) 12.98–16.95 24month visit 24.82 (1.07) 23.20–29.47 24.92 (1.21) 23.16–30.63 36month visit 38.27 (2.75) 35.57–47.41 37.84 (2.25) 35.53–48.79 ELC (MSEL) 14month visit 86.44 (13.68) 91.63 (14.99) 24month visit 85.25 (19.08) 99.48 (16.50) 36month visit 88.52 (23.72) 105.16 (17.44)
Journal of Autism and Developmental Disorders reasons of missingness across time points and instruments include missed appointments or instruments not administered (e.g. ADOS-2 at 14months was not administered in theUK and missing in most of the children from Sweden). Missing data were not imputed, as imputation methods were deemed inappropriate due to the nature of the aims. Therefore, the reported analyses are based on the available data per instrument. Measures Autism Characteristics Autism Diagnostic Observation Schedule‑2 The ADOS-2 (Lord et al., 2012b) is a standardized, semi-structured, play-based clinician administered observational measure designed to assess autism features related to communication, social interaction, play, and restricted or repetitive behaviours and interests. The ADOS-2 consists of different modules, with module selection based on chronological age and language ability at time of assessment. In the present study, either the Toddler module (ADOS-T), Module 1 or Module 2 was administered, see Table2 for an overview. The described guidelines for module selection of the ADOS-2 were followed. All observations were performed by ADOS-2 trained researchers, who had met the research requirements of standardized administrations and scoring reliability. Each module is scored using a diagnostic algorithm that incorporates items from the domains of social affect (SA), which includes communication and social items, and restricted repetitive behaviours (RRB). Across all modules, an ADOS-2 calibrated severity score (CSS) is derived, with a possible range of 1–10, with the threshold for an autism diagnosis being 4 or higher (Gotham etal., 2009). The Toddler Module CSS reported in the current study was calculated based on Esler etal. (2015). The Module 1 and 2 CSS was calculated based on Hus etal. (2014). The ADOS-2 has shown consistently good Cronbach’s alphas in the SA domain (0.87–0.92), while Cronbach’s alphas in the RRB domain ranged from poor (0.51) to questionable (0.66) (Lord etal., 2012a, 2012b). The ADOS-2 has shown good interrater reliability across modules (intraclass correlation coefficients; SA domain = 0.96, RRB domain = 0.84 and total score = 0.96; Lord etal., 2012a, 2012b). The Quantitative Checklist for Autism in Toddlers (Q‑CHAT) The quantitative checklist for autism in toddlers (Q-CHAT; Allison etal., 2008) is a parent-report questionnaire designed to screen for autism-related traits in toddlers aged 14–24months. It consists of 25 items where parents are asked to rate their child’s behaviours using a 5-point Likert scale, ranging from 0 (e.g., ‘not at all’) to 4 (e.g., ‘always’). Total Q-CHAT scores can range from 0 to 100, with higher scores indicating a greater number of autismrelated traits. A total score ≥ 39 is considered as a positive screen (Allison etal., 2012). We have investigated whether we could lower the cut-off to increase sensitivity, but this would significantly reduce specificity, with little improvement in sensitivity. It is not feasible to achieve acceptable levels for both parameters simultaneously. The Q-CHAT has shown adequate to good internal consistency (Cronbach’s alpha of 0.67 and 0.83 in the general population vs. autism group respectively; Allison etal., 2008). Child Developmental Characteristics Mullen Sales of Early Learning. Children’s verbal and non-verbal skills were assessed using the Mullen scales of early learning (MSEL; Mullen, 1995). The MSEL is a standardized developmental test designed for children aged 1–68months. In this study, four domains were assessed: fine motor skills, visual perception, receptive language, and expressive language. For each domain, raw scores were converted into T-scores and percentiles to allow for standardized comparisons. To represent the child’s overall cognitive ability, an Early Learning Composite (ELC; M = 100, SD = 15) was derived by summing the T-scores of the assessed domains. The MSEL were administered by trained researchers who followed strict guidelines, including completing role-playing, scoring videos, and achieving 90% scoring reliability across three supervised assessments. An experienced clinician or researcher reviewed and validated all training assessments. Documentation of training and qualifications was monitored by the Clinical Data Monitoring committee. The MSEL has shown good internal consistency (Cronbach’s alpha’s ranging from 0.75 to 0.85 across all scales) and interrater reliability (intraclass correlation coefficients ranging from 0.91 to 0.99; Mullen, 1995). Results from the MSEL are reported in Table1. Clinical Best Estimate Diagnosis (CBE) The CBE outcome was defined by the diagnostic criteria of DSM-5 (APA, 2013), following assessment at 36months. The diagnostic decision was based on clinical professional Table 2 ADOS-2 modules and classifications per age Age Module (ADOS-2 classification) Total frequency (% of different classifications) Toddler module (CSS ≥ 4) Module 1 (CSS ≥ 4) Module 2 (CSS ≥ 4) 14m 103 (38.8%) NA 0 24m 281 (39.1%) NA 24 (58.3%)
Journal of Autism and Developmental Disorders consensus judgment, which is considered to be the gold standard for diagnosing autism (Klin etal., 2000; Ventola etal., 2006). The decision was not only based on whether or not children scored above the cut-off for autism on the ADOS-2, the diagnostic parent interview (i.e., ADI-R) and parent reported screeners, but was also informed by item level or qualitative information of these instruments, the ELC and subscale scores of the MSEL, developmental assessment administrations, clinical observations made by the researchers during the assessments and all other available information. All diagnoses were established by a team of at least one clinical psychologist with specialized experience in assessing young children with developmental disorders within a multidisciplinary clinical setting together with at least one researcher who had been present during the assessments of the children and who had either extensive clinical or research experience with young children with autism. Maternal Education Maternal education was assessed but was not included in main analyses. In a questionnaire, we collected information regarding the mother’s highest level of education, which was coded into a numeric score. A score of one refers to primary education only (the equivalent of primary or middle school), score two refers to secondary education (the equivalent of high school), score three was assigned to mothers who finished tertiary education or education at undergraduate level (the equivalent of non-university higher education or a bachelor’s degree) and score four refers to university-level higher education (master’s degree or higher). Maternal education level was included as an approximate measure of social economic status (SES) (Duncan & Magnuson, 2005). However, we are aware that this indicator of SES only reflects a part of this broad construct. Descriptives on maternal education are reported in Table1. Data Analysis First, descriptive analyses were used to examine the prevalence of autism in this sample of EL-siblings. A 95% binomial proportion confidence interval (CI) was calculated using the Wilson score method (Newcombe, 1995). A binomial logistic regression was performed to ascertain the effects of sex, age, site and maternal education on the likelihood of receiving a CBE of autism. Linearity of age with respect to the logit of CBE outcome was confirmed via the Box and Tidwell procedure (Box & Tidwell, 1962). To address the second research aim concerning the predictive validity of the Q-CHAT for determining CBE diagnosis of autism, we first explored the relationship between the instrument scores and diagnostic status. Because the data were not normally distributed, we employed Mann–Whitney U tests to examine whether the Q-CHAT scores differed significantly between children with and without a CBE diagnosis of autism. Mean ranks are compared, since distributions of participant characteristic variables were not similar for all groups, which is a requirement for comparing means. Next, descriptive analyses provided us with descriptive information about the Q-CHAT scores at 14 and 24months, and the agreement between the classifications made by the Q-CHAT scores at 14 and 24months and the CBE diagnosis of autism at 36months was evaluated. To measure these pair-wise agreements, Cohen’s kappa next to the sensitivity, specificity, positive predictive value (PPV) and negative predictive value (NPV) was calculated. The overall agreement (corrected for change) using Cohen’s kappa was interpreted according to the following guidelines: < 0 = poor; 0.0–0.20 = slight; 0.21–0.40 = fair; 0.41–0.60 = moderate; 0.61–0.80 = substantial; 0.81–1.00 = almost perfect (Cohen, 1960). To assess the overall accuracy and discriminative power of the Q-CHAT without relying on specific cut-offs, we calculated Receiver Operating Characteristic (ROC) AUC. This value was interpreted according to the guidelines of Hosmer etal. (2013): 0.50 = no discrimination; 0.51–0.69: poor discrimination; 0.70–0.79 = acceptable discrimination; 0.80–0.89 = excellent discrimination; ≥ 90 = outstanding discrimination. The guidelines proposed by Glascoe (2005) were used to interpret the screening and diagnostic psychometric parameters (sensitivity and specificity): < 70% = poor; 70–79% = fair; 80–89% = good; 90–100% = excellent. The Wilson score method (Newcombe, 1995) was again used to calculate 95% CI’s. Regarding the third research aim, we employed a series of Mann–Whitney U tests to examine whether the ADOS-2 CSS scores at 14 and 24months differed significantly between children with and without a CBE diagnosis of autism. The agreement between the classification made by the ADOS-2 scores and the CBE diagnosis at 36months was evaluated using Cohen’s kappa. Furthermore, ROC AUC was also calculated to assess the overall accuracy of the ADOS-2 next to sensitivity, specificity, positive predictive value (PPV) and negative predictive value (NPV). The Statistical Package for the Social Science Software version 28 (IBM Corp, 2021) was used for data-analysis. Results Aim 1: Estimation oftheAutism Prevalence Rate inEL‑Siblings Of the sample of 331 EL-siblings, 85 [25.7%; 95% CI (21.1, 30.6)] received a CBE diagnosis of autism at 36months of age based on DSM-5 criteria. The remaining 246 ELsiblings were classified as non-autistic. Among those
Journal of Autism and Developmental Disorders diagnosed with autism, 52 were boys (58.8%) and 33 were girls (41.2%). The logistic regression model was not statistically significant χ2(5) = 5.906, p = 0.316). This indicates that the combined predictors did not significantly explain the likelihood of having a CBE diagnosis of autism (Nagelkerke R = 0.03)2. However, the effect of sex was significant (B = −0.59, p = 0.049). Aim 2: Validity oftheQ‑CHAT CBE Group Differences ontheQ‑CHAT We first explored the relationship between the Q-CHAT and diagnostic status. As shown in Table3, the Q-CHAT score at 14 and 24months was higher in children with a CBE of autism at 36months compared to children without autism (14m: U = 5203, p = 0.007; 24m: U = 4405.5, p < 0.001). Psychometric Properties oftheQ‑CHAT at14 and24Months When defining a positive screen on the Q-CHAT as a total score equal or above 39 (Allison etal., 2012), 59 out of the 268 children [22%; 95% CI (17.2, 27.5)] screened positive at 14months. Based on Cohen’s Kappa, there was a slight agreement between the Q-CHAT identification at 14months and diagnostic classification based on CBE at 36months [κ = 0.135, p = 0.027; 95% CI (0.008, 0.252)]. At 24months, 33 out of 282 screened positive [11.7%; 95% CI (8.2, 16)]. Cohen’s Kappa showed a fair agreement between the Q-CHAT identification at 24months and CBE diagnosis at 36months [κ = 0.308, p < 0.001; 95% CI (0.183, 0.433)]. Table4 provides the psychometric properties of the Q-CHAT at 14 and 24months. At 14months, the AUC value was 0.61, 95% CI (0.533, 0.687), which is a poor level of discrimination according to Hosmer etal. (2013). Results showed a poor sensitivity and a good specificity. The PPV was poor, while NPV was fair. At 24months, the AUC value was 0.71 95% CI (0.634, 0.783), which is an acceptable level of discrimination according to Hosmer etal. (2013). Results showed a poor sensitivity, while specificity was excellent. Comparable to 14months, the Q-CHAT did not identify a substantial proportion of children who received a CBE of autism, however only 5.2% of the children were incorrectly identified at 24months of age. The PPV was acceptable and the NPV was fair. Aim 3: Validity oftheADOS‑2 CBE Group Differences ontheADOS‑2 Mann–Whitney U tests showed that children with a later CBE of autism differed significantly from children without a later CBE of autism with respect to ADOS CSS scores at 14 and 24months (respectively, U = 598.5, p < 0.001; U = 4764.5, p < 0.001). See Table3. Psychometric Properties oftheADOS‑2 at14 and24Months Based on Cohen’s kappa, the ADOS-2 classification at 14 and 24months was significantly associated with diagnostic classification based on CBE at 36months. The overall agreement was fair at all time points (14 and 24months; κ = 0.311 p = 0.001; 95% CI (0.248, 0.497) and κ = 0.312 p = 0.001; 95% CI (0.208, 0.416) respectively). Table4 provides the psychometric properties of the ADOS-2 at 14 and 24months. At 14months the AUC was 0.72 95% CI (0.596, 0.834), which is an acceptable level of discrimination according to (Hosmer etal., 2013). Sensitivity was poor, while specificity was fair. There were approximately 30% false positives. This resulted in a good NPV. The PPV was poor, however, indicating a very low probability that a child with an ADOS-positive result actually received a CBE of autism. At 24months the AUC was 0.77 95% CI (0.656, 0.792), which is considered an acceptable level of discrimination. Table 3 Difference in instrument scores between children with and without a CBE diagnosis of autism at 36months CBE clinical best estimate, IQR interquartile range, 14m timepoint at 14 months, 24m timepoint at 24months, Q-CHAT quantitative checklist for autism in toddlers, ADOS-2 CSS calibrated severity score of the autism diagnostic observation schedule-second edition Significant differences are marked in bold Instrument CBE autism (n = 85) CBE non-autism (n = 246) p-Value Mean Rank (IQR) Median Range Mean Rank (IQR) Median Range Q-CHAT 14m 156.67 (2) 33 16–68 127.26 (14) 29 9–62 .007 Q-CHAT 24m 185.31 (21) 31 5–61 126.48 (12.25) 21 5–50 < .001 ADOS CSS 14m 68.13 (3) 5 1–8 45.98 (2) 3 1–8 < .001 ADOS CSS 24m 204.47 (5) 5 0–9 136.22 (3) 2 0–9 < .001
Journal of Autism and Developmental Disorders Table 4 Sensitivity, specificity, PPV and NPV of the different autism assessment instruments as compared to CBE diagnosis based on DSM-5 criteria PPV positive predictive value, NPV negative predictive value, CBE clinical best estimate, DSM-5 5th edition of the diagnostic and statistical manual of mental disorders, No. total number, 14m timepoint at 14months, 24m timepoint at 24months, 36m timepoint at 36months, Q-CHAT quantitative checklist for autism in toddlers a A Q-CHAT autism positive screen requires meeting or exceeding the cut-point of 39 (Allison etal., 2021) b An ADOS-2 classification of autism requires meeting or exceeding the autism spectrum cut-point. The cut-point for the Toddler Module is a total score ≥ 10 for children between 10 and 20months old or between 21 and 30months with little-to-no words or ≥ 8 for children between 21 and 30months with some words. The cut-point for Module 1 is a total score of ≥ 11 (no-to-few words) or ≥ 8 (some words). The cut-point for Module 2 is a total score of ≥ 7 Instrument No. of positive cases No. of negative cases Sensitivity Specificity PPV NPV True positive False positive True negative False negative (95% CI) (95% CI) (95% CI) (95% CI) Screening instruments Q-CHAT 14ma21 38 164 45 31.8% (21.4–43.6) 81.2% (75.4–86.2) 35.6% (24.2–48.2) 78.5% (72.6–83.7) Q-CHAT 24ma22 11 199 50 30.6% (20.7–41.7) 94.8% (91.2–97.2) 66.7% (49.8–81.1) 79.9% (74.7–84.6) Diagnostic instrument ADOS 14mb18 22 54 10 64.3% (45.9–80.2) 71.1% (60.3–80.4) 45% (30.3–60.4) 84.4 (74.2–91.8) ADOS 24mb52 72 158 23 69.3% (58.4–79) 68.7% (62.5–74.5) 41.9% (33.5–50.7) 87.3% (81.9–91.6)
Journal of Autism and Developmental Disorders Both sensitivity and specificity were poor. Only 30.7% of the children who received a CBE diagnosis of autism were correctly identified and 31.3% of the children without CBE of autism were correctly excluded. Both NPV and PPV were comparable with the results at 14m. The NPV was good, but, in contrast, the PPV was poor. Discussion This study pursued three aims: (1) assessing autism prevalence in an EL-sibling cohort at age 3, (2) evaluating the predictive validity of the Q-CHAT at 14 and 24months, and (3) examining the predictive validity of the ADOS-2 in a sample of young EL-siblings. Autism Prevalence Rate According toCBE Diagnosis Our investigation into the prevalence of autism in an EL-sibling cohort at 3years involved a clinical evaluation according to DSM-5 criteria, employing a follow-up protocol that incorporated parent-reported screening instruments and an observational diagnostic measure (ADOS-2). Based on this comprehensive assessment, we observed an autism recurrence rate of 25.7%. This is in line with rates found in previous research in non-European samples (Messinger etal., 2015a, 2015b; Ozonoff etal., 2011). There was a trend towards an uneven distribution of sex differences in the group with versus without a CBE diagnosis of autism. This contrasts with earlier research (Zeidan etal., 2022), which typically reports significant sex differences in autism diagnoses. However, the observed difference in our study was very small, seemingly due to a higher percentage of boys than girls in the autism group. In line with Ozonoff etal. (2011) we did not find significant differences in maternal education between siblings with or without CBE of autism. The Validity oftheQ‑CHAT The second aim focused on the predictive validity of the Q-CHAT in identifying autism characteristics in EL-siblings. We found significant differences in Q-CHAT scores between children with and without CBE outcome of autism established at 36months, which suggests that the Q-CHAT could be considered as a preliminary screening measure for detecting early signs of autism. At 14months, the Q-CHAT demonstrated poor sensitivity, suggesting challenges in early detection of EL-children with a later CBE diagnosis, but good specificity, indicating a good ability to correctly identify EL-children without a CBE of autism. Direct comparison with previous research is difficult since our study is the first to examine the psychometric properties of the Q-CHAT at such a young age. The PPV was poor, emphasizing a high rate of false positives, while the NPV was fair, showing a reasonable rate of correct rejections. These findings suggest that although the Q-CHAT demonstrates some capability in identifying the absence of concerns, its utility in distinguishing between EL-siblings who will later receive an autism diagnosis and those who will not, or in providing guidance on whether to refer for further autism assessment at this early age, is limited. The low sensitivity may be attributed to the poor discriminative accuracy of the Q-CHAT at this young age, but it is also plausible that certain features may not fully manifest or be easily discernible in very young children. Therefore these subtle differences may elude detection during early assessments. Furthermore, it is plausible that behavioral patterns associated with autism become more apparent as children grow older, making them more identifiable during later assessments. (Landa etal., 2022; Ozonoff etal., 2014; Pierce etal., 2019). Thus, despite the effectiveness of the Q-CHAT in screening for autism traits, its ability to detect these characteristics in very young children, where such features may be less pronounced or identifiable, could contribute to the observed lower sensitivity. Furthermore, the Q-CHAT is completed by parents. Parental reports in EL-siblings may be biased: on the one hand, parents may compare their child to an older diagnosed sibling who displays clear autism characteristics, potentially leading to underreporting. On the other hand, parents may be hyperalert, anxious and prone to notice autism characteristics, which may increase the false positive rate (Herlihy etal., 2015; Ozonoff etal., 2009; Zwaigenbaum etal., 2007). Some improvement in specificity was observed at 24months, which aligned with findings from the study conducted by Allison etal. (2021). However, sensitivity remained poor, notably lower compared to the rates reported in the study of Allison etal. (2021). The PPV increased to 66.7%, indicating a moderate ability to correctly identify EL children with a CBE of autism, while NPV remained stable. Compared to the Q-CHAT performance in the general population (PPV: 28%; Allison etal., 2021), the PPV was slightly better, which is not surprising given that the prevalence is higher. However, when considering the low sensitivity alongside these findings, the clinical utility of the Q-CHAT at 24months remains insufficient. Based on these results, reliance on the Q-CHAT for diagnostic referral would result in under-identification of children who will most likely receive an autism diagnosis at a later age, leading to a high false negative rate. Autism characteristics becoming more evident from 24months onwards (Ozonoff etal., 2015; Zwaigenbaum etal., 2016) may contribute to a rising PPV. Nevertheless, the false positive rate is still considerably