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Varieties within a collective skill formation system: How VET governance in Switzerland is shaped by associations

Bürgi, Regula,Gonon, Philipp

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Bürgi, Regula; Gonon, Philipp Article Varieties within a collective skill formation system: How VET governance in Switzerland is shaped by associations International Journal for Research in Vocational Education and Training (IJRVET) Provided in Cooperation with: European Research Network in Vocational Education and Training (VETNET), European Educational Research Association Suggested Citation: Bürgi, Regula; Gonon, Philipp (2021) : Varieties within a collective skill formation system: How VET governance in Switzerland is shaped by associations, International Journal for Research in Vocational Education and Training (IJRVET), ISSN 2197-8646, European Research Network in Vocational Education and Training (VETNET), European Educational Research Association, Bremen, Vol. 8, Iss. 1, pp. 46-64, https://doi.org/10.13152/IJRVET.8.1.3 This Version is available at: https://hdl.handle.net/10419/232934 Standard-Nutzungsbedingungen: Die Dokumente auf EconStor dürfen zu eigenen wissenschaftlichen Zwecken und zum Privatgebrauch gespeichert und kopiert werden. 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If the documents have been made available under an Open Content Licence (especially Creative Commons Licences), you may exercise further usage rights as specified in the indicated licence. https://creativecommons.org/licenses/by-nc-nd/4.0/ International Journal for Research in Vocational Education and Training (IJRVET) 2021, Vol. 8, Issue 1, 46–64 https://doi.org/10.13152/IJRVET.8.1.3 ISSN: 2197-8646 http://www.ijrvet.net Varieties Within a Collective Skill Formation System: How VET Governance in Switzerland is Shaped by Associations Regula Bürgi* and Philipp Gonon University of Zurich, Department of Vocational Education and Training, Switzerland Received: 18 February 2020, Accepted: 23 November 2020 Abstract Context: International scholarship and policy tend to depict national structures governing Vocational Education and Training (VET) as uniform and devoid of internal differences. This macro perspective neglects the numerous processes at the meso and micro level that shape the structure and content of VET. This article focusses on professional associations (meso level) in Switzerland to examine the heterogeneity of governance of individual VET programmes that can exist within one country or one collective skill formation system. Approach: Drawing on insights from historical institutionalism and research on corporatism, we argue that these differences are the product of the characteristics, traditional practices and styles of reasoning of the various associations involved in VET governance. Our analysis is based on expert interviews and governance documents in two vocational areas: Electrotechnology and food services. Findings: We identify and decode an array of cooperative practices and show that collective skill formation has a different meaning for different associations and, correspondingly, different occupations. Collaboration with state actors, unions, VET schools and single firms, as well as voting procedures, differ considerably between associations. Furthermore, we find that these different modes of governance are determined by associational characteristics such as size, level of professionalization, location and established cooperative practices, as well as traditional styles of reasonings. *Corresponding author: [email protected] 47 Bürgi, Gonon Conclusion: The findings indicate that the decisions taken are not always the product of current day training requirements but of historically grown associational characteristics. Thus, path dependencies are to be considered not only at a macro level but also at the meso level. There is a multifaceted variety of governance approaches beneath the classification "collective skill formation system". Associations are key in defining VET content, working life structures and collectivity. Keywords: VET, Vocational Education and Training, Governance, Collective Skill Formation, Historical Institutionalism, Corporatism, Styles of Reasoning in VET 1 Introduction Over the past few decades, Vocational Education and Training (VET) has been assigned a key role in coping with the challenges of globalization, digitalization and other sweeping transformations of the 21st century. A recent Organization for Economic Cooperation and Development (OECD) review of different VET systems found that "after a period of relative neglect in many countries, apprenticeship and other forms of work-based learning are experiencing a revival" (OECD, 2018, p. 11). In this context, Switzerland has increasingly become a role model, because it has a longstanding tradition of classroom instruction and on-the-job training (the "dual system") that relies on a specific form of governance, labelled collective skill formation (Busemeyer & Trampusch, 2012; Krummenacher, 2018). Approaches that seek to transfer the Swiss model to other countries tend to neglect or underestimate the heterogenous character of "duality", particularly the plurality of coordinating actors and multifaceted forms of cooperation and governance. Whereas differences regarding dual organizations are well-known and researched (Wettstein & Gonon, 2009), there is a dearth of knowledge about different modes of governance. Scholars have advocated further study of decentralized cooperation in vocational education, proposing that "…since actual cooperation can rarely be imposed by law but happens on the ground, it is likely to vary along regional, sectoral and occupational lines…" (Emmenegger et al., 2018, p. 5). The particular characteristics of Swiss VET governance have been studied extensively and compared to other countries (Rauner & Wittig, 2009). For instance, political scientists have categorized Switzerland’s VET as a prime example of collective skill formation (Busemeyer & Trampusch, 2012; Gonon & Maurer, 2012), decentralized cooperation (Emmenegger et al., 2018), plural governance (Rauner & Wittig, 2009, p. 45) and public-private partnership. While this focus on the national (macro) level dominates research, intermediary associations (meso level) and single firms (micro level) have rarely been addressed, even though they are crucial parts of collective governance. 48 Varieties Within a Collective Skill Formation System This article sheds light on the different practices behind those classifications at the macro level by focussing on the meso level of governance, namely the professional associations. The following questions guide the analysis: What are the associational characteristics of cooperation practices? What are the reasons for the various approaches? The article thus explores not only the how of governance, but also the why; a crucial question that is neglected in many studies (Benz et al., 2007, pp. 19–20; Rosenmund, 2019). Drawing on insights from historical institutionalism and literature on corporatism, we will argue that the variety of governance approaches is not only shaped by "rational" deliberations and requirements endorsed by each occupation’s respective industry, but also by the path dependent characteristics, modes of cooperation and styles of reasoning of each occupation’s responsible professional association. To identify the different cooperative practices and decipher the driving logic, this study focusses on the Swiss Commissions for Professional Development and Quality (Schweizerische Kommissionen für Berufsentwicklung und Qualität—hereafter referred to as "Commissions" or "Commissions B&Q"). These Commissions were created for every occupational field following the VET Act of 2002, to oversee the content and quality of vocational training. They generally consist of stakeholders from the state (cantonal and federal government authorities) and professional associations, but as the legislation does not stipulate clear criteria for membership, professional associations from each occupation fill the Commissions and determine their tasks. The Commissions—described as the "heart of collective governance [Verbundpartnerschaft]" (Fleischmann, 2012)—are the optimal object of investigation since they represent a neuralgic point for governance at the meso level that is directed by professional associations. In this paper we provide insight into different modes of cooperation and the logic that shapes them. Our analysis focusses on two occupational fields: Food services and electrotechnology. We conducted eleven in-depth expert interviews with chairmen and chairwomen of every Commission B&Q in the two fields. We supplemented the interview data with information gathered from a variety of other sources, such as national and occupational regulations, and annual reports from professional associations. By decoding and disentangling the cooperative processes, we contribute to a more nuanced picture of VET governance in Switzerland, and thus one case of collective skill formation in particular. In the first section, we provide an overview of the theories that inform our study and show how our work relates to previous studies. Second, we describe our case selection strategy and methodology. We then focus on empirical data by examining the variety of cooperative practices and disentangling the different underlying associational characteristics and styles of reasoning. We conclude by emphasizing that associations are key not only by defining VET content, but collectivity and working life structures. 49 Bürgi, Gonon 2 Governance Regimes in VET This article draws upon insights from historical institutionalism, research on corporatism and associations in VET. Studies in historical institutionalism have shown that existing practices develop stable developmental trajectories along path dependencies, which guarantee a continuity of established structures and processes (Beyer, 2015; Mahoney, 2000). Once put into motion, developments gather strength, reinforce existing pathways, make breaks and radical transformation unlikely and encourage incremental change to meet new requirements or demands (Pierson, 2000). Thelen (2004) and Busemeyer and Trampusch (2012) applied the approach of historical institutionalism to vocational education. Thelen argued that industrialized states and their vocational education systems are not converging globally. She stressed that differences will remain because of "national production regimes" and observed that the answer to the question of "why institutions take the form they do" is historical not functional (Thelen, 2004, pp. 1, 26). Drawing on the work of Thelen, Busemeyer and Trampusch noted: The establishment of a collective institutional framework is not the result of a rationalistic process of deliberation among firms searching for the optimal skill formation strategy. Instead, training institutions have deep roots in the history of politics and society, which in the case of apprenticeships, often go back to the Middle Ages. (Busemeyer & Trampusch, 2012, p. 7) VET systems cannot be seen only as need-oriented variables of companies. Rather, they must ultimately be understood against the backdrop of a political culture that expresses itself in "routines of processing and solving society’s problems of organization" (Rosenmund, 2019), or in a "production or work order of a country" (Trampusch, 2014, p. 165). It is exactly this aspect that is emphasized by the "varieties of capitalism" approach. "Many actors learn to follow a set of informal rules by virtue of experience with a familiar set of actors and the shared understandings that accumulate from this experience constitute something like a common culture" (Hall & Soskice, 2001, p. 13). In the Swiss case, this common culture corresponds to a "coordinated market economy" rather than a "liberal market economy" (Hall & Soskice, 2001, p. 13). The former is distinguished by the fact that it designs its qualification systems in a process of "collective skill formation" and thus expresses itself through high levels of regulation and involvement of private companies. These constellations tend to bring about dual VET models, as found in Switzerland, Germany, Austria and Denmark (Busemeyer & Trampusch, 2012). Comparative studies that rely on the "varieties of capitalism" approach explain national characteristics of VET governance systems by way of their respective political systems (Mayer & Solga, 2008; Bosch & Charest, 2008). These studies have been criticized for the fact that they tell us little about national particularities and 50 Varieties Within a Collective Skill Formation System the internal national differences between countries with the same political system (Goergen et al., 2012; Gonon, 2016). These national varieties would become visible by shedding light on decentralized VET cooperation. Current knowledge about cooperation processes "on the ground" is limited, even though it is a core element of collective skill formation systems (Emmenegger et al., 2018). Research on corporatism can provide first indications of the idiosyncrasies of decentral cooperation. A corporatist governance is distinguished by the cooperation of state and labour market stakeholders, represented in intermediary associations such as professional organizations, as is usual in systems of collective skill formation (Culpepper & Thelen, 2008). Studies on corporatism have shown that different work relationships and forms of social partnership can be traced back not only to the degree of inclusion of social partners and the degree of state control, but also to factors regarding companies, occupation and branch membership (Culpepper, 2003, 2007; Meyrat, 2000; Trampusch, 2014). Associations have to negotiate compromises between collective and company-specific interests (Behrens, 2017). Swiss associations responsible for VET tend to (up to 97%) represent the employer’s interest (Emmenegger et al., 2019) whereas unions—due to a path dependent development of Swiss VET—are hardly represented in VET governance compared to those in Germany. Furthermore, studies have shown that associations act in their own right (Strebel et al., 2019a; Seitzl & Emmenegger, 2019) and tend to unfold their own logic to maintain the status quo (HotzHart, 2008, p. 115). "The logics of occupations [and thus professional associations that are responsible for them] build on reproduction and further development of existing structures and programmes. Associations are thus less focussed on young people’s individual educational requirements and on research and innovation, but oriented towards a timely adapted reproduction of the occupational offspring" (Bauder, 2008, p. 42). This research on associations leads to two assumptions. First, we propose that the characteristics of associations influence their governance approaches in VET; second, drawing upon historical institutionalism, we argue that over time, they developed specific cooperation practices and styles of reasoning that significantly shape their decisions. In other words, we expect to find path dependencies (as hinted by Bauder’s logic of reproduction) at the meso level of governance, much as at the macro level (as outlined by research based on historical institutionalism). It is assumed that associations are like nation states, bound to their institutional legacy and, in a nutshell, not only functionally but historically informed. 3 Case Selection Strategy and Methodology In order to explore the associational characteristics of cooperation and to shed light on the reasons or reasonings behind these various approaches, this study analyses Commissions 51 Bürgi, Gonon B&Q, their compositions and their ways of working. In the following, we contextualize these Commissions within Swiss VET governance and highlight their significance. The collective governance of Swiss VET is generally based on three institutional principles: Federalism, corporatism and consensus democracy. The last principle does not correspond to any formal constitutional rules, but to a practice developed over time that primarily aims to involve a large number of individuals in consensus decision-making (Berner, 2013, pp. 40–42). The corporatist structure of Swiss vocational training is characterized by a decentralized organization and cooperation of state and labour market actors (Oesch, 2011; Degen, 2012). Thus, responsibilities are shared between associations and the state (cantons and federal government). It is notable that the involvement of the associations does not occur compulsorily in chambers, as in Germany, but takes place voluntarily (Armingeon, 1997). The cooperation between the associations and the state, and between the associations themselves, is based on a legal framework that leaves a great degree of freedom and scope for negotiation. This can result in partial conflict prevention (Gonon & Zehnder, 2016, pp. 49–50) and makes cooperation dependent on a "shared logic of actions" (Emmenegger et al., 2018). Swiss VET is therefore operationalized at three levels: The federal VET office (responsible for general governance), the canton departments for economy and education (responsible for implementation) and the employees’ and employers’ (professional) associations (responsible for the content and specifics of occupational training). Presently, there are 146 associations responsible for the 230 occupations in Switzerland. Four different types can be distinguished: company, professional, employee associations and specialized educational organizations (Strebel et al., 2019b). Usually, one association is responsible for one occupation or occupational field. This means that they develop education plans and regulations for their respective occupations and submit these to the federal office for approval. In the wake of the VET Act 2002 and encouraged by the federal authorities, the associations started to establish Commissions B&Q. At the formal level, there are no unambiguous overarching regulations for the Commissions, as they are not explicitly mentioned in the VET Act (BBG 2002, Art. 8; Berner, 2013; Meyer, 2007). Although the law places responsibility for quality assurance with the providers of vocational training (and hence with the associations), it does not stipulate how they must fulfil this duty. The subordinate Vocational Training Directive (BBV 2003, Art. 12) is more specific, but it too affords the associations a great deal of freedom. It imposes no conditions on how the associations determine the tasks of the Commissions and only two conditions on how they determine Commission membership: (i) In addition to representatives from the respective associations, the committee must contain at least one representative from the federal authority and (ii) must adequately represent Switzerland’s language regions. The lack of concrete legal requirements led to the creation of an informal regulatory process, which in turn gave rise to written guidelines for the Commissions. The guidelines, deve- 52 Varieties Within a Collective Skill Formation System loped collaboratively by federal authorities, cantons and one of the umbrella associations, recommend that the Commissions periodically review VET curricula and quality, and update them to meet changing professional demands (SGV et al., 2014, p. 3). This duty positions the Commissions as very important actors in decentralized VET governance, especially with regard to the respective occupation’s regulation and curricula. The guidelines also suggest that alongside the membership stipulated by the Vocational Training Directive, the Commissions also contain representatives from the cantons and teaching staff (vocational schools) (SGV et al., 2014, p. 6). The professional associations are therefore largely free in determining the membership and tasks of the Commissions B&Q. The composition and tasks of the board are formally fixed in the Bildungsverordnungen (regulation for each occupation). The fact that all VET stakeholders come together in these Commissions, yet the respective associations are (almost) free to choose the representatives and define the tasks, makes the Commissions B&Q crystallization points of collective governance at the meso level. This means that they are optimal objects of study to explore how associations cooperate and why they act like they do. Our analysis focusses on the Commissions B&Q of two occupational fields: Food services and electrotechnology.1 Research on corporatism has shown that branch membership can influence associations’ characteristics of cooperation. These two representative occupational fields have been chosen because they are different fields but have similarities with regard to composition. This approach allows us to identify and decipher typical patterns of cooperation for the respective branches. Both fields cover a wide variety of companies, from the technologically advanced and internationally orientated to smaller, more traditional locally based firms (Roth, 2007; Keller & Kurzen, 2012). In addition, the occupations they represent are quite heterogeneous with regard to the required skills and the number of trainees2 (Stalder, 2011) and both are facing challenges—albeit for different reasons—in recruiting adequate numbers of apprentices (cf. Berner, 2018; Staatssekretariat für Wirtschaft, 2016, p. 41). In the field of nutrition there are six associations and in the field of electrotechnology there are five associations that are accountable for the respective occupations, compositions and tasks of the Commissions B&Q. They all belong to the category of professional associations, but differ with regard to size and professionalization: Some have up to 21 full time employees, while others are staffed on an entirely part time basis.3 1 See Schweizerisches Dienstleistungszentrum Berufsbildung/Berufs-, Studien und Laufbahnberatung [SDBB] (2018). Food services includes occupations in the fields of nutrition and food technology. Electrotechnology includes occupations from the fields of electrical installation and electronics. 2 In total there are six occupations in nutrition (n) and 10 in electrotechnology (e). In 2016, four (1n + 3e) had more than 600 apprentices, seven (2n + 5e) had 100 to 600 and five had fewer than 100 (3n + 2e) (SBFI, 2020). 3 The field of nutrition consists of two big (Schweizerischer Bäcker-Confiseurmeister-Verband, OdA AgriAliForm), two medium-sized (Schweizerischer Fleischfachverband; Milchwirtschaftlicher Verein) and two small associations (Schweizerischer Verein Arbeitswelt Müller/in; Arbeitsgemeinschaft Lebensmitteltechnologen/in). The field of electrotechnology consists of two big (Verband der Maschinen-Elektround Metallindustrie, EIT.swiss), two medium-sized (Verband Schweizerischer Elektrizitätsunternehmen; MultimediaTec Swiss) and one small association (Arbeitsgemeinschaft der Lehrmeister von Physiklaboranten). 53 Bürgi, Gonon Data collection comprised 11 expert interviews conducted with the chairwomen (n =1) and chairmen (n = 10) of the Commissions B&Q whose members are recruited by the responsible associations.4 Interview data were complemented with documents, such as the regulations of the different occupations (Bildungsverordnungen), where membership and tasks of the Commissions B&Q are formally described, as well as annual reports from the professional associations. The interviews were semi-structured, consisting of open questions (focussing on the characteristics of cooperative practices) and problem-oriented sequences (focussing on the underlying reasonings) (Kruse, 2015; Helfferich, 2011). The interviews were fully transcribed and coded. For the first research question, concerning the associational characteristics of cooperation practices, the coding focussed on three key elements of cooperation: Membership (who, how many?), recruiting and voting procedures, and ways of working. These categories were derived from studies on corporatism, which have shown that these aspects influence cooperation practices significantly (Culpepper, 2003, 2007; Meyrat, 2000; Trampusch, 2014). For the second question, concerning the reasons for the different practices, the categories were inductively generated by reconstructing the logic behind the association’s diverse actions (Meuser & Nagel, 2009, 2010; Bogner et al., 2014; Bogner & Menz, 2009). Thus, in contrast to the most popular approach of process tracing within historical institutionalism, we tried to identify and decipher path dependencies via the reasonings or elaborations on decisions put forward by the experts we interviewed. By doing so, we were able to extract the following intertwined factors that explain the diversity of the Commissions: Age, size, level of professionalization, location, financial strength, membership, established cooperative practices and styles of reasoning. 4 Varieties of Cooperative Practices In the following, we briefly outline the formal and informal profiles and practices of the Commissions B&Q, i.e., how they govern. The characteristics or heterogeneity of associational governance is demonstrated by showing differences regarding board members, recruiting and voting procedures, and ways of working. All Commissions B&Q adhere to formal and informal guidelines regarding tasks and membership, but this merely represents the lowest common denominator among the different associations. Differences are clearly evident between the different associations rather than different occupational fields, since no governance pattern is evident within one of the fields. 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Biographical Notes Regula Bürgi is a post-doctoral researcher at the Department of Vocational Education and Training, University of Zurich. She studied Educational Sciences, German Language and Literature, and Psychology at the University of Zurich and Heidelberg. In 2015, she completed her PhD on the rise of international educational expertise at the University of Luxembourg. Before joining the University of Zurich, she held a post-doctoral position at the University of Luxembourg and worked as a lecturer at the School of Education FHNW. She is currently working on a project that focuses on governance processes in Vocational Education and Training in Switzerland (funded by the Swiss National Science Foundation). Philipp Gonon, Dr.phil., professor of vocational education and training at the Zurich University, Switzerland. Previously he served as a Full University Professor of Education at the University of Trier in Germany in the field of adult education. He published several books and numerous articles on the history and theory of vocational pedagogy, politics of education and policy studies in an international comparative context. He received his M.A. and PhD. from the Universities of Zurich and Berne respectively.