Biocatalyzed redox processes employing green reaction media
Abstract
The application of biocatalysts to perform reductive/oxidative chemical processes has attracted great interest in recent years, due to their environmentally friendly conditions combined with high selectivities. In some circumstances, the aqueous buffer medium normally employed in biocatalytic procedures is not the best option to develop these processes, due to solubility and/or inhibition issues, requiring biocatalyzed redox procedures to circumvent these drawbacks, by developing novel green non-conventional media, including the use of biobased solvents, reactions conducted in neat conditions and the application of neoteric solvents such as deep eutectic solvents.
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molecules Review Biocatalyzed Redox Processes Employing Green Reaction Media Carmen Aranda 1and Gonzalo de Gonzalo 2,* 1Institute of Natural Resources and Agrobiology of Seville (IRNAS), CSIC, 41012 Seville, Spain; [email protected] 2Organic Chemistry Department, University of Seville, 41012 Seville, Spain *Correspondence: [email protected]; Tel.: +34-95-455-9997 Academic Editors: Fernando López-Gallego and Derek J. McPhee Received: 1 June 2020; Accepted: 29 June 2020; Published: 1 July 2020 Abstract: The application of biocatalysts to perform reductive/oxidative chemical processes has attracted great interest in recent years, due to their environmentally friendly conditions combined with high selectivities. In some circumstances, the aqueous buffer medium normally employed in biocatalytic procedures is not the best option to develop these processes, due to solubility and/or inhibition issues, requiring biocatalyzed redox procedures to circumvent these drawbacks, by developing novel green non-conventional media, including the use of biobased solvents, reactions conducted in neat conditions and the application of neoteric solvents such as deep eutectic solvents. Keywords: biocatalysis; deep eutectic solvents; biobased solvents; neat conditions; sustainable processes 1. Introduction Biocatalysis can be defined in a broad sense as the mediation of chemical reactions by means of biological systems, including isolated enzymes, whole cells or cell-free extracts [ 1 ]. As recently stated by Sheldon and Brady [ 2 ], biocatalysis agrees with ten of the twelve principles of green chemistry, thus being the most sustainable and environmentally friendly approach for the preparation of high added value molecules [3–5], even at industrial scale [6,7]. Among the six different types of biocatalysts according to the type of reaction they catalyze, oxidoreductases (EC 1) are, together with hydrolases, the most employed family of enzymes with synthetic purposes. This large group of enzymes, with 22 types of oxidoreductase subtypes, are involved in all type of redox reactions, catalyzing oxidation and reductions processes [ 8 – 11 ]. The application of oxidoreductases to obtain valuable building blocks is a current area of interest in organic synthesis, due to the mild reaction conditions and oxidants/reductants required for their function, combined with the generally exquisite stereoselectivity afforded by this type of catalysts. Water is the natural medium in which enzymes perform their activity. Due to its unique properties, water can be considered an environmentally friendly solvent, which represents an advantage over other solvents, but sometimes its use in organic syntheses catalyzed by enzymes presents some drawbacks. Firstly, water is a very high polar solvent, so the application of enzymes for synthetic purposes is often hindered by the low solubility of many organic substrates and products in aqueous buffers, leading to substrate concentration restrictions [ 12 ]. In addition, water can lead to undesired side reactions (hydrolysis), which also leads to lower yields than in absence of water. In order to circumvent these problems, different non-conventional media have been applied in biocatalysis, since the discovery in the 1980s [ 13 , 14 ] that biocatalysts can perform their activity in organic solvents [ 15 ], with some advantages over the use of aqueous medium. Thus, organic solvents have been widely exploited in reaction catalyzed by enzymes, but it has to be considered that Molecules 2020,25, 3016; doi:10.3390/molecules25133016 www.mdpi.com/journal/molecules
Molecules 2020,25, 3016 2 of 25 their application presents several environmental disadvantages, due to their inherent toxicity and the problems derived from their flammability or explosion risks. For these reasons, green solvents approaches are required [ 16 ] in order to minimize the negative impact of the solvent media in the E factor of the biocatalytic process [ 17 ]. One way to reduce the toxicity of organic (co)solvents has been developed by using biobased solvents [ 18 – 21 ], that is, solvents obtained from natural renewable sources which present unique characteristics. Typical examples shown in this review are cyclopentyl methyl ether (CPME), as well as 2-methyltetrahydrofuran (2-MeTHF), which are well established as valuable (co)solvents in several biotransformations, including those catalyzed by redox enzymes. Moreover, Guajardo and Dom í nguez de Mar í a have also demonstrated last year that Cyrene TM is a promising biosolvent in lipase-catalyzed transformations [ 22 ], but the development of more environmentally friendly reaction media is not only circumscribed to organic solvents, as other solutions have also been applied. Thus, supercritical solvents (CO2) have appeared as a promising alternative to organic solvents [ 23 – 25 ], but almost all the examples using liquid CO 2 in biocatalyzed processes have been performed in reactions using hydrolases. Matsuda et al. have recently started to use CO 2 -expanded biobased liquids as a green alternative for lipase-catalyzed biotransformations [ 26 ]. Finally, neoteric solvents have appeared as valuable reaction media. Thus, several reviews cover the application of ionic liquids (ILs) as (co)solvents in biocatalysis [ 27 – 30 ]. These compounds are salts containing poorly coordinated ions that are liquid below 100 ◦ C, normally at room temperature, the so-called room temperature ionic liquids (RTILs). RTILs have been used for biocatalysis purposes since the 2000s. They present low or no vapor pressure, low flammability, thermal robustness and are able to stabilize enzymes and solubilize most of the substrates. But RTILs presents some drawbacks, due to their environmental effect, accumulation in the medium and toxicity. By this reason, a more environmentally approach has been developed in the last few times by using deep eutectic solvents (DESs), compounds formed by the combination of a hydrogen-bond donor with a hydrogen-bond acceptor [31–33]. In the present review, all the efforts performed to develop biocatalyzed redox processes using green reaction media will be summarized. Thus, different oxidative and reductive biotransformations carried out in neat conditions, as well of those developed in aqueous systems containing biobased solvents or DESs will be analyzed. 2. Biocatalyzed Redox Processes at Neat Conditions An attractive approach towards sustainable biocatalytic processes is to carry out enzymatic reactions directly in the substrate(s) without the addition of any solvent, since high productivity, competitiveness and reduced waste can be achieved [ 12 ]. There are several solvent-free systems including redox enzymes described in literature, using either whole-cells or isolated biocatalysts [ 34 – 37 ]. In all these examples, both the immobilization of isolated enzymes and/or the addition of a small amount of water (‘structural water’) were required to maintain the activity and flexibility of the biocatalysts. In some cases, the hydrophility of the (co)substrate showed a strong effect on enzyme catalysis, causing the stripping of the essential enzyme-bound water [38]. Alcohol dehydrogenases (ADHs) are oxidoreductases that catalyze the reversible reaction between alcohols and carbonyl compounds (aldehydes and ketones) through a redox process. In order to achieve these reactions, a nicotinamide cofactor, NAD(P)H, is required to perform the electron transfer from/or to the substrate or electron source [ 39 – 41 ]. ADHs can be employed as free enzymes or as whole-cells systems, which present some advantages as they are cheaper than isolated enzymes, easier to handle and present an efficient internal cofactor regeneration system. In contrast, lower yields and selectivities can be obtained due to competitive processes in the cell system and solubility and productivity issues can also occur. Whole-cells expressing ADHs have been demonstrated to work on micro-aqueous systems in organic solvents [ 42 ] and neat substrates [ 43 ] for the reduction of a series of ketones. The applicability of ADHs in neat substrate systems has also been proved in the enantioselective synthesis of 2-butanol ( 2 ) in which a continuous micro-aqueous system was applied to minimize the
Molecules 2020,25, 3016 3 of 25 time-dependent racemization of the process (Scheme 1) [ 44 ]. In this case, the reaction medium consisted on a mixture of the substrate 2-butanone ( 1 ) and the 2-propanol used for NADPH cofactor regeneration. The system was tested with two stereocomplementary enzymes expressed in Escherichia coli, the ADH from Lactobacillus brevis (LbADH) and from Candida parapsilosis (CPCR), enabling the production of both enantiomers (R)- and (S)- 2 , respectively. Optimizing the flux and so the residence time, the enantiomeric excess (ee) of the product could be increased while reducing the substrate conversion. Scheme 1. Enantioselective biocatalytic synthesis of (R)- and (S)-2-butanol with E. coli cells expressing ADHs in a continuous micro-aqueous solvent-free reaction system. On the one hand, E. coli cells expressing LbADH yielded the (R)- 2 with a 65% conversion starting with 0.1 M of ketone 1, attaining a 97% ee and high space-time yields of 2278 g/L day. On the other hand, using CPCR a 26% conversion of (S)- 2 with 98% ee was achieved from 5.0 M of 1 , leading to a space-time yield of 461 g/L day. The use of isolated biocatalysts was also tried in the reduction of 1 in neat substrate by using the ADH evo-1.1.200 and 1,4-butanediol (1,4-BD) as a sacrificial electron donor [ 38 ]. However, although a linear product formation of 2 over 10 days was observed, very low conversion rates (<1%) were achieved. This fact was attributed to the high hydrophility of 1,4-BD making the enzyme to lose flexibility and more apolar solvents, such as methyl tert-butyl ether and toluene, were required to achieve higher conversions. Rhodococcus rhodochrous cells harboring ADHs were also proved to work in neat substrate as reported in the reduction of 2,2,2-trifluoroacetophenone ( 3 ) to α -(trifluoromethyl)benzyl alcohol ( 4 ), using cyclohexanol (1:1 v/v) for cofactor regeneration (Scheme 2) [ 45 ]. In this case, the expression of a thermophile enzyme enabled the heat-pretreatment of cells and the performance of reactions at 60 ◦ C, resulting higher conversions due to an increase in the membrane permeability and the inactivation of other indigenous enzymes. Overall, high product concentration (3.6 M) and productivity (190 mol 4 /kg cells h) were achieved in 48 h, although with low stereoselectivity (52%) in the formation of (R)- 4 . Scheme 2. Whole-cell bioconversion of 2,2,2-trifluoroacetophenone ( 3 ) to α -(trifluoromethyl) benzyl alcohol (R)-4using ADHs and cyclohexanol oxidation for cofactor recycling. Besides bioreduction processes catalyzed by ADHs, other reactions employing neat conditions have been developed employing oxidative enzymes. Thus, recent examples with the newly discovered fungal unspecific peroxygenases (UPOs) have also been reported by Hollmann’s group [ 46 , 47 ]. UPOs are promising enzymes able to perform a wide set of oxyfunctionalization reactions acting as ‘self-sufficient’ monooxygenases only requiring H 2 O 2 for activation [ 48 , 49 ]. These enzymes are functionally similar to the well-known P450-monooxygenases, but their higher stability due to their
Molecules 2020,25, 3016 4 of 25 extracellular nature and the non-necessity of expensive cofactors and auxiliary enzymes for catalysis, make peroxygenases more attractive for synthetic chemistry. However, the dosage of H 2 O 2 is one of the limiting factors in the peroxygenase-catalyzed reactions, since a high concentration of this oxidant can inactivate the biocatalysts. For that reason, the peroxide needs to be continuously supplied or in situ generated to keep its concentration in limits enough to get a good activity without negative impact in their stability [ 50 , 51 ]. UPOs present also the advantage of being able to work with organic peroxides as co-substrates, thus expanding their catalysis to non-aqueous reaction media. These extracellular enzymes required immobilization to be applied as isolated biocatalysts and the low activity recovery after this procedure is the major challenge on this kind of processes. The first evidence of the use of peroxygenases in neat conditions was in the selective hydroxylation of ethylbenzene ( 5 ) using the recombinant peroxygenase from Agrocybe aegerita (rAaeUPO) (Scheme 3) [ 46 ]. tert-Butyl hydroperoxide ( t BuOOH) was used as co-substrate and oxygen donor due to the higher solubility in hydrophobic media, and was found to be a milder oxidant compared to H 2 O 2 . The system was demonstrated on semipreparative scale (250 mL) yielding 1.25 g of the enantioenriched (R)-phenylethanol ( 6 , 98% ee) within 3 h of reaction where the t BuOOH was continuously supplied to avoid enzyme inactivation. Under these conditions, authors claimed that the biocatalyst was able to perform 90,000 total turnover numbers (TTN). Scheme 3. Stereoselective hydroxylation of ethylbenzene to (R)-phenylethanol using the recombinant peroxygenase from Agrocybe aegerita (rAaeUPO) and tert-butyl hydroperoxide in neat substrate. The same enzyme was later proved to selectively epoxidize a set of styrene derivatives in the neat substrates [ 47 ]. Thus, it was applied to build an interesting chemoenzymatic process to afford the valuable drug (pseudo)ephedrine 9 (Scheme 4). A first epoxidation step of cisβ -methylstyrene ( 7 ), with a high stereoselectivity (>99%) and product concentration (360 mM), yielded (1R,2S)- 8 , that was chromatographically purified. The oxirane-ring was chemically opened with methyl amine to form the desired compound 9with a good overall yield (58%). Scheme 4. Chemoenzymatic process for the synthesis of (pseudo)ephedrine starting by enzymatic epoxidation of cisβ -methylstyrene in neat substrate and following by the spontaneous oxirane ring-opening employing methylamine. 3. Application of Bio-Based Solvents in Redox Reactions Catalyzed by Enzymes The ideal implementation of solvent-free chemical processes is not always possible and usually (co)solvents are needed to improve mass and heat transfer, reaction rates, selectivities or even the position of the chemical equilibria. However, the concern about their high environmental impact and waste generation is driving the attention to search for greener alternatives, such as solvents derived from biomass. In this context, cyclopentyl methyl ether (CPME), 2-methyltetrahydrofurane (2-MeTHF) and other solvents have emerged as promising ecofriendly solution in redox enzyme
Molecules 2020,25, 3016 5 of 25 catalysis, replacing other traditional solvents in biocatalytic processes [ 18 – 21 ]. It has to be considered that these solvents present nowadays some drawbacks, as their high price and scarce availability, a not assessed toxicology and that they are still unknown solvents with a lack of data about them. Bio-based solvents have been widely employed with hydrolases, but only examples with CPME and 2-MeTHF have been found in reactions catalyzed by oxidoreductases. Very recently, the suitability of CPME as solvent for biotransformations has been pointed out. This solvent presents advantages such as a low solubility in water (1.1 g CPME/100 g) allowing two liquid phase systems, low toxicity and negligible peroxide formation rate. Moreover, it presents manageable boiling point (106 ◦ C), narrow explosion ranges and stability to harsh acid or basic reaction conditions. Although nowadays the synthesis of CPME is based on petrochemicals, a biogenic synthetic pathway could be contemplated through the use of biosynthesized precursors (cyclopentanone or cyclopentanol) obtained from biomass-derived furfural or adipic acid (Figure 1) [19,52]. Figure 1. Biogenic pathways options for the synthesis of bio-based CPME and 2-MeTHF. However, these biogenic routes do not assure a sustainable process in the synthesis of these solvents and life-cycle assessment (LCA) are necessary to study the impact of each particular example. In addition, it has to be taken into account that processes performed in mixtures CPME/aqueous buffer occur in biphasic systems, which can present some inconveniences due to mass transfer issues between the two reaction phases. In 2015, CPME was employed as cosolvent in the reduction of a set of activated alkenes catalyzed by different enoate reductases [ 53 ]. These flavin-dependent enzymes are able to catalyze the asymmetric hydrogenation of C=C double bonds, yielding the corresponding chiral reduced compounds [ 54 , 55 ] and requiring nicotinamides as cofactors in order to perform their activity. Unfortunately, poor conversions (<10%) were achieved when using CPME at 20% v/vduring the optimization of reaction conditions for the reduction of six compounds, where the enzyme did not show a sufficient stability towards solvent such as 1-butanol and ethers. Successful examples of the use of CPME as solvent in bioredox processes have been reported for the selective synthesis of chiral valuable amines by the novel imine reductases (IREDs). IREDs are NADPH-dependent oxidoreductases that catalyze the asymmetric reduction of imines and iminium ions to the corresponding chiral secondary and tertiary amines, employed in biocatalysis since 2010 [ 56 , 57 ]. E. coli cells expressing IREDs have been employed in micro-aqueous systems for the selective reduction of β -carboline harmane ( 10 ) and 1-methyl-3,4-dihydroisoquinoline ( 12 , Scheme 5) [ 58 ]. The biocatalysts only showed activity in methyl iso-butyl ketone and CPME among the organic solvents tested and the buffer concentration was optimized to 10% v/v. Overall results showed that most of the screened IREDs achieved moderate (>46%) to excellent (>94%) enantioselectivities in the synthesis of (S)- 11 and both enantiomers (R)- and (S)- 13 . This system opens the possibility to expand the substrate scope of IREDs towards more hydrophobic molecules.
Molecules 2020,25, 3016 6 of 25 Scheme 5. Micro-aqueous systems in CPME using E. coli cells expressing IREDs for the asymmetric reduction of: a)β-carboline; and b) isoquinoline. Moreover, CPME has also been applied as cosolvent in ADH-catalyzed reductions, where a higher yield and stereocontrol in the reactions were achieved compared to their traditional synthetic alternatives. One of these examples is the synthesis of the building block molecule β -hydroxydioxinone 15 by the ADH-catalyzed enantioselective reduction of β -ketodioxinone 14 (Scheme 6) [ 59 ]. Interestingly, the use of ethereal solvents such as THF, 2-MeTHF, CPME and MTBE in 5–25% v/vproportions, increased the yield of the process from 68% in buffer phosphate pH 7 to the highest 98% achieved with 10% CPME. In addition, using this cosolvent the catalyst loaded could be reduced from 5% weight to 1%, while maintaining the same high yields. Both (R)- and (S)-enantiomers where accessible to a large scale (20 g) with high 97–99% yield and stereoselectivities using stereocomplementary commercial engineered ADHs from the Codexis Ketoreductase Screening Kit in 10% v/vCPME. In addition, the system could be expanded to the synthesis of more than 20 other β -hydroxydioxinones with overall excellent yields (>90%) and enantioselectivities (>90% ee), widening the substrate scope and giving access to new molecules whose synthesis was not possible before in a stereoselective manner. Scheme 6. Enantioselective reduction of β -ketodioxinones by ADHs to both enantiomers of β-hydroxydioxinones using isopropanol as sacrificial electron donor. CPME has also been selected as cosolvent due to the higher yield achieved in the bioreduction step of the chemoenzymatic synthesis towards the anti-HIV drug Nelfinavir [ 60 ]. The process consisted on the chemical preparation of an α -chloroketone 16 and its subsequent stereoselective reduction catalyzed by ADHs to (2R,3S)-chlorohydrin 17 (Scheme 7), which is a key-intermediate in the synthesis of Nelfinavir. Among the commercial enzymes tested, two showed the desired stereoselectivity towards the enantiomer of interest and the addition of 5% v/vCPME as cosolvent maximized both conversion (99%) and stereoselectivity (99% de). The higher yield and stereocontrol of this biocatalytic method is the main advantage over the classical reduction methodologies.
Molecules 2020,25, 3016 7 of 25 Scheme 7. Stereoselective bioreduction of α -chloroketone to (2R,3S)-chlorohydrin 17 by KREDs in the presence of 5% CPME as cosolvent. Cofactor recycling was performed using the isopropanol-acetone oxidative cycle. Another example of micro-aqueous system in CPME is the convergent cascade affording γ -butyrolactone 19 as a model lactone product, starting from cyclobutanone ( 18 ) and butane-1,4-diol (Scheme 8) [61]. Scheme 8. Convergent cascade reaction for the synthesis of γ -butyrolactone by fused FMO-E and HLADH using CPME as cosolvent. Herein, an elegant solution to make enzyme-coupled cofactor regeneration possible in low-water media by fusing two enzymes (monooxygenase FMO-E and alcohol dehydrogenase HLADH) to minimize the “cofactor travel distance” avoiding the nicotinamide cofactor degradation by organic solvents is proposed. A study of the solvent effect showed that the ethereal solvents such as MTBE and CPME were suitable solvents resulting in about 27% yield, while in other lower log P value solvents tested (acetonitrile, isopropyl alcohol and THF) there was not product formation after long reaction times. This is another example in which the higher hydrophilicity of the solvent strongly affected the substrate conversion due to the stripping of the essential enzyme-bound water and decreasing protein flexibility. In line with CPME, 2-MeTHF has also been proposed as an eco-friendly solvent for different biocatalyzed redox processes, since it usually performs like traditional solvents such as THF but with better characteristics. Besides its attractive physical and chemical properties such as its low miscibility with water, low boiling point and the possible biosynthesis from biomass-derived furfural or levulinic acid (Figure 1), preliminary studies shown also its fast (bio)degradation and low toxicity and it has already been approved for its use in the pharmaceutical industry [18,62]. The use of 5% v/vof 2-MeTHF in phosphate buffer pH 8 was demonstrated to be an efficient alternative to DMSO and MTBE in the lyase-catalyzed reaction towards chiral α -hydroxy ketones, leading to a diminished Efactor in the process [ 63 ]. This biocatalyzed reaction was later combined in a one-pot cascade procedure with ADHs and glycerol dehydrogenase (GlyDH) for the synthesis of α -aryl vicinal diols (Scheme 9a) [ 64 ]. After optimization, high yields (75–99%) and excellent enantioselectivity (>99% ee) for both the (R)- and (S)- 21 were achieved in the bioreduction of the α -aryl-2-oxo-1-hydroxy ketone 20 , using LbADH and the glycerol dehydrogenase from Cellulomonas sp. (GlyDH), respectively. In addition, the methodology was extended to more challenging aromatic aldehydes like furfural, for the synthesis of chiral furan-1,2-diols again with high yield (87%) and enantioselectivity (>99% ee). The suitability of using 2-MeTHF as cosolvent (3% v/v) in whole-cell
Molecules 2020,25, 3016 8 of 25 biotransformations was also demonstrated in the conversion of 3-chloro-1-phenyl-1-propanone 22 to (S)-3-chloro-1-phenylpropanol 23 [ 65 ], employing recombinant E. coli cells containing the Saccharomyces cerevisiae YOL151W reductase and glucose dehydrogenase for the NADPH cofactor regeneration in Tris-HCl buffer (pH 7.5) (Scheme 9b). The system showed high efficiency with a 99% yield and complete enantioselectivity for the formation of (S)-23. Scheme 9. Biocatalyzed enantioselective reductions of a) 2-hydroxy-1-phenyl-1-ethanone (20), and b) 2-chloro-1-phenyl-1-propanone (22) in presence of 3–5% (v/v) 2-MeTHF as cosolvent. Table 1summarized the biocatalysts employed in presence of CPME and 2-MeTHF for bioreduction and biooxidation processes. Table 1. Overview of biotransformations catalyzed by oxidorreductases in the presence of different proportions of CPME and 2-MeTHF. Biocatalyst Solvent (% v/v) Yield (%) ee (%) Reference Enoate reductases CPME 20% v/v<10 0–99 [53] Imine reductases CPME 90% v/v36–96 46–99 [58] ADH CPME 10% v/v>90 >90 [59] ADH CPME 5% v/v99 99 [60] Monooxygenase +ADH CPME 5% v/v27 - [61] Alcohol and glycerol dehydrogenases 2-MeTHF 5% v/v75–99 >99 [64] Saccharomyces cerevisiae YOL151W Reductase 2-MeTHF 3% v/v99 >99 [65] 4. Deep-Eutectic Solvents in Bioreductions/Biooxidations Deep eutectic solvents (DESs) are liquid compounds obtained by mixing a hydrogen bond donor (HBD) with a hydrogen bond acceptor (HBA) at a determined molar ratio at high temperature (50–80 ◦ C). After stirring for some hours a liquid is formed, which maintains this state even after cooling down at room temperature. The hydrogen bonds formed reduced the overall melting point, forming the eutectic mixture which can be employed without further purification, representing an advantage as the synthesis of DESs is a waste-free procedure. HBAs more typically employed are quaternary ammonium salts, as choline or ethylamonium salts, whereas different types of hydrogen bond donors can be employed in the preparation of these liquids (Figure 2), typically including polyols as ethylenglycol (EG), glycerol (Gly), xylitol or sorbitol (Sor); organic acids such as oxalic, malic, levulinic or malonic acid; sugars as glucose (Glu), fructose (Fru) or galactose (Gal), and other compounds such as urea (U)
Molecules 2020,25, 3016 9 of 25 or acetamide. When the DESs are formed by natural components, including sugars, aminoacids or polyols, they can be also called Natural Deep Eutectic Solvents (NADESs). Figure 2. Structure of the components of the (NA)DESs described in the present revision. Apart from their easy preparation, DESs present a wide set of advantages, including a high biodegradability, non-volatility, non-flammability and low toxicity [ 66 , 67 ]. By these reasons, DESs have constituted a greener alternative as (co)solvents to develop asymmetric catalytic transformations. In addition, it is possible to modify the structure of these solvents in order to tune their physico-chemical properties, thus being in principle possible to design DESs for specific applications. Seminal work in the field of biocatalyzed reactions in presence of DESs was developed by Kazlauskas et al. in 2008 [ 68 ], employing a set of choline chloride-based solvents in different processes catalyzed by hydrolases. Since them, DESs have been widely employed as solvents or cosolvents in enzymatic catalysis [ 69 – 71 ]. As usual, most of the examples of biocatalyzed reactions involving DESs have been catalyzed by hydrolases, as this type of enzymes are able to carry out their activity in several non-aqueous media. But the application of DESs is not only restricted to hydrolysis or synthetic processes, being described some other examples with dehalogenases [ 72 ], lyases [ 73 ] and also with oxidoreductases [74,75]. Apart from the inherent positive effect of employing DESs as (co)solvent in catalytic processes, due to their environmentally friendly properties, these compounds usually can present a further benefit on the biocatalyzed reactions, by increasing the activity and/or the selectivity of the processes. In this revision, some recent advances of the application of (NA)DESs in biocatalysis will be shown, both in reductive and in oxidative processes. 4.1. Bioreductions in Presence of (NA)DESs In the last years, several examples of biotransformations catalyzed by ADHs in presence of (NA)DESs have been developed. Whole-cells systems have been employed in most of the examples described, whereas only very recent process has been developed using the catalysts as isolated enzymes. One of the first approaches in the application of DESs in ADH-catalyzed bioreductions was developed in 2014 by Dom í nguez de Mar í a et al., employing choline chloride-glycerol ChCl:Gly
Molecules 2020,25, 3016 16 of 25 at 30 ◦ C. When this process was scaled up on a 500 mL scale, a 51.5% conversion was achieved after 7 h, being recovered 4-methoxyacetophenone ( 41 ) and enantiopure (S)- 40 . Studies on the different DES showed that ChCl:Gly (1:2) showed a slight increase in the membrane permeability of the Acetobacter sp. cells, which can partially explain the good results obtained using DESs as cosolvents in this oxidative kinetic resolution. Scheme 17. Kinetic resolution of racemic 1-(4-methoxyphenyl)ethanol ( 40 ) by oxidation catalyzed by immobilized cells of Acetobacter sp. CCTCC M209061 in buffer containing 10% v/vChCl:Gly (1:2). In 2017, a set of 45 eutectic solvents (24 DESs and 21 NADESs) were tested as cosolvents on the biotransformation of isoeugenol ( 42 ) into vanillin ( 43 ) using Lysinibacillus fusiformis CGMCC1347 cells (Scheme 18) [ 90 ]. Almost all the (NA)DES at 1% v/vin water enhanced the bioconversion because they increased the bacterial cell membrane permeability for the lipophilic substrate. Those DES containing choline acetate (ChAc) usually led to better yields than those composed of ChCl, being possible to obtain increases of 142% regarding the reaction in only water. When the oxidations were performed with 20% v/vof (NA)DES, half of these solvents improved the product yield, being observed a relationship between the hydrogen bond donor of the DES and the yield in the order: organic acids <alcohols <sugars. Whole-cells were immobilized on poly(vinyl alcohol)-alginate (PVA) beads. The biotransformation was conducted for 13 times during 72 h at 30 ◦ C in phosphate buffer pH 7.0 containing 20% v/vcholine chloride:galactose [ChCl:Gal (5:2)] without loss of the system activity, which represents a promising result for further development. Scheme 18. Oxidation of isoeugenol to vanillin catalyzed by Lysinibacillys fusiformis CGMCC1347 cells in buffer containing DES. Deep eutectic solvents have also been employed as cosolvents in biotransformations catalyzed by flavin-dependent oxidases. These enzymes are able to perform the oxidation of different substrates using molecular oxygen as mild oxidant [ 91 ]. Recently, several NADESs have been tested with hydroxymethylfurfural oxidase (HMFO) from Methylophaga sp., which catalyzes the valuable oxidation from hydroxymethylfurfural (HMF, 44 ) to 5-formylfuran-2-carboxylic acid (FFA, 45 ) and to the valuable furan-2,5-dicarboxylic acid (FDCA, 46 ), a chemical platform for the production of several biobased compounds, through a sequential oxidation process [ 92 ]. Initial experiments were performed using the purified enzyme in the biocatalyzed oxidation of different aromatic alcohols to the corresponding aldehydes, as shown in Scheme 19 [ 93 ], being observed than in 60% v/vof the choline choline-sugar DESs as ChCl:Sor (1:1), ChCl:Glu:H 2 O (5:2:5) or ChCl:Fru:H 2 O (5:2:5), or even the NADES formed by
Molecules 2020,25, 3016 17 of 25 the sugars Glu:Fru:H 2 O (1:1:5) at 60 or even 80% v/v, much higher conversions were obtained respecting the biooxidations in neat buffer Tris/HCl pH 8.0. In addition, much higher substrate concentrations can be used in the bioxidations in presence of DESs, being possible to work at 100 or even 200 mM. HMFO was also found to oxidize 1-indanol ( 47 ) to 1-indanone ( 48 ) in a moderately enantioselective manner when using the NADES Glu:Fru:H 2 O (1:1:6), recovering the remaining (R)-enantiomer of 46 with 17% ee at a 24% conversion. This cosolvent was studied in the oxidation of HMF to FDCA, being observed at 30% v/vDES a complete conversion into a mixture of FFA (69%) and FDCA (31%), a much better result than the obtained in the biocatalyzed oxidation in buffer alone. Higher contents of the NADES in the reaction medium led to lower conversions for this biotransformation, but it is possible to completely oxidize HMF at 60% v/vof ChCl:Glu:H2O (5:2:5). Scheme 19. Application of hydromethylfurfural oxidase from Methylophaga sp. in oxidative processes using a glucose-fructose-based NADES. The effect of several ChCl and ethylammonium chloride (EAC) based DESs on the heme-dependent enzymes cytochrome c from equine heart (cyt c) and horseradish peroxidase (HRP) has been analyzed [ 94 ]. After observing the beneficial effect on both enzymes stability of mixtures DES-aqueous buffer for both enzymes, the decolorization activity of cyt c was carried out using pinacyanol chloride, a valuable industrial dye, as substrate. When the reactions were performed on EAC:EG (1:1.5) or EAC:U (1:1.5) in 50% v/vincreased this decoloration activity by 3.3 times respecting buffer alone. The reusability of the both DESs was studied for this reaction when cyt c was immobilized onto Celite, being observed that the eutectic solvents can be reused three times without significant loss in enzymatic activity. In 2019, a set of NADEs has been employed with a triple purpose in the valorization of orange peel wastes (Scheme 20) [ 95 ]. These compounds have been employed as solvents for the extraction of limonene ( 49 ) from these wastes, as cosolvents in the biocatalyzed epoxidation of limonene to compounds 50 and 51 , and finally as sacrificial electron donor for the in situ formation of the oxidant hydrogen peroxide. Initially, different NADESs were tested in the extraction of limonene from orange peel, achieving efficient extractions in presence of different ChCl based DES, including ChCl:1,2-propanediol(PD):H 2 O (1:1:1). The hydrogen peroxide formation was catalyzed by the choline oxidase (ChOx) from Arthrobacter nicotinae overexpressed in E. coli. This enzyme was able to oxidize choline chloride into betaine with the concomitant formation of H 2 O 2 as byproduct, so the DES can be employed as source of one of the co-substrates of the system. Hydrogen peroxide formation was
Molecules 2020,25, 3016 18 of 25 optimized in mixtures ChCl:PD:H 2 O (1:1:1) in 25–75% v/vratio with aqueous buffer, at temperatures between 30–40 ◦ C and was dependent on the ChOx concentration. Finally, H 2 O 2 was able to react with different organic acids to generate the corresponding peracids in a process catalyzed by a hydrolase. The peracid formed was able to oxidize limonene ( 49 ) to limonene epoxides ( 50 and 51 ) in a catalytic cascade. The best biocatalyst for the peracid formation was the lipase B from Candida antarctica (CalB), a widely employed hydrolase immobilized as the Novozym 435 preparation. When the catalytic cascade was performed at the optimized conditions, employing a 1:1 mixture of the DES and pH 7.0 buffer at 40 ◦ C, using octanoic acid as the source of peracid and the enzymatic system ChOx/CalB, it was possible to obtain a mixture of limonene monoepoxide and limonene diepoxide in 33% conversion after 24 h when starting from different orange peel wastes. Scheme 20. Chemoenzymatic cascade employing ChCl:PD:H 2 O (1:1:1) as cosolvent and ChOx/CalB for the epoxidation of limonene obtained from orange peel wastes. Peroxygenases have also been employed using DESs as cosolvents. Among the different examples of hydrogen peroxide in situ generation described, choline oxidase ChOx has been also employed to this purpose. Thus, the choline chloride-based DESs can be employed as solvents and as electron donors. This oxidase has been combined with the peroxygenase from Agrocybe aegerita in order to perform effective biotransformations, including the hydroxylation of ethyl benzene ( 5 ) and the epoxidation of cisβ -methylstyrene ( 7 ) (Scheme 21) [ 96 ]. Reactions cannot be developed in neat NADES, as no product formation was observed, being required some amount of buffer to ensure a proper enzymatic activity. After optimization of different reaction parameters, it was observed that both oxidations present their highest performance at different conditions. For 5 hydroxylation, the best result was achieved with 25% v/vof ChCl:U:Gly (1:1:1), while for the epoxidation the best conditions were found with 50% v/vof ChCl:PD:H 2 O (1:1:1). Products were obtained in all the cases with optical purities higher than 95%, and despite the fact that there is still necessary a further optimization of this biocatalytic procedure, it is possible to achieve high catalytic turnovers for rAaeUPO in this reaction medium. In a further development of the application of peroxygenases in DES media, rAaeUPO has been employed in the enantioselective sulfoxidation of thioanisole ( 52 ) in combination with ChOx, using choline chloride-based DES as solvents and as electron donors (Scheme 21) [ 97 ]. In all the reactions tested, (R)-methyl phenyl sulfoxide ( 53 ) was recovered with complete enantioselectivity, with conversions around 60%. In order to achieve some sulfoxidation activity, at least a 25% v/vof aqueous solvent was required in the reaction media. Best results were observed in urea-based DES, being possible to obtain the highest conversions when using ChOx concentrations of 3 µ M and the DESs ChCl:U (1:1) or ChCl:U:Gly (1:1:1) in concentrations of 50% v/v.
Molecules 2020,25, 3016 19 of 25 Scheme 21. General process for the bienzymatic reaction of ChOx from A. nicotinae as H 2 O 2 generator with rAaeUPO to perform oxidative processes in aqueous buffer mixtures containing different DESs. Table 4summarizes the application of NADES in biooxidation processes in presence of different types of biocatalysts. Table 4. Oxidations catalysed by biocatalysts in different NADES. Biocatalyst NADES (% v/v) Reference Acetobacter sp. CCTCC M209061 immobilized cells ChCl:Gly (1:2) 10% v/v[89] Lysinibacillus fusiformis CGMCC1347 cells ChCl:Gal (5:2) 20% v/v[90] HMFO from Methylophaga sp Glu:Fru:H2O (1:1:5) 60–80% v/v[93] Novozym 435 +ChOx from Arthrobacter nicotinae ChCl:Pro:H2O (1:1:1) 25–75% v/v[95] rAaeUPO +ChOx from Arthrobacter nicotinae ChCl:U:Gly (1:1:1) 25% v/v[96] rAaeUPO +ChOx from Arthrobacter nicotinae ChCl:U (1:1) 50% v/v[97] 5. Conclusions and Future Perspectives Biocatalysis has evolved in the last years as a valuable and green technology for the preparation of high added value chemicals. Among all the biocatalysts employed in organic synthesis, redox enzymes present a great interest for synthetic chemists. They catalyze all types of reductive and oxidative processes under mild reaction conditions using of mild oxidants or reductants, achieving in general excellent selectivities, while reducing the environmental risks derived from the classical chemical oxidants/reductants. The use of aqueous buffers as reaction medium for this type of processes presents some advantages, but unfortunately, low substrates concentrations are attainable and low productivity are generally achieved, thus preventing for the application of these type of processes at industrial scale. For this reason, a set of alternative green reaction media have been applied in the biocatalyzed redox reactions, with the aim of maintaining the benefits inherent to biocatalytic reactions in terms of selectivity and environmental issues, while increasing the substrate loadings and process productivities. Due to the characteristics of redox enzymes, which require in most cases external cofactors to develop their activity, or the use of whole-cells systems (with the limitations that they present), the application of green reaction media is not as widespread as for hydrolases, which are really robust
Molecules 2020,25, 3016 20 of 25 biocatalysts able to work in a wide set of non-conventional reaction media. Thus, until nowadays, three approaches using green reaction media have been performed. The use of neat conditions, in which water in almost completely suppressed from the reaction, and the development of reactions in mixtures aqueous buffers with biobased solvents such as 2-MeTHF and CPME, has been explored with some examples, especially for reductive enzymes, but these two approaches still required for much further investigation in order to develop better redox sustainable processes. In contrast, the application of NADESs as organic cosolvents in reductive and oxidative processes is a field that has been widely studied since the seminal works six years ago. In general, bioreductions catalyzed by ADHs, in most cases employing whole-cells biocatalysts, in different amounts (NA)DESs, have experienced a great development in the last few years. Some examples have been shown in which the modification of the reaction medium allowed to reverse the enzymatic enantiopreference, whereas in other cases, the presence of these green solvents afforded higher activities and/or selectivities, due to the effect of the neoteric solvent in the cell membrane permeability. In the recent times, (NA)DESs are starting to be employed not only as the reaction cosolvent, but also as a reagent that can be consumed in the reaction for the cofactor regeneration or even for the generation of one reactive of the biocatalyzed reaction. This is an interesting field that has to be still developed, by increasing the scope of NADESs in this type of reactions. But in general, we have to consider that still further research is required in order to rationalize the effect of these neoteric solvents in the enzymatic conformation with the aim of obtaining a better understanding for these reactions. Two final aspects need to be consider when employing NADES as cosolvents in redox biocatalyzed processes. First, NADES are good solvents with several applications in extraction processes [ 98 – 100 ], so sometimes the recovery of the final product from the reaction medium can present some issues, a question to be taken into account for process designing. Finally, NADES can be recycled from the reaction media and used for several times, another aspect to consider. Until nowadays, not many examples of DES recycling in catalytic processes have been performed [ 101 , 102 ], being an area of great interest for organic chemists that has to be developed. Author Contributions: Conceptualization, C.A. and G.d.G.; Methodology, C.A. and G.d.G.; Investigation: C.A. and G.d.G.; Resources: C.A. and G.d.G.; Writing—original draft preparation, C.A. and G.d.G.; Writing—review and editing, C.A. and G.d.G. All authors have read and agreed to the published version of the manuscript. Funding: This research received no external funding. Conflicts of Interest: The authors declare no conflict of interest. References 1. Hudlicky, T.; Reed, J.W. Applications of biotransformations and biocatalysis to complexity generation in organic synthesis. Chem. Soc. Rev. 2009,38, 3117–3132. [CrossRef] [PubMed] 2. Sheldon, R.A.; Brady, D. Broadening the scope of biocatalysis in sustainable organic synthesis. ChemSusChem 2019,12, 2859–2881. [CrossRef] [PubMed] 3. Sheldon, R.A.; Woodley, J.M. Role of biocatalysis in sustainable chemistry. Chem. Rev. 2018 ,118, 801–838. [CrossRef] [PubMed] 4. Dominguez de Mar í a, P.; de Gonzalo, G.; Alc á ntara, A.R. Biocatalysis as useful tool in asymmetric synthesis: An assessment of recently granted patents (2014–2019). Catalysts 2019,9, 802. [CrossRef] 5. Sheldon, R.A.; Brady, D. The limits to biocatalysis: Pushing the envelope. Chem. Commun. 2018 ,54, 6088–6144. [CrossRef] [PubMed] 6. Dom í nguez de Mar í a, P.; de Gonzalo, G. (Eds.) Biocatalysis: An Industrial Perspective, 1st ed.; Royal Society of Chemistry: Cambridge, UK, 2018. 7. Patel, R.N. Biocatalysis for the synthesis of pharmaceuticals. Bioorganic Med. Chem. 2018 ,26, 1252–1274. [CrossRef] [PubMed] 8. Hollmann, F.; Opperman, D.J.; Paul, C.E. Enzymatic reductions: A chemist’s perspective. Angew. Chem. Int. Ed. 2020. [CrossRef]
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