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Review Assessing knee functionality: Systematic review of validated outcome measures Gema Chamorro-Moriana a, *, Veronica Perez-Cabezas b , Fernando Espuny-Ruiz a , Dolores Torres-Enamorado c , Carmen Ridao-Fern andez a a Department of Physiotherapy, University of Seville, Seville, Spain b Department of Nursing and Physiotherapy, University of Cadiz, Cadiz, Spain c Department of Nursing, University San Juan de Dios (Bormujos) Seville, Spain ARTICLE INFO Article History: Received 11 November 2020 Accepted 8 October 2021 ABSTRACT Background: Functional rating scales allow clinicians to document and quantify alterations and progression of recovery processes. There is neither awareness of numerous knee scales nor are they easy to find or compare to select the most suitable. Objectives: We aimed to compile validated knee functional rating tools and analyze the methodological quality of their validation studies. Also, we aimed to provide an operational document of the outcome measures addressing descriptions of parameters, implementations, instructions, interpretations and languages, to identify the most appropriate for future interventions. Methods: A systematic review involved a search of PubMed, Web of Science, CINAHL, Scopus, and Dialnet databases from inception through September 2020. The main inclusion criteria were available functional rating scales/questionnaires/indexes for knees and validation studies. Methodological quality was analyzed with the Quality Assessment of Diagnostic Accuracy Studies (QUADAS-2) and COnsensus-based Standards for the selection of health Measurement Instruments Risk of Bias (COSMIN-RB). Results: We selected 73 studies. The studies investigated 41 knee rating tools (general, 46%, and specific, 54%) and 71 validations, including 29,742 individuals with knee disorders. QUADAS-2 obtained the best results in patient selection and index test (applicability section). COSMIN-RB showed the highest quality in construct validity (most analyzed metric property). The specific tools were mainly designed for prosthesis and patellofemoral and anterior cruciate ligament injuries. More considered issues were specific function (93%), especially gait, pain/sensitivity (81%), and physical activity/sports (56%). Conclusions and implications: We conducted a necessary, useful, unlimited-by-time and feasible compilation of validated tools for assessing knee functional recovery. The methodological quality of the validations was limited. The best validations were for the Copenhagen Knee Range of Motion Scale in osteoarthritis and arthroplasties, Knee Outcome Survey Activities of Daily Living and Lysholm Knee Score for general knee disorders and the Tegner Activity Score for anterior cruciate ligament injuries. The operational document for the scales provides necessary data to identify the most appropriate. © 2021 The Author(s). Published by Elsevier Masson SAS. This is an open access article under the CC BY-NC- ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/) Keywords: Knee function Knee injuries Scale Validation study Reliability Diagnosis 1. Introduction Assessment methods for musculoskeletal disorders are necessary to identify structural, biomechanical and functional limitations, develop treatment plans and assess the effect of treatments [1]. This is why numerous efficient, valid and reliable evaluation procedures have been designed. Knee recovery constitutes an important part of treatment for trauma in patients, such as those with osteoarthritis [2], fractures [3,4], etc., or those who undergo replacement [5,6], menisectomy [7,8] or ligament reconstructive surgery [9,10], among others. Evaluation methods such as functional rating scales allow clinicians Abbreviations: ACL, anterior cruciate ligament; ACL-RSI, ACL-Return to Sport after Injury questionnaire; BADL, basic activities of daily living; CKRS, Copenhagen Knee Range of Motion Scale; COSMIN-RB, COnsensus-based Standards for the selection of health Measurement Instruments Risk of Bias checklist; KOOS, Knee injury and Osteoarthritis Outcome Score; KOOS-Child, KOOS for Children; KOS-ADL, Knee Outcome Survey Activities of Daily Living scale; KQOL-26, Knee Quality Of Life 26-item questionnaire; KSS, Knee Society clinical rating System; MKQ, Munich Knee Questionnaire; New-KSS, New Knee Society Scoring System; PEDI-IKDC, Pedi-International Knee Documentation Committee subjective knee form; PRISMA, Preferred Reporting Items for Systematic reviews and Meta-Analyses; QoL, quality of life; QUADAS-2, Quality Assessment of Diagnostic Accuracy Studies; ROM, range of motion; TAS, Tegner Activity Score; VISA-P, Victorian Institute of Sport Assessment for Patella; WOMET, Western Ontario Meniscal Evaluation Tool * Corresponding author at: C/ Avicena s/n. C.P. 41009, Sevilla, Spain. E-mail address: [email protected] (G. Chamorro-Moriana). https://doi.org/10.1016/j.rehab.2021.101608 1877-0657/© 2021 The Author(s). Published by Elsevier Masson SAS. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/) Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 Available online at ScienceDirect www.sciencedirect.com
(physicians, surgeons, physiotherapists) to examine, document, describe and quantify alterations and the progression of patients during functional recovery [2,4]. Consequently, these tools promote rigorous clinical judgment, intervention protocols and effective treatments [11]. The tendency toward objectivity of these processes [1,12] has led to the development of a variety of assessment scales/questionnaires/ indexes that are more viable than instrumented analysis. Such tools contribute to advantages such as easier and faster use [3], low cost and no need for specific equipment or spaces [2,13]. Thus, they are effective clinical alternatives, probably becoming the most commonly used methods [14]. However, despite many scales in knee orthopedics, many are unknown and are difficult to find or compare to select the most appropriate one in each case [15]. The various indications, heterogeneous items or components, and different rules of use and interpretations should be considered before selecting a rating scale. There are useful literature reviews of scales addressing a particular population, such as a pathology [16]. However, many of the specificscaleshave been validated and then applied in other contexts, thus becoming more general. Hence, clinicians should consider them all. Moreover, knee injuries are often complex (i.e., meniscopathies, anterior cruciate ligament [ACL] injuries and instability). Therefore, in addition to a compilation of tools by pathology, a global review is useful. This study aimed to compile validated functional knee rating tools and analyze the methodological quality of their validation studies. Also, we aimed to provide an operational document of the outcome measures by addressing descriptions of parameters, implementations, instructions, interpretations and languages of the scales to identify the most appropriate for use in future interventions. The hypothesis of this study is that there is evidence on numerous and heterogeneous validated knee scales in terms of methodological quality, specificity of the target populations, content or application, among other characteristics. 2. Methods This systematic review was based on the PRISMA guidelines [17]. 2.1. Data sources and search strategy We conducted an electronic search in PubMed, Web of Science, CINAHL, Scopus and Dialnet databases from inception through September 30, 2020. The reference lists of selected articles and the one for this review were screened for studies of interest. MeSH terms for the search strategy were divided into 2 groups: Identifier 1: “scale”,“scor*”(score/ scores/scoring/scored), “questionnaire”,“test”,“index”,“assess*” (assess/assesses/assessed/assessing/assessment/assessments), “examination”,“measure”,“evaluation”and “rating”;andIdentifier 2: “knee”. The search strategy was Identifier 1 AND Identifier 2 for each database [i.e., (scale OR scor* OR questionnaire OR test OR index OR assess* OR examination OR measure OR evaluation OR rating) AND knee]. All database searches were filtered by language: English, Spanish and French. The PubMed search was filtered by humans. 2.2. Study selection and inclusion criteria The included papers met the following criteria: studies describing original validated tools based on a conceptual framework created to assess knees reported in any language or original validation studies and other subsequent ones, including physical tools or not; studies involving humans; and reports in English, Spanish and French. Tools designed to evaluate lower limbs in general were excluded. The reviewers FE/VE and CR/DT separately screened titles and abstracts of the search results to check if the studies met the inclusion criteria. After removing duplicates, FE and CR screened the first half of the records and VE and DT the second half. GC resolved any disagreements. The full texts of the appropriate studies were obtained, and the causes for any exclusion were documented at this stage. 2.3. Data extraction Data extraction was carried out by one reviewer (GC) and checked for accuracy by 2 more reviewers: FE/DT for tools and CR/DT for validation quality (CR the first half and DT the second half). Disagreements between reviewers were resolved by consensus or by a fourth reviewer (CR for tools; VP for validation quality). The reviewers were not blinded to authors, date of publication or journal. The first pre-established descriptive table synthesized evidence related to functional assessment scales/questionnaires/indexes, such as sources, original and complementary validation studies, indications/implementations, countries of origin, languages, descriptions, operating instructions and observations. A second pre-established table included information on scale items and components: range of motion (ROM), strength/fatigue, instability, deformity (e.g., alignment, aesthetics), clinical signs (effusion, crepitus, locking, stiffness, etc.), diagnostic tests (radiography, nuclear magnetic resonance), physical examination tests (e.g., Lachman, Daniel, pivot shift, anterior/posterior drawer), pain and sensitivity (e.g., hypo/hyperesthesia, paresthesia), specific functions (gait, balance, stairs, squatting, etc.), quality of life (QoL) (sleep, chores, driving, leisure, etc.), psychological aspects (confidence, frustration, fear, etc.), professional and family areas, and physical and sport activities. 2.4. Quality appraisal Two assessment procedures were used to analyze the methodological quality of the original and complementary validations associated with the identified scales/questionnaires/indexes: Quality Assessment of Diagnostic Accuracy Studies [18] scale (QUADAS-2) and COnsensus-based Standards for the selection of health Measurement Instruments Risk of Bias [19] checklist (COSMIN-RB). The QUADAS-2, which analyses validation studies of diagnostic criteria, was used to evaluate risk of bias, involving patient selection, index test, reference standard and flow and timing; and applicability, involving just the 3 first items. These items determine whether there is “low”,“high”or “unclear”risk in each domain or concerns regarding applicability. The reviewers extracted the data by performing a general reading of the article and then a more selective and in-depth reading. The scale was completed according to these data. The Agency for Healthcare Research and Quality, Cochrane Collaboration and UK National Institute for Health and Clinical Excellence recommend QUADAS-2 for use in systematic reviews related to diagnostic accuracy studies [18]. The COSMIN-RB classifies each assessment as “very good”,“adequate”,“doubtful”and “inadequate”. It assesses the metric properties of the studies in 10 sections. The first is for the development of the tool, evaluating its design and developing a cognitive interview or pilot test [19]. The other 9 sections are for content validity, structural validity, internal consistency, reliability, measurement error, criterion validity, construct validity, responsiveness and cross-cultural validity (excluded from this study) [20]. COSMIN-RB considers only those metric properties developed in papers [19]. 3. Results 3.1. Search results The search produced 346,299 records. After the removal of duplicates, 170,911 articles were screened by title, abstract and full-text according to the inclusion criteria. Then 73 records remained for inclusion: 41 tools and 64 validation studies reporting 71 original and complementary validations. Of note, some 64 validation studies G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 2
included more than one validation, and 9 of 41 original validated tools were found in other articles. Fig. 1 shows the search and study selection process based on PRISMA guidelines [17]. 3.2. Characteristics of the included tools A detailed list and descriptive summary of the functional assessment scales/questionnaires/index characteristics, such as sources (authors and design years), original validation studies, other complementary validations, descriptions (e.g., components), operating instructions and observations (e.g., recommendations, references of physical scales), and specific references are in Table 1. This table is complemented with indications/implementations, countries of origin, languages and references in Appendix A. 3.3. Assessment of quality Table 1 shows the original validation articles of the 41 scales. However, many were validated again later. These data were complemented by QUADAS-2 [18] and COSMIN-RB [19] evaluations including information on the methodological quality of the original and complementary validation studies selected. QUADAS-2: applicability obtained better results than risk of bias (Appendix B). In summary, the results were as follows. Applicability: 188/213 (88%) positive outcomes favourably highlighting patient selection and index test, with 69/71 (97%) and 70/71 (99%) “low”concerns, respectively. Risk of bias: 54/284 (19%) at “low”risk and 27/284 (10%) “high”risk. The remaining assessments were unclear or could not be achieved, so they were “not applicable”. The item flow and timing was the worst evaluated, with 15/71 showing “high”risk. The results of COSMIN-RB are shown in Appendix C. The following results are notable. Construct validity was the most evaluated property: 57/71 (80%) validations. This evaluation obtained the highest number of positive results [41/57 (72%) “very good”or “adequate”] and the lowest number of negative results [5/57 (9%) “inadequate”]. Patient-Reported Outcome Measure Development was the worst evaluated item, with 27/30 (90%) “inadequate”evaluations. Fig. 1. PRISMA flow diagram for selection of studies. G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 3
Table 1 Source and characteristics of included scales. Tools. Authors, year of publication Original validation studies other subsequent validation studies Descriptions and operating instructions observations (recommendations, physical scales, etc.) 1. ACL-Return to sport after injury questionnaire (ACL-RSI). (Webster et al. 2008) [10] Webster et al. 2008 [10].Self-administered. Evaluation: time required to return to sports after ACL injury, and psychological factors associated with sports practice afterwards. 12 items: emotional aspect (5), confidence in own performance (5) and risk assessment (2). Items are scored from 0 to 10 following a visual analogue scale. 0 points=great disability; 120points = optimal state. 2. Activity rating scale (ARS) (Marx et al. 2001) [3] Marx et al. 2001 [3].Self-administered. Evaluation: participation in various kinds of sports according to physical activity and times the subject practiced it in the last year in the highest performance period. 4 items: run, jump, deceleration and change of direction. Items are scored: from 0- to 4, 0 being less than once a month and 4 performing the activity 4 or more times in a week. Total score ranges from 0 to 16, with 0 indicating the most deficient. Specific recommendations: to be used together with other scales. 3. British orthopedic association knee function assessment chart (Aichrot et al. 1978) [21] Liow et al. 2003 [22]. 13 items grouped into 7 components: patient satisfaction (8 points), pain (4 points), gait (13 points), ROM (13 points), varus and valgus angulations (9 points), ability for sitting (4 points) and for climbing stairs (4 points). Items are scored from 0 to 4/5. Total score ranges from 0 to 55. 4. CIncinnati knee rating system score (Noyes et al. 1983) [4] Barber-Westin et al. 1999 [23]. Marx et al. 2001 [24]. 6 subscales: subjective assessment (20 points), activity level (15 points), physical exam (25 points), stability (20 points), radiographs (10 points) and functional test (10 points). Each item is valued differently. Scale interpretation: excellent (all subscales are scored as excellent with the exception of one of them, scored as good), good (all subscales are scored as excellent or good), passable (no subscale is scored as passable) and poor (no subscale is scored as poor). Physical scale available in Berber-Westin paper [23]. 5. Copenhagen knee range of motion scale (CKRS) (Mørup-petersen et al. 2018) [25] Mørup-Petersen et al. 2018 [25]. Self-administered. CKRS evaluates passively the flexion and extension range of motion of the knee with illustrations. 2 items with 11 illustrations. Total score range from 0 to 11: item 1 (0−6 points with 6 illustrations), item 2 (0−5 points with 5 illustrations). Higher values mean higher range of motion. It includes illustrations 6. Fulkerson knee instability scale (Fulkerson, 1990) [26] Paxton et al. 2003 [27]. 7items: limp, need for support, stair climbing, squatting, instability, pain, and swelling. Items are scored with variable points ranging from 0 to 45. The most heavily weighted item is pain with a maximum score of 45. This questionnaire has shown to be a useful tool in patellofemoral problems and knee ligament instability. [27,28] It is an evolution of the Lysholm questionnaire to evaluate patellofemoral symptoms and results of anterior tibial tubercle transfer [28]. 7. High-flexion knee scoring (Na et al. 2012) [15] Na et al. 2012 [15].Self-administered. Evaluation: knee with innovative prosthesis, “High-Flexion”, that allows maximum flexion. 9 items divided into 2 subscales: pain (2) and functionality (7). Items are scored from 1 to 5. Total score varies between 9 (marked disability) and 45 (optimal state of the subject). 8. Hospital for special surgery knee score (HSS) (Ranawat et al. 1973) [29] Gore et al. 1986 [30]. 6 components: pain (30 points), function (22 points), range of motion (18 points), muscle strength (10 points), flexion deformity (10 points) and instability (10 points). Total score range from 0 to 100 (85−100=excellent, 84−70=good, 69−60=regular, <60=poor. Points are subtracted walking aids are used or in extension deficit or varus/valgus deformity. 2 disadvantages: The score does not separate knee function and global function, and when functional parameters are included, the score decreases whether subjects are old or unhealthy. 9. Hospital for special surgery patella scale (Baldini et al. 2006) [5] Baldini et al. 2006 [5]. 5 items divided into 2 subscales: subjective assessment (2 items, 65 points) and objective assessment (3 items, 35 points). Total score ranges from 0 to 100, with the highest mark indicates the optimal state, and the lowest indicate a great disability. 10. Hughston subjective knee visual analog scale system (Flandry et al. 1991) [31] Flandry et al. 1991 [31].Self-administered. 28 items divided into 5 components: pain (4), swelling, block and stiffness (6), step (1), sports participation (5) and activities of daily living (12 items). Items are valued from 10 to 0 following a visual analog scale with 10 boxes. Total score: 0−280 (0=greater disability; 280=optimal state). Percentage calculation: (Total score/280)x100. Physical scale available in Hooper [32]. 11. International knee documentation committee’s (ikdc) knee ligament standard evaluation form (Hefti et al. 1993) [33] Paxton et al. 2003 [27]. 8 subscales: subjective evaluation (2 items), symptoms (4 items), ROM (2 items), stability (6 items), crepitus (3 items), harvest site pathology (1 item), radiography (3 items) and functionality (1 item). The 4 first subscales are considered for the total score and the rest offer qualitative data. Subscales are assessed with their worst item evaluation: A (normal), B (almost normal), C (abnormal) and D (very abnormal). Total score corresponds to the worst assessment obtained in the subscales. 12. International knee documentation committee’s (ikdc) subjective knee form (Irrgang et al. 2001) [34] Irrgang et al. 2001 [34]. Higgins et al. 2007 [35], Williams et al. 2020 [36]. 19 items divided into 3 components: symptoms (7), sport (10) and function (2) Items are scored from 0 to 10 or from 0 to 4. Total score range from 0 to 87. Percentage calculation: (Total score/ maximum score)x100. 100=optimal state of the knee, 0=great disability. 90% of items have to be answered to calculate the total score. 13. Japanese knee osteoarthritis measure (JKOM) (Akai et al. 2005) [2] Akai et al. 2005 [2].Self-administered. 25 items divided into 4 subscales: pain and stiffness (8), activities of daily living (10), general activities (5) and health condition (2). The first and second subscales are scored from 0 (nothing) to 4 (extreme). The third and fourth subscales are evaluated from 0 to 4 with different possible answers. Total score ranges from 0 to 92, where 92 indicate the highest disability.The items are aimed at lifestyle in the Japanese population. 14. Kettelkamp’s knee scoring scales I (Kettelkamp et al. 1975) [37] Kettelkamp et al. 1975 [37]. 13 items divided into 2 components: pain and functionality (7) and mobility, stability and deformity (6). Items possible score vary from 0 to 26 Total score range from 0 (great disability) to 103 (optimum state). 15. Kettelkampps knee scoring scales II (Kettelkamp et al. 1975) [37] Kettelkamp et al. 1975 [37]. 11 items divided into 2 subscales: pain and functionality (6 items, 60 points) and stability and deformity (5 items, 37 points). Items are scored in ranges that vary from 0 to 22. Total score: 0 (great disability)97 (optimal state of knee) Knee osteotomy: good (≥75), acceptable (74−60), poor (<60). Knee arthroplasty: good (≥65), acceptable (64−55), poor (<55). 16. Knee injury and osteoarthritis outcome score (KOOS) (Roos et al. 1998) [8] Roos et al. 1998 [8].Bekkers et al. 2009 [38], Gandek et al. 2017 [39], Goodman et al. 2020 [40]. Self-administered. 42 items divided into 5 subscales: pain (9 items), symptoms (7 items), activities of daily living (17 items), sport (5 items) and quality of life (QoL) (4 items). It is necessary to answer at least 5,4,9,3 and 2 items respectively in each subscale to calculate the total score. Items are scored from 0 (none) to 4 (extreme). Each subscale is analyzed independently, in a (continued) G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 4
Table 1 (Continued) Tools. Authors, year of publication Original validation studies other subsequent validation studies Descriptions and operating instructions observations (recommendations, physical scales, etc.) range from 0 (extreme difficult) to 100 (optimal state), using a specific formula (available at www.koos.nu). Physical scale available in the KOOS website (www.koos.nu). 17. Knee injury and osteoarthritis outcome score for children (KOOS- child) (€ Ortqvist et al. 2012) [41] € Ortqvist et al. 2012 [41]. € Ortqvist et al. 2014 [42]. Self-administered. 5 subscales: pain (8 items), symptoms (7 items), activities of daily living (11 items), functionality in sports (7 items) and QoL (6 items). Items are scored from0 (nothing) to 4 (extreme), following a Likert scale. Each subscale is valued separately, and at least 4,4,6,4 and 3 items have to be answered, respectively. A specific formula (www.koos.nu) transforms the final result in a range from 0 (great disability) to 100 (optimal state). Specific recommendations: applicable to children between 7 and 16 years of age. Observations:maybe the youngest children need help to read, but they can answer themselves. Physical scale available in the KOOS website (www.koos.nu). 18. Knee injury and osteoarthritis outcome score for joint replacement (KOOS-JR) (Lyman et al. 2016) [6] Lyman et al. 2016 [6]. Hunnicutt et al. 2019 [43], Buller et al. 2020 [44]. Self-administered. 7 items: rigidity, pain and activities of daily living. They are scored from 0 (nothing) to 4 (extreme), following a Likert scale. A specific formula (www.koos.nu) transforms the final result (0 to 28) in a range from 0 (great disability) to 100 (optimal state). Physical scale available in the KOOS website (www.koos.nu). 19. Knee injury and osteoarthritis outcome score for patellofemoral pain and osteoarthritis (KOOS-PF) (Crossley et al. 2018) [45] Crossley et al. 2018 [45].Self-administered. Evaluation: symptoms relevant to people with patellofemoral pain and/or OA, and change over time. 11 items divided into 3 subscales: stiffness (1), pain (9), QoL (1). Items are scored from 0 (none) to 4 (extreme) following the Likert scale. Total score is transformed into a ranging from 0 (maximum disability) to 100 (optimal state) [45] by a specific formula (www.koos.nu). Physical scale available in the KOOS website (www.koos.nu). 20. Knee injury and osteoarthritis outcome score-physical function shortform (KOOS-PS) (Perruccio et al. 2008) [46] Perruccio et al. 2008 [46], Davis et al. 2009 [47]. Ruyssen-Witrand et al. 2011 [48]. Self-administered. 7 items assess the degree of difficulty in performing different activities and are scored from 0 (nothing) to 4 (extreme) following a Likert scale. Total score is transformed by a specific formula (www.koos.nu) in a range from 0 (great disability) to 100 (optimal state). Physical scale available in the KOOS website (www.koos.nu). 21. Knee injury and osteoarthritis outcome score 12 (KOOS-12) (Gandek et al. 2019) [49] Gandek et al. 2019 [49]. Gandek et al. 2019 [50], Eckhard et al. 2020 [51]. Self-administered. 12 items divided into 3 subscales: pain (4), function (4) and QoL (4). Items are valued from 0 (none) to 4 (extreme). A specific formula (www.koos.nu) transforms the total result in a score from 0 (great disability) to 100 (optimal state). Physical scale available in the KOOS website (www.koos.nu). 22. Knee outcome survey activities of daily living scale (KOS-ADL) (Irrgang et al. 1998) [52] Irrgang et al. 1998 [52]. Marx et al. 2001 [24]. Self-administered. 2 subscales, with 8 items each, that evaluate symptoms and functional disabilities. Items are scored from 0 (inability to perform de activity) to 5 (activity performed without difficulty), from 0 to 3 or from 0 to 2. Total score ranges from 0 to 80, while 80 indicates the optimal result and 0 a great disability of the subject. 23. Knee quality of life 26-item questionnaire (KQOL-26) (Garratt et al. 2008) [53] Garratt et al. 2008 [53]. 26 items: physical function (15), limitations in activities (5) and emotional function (6). Each one is rated between 0 and 4. Total score ranges from 0 (marked pathology conditions) to 104 (optimal state). Physical scale available in Chuang [54]. 24. Knee self-efficacy scale (K-SES) (Thome e et al. 2006) [55] Thome e et al. 2006 [55].Self-administered. 22 items in four sections: A, daily activities (7 items); B, sports activities (5 items); C, knee function tasks (6 items), where the patients report how confident they are about performing the tasks; D, knee function in the future (4 items), where the patients report how confident they feel about their future capabilities. Items are scored in an 11-grade Likert Scale from 0 (not at all confident) to 10 (very confident). [56,57]. Patients have to read and understand Swedish. Swedish version is not available (published in English). 25. Knee society clinical rating system (KSS) (insall et al. 1989) [58] Lingard et al. 2001 [59]. 2 components: state of the knee (7 items) and functionality (3 items). The first one evaluates pain, range of motion and stability; the second analyzes gait for 100 m, going up and down stairs and the use of walking aids. Components have a maximum score of 100 (optimum state of the subject). 26. Korean knee score (KKS) (Ha et al. 2012) [60] Ha et al. 2012 [60]. Kim et al. 2013 [61]. Self-administered. 41 items distributed in 4 subscales: pain and symptoms (12), functionality (17), soil-based lifestyle (6), and social-emotional function (6). Items are rated between 0 and 4. Total score is transformed into a 0 to 100-point scale (great disability-optimal state of the subject): (KKS / 164 Score) x 100. It was validated for people over 60 years. 27. Kujala patellofemoral score (KPS) (Kujala et al. 1993) [62] Ittenbah et al. 2016 [63]. Paxton et al. 2003 [27]. Self-administered. 13 items, for example: limp, discharge of weight, pain and swelling, among others. Items are scored from 0 to 5 or 10 points. Total score varies between 0 (great disability) and 100(optimal knee result). 28. Lequesne algofunctional index (Lequesne et al. 1987) [64] Lequesne et al. 1987 [64]. Faucher et al. 2002 [65]. Self-administered. Evaluation: severity for osteoarthritis (knee and hip).3 components: pain (5 items), maximum distance walked (1 item) and activities of daily living (4 items). Items are ranged differently with a maximum score of 24(0=no disability, 1−4=slight disability, 5 −7=moderate disability, 8−10=severe disability, 11−13=very severe disability, ≥14=extremely severe disability. 29. Lysholm knee score (Tegner et al. 1985) [66] Bengtsson et al. 1996 [67]. Briggs et al. 2006 [68] and 2009 [69], Kocher et al. 2004 [70], Marx et al. 2001 [24], and Paxton et al. 2003 [27]. Self-administered. 8 items, which are evaluated differently, from 0 until 25 points. The total rating can vary between 0 and 100. Interpretation: poor score (<65 points); moderate (65−83); good (84−94); excellent (95−100). 30. Multi-ligament quality of life questionnaire (MLQOL) (Chahal et al. 2014) [71] Chahal et al. 2014 [71].Self-administered. 52 items divided into 4 components: physical impairments (19), emotional deficits (15), limitations on activity (12) and social participation (6). Each item is evaluated from 0 to 4. Item scores and are transformed into percentages (0%=optimal state of the subject, 100%=marked disability). The 4 components can be applied individually depending on the purpose of the study and/or measured aspects. 31. Munich knee questionnaire (MKQ) (Beirer et al. 2015) [72] Beirer et al. 2015 [72].Self-administered. 33 items, divided into 5 subscales: symptoms (7), pain (6), activities of daily living (5), sports activities (6) and physical function and QoL (9). Each item is valued between 0 and 10. Total score is expressed in a percentage (0%=poor result, 100%=excellent result). 32. New Knee Society Scoring System (New-KSS) (Noble et al. 2012) [73] Noble et al. 2012 [73]. Dinjens et al. 2014 [74], Culliton et al. 2018 [75]. 34 items divided into 4 components: objective knee score (7 items, 100 points), satisfaction (5 items, 40 points), expectations (3 items, 15 points) and functional activity (19 items, 100 points). Total score ranges from 0 (great disability) to 255 (optimal state of the subject). The origin of the New-KSS is the KSS [58]. (continued) G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 5
Responsiveness was assessed in 34/71 (48%) validations, with 22/ 34 (65%) favourable: 18/34 (53%) “very good”and 4/34 (12%) “adequate”. Reliability was considered in 47/71 (66%) validations: 0/66 “very good”and 40/47 (86%) “inadequate”. Internal consistency was analyzed in 39/71 (55%) validations: 12/ 39 (31%) “very good”, 19/39 (49%) “inadequate”and 8/39 (21%) “doubtful”. Structural validity and measurement error were the least evaluated, in 7/71 (10%) and 8/71 (11%) validations, respectively. Measurement error was analyzed as “inadequate”in 5/8 (62%) validations. 3.4. Administration, indications and applications In total, 30/41 (73%) scales were self-administered. Some are designed to evaluate knee dysfunctions in general (46%) and others specific disorders or contexts (54%). The latter are shown with their target population in Table 2. All tools are for adults, except for 2 [41,82], which are specific for children. 3.5. Items and components Table 3 contributes specific data about items and components of the tools. The percentages of these areas are represented in Fig. 2. The 3 most addressed areas in the knee scales were specific function (93%), knee pain (80%) and physical activities and sport (56%). 3.6. Comparative analysis of the results Fig. 3 shows a comparison between the methodological quality of QUADAS-2 and COSMIN-RB for each validation study, by population. In general, the comparative analysis shows that the 4 scales with the best methodological quality, according to the number of positive results by QUADAS-2 or COSMIN-RB, were self-administered general knee scales: Copenhagen Knee Range of Motion Scale (CKRS), Knee Outcome Survey Activities of Daily Living Scale (KOS-ADL) and Lysholm Knee Score (QUADAS-2), and Tegner Activity Score (TAS) (COSMIN-RB). The Lysholm Knee Score had 6 validations, and TAS, KOS-ADL and CKRS, had 3, 2 and 1, respectively. However, KOS-ADL was notable for containing more content. Kettelkamp's Knee Scoring Table 1 (Continued) Tools. Authors, year of publication Original validation studies other subsequent validation studies Descriptions and operating instructions observations (recommendations, physical scales, etc.) 33. Norwich Patellar Instability (NPI) Score (Smith et al. 2014) [76] Smith et al. 2014 [76]. Smith et al. 2019 [77] Self-Administered. 19 items divided into several activities (12 high energy and 7 low energy), related to instability. They are rated on a Likert scale that varies from 0 to a maximum of 25. Total score is turned to a percentage (100%=great patellar instability). 34. Oxford Knee Score (OKS) / OXFORD 12-ITEM Knee QuestionnairE (Dawson et al. 1998) [78] Dawson et al. 1998 [78]. Harris et al. 2013 [79], Conaghan et al. 2007 [80]. Self-administered. 12 items divided into 2 components: pain (5) and functionality (7). Items are rated from 1 to 5. Total score ranges from 12 to 60. >41=excellent, 34−41=good, 27−33=fair, <27=poor. 35. Patellofemoral Pain Syndrome (PFPS) Severity Scale (Laprade et al. 2002) [81] Laprade et al. 2002 [81]. Self-administered. 2 subscales. First subscale (8 items): climbing stairs, squatting, walking, jogging/ running, participation in sports, sitting and kneeling. Second subscale: pain at rest and during rest after performing an activity. Items are scored from 0 to 10 following a visual analogue scale, and total score varies between 0 (optimal state of the subject) and 100 (great disability). If the "not attempted" box was marked because the subject did not perform the activity, it is eliminated and the final result is calculated based on 90 points instead of over 100. 36. PEDI- International knee documentation committee subjective knee form (PEDI-IKDC) (Iversen et al. 2010) [82] Kocher et al. 2011 [83]. 14 items divided into two subscales: symptoms (9 items, 49 points) and sports activities (5 items, 72 points). Items have different scores (0 to 10, 1 to 2...). Total score ranges from 18 (the highest disability) to 121 (optimal state). Equation for calculating percentages: (100 points - lowest number of points possible / range of points) x 100. It is indicated for subjects between 10 and 18 years of age. 37. Quality of life questionnaire outcome measure for chronic anterior cruciate ligament deficiency (Mohtadi 1998) [9] Mohtadi 1998 [9].Self-administered. 32 items divided into 5 subscales: physical complaints and complaints, workrelated concerns, recreational and sports activities, lifestyle and emotional aspects. Each item is evaluated according to a Likert scale of 0 to 100. Total score range from 0 (the greatest disability) to 3200 (optimal state of the subject). 38. Short version of the ACL-RSI Scale (Webster et al. 2018) [84] Webster et al. 2018 [84]. Self-administered. Evaluation: time required to return to sports after ACL injury, and psychological factors associated with sports practice afterwards. 6 items, graded on a scale of 0 to 100 given in 10-point increments. Total score ranges from 0 to 100, where the highest scores reflect greater psychological readiness. 39. Tegner activity score (TAS) (Tegner et al. 1985) [66] Briggs et al. 2006 [68]. Briggs et al. 2009 [69], Paxton et al. 2003 [27]. Self-administered. Evaluation: work, recreational and sports activities in which the subject can participate. The score varies from 0 to 10, with 10 indicating the highest level of sport activity, and 0 a subject with a pension due to knee problems. 40. Victorian institute of sport assessment for patella (VISA-P) Score (Visentini et al. 1998) [13] Visentini et al. 1998 [13].Self-administered. 8 items,7 of them scored from 0 to 10.. The last item is assessed with 3 options (A, B and C) according to the patient's symptoms (0−30). Total score ranges from 0 to 100 (asymptomatic patient, who can perform sport without pain or restriction). In the cross-cultural adaptation into Spanish the results of some items vary with respect to the original. 41. Western ontario meniscal evaluation tool (WOMET) (Kirkley et al. 2007) [7] Kirkley et al. 2007 [7]. Sihvonen et al. 2012 [85]. Self-administered. 16 items separated into 3 subscales: physical symptoms, sports activity and lifestyle, and emotions. Items are rated in a line from “no symptoms”on the left to “extreme symptoms”on the right. The clinician should measure the distance from the left side of the line and calculate the score out of 100. Total score can be calculated for each domain or added up for an aggregate score out of 1600 (the worst state of the subject). * The first reference of each scale and its authors (first column) lead to the original validation study and to the physical tool. If these data are offered by other studies, they are referenced together with their corresponding authors in the second column (validation study) and the right column (physical tool). ** A few validation studies include more than one validation, and several original validated tools were taken from other articles. ACL-RSI, ACL-Return to Sport after Injury questionnaire; ACL, anterior cruciate ligament; ARS, Activity Rating Scale; PCL, posterior cruciate ligament; MCL, Medial Collateral Ligament; CKRS, Copenhagen Knee Range of motion Scale; HSS, Hospital for Special Surgery knee score; IKDC, International Knee Documentation Committee’s; PRP, platelet-rich plasma; ROM, range of motion; JKOM, Japanese Knee Osteoarthritis Measure; KOOS, Knee injury and Osteoarthritis Outcome Score; QoL, quality of life; KOOS-JR, Knee injury and Osteoarthritis Outcome Score for Joint Replacement; KOOS-PF, Knee injury and Osteoarthritis Outcome Score for Patellofemoral pain and osteoarthritis; KOOS-PS, Knee injury and Osteoarthritis Outcome Score - Physical function Short-form; KOS-ADL, Knee Outcome Survey Activities of Daily Living scale; KQOL-26, Knee Quality Of Life 26-item questionnaire; K-SES, Knee Self-Efficacy Scale; KSS, Knee Society clinical rating System; KKS, Korean Knee Score; KPS, Kujala Patello-Femoral Score; MLQoL, Multi-Ligament Quality Of Life questionnaire; MKQ, Munich Knee Questionnaire; NPI, Norwich Patellar Instability score; OKS, Oxford Knee Score; PFPS, Patello-Femoral Pain Syndrome severity scale; PEDI-IKDC, Pedi-International Knee Documentation Committee subjective knee form; TAS, Tegner Activity Score; VISA-P, Victorian Institute of Sport Assessment for Patella score; WOMET, Western Ontario Meniscal Evaluation Tool. G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 6
Scale (versions I and II) and the Victorian Institute of Sport Assessment for Patella (VISA-P) were the 3 with the lowest overall methodological quality and, moreover, had only 1 validation each. Only VISA-P was self-administered and specific, for patellar tendinopathy. In terms of population groups and following the same methodological criteria, the evaluations of the following stand out in a positive way: arthroplasties, osteotomies and osteoarthritis with the CKRS; knee disorders in general with the KOS-ADL and Lysholm Knee Score (compared above); patellofemoral disorders with the Norwich Patellar Instability; meniscopathies with the Western Ontario Meniscal Evaluation Tool (WOMET) (with 2 validations, 16 items and selfadministered) and Knee Quality Of Life 26-item questionnaire (KQOL-26) (with 1 validation, 26 items but with less content and non −self-administered); and ligamentous disorders in general with the KQOL-26. When comparing the only 2 children's scales, the Knee Injury and Osteoarthritis Outcome Score (KOOS) for Children (KOOS-Child) and Pedi-International Knee Documentation Committee subjective knee Form (PEDI-IKDC), with 2 and 1 validations, respectively, were methodologically limited in a similar way. Both scales were intended for general pathology, but the KOOS-Child covers more items and is selfadministered, with pictures to facilitate completion. 4. Discussion This systematic review compiled 41 validated knee functional assessment tools and analyzed the methodological quality of the 71 associated validations. We also provide parameter descriptions, implementations, instructions, interpretations and languages of the outcome measures to give an operative document to identify the most appropriate tool in each case. 4.1. Quality appraisal of the review The systematic review collected reports of studies with no limit on time, so older, well-known scales and recent ones were included. In general, QUADAS-2 and COSMIN-RB showed a tendency to improve the quality of validations over the years (i.e., previously, prestigious journals demanded less scientific requirements than currently). Those are complete validations including validation of content, criteria and construct, plus reliability [12,86]. QUADAS-2 was used to analyze the risk of bias and concerns regarding the applicability of the 71 validations. Because of lack of reference standards, essential to achieve proper methodological quality [18],some items were not answered. Validations of the CKRS [25], KOS-ADL [24] and Lysholm Knee Score [24] had the best scores, with 6 of 7 positive responses. The rest were “unclear”because they did not reflect the sampling procedure, which must be consecutive or randomized for an adequate evaluation. The COSMIN-RB was used to evaluate each metric property analysed in the validations exhaustively and individually. The validation of Briggs et al. [69] regarding TAS, obtained the best results, with 5 evaluations being “very good”or “adequate”, followed by 3 positive results for the CKRS [25], KOOS [39], KOOS Joint Replacement [6], KOOS-Physical Function Short-Form [47], Munich Knee Questionnaire [72], New Knee Society Scoring System (New-KSS) [74] and WOMET [85]. Thus, the scales’methodological quality was limited. Of note, the results were conditioned by the complexity of the COSMINRB because each metric property is assessed with a specific question battery and marked according to the lowest result obtained. The sample size, statistical tests or sample used reduced the good results. This situation occurs in assessing reliability, which requires kappa indexes for ordinal scales and intraclass correlation coefficients for continuous scales, to avoid “inadequate”results. Also, essential properties for measurement instruments, such as reliability or internal consistency [87], were not present in some validations: High-flexion Knee Scoring, Hughston Subjective Knee Visual Analog Scale System, Kettelkamp’s Knee Scoring Scale (versions I and II) and KSS. For these reasons, only the most rigorous validations (i.e., with high scientific quality), obtained satisfactory results by COSMIN-RB. The data provided imply the need for improving the validation quality for future scales and complementing the existing ones, supporting tools frequently used in the clinic as shown by Briggs et al., who validated the TAS in 2006 [68] and 2009 [69], thus improving the design and statistics and, consequently, QUADAS-2 and COSMINRB scores. In summary, the overall results on methodological quality showed that no scale was at high quality according to both QUADAS-2 and COSMIN-RB. Thus, the best scores for the 2 evaluations were, according to QUADAS-2, the CKRS for osteoarthritis and arthroplasties and KOS-ADL and Lysholm Knee Score for knee disorders in general, and according to COSMIN-RB, the TAS for ACL injuries. Moreover, the Lysholm Knee Score was associated with more validations, and the KOS-ADL covered more content. The 4 scales, which are self-adminis- tered, are currently used for disorders in general. Kettelkamps Knee Scoring Scale (version I and II) and VISA-P were the worst tools according to QUADAS and COSMIN-RB. 4.2. Populations and implementations The measurement tools were created and validated in general populations or, as in most cases, in specific ones, for clinical manifestations [81], treatments [5,29], age (e.g., infant population [41,82]), sport activities [9], lifestyles (Japanese population [2]) or pathologies [9]. Numerous tools were designed for disorders in general (i.e., KOOS [8], Lysholm Knee Score [66] and Munich Knee Questionnaire [72]) and others for particular injuries [i.e., ACL Return to Sport after Table 2 Specific outcome measures and associated populations. Populations Scales Arthroplasties/ replacements High-flexion Knee Scoring [15] Hospital for Special Surgery patella Scale [5] New Knee Society Scoring System [73] Knee Injury and Osteoarthritis Outcome Score for Joint Replacement [6] Oxford Knee Score [78] Anterior cruciate ligament injuries Anterior Cruciate Ligament-Return to Sport after Injury (ACL-RSI) questionnaire [10] Knee Self-Efficacy Scale [55] Quality of Life Questionnaire Outcome Measure for Chronic Anterior Cruciate Ligament Deficiency [9] Short version of ACL-RSI [84] Ligament injuries International Knee Documentation Committees knee ligament standard evaluation form [33] Multi-ligament Quality of Life Questionnaire [71] Osteoarthritis Japanese Knee Osteoarthritis Measure [2] Korean Knee Score [60] Lequesne Algofunctional Index [64] Instability Fulkerson Knee Instability Scale [26] Surgery in general Hospital for Special Surgery Knee Score [29] Patellofemoral disorders Kujala Patellofemoral Score [62] Norwich Patellar Instability [76] Patello-Femoral Pain Syndrome Severity Scale [81] Knee injury and Osteoarthritis Outcome Score for Patello-Femoral pain and osteoarthritis [45] Patellar tendinopathy Victorian Institute of Sport Assessment for Patella [13] Meniscopathies Western Ontario Meniscal Evaluation Tool [7] ACL-RSI, Anterior Cruciate Ligament-Return To Sport After Injury. G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 7
Table 3 Data approached by items and components of the scales. Scales Selfadministered Range of motion Strength/ fatigue Instability Deformity (e.g., alingment) Signs (e.g., effusion, crepitus, stiffness, swelling) Diagnostic test (e.g., x-ray) Physical examination test Pain/ sensitivity Knee specific function QoL/global functions (e.g., washing, driving, leisure) Psychological aspects (e.g., frustration, confidence, fear) Familiar scope Professional aspects Physical and sport activities gait*/ balance Squatting, kneeling, rising, stairs, standing, etc. 1. Anterior Cruciate Ligament- Return to Sport after Injury questionnaire (ACL-RSI) [10] @@@ 2. Activity Rating Scale [3] @ @ @ 3. British Orthopedic Association Knee Function Assessment Chart [21] @@ @@@@ 4. Cincinnati Knee Rating System Score [4] @@ @@@@@@ @ 5. Copenhagen Knee Range of Motion Scale [25] @@ 6. Fulkerson Knee Instability Scale [26] @@** @@@@ 7. High-flexion Knee Scoring [15] @@@ 8. Hospital for Special Surgery Knee Score [29] @@ @ @@@ 9. Hospital for Special Surgery Patella Scale [5] @@ @ @ @ 10. Hughston Subjective Knee Visual Analog Scale System [31] @@@ @@@ @ 11. International Knee Documentation Committee s knee ligament standard evaluation form [33] @@ @@ @ @@ @ 12. International Knee Documentation Committees subjective knee form [34] @@@ @@@@ @ 13. Japanese Knee Osteoarthritis Measure [2] @@@@@@@ 14. Kettelkamp`s Knee Scoring Scale I[37] @@@@@@@@ 15. Kettelkamp`s Knee Scoring Scale II [37] @@ @ @@@@ 16. Knee injury and Osteoarthritis Outcome Score [8] @@ @ @ @@@ @ @ @ 17. Knee injury and Osteoarthritis Outcome Score for children [41] @@ @ @ @ @ @ @@ 18. Knee injury and Osteoarthritis Outcome Score for joint replacement [6] @@ @@ 19. Knee injury and Osteoarthritis Outcome Score for patellofemoral pain and osteoarthritis [45] @@@@@ @ 20. Knee injury and Osteoarthritis Outcome Score − physical function short-form [46] @@@ 21. Knee injury and Osteoarthritis Outcome Score 12 [49] @@ @@@ @ @ 22. Knee Outcome Survey Activities of Daily Living Scale [52] @@@@ @ @@@ 23. Knee Quality of Life 26-item questionnaire [53] @@@ @ @ @ @ 24. Knee Self-efficacy Scale [55] @@ @@ @ @ @ 25. Knee Society Clinical Rating System [58] @@@ @ @@@ 26. Korean Knee Score [60] @@ @ @@@ @ @ 27. Kujala patellofemoral score [62] @@@@@@ @@@ @ (continued on next page) G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 8
Table 3 (Continued) Scales Selfadministered Range of motion Strength/ fatigue Instability Deformity (e.g., alingment) Signs (e.g., effusion, crepitus, stiffness, swelling) Diagnostic test (e.g., x-ray) Physical examination test Pain/ sensitivity Knee specific function QoL/global functions (e.g., washing, driving, leisure) Psychological aspects (e.g., frustration, confidence, fear) Familiar scope Professional aspects Physical and sport activities 28. Lequesne Algofunctional Index [64] @@ @ @@@@ 29. Lysholm Knee Score [66] @@@ @@@ 30. Multi-ligament Quality of Life Questionnaire [71] @@@@ @@@@@@@ 31. Munich Knee Questionnaire [72] @@@@ @ @@@ @ @ @ 32. New knee Society Scoring System [73] @@@ @ @@@@@ @ 33. Norwich Patellar Instability Score [76] @@ @@ @ 34. Oxford Knee Score [78] @@ @@@@ 35. Patellofemoral Pain Syndrome Severity Score [81] @@@@ @ @ 36. Pedi- International Knee Documentation Committee Subjective Knee Form [82] @@@@@@ @ 37. Quality of life Questionnaire Outcome Measure for Chronic Anterior Cruciate Ligament Deficiency [9] @@@@ @@@@@@@ 38. Short version of the ACL-RSI scale [84] @@@ 39. Tegner Activity Score [66] @@@ @ 40. Victorian Institute of Sport Assessment for Patella Score [13] @@@ @ 41. Western Ontario Meniscal Evaluation Tool [7] @@@@ @ @@@ @ @@ *o= the scale considers orthopedic tool or person for the assisted gait. ACL-RSI, Anterior Cruciate Ligament-Return to Sport after Injury; QoL, quality of life. G. Chamorro-Moriana, V. Perez-Cabezas, F. Espuny-Ruiz et al. Annals of Physical and Rehabilitation Medicine 65 (2022) 101608 9