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RESEARCH Open Access © The Author(s) 2023. Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated in a credit line to the data. Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 https://doi.org/10.1186/s40359-023-01253-9 BMC Psychology *Correspondence: Luis Gonzalo De la Casa [email protected] 1Department of Experimental Psychology, University of Seville, Seville, Spain Abstract Background Psychopathological research is moving from a specific approach towards transdiagnosis through the analysis of processes that appear transversally to multiple pathologies. A phenomenon disrupted in several disorders is prepulse inhibition (PPI) of the startle response, in which startle to an intense sensory stimulus, or pulse, is reduced if a weak stimulus, or prepulse, is previously presented. Objective and methods The present systematic review analyzed the role of PPI deficit as a possible transdiagnostic process for four main groups of neuropsychiatric disorders: (1) trauma-, stress-, and anxiety-related disorders (2) mood-related disorders, (3) neurocognitive disorders, and (4) other disorders such as obsessive-compulsive, ticrelated, and substance use disorders. We used Web of Science, PubMed and PsycInfo databases to search for experimental case-control articles that were analyzed both qualitatively and based on their potential risk of bias. A total of 64 studies were included in this systematic review. Protocol was submitted prospectively to PROSPERO 04/30/2022 (CRD42022322031). Results and conclusion The results showed a general PPI deficit in the diagnostic groups mentioned, with associated deficits in the dopaminergic neurotransmission system, several areas implied such as the medial prefrontal cortex or the amygdala, and related variables such as cognitive deficits and anxiety symptoms. It can be concluded that the PPI deficit appears across most of the neuropsychiatric disorders examined, and it could be considered as a relevant measure in translational research for the early detection of such disorders. Keywords Sensorimotor gating, Prepulse inhibition, Startle response, Neuropsychiatric disorders, Transdiagnostic process, Pre-attentional filtering Prepulse inhibition deficit as a transdiagnostic process in neuropsychiatric disorders: a systematic review Daniel Santos-Carrasco1 and Luis Gonzalo De la Casa1*
Page 2 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Introduction The transdiagnostic model in psychopathology goes beyond the existing diagnostic categories, proposing a more representative classification system [1, 2]. Its origin lies in the existence of psychopathological processes that operate as common mechanisms in several disorders [3, 4]. This model contributes to the understanding of psychopathological comorbidity, and allows the generalization of knowledge between disorders [2]. It is also more efficient from an applied perspective since it enables the development of new treatments focused on common factors between disorders rather than specific interventions (e.g., Sakiris and Berle [5]). Within the framework of this model, the National Institute of Mental Health (NIMH) created the Research Domain Criteria (RDoC) to shift the focus from diagnoses based on particular symptoms to the identification of common mechanisms from a cross-sectional perspective [6–8], thus allowing research into dimensional psychopathological classification systems [9, 10]. From these approaches derive some standards for transdiagnostic research [2] such as (1) assessing psychopathological processes in groups of patients with different disorders [11]; (2) evaluating and integrating knowledge from different levels of analysis [12]; and (3) dimensional proposals should specify the relationship between diagnosis-spe- cific and transdiagnostic deficits [13]. Research on common mechanisms to multiple disorders has increased in recent years. Thus, processes such as psychological inflexibility [14], insomnia [15], intolerance of uncertainty [16], hypervigilance [17], perfectionism [18], rumination [19], and dissociation [20] have been proposed as transdiagnostic factors. Among them, cognitive deficits in the domains of selective attention and information filtering have gained much attention as a common factor in many different disorders [21, 22]. More specifically, sensory gating deficits such as P50 component suppression [23, 24] and sensorimotor deficits as the pre-pulse inhibition of the startle response [25] appear in a wide range of neuropsychiatric disorders [26]. In this review, we will focus on the second paradigm. The startle response is a reflex behaviorally expressed as the contraction of certain muscles in response to the presentation of an intense and unexpected stimulus [25]. Such response prepares the organism to face potentially dangerous situations [27, 28]. In spite it is a reflex response, its intensity changes under different circumstances, such as, for example, habituation induced by repeated presentations of the startle-inducing stimulus (e.g., Pilz and Schnitzler [29]), or pre-pulse inhibition (e.g., Hoffman and Searle [30]; Graham [31]). Pre-pulse Inhibition (PPI) is expressed as a decrease of the startle response to an intense stimulus (pulse) when it is preceded by a stimulus of lower intensity (prepulse) [30, 32]. The magnitude of PPI and startle response is usually assessed in humans by registering the electromyographic response of the orbicularis oculi muscle [33], using an experimental task in which two auditory tones (prepulse, and pulse) are presented with an inter-stimu- lus interval ranging from 30 to 500 milliseconds [34]. This measure has been proposed as an operational index of sensorimotor gating [35–38] since it integrates information from both sensory stimuli and motor responses [21]. Graham [31] proposed that two automatic processes are active when the weak stimulus (prepulse) precedes the intense one (pulse): One intended to process the prepulse, and the second one inhibiting pulse processing [39]. This hypothesis has received physiological support, since attention to a stimulus activates a brain inhibitory mechanism that blocks attention for an interval ranging between 30 and 500 ms [40]. From a neurobiological level, PPI involves the dopaminergic system, as well as the serotonergic, GABAergic, and glutamatergic systems of cortical and subcortical structures [41]. Specifically, an increase in dopaminergic activity reduces PPI [42, 43]. Similarly, the corticostriatalpallidopontine circuit plays a crucial role in PPI due to efferent connections from different areas (prefrontal cortex, thalamus, hippocampus, amygdala, striatum, accumbens, and pallidum nuclei) to the pedunculopontine nucleus [44–46]. PPI has been suggested as a translational research tool [47, 48], since its deficit has been verified in different neuropsychiatric disorders with common neurobiological correlates [49, 50], and by the presence of affective components such as anxiety and stress [51, 52]. Specifically, the group where the most potent evidence of a PPI deficit is found is in schizophrenia spectrum disorders, where this deficit has been proposed as a biomarker [53, 54] and an endophenotype [55–57] of psychosis. This has been corroborated in a recent meta-analysis and in a systematic review, which found a widespread deficit of PPI in individuals within the schizophrenia spectrum [58], but not in their first-degree relatives [59], respectively. On the other hand, PPI deficits have also been consistently found in psychopathological conditions close to the spectrum, such as patients with schizotypal personality disorder [60, 61]. Regarding the autism spectrum, a recent meta-analysis has revealed that the majority of patients with one of the spectrum disorders exhibit impaired PPI compared to controls, although this difference is more pronounced in children/adolescents than in adults [62]. Less consistency is found in other neurodevelopmental disorders [63], where the PPI deficit appears to be mediated by medication [64], as well as whether the PPI protocol instructed to attend to the pulses or not [65, 66].
Page 3 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Regarding the group of disorders related to trauma, stress, and anxiety, there is less consistency in the literature about a possible common deficit in sensorimotor gating. According to the fifth version of the Diagnostic and Statistical Manual of Mental Disorders (DSM- 5) (American Psychiatric Association [67]), the main trauma- and stressor-related disorders are Post-Trau- matic Stress Disorder (PTSD) and acute stress disorder, while anxiety disorders are mainly social anxiety disorder, panic disorder, and generalized anxiety disorder. With respect to PPI deficit, some contradictory results have been reported for panic disorder, PTSD, and social anxiety disorder [52, 68]. Discrepancies in PPI deficits have also been found in mood disorders, with bipolar disorder and major depressive disorder receiving more attention [68]. The depressive, bipolar, and related disorders group (DSM-5) is represented principally by major depressive disorder, persistent depressive disorder, bipolar disorder, bipolar disorder type II, and cyclothymic disorder [67]. Similarly, research on neurocognitive disorders has revealed some apparently contradictory results. This group mainly comprises Alzheimer’s, Parkinson’s, and Huntington’s disease, traumatic brain injury, stroke, HIV infection, and Lewy bodies [67]. Specifically, studies on PPI have been conducted in patients with Alzheimer’s, Parkinson’s, and Huntington’s diseases [21, 69]. In particular, a PPI deficit has been proposed as a biological marker for the differential diagnosis of mild cognitive impairment and Alzheimer’s disease [70]. In Parkinson’s and Huntington’s disease, evidence is scarce, although it also points to a possible PPI disruption [57]. Other disorders that have been associated with PPI deficits are highly varied. For example, in the case of obsessive-compulsive disorder (OCD), the deficit in patients varies depending on methodological differences among studies [68], as differences with controls or normal PPI ratios are found depending on the psychopharmacological status of the patients [71, 72]. However, it appears that the deficit in OCD is mediated by the prior presence of tics among patients [71], which makes sense considering the clear sensorimotor gating deficit in Gilles de la Tourette syndrome [34, 73, 74]. In addition to these disorders, considering that PPI represents an essential paradigm in the field of psychopharmacology [21, 36], it is relevant to discuss substance use disorders. Within this field, PPI has been primarily studied in relation to two substances: cannabis and stimulants. The results in this group of disorders seem to be contradictory, with an apparent deficit of PPI in the case of cannabis use but an improvement in this index with the use of stimulants [68]. However, these results need to be analyzed in detail, as they depend on multiple variables such as the chronicity of use, the stage of the disorder (e.g., abuse vs. relapse), or the paradigm used [68]. Additionally, substance misuse disorders present a high rate of comorbidity with the previously mentioned disorders (e.g., Alsuhaibani et al., 2021 [75]). Based on available data on the mentioned groups of disorders, and in spite of the discrepancies mentioned above, we can anticipate that a PPI deficit can be considered a common process among multiple neuropsychiatric disorders. However, to the best of our knowledge, there are no studies on PPI using a transdiagnostic approach. Therefore, this review aims to systematically analyze the transdiagnostic status of PPI deficit in trauma-, stress-, and anxiety-related, mood-related, neurocognitive and other disorders such as obsessive-compulsive, tic-related, and substance use disorders. Method Search strategy and eligibility criteria This systematic review was performed following the standards of the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement [76] (PRISMA checklist is presented in Table S1 in the Online Resource). The protocol was registered in the International Prospective Register of Systematic Reviews (PROSPERO) on April 30th, 2022 (registration number: CRD42022322031). To identify relevant documents, an initial search was conducted on February 1st, 2022, in three bibliographic electronic databases: PubMed, PsycInfo, and Web of Science (WoS). This comprehensive search was updated on the last day of each month from February 1st (2022), to identify new studies published from inception to the present. The last search was conducted on May 31st, 2023. The search strategy (see Table 1) included three main query fields: PPI; (AND) the target groups of Table 1 Search strategy Query Field Search term #1 Title/ Abstract/ Keywords “Prepulse inhibition” OR “Pre-pulse inhibition” #2 Title/ Abstract/ Keywords “Posttraumatic stress disorder” OR PTSD OR Anxiety OR Stress OR “Panic disorder” OR Alzheimer OR Huntington OR Parkinson OR Depression OR “Major depressive disorder” OR “Bipolar disorder” OR “Obsessive compulsive disorder” OR OCD OR “Gilles de la Tourette syndrome” OR “Tourette syndrome” OR GTS OR “Substance-related disorders” OR Addiction OR “Drug use*” OR “Cannabis use*” OR “Cocaine use*” OR “MDMA use*” OR “Alcohol use*” #3 Title “Animal model” OR Mice OR Mouse OR Rat OR Rats OR Fish OR Fishes OR Rodent OR Rodents OR Monkey OR Monkeys #4 N/A (#1 AND #2) NOT #3 Note: Abbreviations: N/A, not applicable
Page 4 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 neuropsychiatric disorders (trauma, stress and anxietyrelated, mood-related, neurocognitive and other disorders, such as obsessive-compulsive, tic-related, and substance use disorders); and (NOT) animal models. Therefore, we searched for studies that evaluated PPI in human populations diagnosed with any of the target disorders. The neuropsychiatric disorder groups included in the search strategy were chosen instead of others where a PPI deficit has been more or less consistently observed, such as the spectrum of schizophrenia disorders, autism spectrum disorders, and neurodevelopmental disorders. This is because recent meta-analyses and systematic reviews have been published on the deficit in sensorimotor gating in the schizophrenia spectrum (San-Martin et al., 2020 [58]), high-risk mental states (Li et al., 2020 [59]), autism spectrum (Cheng et al., 2018 [62]), and neurodevelopmental disorders (Schulz et al., 2023 [63]). Following the PRISMA guidelines, as well as the good practices associated with conducting reviews, the duplication of reviews on a topic for which there are already previous and recent reviews should be avoided (e.g., Higgins and Green, 2011 [77]; Petticrew, 2015 [78]). Therefore, these mentioned disorder groups, for which systematic and integrative searches already exist, were not included in this review. A primary literature mapping was performed using the terms “prepulse inhibition” and “neuropsychiatric disorders” in PubMed and PsycInfo databases allowing the selection of inclusion and exclusion criteria (see Table S2 in the Online Resource for full criteria). To be included in the review, studies had to meet the following inclusion criteria: sample of any age diagnosed with or meeting the diagnostic criteria for one of the target disorders, as well as studies where participants were exposed to an experimental induction of these conditions; intervention consisted of an assessment of startle response and PPI using an experimental task; control groups included undiagnosed participants as well as persons not exposed to an experimental induction; and finally, the studies reported startle response and PPI data. Studies written in English or Spanish, meeting these criteria, and reporting experimental case-control designs were included. As for exclusion criteria, studies were excluded if they were written in a language different from English or Spanish, did not assess PPI or startle response, participants did not correspond to any of the groups of disorders selected for the analysis, they were only focused on animal models, did not have a control group, or did not report an experimental case-control design. Study selection The study selection was performed by independent peer review, with a third independent reviewer resolving disagreements. It was carried out in two stages: first, reading the title, abstract, and keywords of the identified records (inter-rater reliability was acceptable, with an 83.49% of agreement). Second, two independent reviewers read the selected records. Again, the inter-rater reliability was acceptable (74.72% agreement), with a third reviewer resolving the disagreements. Additionally, a snowballing approach was implemented to map eligible articles that had not appeared in the search engines. This process was performed at two levels: searching among the reference lists of systematic reviews and meta-analyses identified in the screening, and among the primary references of the records included after this process. Data extraction A data extraction form was designed and can be found in Table S3 in the Online Resource. The main characteristics of the records were extracted through independent peer review. From each record, we obtained bibliographic data, group characteristics (mean age, sex, and total number of participants), objectives, experimental design, method to register the startle response and PPI, results, and conclusions. Mendeley (version 1.19.8), Parsifal (parsif.al), and Excel (version 16.43) were used to manage the references and records. Assessment of risk of bias Study quality and risk of bias of the records were independently peer-reviewed using the Newcastle-Ottawa Scale (NOS) for case-control studies [79], with a third independent reviewer resolving disagreements. This scale assesses the categories of selection, comparability, and exposure, with star-shaped scores ranging from 0 to 9, with higher scores indicating a lower risk of bias [80]. Following the PRISMA guidelines [76] and the Cochrane Handbook for Systematic Reviews and Meta-analysis [77], studies will not be excluded from the systematic analysis of results unless they are scored with a very high risk of bias (e.g., a score of 0–3 stars on the NOS scale). This premise is followed because, as Petticrew reported (2015 [78]), even “weaker” studies in terms of evidence can provide valuable information for the context of a systematic and integrative review of the scientific literature. Results Study selection and characteristics Among the records identified in the preliminary search, an upward trend has been observed in the number of records published from 1986 to the present. A decadal view (see Fig.1 – left side) shows the temporal evolution of the number of publications. Figure1 (right side) depicts the most frequently used keywords. The systematic search initially identified a total number of 1.869 records. After removing duplicates, 1.368 records were screened through the reading of titles,
Page 5 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 abstracts and keywords. A total of 1.203 studies were excluded for different reasons, mainly because they focused on animal models, did not evaluate PPI, or were systematic reviews and/or meta-analyses. Thus, 165 studies were selected for full-text retrieval and subsequent eligibility assessment. Of these, 60 records met the inclusion criteria. Four studies that were identified through the snowballing approach were also included, reaching 64 studies. Figure2 shows a detailed flowchart of the process and the causes of exclusion. Fig. 2 PRISMA flowchart. Notes: (1) PPI: prepulse inhibition; n: number of records; OS: object of study; OCD: obsessive-compulsive disorder; (2) From Page et al. [76]. Distributed under the terms of the Creative Commons Attribution License Fig. 1 Evolution (left side) and word cloud of the most used keywords in the identified records (right side). Note: The time evolution graph is divided by sections in the decades: 1980–1989; 1990–1999; 2000–2009; 2010–2019. The 2020s decade corresponds to the years 2020-23
Page 6 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 General data description A summary of the main sociodemographic data extracted from the studies is presented in Table 2. The overall mean sample size was 109.72 participants (SD = 209.06), with a smaller sample size in the patient groups than in the controls (Mean = 36.69, SD = 47.1, and Mean = 56.03, SD = 151.19, respectively). The mean age of the patients was 35.28 years (SD = 14.04), and 34.14 (SD = 13.42) for the control groups. As for the gender, there were, on average, fewer women than men in both the control (43.73%, and 56.27%, respectively), and patient groups (44.42%, and 55.58%, respectively). The psychopathological scales more used were the structured clinical interviews of the DSM-III (9.4%) and DSM-IV (40.6%), and the diagnostic criteria of the International Classification of Diseases (10.9%). Other psychometric scales used were the Yale-Brown Obsessive Compulsive Scale (12.5%), the Clinician-Administered PTSD Scale (7.8%), the Yale Global Tic Severity Scale (4.7%), and the State-Trait Anxiety Test (3.1%). In half of the studies, it was reported the use of psychopharmacology in the pathological sample (53.1%, 34/64), being antidepressants (20.3%) and anxiolytics (6.2%) the most common. Nineteen studies included patients diagnosed with trauma-, stress- and anxiety-related disorders (29.7%), sixteen included mood disorders (25%), seven evaluated patients with neurocognitive disorders (10.9%), and twenty-two included other disorders (obsessive-compul- sive, tic-related and substance-use disorders) (34.4%). All studies had a case-control design evaluating startle response and PPI, including participants with some psychopathology (98.44%), while the control groups were composed of healthy subjects. In three studies [81–83], participants were exposed to an experimental induction of emotions, but the control group did not receive such induction. Experimental conditions The experimental conditions are summarized in Table2. Most of the studies used more than one interstimulus interval between the prepulse and pulse (60.9%, 39/64), with 120 ms (81.2%), 60 ms (51.6%), and 30 ms (26.6%) being the most common intervals. The overall mean pulse intensity was 109.59 dB (SD = 7.23; range 90–118), with a mean duration of 40.5 ms (SD = 6.93; range 20–50). The mean prepulse duration was 27.1 ms (SD = 18.61; range 5-150), with a mean intensity of 78.54 dB (SD = 6.91; range 65–90). All experiments registered the electromyographic response of the orbicularis oculi muscle as the measure of the startle response. Three of the studies recorded it bilaterally [101, 120, 125], while the remaining studies recorded it on the right (57.8%, 37/64) or left orbicularis muscle (23.4%, 15/64). All studies used an acoustic sensory modality, with five studies using also tactile stimuli [84, 89, 124, 129, 131]. Trauma-, stress-, and anxiety-related disorders The summary of the main findings from the studies on trauma-, stress-, and anxiety-related disorders appears in Table3. The studies included PTSD (n = 11, 57.9%), panic disorder (n = 2, 10.5%), trait anxiety (n = 2, 10.5%), anxious vulnerability (n = 2, 10.5%), and generalized anxiety disorder (n = 1, 5.3%) patients. One study exposed subjects to an experimental induction of stress (5.3%). Regarding startle response intensity, most studies found a higher magnitude of startle response for the patients than the control group (52.6%), whereas fewer studies reported a lower magnitude (15.8%). Five studies did not find differences between groups [85, 88, 96, 113, 122] and one study did not report data on startle magnitude [101]. More specifically, an increased startle response appeared for PTSD [81, 82, 103, 105, 109, 116] and for anxious vulnerability patients [86, 104]. PPI results were more consistent, with 15 of the 19 studies in this group reporting disrupted PPI in the pathological group compared to the control group (78.9%). The studies without differences in PPI only included patients with PTSD [82, 96, 103, 116]. Mood disorders A detailed analysis of all the variables for each study included in this group of disorders is presented in Table 4. The studies included bipolar disorder (n = 12, 75%), major depressive disorder (n = 4, 25%), and dysthymia (n = 1, 6.25%). Regarding startle response intensity, most studies did not find differences between the groups (n = 11, 68.75%), two studies found a reduced magnitude between patients as compared with controls [99, 102], and another one reported an increased magnitude for bipolar disorder patients [96]. By other hand, three studies reported longer latencies of the startle response in the groups of patients [99, 110, 119]. Nine studies (56.25%) revealed reduced PPI in patients compared to the control group. Specifically, 7 of 12 studies with bipolar disorder patients informed of a PPI deficit [87, 100, 102, 110, 117, 118, 121]. Of the remaining studies, four records did not find any differences between the groups [93, 94, 99, 119], and one study reported reduced PPI in women from the control group compared to bipolar patients [102]. The results from studies with major depressive disorder patients were quite contradictory. Thus, two of the studies found disrupted PPI for major depressive disorder patients when compared with control group participants [112, 114], and another two studies did not find differences between groups [91, 97].
Page 7 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Study N total (% female) Mean age (SD) Diagnosis ISI (ms) Startle stimuli / Prepulse stimuli Swerdlow et al. [84] 44 (32%) 45 (2.9) HD 30, 60, 120 116dB (40ms) / 85dB (20ms) Grillon et al. [85] 48 (0%) 41.3 (5) PTSD 120 98-103dB (40ms) / 70dB (30ms) Grillon et al. [86] 66 (53%) 13.6 (NR) Anxious sensitivity 120, 4000 106dB (40ms) / 70dB (30ms) Grillon et al. [81] 65 (0%) 44.2 (4) PTSD 120 93-103dB (40ms) / 70dB (30ms) Grillon et al. [82] 52 (0%) 48 (3.7) PTSD 120 103dB (40ms) / 70dB (30ms) Perry et al. [87] 48 (38%) 34.6 (11.7) BD 30, 60, 120 115dB (40ms) / 86dB (20ms) Ludewig et al. [88] 41 (49%) 35.9 (10) PD 30, 60, 120, 240 115dB (40ms) / 86dB (20ms) Muñoz et al. [89] 32 (NR) 47.4 (10.4) HD 50, 70, 100, 150 A: 90dB / 80dB; T: 3xU / 1.5xU Hejl et al. [90] 97 (59%) 72.6 (5.3) AD, MCI 30, 60, 120 115dB (40ms) / 85dB (40ms) Perry et al. [91] 46 (52%) 34 (9.3) MDD 30, 60, 120 118dB (40ms) / 72-86dB (20ms) Perriol et al. [92] 40 (NR) 73.3 (NR) PD, AD 60, 120, 3000 115dB (40ms) / 80dB (40ms) Rich et al. [93] 29 (55%) 12.9 (2.5) BD 60, 120 104dB (50ms) / 70dB (50ms) Barrett et al. [94] 43 (49%) 44.3 (13.2) BD 60, 120 111dB (40ms) / 75-85dB (40ms) Ludewig et al. [95] 42 (50%) 34.5 (10) PD 30, 60, 120, 240 115dB (40ms) / 86dB (20ms) Lipschitz et al. [96] 51 (100%) 16.5 (2.8) PTSD 120, 2000 104dB (40ms) / 72dB (40ms) Quednow et al. [97] 38 (42%) 35.2 (10.8) MDD, Dysthymia 140 116dB (40ms) / 86dB (20ms) Ueki et al. [98] 70 (69%) 70.2 (8.6) AD, MCI 50 115dB (50ms) / 85dB (30ms) Carroll et al. [99] 67 (51%) 34.5 (8.2) BD 120 95dB (50ms) / 65dB (50ms) Giakoumaki et al. [100] 57 (NR) 32 (7.2) BD 60, 120 115dB (40ms) / 85dB (20ms) Duley et al. [101] 38 (61%) 21.2 (0.4) Trait anxiety 30, 60, 120 102dB (40ms) / 70dB (40ms) Gogos et al. [102] 61 (51%) 41.7 (11.3) BD 60, 120 115dB (40ms) / 74-86dB (20ms) Holstein et al. [103] 51 (76%) 38.7 (2.2) PTSD 60, 120, 2000 115dB (40ms) / 86dB (20ms) McMillan et al. [104] 50 (76%) 22.9 (5.8) Anxious sensitivity 120 105dB (50ms) / 70dB (25ms) Vrana et al. [105] 100 (50%) 42 (10.8) PTSD 60, 120, 240 100dB (50ms) / 70dB (20ms) Zoetmulder et al. [106] 82 (49%) 59.7 (9.1) PD 30, 60, 120, 300 115dB (40ms) / 75-85dB (20ms) Ivleva et al. [107] 214 (56%) 34.3 (11.7) BD 120, 4500 116dB (40ms) / 80dB (20ms) Comasco et al. [108] 204 (100%) 30.4 (4.9) Trait anxiety 100 115dB (40ms) / 72-86dB (20ms) Vrana et al. [109] 95 (53%) 42 (10.8) PTSD 60, 120, 240 100dB (50ms) / 70dB (20ms) Sánchez-Morla et al. [110] 102 (56%) 40.9 (10.5) BD 60, 120 118dB (40ms) / 80dB (20ms) Pineles et al. [111] 47 (100%) 31.9 (9.2) PTSD 120 100dB (50ms) / 70dB (20ms) De la Casa et al. [83] 22 (64%) 21 (NR) Stress induction 40, 60, 80 95dB (20ms) / 75dB (50ms) Comasco et al. [112] 170 (100%) 30.9 (4.8) Postpartum MDD 100 115dB (40ms) / 72-86dB (20ms) Echiverri-Cohen et al. [113] 67 (67%) 32.7 (13.4) PTSD 30, 60, 120 105dB (50ms) / 75dB (25ms) Matsuo et al. [114] 471 (53%) 39.9 (11.7) MDD 60, 120 115dB (40ms) / 86-90dB (20ms) Millian-Morell et al. [115] 87 (48%) 70.3 (11.9) PD 60, 120, 1000 115dB (40ms) / 85dB (20ms) Meteran et al. [116] 45 (47%) 45.9 (13.1) PTSD 60, 120 115dB (20ms) / 76-85dB (20ms) Bo et al. [117] 63 (40%) 26.3 (6.7) BD 120 100dB (40ms) / 65dB (150ms) Matsuo et al. [118] 338 (59%) 40.4 (11.1) BD 60, 120 115dB (NR) / 86-90dB (NR) Massa et al. [119] 1143 (59%) 38.6 (14) BD 120 116dB (40ms) / 90dB (20ms) Storozheva et al. [120] 240 (47%) 33.2 (1.2) GAD 60, 120, 2500 110dB (40ms) / 85dB (20ms) San-Martin et al. [121] 44 (39%) 26.6 (7.7) BD 30, 60, 120 115dB (40ms) / 85dB (20ms) Acheson et al. [122] 1228 (0%) 22.2 (2.87) PTSD 30, 60, 120 114dB (40ms) / 86dB (20ms) Swerdlow et al. [123] 24 (46%) 36.3 (5.5) OCD 100 116dB (40ms) / 72-86dB (20ms) Castellanos et al. [124] 21 (0%) 10.8 (2) GTS 30, 60, 90, 120, 250 9.0mA (NR) / 6.0mA (NR) Swerdlow et al. [125] 24 (33%) 12 (NR) GTS 120 105dB (40ms) / 86dB (20ms) Hoenig et al. [126] 60 (50%) 31.5 (1.7) OCD 120 116dB (40ms) / 72-86dB (20ms) de Leeuw et al. [127] 50 (72%) 32.4 (9.7) OCD 120 113dB (30ms) / 74-86dB (30ms) Ahmari et al. [128] 44 (45%) 31 (9) OCD 120 116dB (40ms) / 74-86dB (20ms) Buse et al. [129] 44 (0%) 13.7 (1.8) GTS 140 40psi (40ms) / 6psi (20ms) Kohl et al. [130] 24 (44%) 39.7 (11.6) OCD 60, 120, 200 110dB (20ms) / 80dB (20ms) Zebardast et al. [131] 33 (52%) 30.4 (9.3) GTS 120 80psi (40ms) / 7psi (20ms) Table 2 Sociodemographic data and experimental conditions of included studies
Page 8 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Neurocognitive disorders This group of studies included patients with Parkinson’s (n = 3, 42.8%), Alzheimer’s (n = 3, 42.8%) and Huntington’s (n = 2, 28.6%) diseases. Two additional studies included patients with mild cognitive impairment. A detailed analysis of all the variables for each study included in this group of disorders is depicted in Table5. Regarding startle response, 3 studies (42.8%) reported longer latencies for the patients, and 3 (42.8%) did not find differences between groups. As for PPI results, 71.4% of the studies reported reduced PPI in the group of patients compared to the control group, and only one study did not find any differences [90]. Studies including patients with movement disorders showed the most consistent results. Specifically, all studies including patients with Huntington’s disease found reduced PPI [84, 89], with a greater deficit in patients with chorea [89]. Consistency was also high for Parkinson’s disease patients, showing a generalized PPI deficit [92, 106], except for one study by Millian-Morell et al. [115] which reported an increase in PPI. Regarding Alzheimer’s type dementia, two studies found reduced PPI [92, 98], and one study did not find significant differences [90]. Patients with mild cognitive impairment either did not differ from [90] or showed increased PPI compared to controls [98]. Other Disorders Obsessive-compulsive, tic-related and substance-use disorders. In this group of disorders, patients with obsessive-com- pulsive disorder (n = 7, 31.8%), Gilles de la Tourette syndrome (n = 4, 18.2%), and substance use disorders (n = 11, 50%) were included. Specifically, the included addictive disorders referred to the use of cannabis (n = 5), cocaine (n = 4), and ecstasy (n = 2). A comprehensive analysis of all variables analyzed in relation to these studies can be seen in Table6. Next, an analysis of the startle response and prepulse inhibition will be conducted separately for each group. Regarding obsessive-compulsive disorder, the majority of the reviewed studies did not find differences between the groups in terms of the startle response (57.1%), with some of them not reporting results (42.9%). Regarding PPI, 71.4% of the reviewed studies found that patients with obsessive-compulsive disorder exhibited a PPI deficit compared to controls [123, 126, 128, 130, 133], while two other studies did not find differences [127, 132]. In Gilles de la Tourette syndrome, no study found differences between groups when analyzing the startle response, although the majority reported a PPI deficit among patients (75%) [124, 125, 129], with a single study not finding differences in this measure [131]. With regard to the results from studies with substance use disorders patients, almost none of the studies found differences between patients and controls in the startle response (72.2%), except for one study that found a lower magnitude among patients using cocaine [134], and two studies that did not report data on this measure [142, 144]. Regarding PPI in patients using cannabis, all reviewed studies observed lower prepulse inhibition than subjects in the control group [137–139, 141, 142]. Conversely, in studies evaluating patients using cocaine, a generally higher PPI was found among patients compared to controls [134, 140, 143, 144]. Similarly, one of the reviewed studies analyzing ecstasy found the same trend [135] while another did not find any differences [136]. Study N total (% female) Mean age (SD) Diagnosis ISI (ms) Startle stimuli / Prepulse stimuli Pittenger et al. [132] 24 (66,7%) 30.9 (2.5) OCD 120 102dB (50ms) / 85dB (5ms) Steinman et al. [133] 110 (50%) 28.2 (6.2) OCD 120 116dB (40ms) / 74-86dB (20ms) Efferen et al. [134] 24 (0%) 42.4 (2.9) CUD 100 115dB (40ms) / 75-85dB (20ms) Quednow et al. [135] 50 (0%) 24.4 (5.1) EUD, CnUD 120 116dB (40ms) / 72-86dB (40ms) Heekeren et al. [136] 43 (21%) 26.3 (3.6) EUD 100 115dB (20ms) / 82dB (20ms) Kedzior et al. [137] 28 (20%) 31.5 (8) CnUD 20, 40, 80, 100, 200 100dB (50ms) / 70dB (20ms) Kedzior et al. [138] 36 (17%) 32.2 (7.5) CnUD 20, 40, 80, 100, 200 100dB (50ms) / 70dB (20ms) Mathias et al. [139] 78 (24%) 16.1 (0.9) CnUD 120 105dB (50ms) / 70-85dB (50ms) Preller et al. [140] 159 (27%) 31.6 (9.1) CUD 30, 60, 120, 240 115dB (40ms) / 86dB (20ms) Winton-Brown et al. [141] 47 (55%) 22.7 (3.7) CnUD 30, 60, 120, 1000 114dB (40ms) / 85dB (20ms) Morales-Muñoz et al. [142] 43 (37%) 26.5 (2.6) CnUD 30, 60, 120 100dB (40ms) / 30dB (30ms) Gil-Miravet et al. [143] 74 (0%) 42.3 (8.5) CUD 30, 60, 120 105dB (40ms) / 85dB (20ms) Echevarria et al. [144] 44 (0%) 40.7 (10) CUD 30, 60, 120 105dB (40ms) / 85dB (20ms) Note: Abbreviations: AD, Alzheimer’s disease; BD, bipolar disorder; dB, decibels; CnUD, cannabis-use disorder; CUD, cocaine-use disorder; EUD, ecstasy-use disorder; GAD, general anxiety disorder; GTS, Gilles de la Tourette syndrome; HD, Huntington’s disease; ISI, interstimulus interval; mA, milliamperes; MCI, mild cognitive impairment; MDD, major depressive disorder; ms, milliseconds; N, number of participants; NR, not reported; OCD, obsessive compulsive disorder; PD, panic disorder; PD, Parkinson’s disease; psi, pounds per square inch; PTSD, post-traumatic stress disorder; SD, standard deviation Table 2 (continued)
Page 9 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Assessment of risk of bias The results of the methodological quality analysis performed using the Newcastle-Ottawa Scale to assess the risk of bias of the studies included in the review are summarized in Table7. In general, most of the studies had a low risk of methodological bias. The overall mean quality was 7.12 stars (SD = 0.97; range 5–9). Specifically, in the category of study selection, most of them presented a good definition of the cases, as well as representative samples of the population. The comparability analysis showed that most of the studies controlled for sex and age. Finally, the results of the level of exposure of the participants to the evaluation methods and the experimental paradigm revealed a moderate risk of bias, mainly due to the fact that many studies did not specify the non-response rate or the method of ascertainment for cases and controls. As none of the studies included in the review obtained a very high risk of bias score (NOS score of 0–3 stars), none of them were excluded from the qualitative analysis of the review. Discussion In this systematic review, we have reviewed and summarized all the available scientific evidence on PPI evaluation in neuropsychiatric disorders from a transdiagnostic perspective. More specifically, our main objective was to verify the potential role of PPI deficit as a transdiagnostic process in four groups of pathologies: (a) trauma-, stress- and anxiety-related; (b) mood-related; (c) neurocognitive; Table 3 Summary of studies on PPI deficit that compared trauma-, stress-, and anxiety-related disorders patients to matched controls Study Startle response (SR) Prepulse inhibition (PPI) Neurobiology proposed Cognition proposed Storozheva et al. [120]GAD > Control: ↓ SR mg. ↑ SR lat. GAD > Control: ↓ %PPI (ISI 60ms) GAD > Control: ↑ LH RT ↓ SR ↓ PFC RT ↓ PPI Misinterpretation of contextual cues RT ↓ PPI Grillon et al. [85] No differences PTSD > Control: ↓ %PPI NR Affective flattening, avoidance & re-experiencing RT ↓ PPI Grillon et al. [81] S1: No differences S2: PTSD > Control: ↑ SR PTSD > Control: ↓ %PPI ↑ Activity of the NST & hippocampus RT ↓ PPI Re-experiencing RT ↑ SR mg. Grillon et al. [82]PTSD > Control: ↑ SR mg. No differences ↑ Activity of the NST & hippocampus RT ↑ SR mg. Re-experiencing & avoidance RT ↑ SR mg. Lipschitz et al. [96] No differences No differences NR NR Holstein et al. [103]PTSD > Control: ↑ SR mg. No differences NR NR Vrana et al. [105]PTSD > Control: ↓ SR lat. ↑ SR mg. PTSD > Control: ↓ %PPI (ISI 60 and 120ms) NR Hypervigilance RT SR ↓ lat. & ↑ mg. Vrana et al. [109]PTSD > Control: ↑ SR mg. PTSD > Control: ↓ %PPI PFC deficit RT ↓ PPI ↑ Abstinence & planning RT ↑ PPI Pineles et al. [111]PTSD > Control: ↓ SR mg. PTSD > Control: ↓ %PPI NR Re-experiencing & avoidance RT ↓ PPI Echiverri-Cohen et al. [113] No differences PTSD > Control: ↓ %PPI (ISI 30 and 60ms) NR Re-experiencing & avoidance RT ↓ PPI Meteran et al. [116]PTSD > Control: ↑ SR mg. No differences PFC deficit RT ↑ SR Hallucinations & other psychotic symptoms RT ↑ SR Acheson et al. [122] No differences PTSD > Control: ↓ %PPI (ISI 30 and 60ms) PFC, hippocampus & amygdala deficit RT ↓ PPI Stress RT ↓ PPI De la Casa et al. [83]Stress > Control: ↓ SR mg. Stress > Control: ↓ %PPI (ISI 60 and 80ms) ↑ Dopaminergic activity RT stress induction RT ↓ PPI NR Duley et al. [101] NR TA > Control: ↓ %PPI NR Exercise modulates PPI deficit in anxiety Comasco et al. [108]PW > Control: ↑ SR mg. PW > Control: ↓ %PPI PW + TA > PW: ↓ %PPI PW + TA + SSRI > PW + TA: ↓ %PPI ↑ Estrogens & catecholaminergic genotype RT ↓ PPI Attention & executive deficits RT ↓ PPI Grillon et al. [86]AS > Control: ↑ SR mg. AS > Control: ↓ %PPI NR NR McMillan et al. [104]AS > Control: ↑ SR mg. AS > Control: ↓ %PPI NR Difficulty disengaging attention RT ↓ PPI Ludewig et al. [88] No differences PD > Control: ↓ %PPI PD + A > PD-A: ↓ %PPI NR Trait anxiety RT ↓ PPI Ludewig et al. [95]PDnM > Control: ↑ SR mg. PDnM > Control: ↓ %PPI PDnM > PDM: ↓ %PPI (240ms) ↑ Dopaminergic & amygdala activity RT ↓ PPI Deficit in interpreting somatic symptoms RT ↑ SR Note: Abbreviations: ↑, increase or hyperactivation of; ↓, deficit or hypoactivation of; AS, anxious sensitivity; GAD, general anxiety disorder; ISI, interstimulus interval; Lat., latency; Mg., magnitude; ms, milliseconds; NR, not reported; NST, nucleus of the stria terminalis; PD, panic disorder; PD + A/-A, panic disorders patients with or without anxiety; PDM/nM, medicated or unmedicated panic disorder patients; PFC, prefrontal cortex; PTSD, post-traumatic stress disorder; PW, pregnant women; PW + TA, pregnant women with trait anxiety; PW + TA + SSRI, pregnant women with trait anxiety medicated with selective serotonin reuptake inhibitors; RH, left hemisphere; RT, related to; S1/2, first and second sessions; PPI, prepulse inhibition; SR, startle response; TA, trait anxiety
Page 16 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 the functioning of the dopaminergic system [49, 52]. Considering the transdiagnostic nature of the deficit, and that it could be considered as an index of susceptibility or psychopathological risk, in the future, when the representativeness of the studies is greater and the studies include samples of patients at different stages of the disorders, it could be employed as a marker of statetrait disease. Therefore, PPI could become a screening measure that would facilitate the referral of patients to specialized mental health services, in the same way as processes such as the delay discounting [184, 185], or the N-400 component [186]. Regarding the research domain, PPI could be used as an index of nervous system integrity in clinical trials of new psychotropic drugs, as well as in the study of advanced neuromodulation therapies such as deep brain stimulation, as has already been done successfully in rodents’ [187, 188] and humans’ studies [130, 189, 190]. Additionally, it could be used as a measure to assess therapeutic changes in evidence-based psychological therapies, as has been done with other paradigms such as the P3 component in electroencephalography (e.g., Harris and Hall [191]; Vázquez-Marrufo et al. [192]) or several functional MRI techniques in brain injury rehabilitation (e.g., Rios- Lago et al. [193]; Muñoz-Cespedes et al. [194]). Limitations and future perspectives A limitation of this systematic review is that it included studies covering a wide range of psychopathologies with heterogeneous experimental parameters and designs. Due to this heterogeneity, and considering that many studies did not report effect sizes nor allow accessibility to the original datasets, we were unable to conduct a quantitative synthesis of the reviewed literature that would provide stronger evidence on the transdiagnostic status of PPI deficit. It should also be noted that none of the studies reviewed included control for several factors that affect PPI magnitude, such as insomnia or affective factors (e.g., stress, motivation, etc.). In the reviewed studies, an effort has been made to integrate the research and applied fields regarding the deficit in PPI. This aligns with the Research Domain Criteria (RDoC), which is interested in the underlying mechanisms of mental disorders by linking cognitive, neural, and behavioral levels of analysis [7, 8]. In this review, the standards of the RDoC framework have been followed by analyzing PPI in different psychopathology groups and attempting to integrate these levels, proposing that the PPI deficit could be a transdiagnostic deficit. However, many studies reviewed did not report conclusions at neurobiological or cognitive levels. Hence, it would be interesting for future studies using this methodological framework to conduct in-depth and multisystem analyses of PPI to empirically verify its transdiagnostic nature in mental disorders, thus confirming its utility in translational research, as has been done with other variables such as aggression proneness [195]. Regarding the usefulness of PPI as a measure for neuropsychiatric disorders, it should be noted that while PPI deficits have been found in several disorders, it can also be normal in some individuals with these disorders and reduced in some healthy individuals. Additionally, PPI is not a stable trait and can be influenced by external factors such as stress, medication, and sleep. Therefore, PPI does not provide additional information on diagnosis or clinical course beyond what can be determined through a standard psychiatric interview or neurological examination [196], but in conjunction with other tools and in a controlled experimental environment, PPI can be valuable in explaining changes and imbalances in clinical conditions [68]. Finally, it is needed to study the different processes that modulate startle response and/or PPI in order to get a better understanding of such measures, as well as to develop future interventions targeting modulatory factors. Thus, it would be important to include in future studies processes such as stress, goal-directed attention or motivation. Moreover, since other reported transdiagnostic processes such as intolerance of uncertainty seem to be a mechanism that maintains psychopathology [16, 197], it would be interesting to study a potential role of the PPI deficit in the genesis and/or maintenance of neuropsychiatric disorders moving from cross-sectional research through longitudinal designs in order to study the course of the disorders. Conclusion In summary, this systematic review represents an integration of the different levels of analysis of a psychopathological process, such as the deficit in the PPI of the startle response. The results have revealed a moderate degree of consistency on PPI deficit in the groups of disorders related to trauma-, stress- and anxiety-related, moodrelated, neurocognitive and other disorders such as obsessive-compulsive, tic-related, and substance use disorders, as well as an approach from the transdiagnostic methodology to the study of this phenomenon. The evidence described will allow progress in the understanding of the PPI deficit as a relevant phenomenon in psychopathology, as well as its use as a translational mechanism, thus allowing early detection and intervention in neuropsychiatric disorders. Supplementary Information The online version contains supplementary material available at https://doi. org/10.1186/s40359-023-01253-9. Supplementary Material 1
Page 17 of 22Santos-Carrasco and Casa De la BMC Psychology (2023) 11:226 Acknowledgements The authors wish to thank Manuel Vázquez Marrufo for helpful comments during the systematic review process, and Sergio Villa Consuegra for his help with the study selection. Authors’ contributions Daniel Santos-Carrasco designed the search strategy, selected suitable articles, performed quality rating, extracted and analyzed the data, drafted the manuscript, and approved the final version of the manuscript; Luis Gonzalo De la Casa was involved in the design of the search strategy, drafted the manuscript, critically edited the manuscript, and approved the final version. Funding Proyecto PID2019-107530GB-I00 financiado por MCIN/ AEI/10.13039/501100011033 and PhD grant ref. FPU21/00344 (Spanish Ministerio de Educación). Data Availability The data that support the findings of this study are available from the corresponding author upon request. 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