On the use of PMUs in power system state estimation
Abstract
Synchronized phasor measurement units (PMUs) are becoming a reality in more and more power systems, mainly at the transmission level. This paper presents, in a tutorial manner, the benefits that existing and future State Estimators (SE) can achieve by incorporating these devices in the monitoring process. After a review of the relevant PMU technological aspects and the associated deployment issues (observability, optimal location, etc.), the alternative SE formulations in the presence of PMUs are revisited. Then, several application environments are separately addressed, regarding the enhancements potentially brought about by the use of PMUs.
Full text
On he Use o PMUs in Powe Sys em S a e Es ima ion
An onio G´
omez-Exp´
osi o Ali Abu Pa icia Rousseaux
Uni e si y o Se ille No heas e n Uni e si y Uni e si y o Li`
ege
Se ille, Spain Bos on, USA Li`
ege, Belgium
[email p o ec ed] ab[email p o ec ed] [email p o ec ed]
An onio de la Villa Ja´
en Ca alina G´
omez-Quiles
Uni e si y o Se ille Uni e si y o Se ille
Se ille, Spain Se ille, Spain
adela[email p o ec ed] [email p o ec ed]
Abs ac - Synch onized phaso measu emen uni s
(PMUs) a e becoming a eali y in mo e and mo e powe sys-
ems, mainly a he ansmission le el. This pape p esen s,
in a u o ial manne , he bene i s ha exis ing and u u e
S a e Es ima o s (SE) can achie e by inco po a ing hese de-
ices in he moni o ing p ocess. A e a e iew o he ele-
an PMU echnological aspec s and he associa ed deploy-
men issues (obse abili y, op imal loca ion, e c.), he al e -
na i e SE o mula ions in he p esence o PMUs a e e is-
i ed. Then, se e al applica ion en i onmen s a e sepa a ely
add essed, ega ding he enhancemen s po en ially b ough
abou by he use o PMUs.
Keywo ds - PMUs, s a e es ima ion, obse abili y,
measu emen placemen , dynamic es ima ion, mul i-
a ea es ima ion
1 In oduc ion
STATE es ima ion (SE) has been o decades one o he
essen ial applica ions in Ene gy Managemen Sys ems
(EMS), allowing secu e ope a ion o ansmission g ids.
Measu emen s ecei ed and p ocessed by he s a e es ima-
o s ypically include powe lows, ne powe injec ions
and ol age and cu en magni udes [1]. A basic assump-
ion behind he SE is ha he measu emen se cons i u es
a single snapsho o he sys em being moni o ed, which is
no ul illed in p ac ice because i akes a while o emo ely
cap u e and cen ally ga he all he in o ma ion o be p o-
cessed by he SE. In ac , i would be e y di icul , i no
impossible o assu e ha all measu emen s a e synch o-
nized (i.e., e e o he same ins an ). Howe e , as long as
he ime elapsed be ween he i s and he las componen
in he measu emen se is small enough, compa ed o he
ime cons an o he sys em load, his assump ion will be
accep able in p ac ice.
Nowadays, he e is a clea end o b oaden he geo-
g aphical scope o many SEs, in acco dance o he needs
o egional elec ici y ma ke s, in which long-dis ance en-
e gy ansac ions ha e o be accu a ely and pe manen ly
moni o ed. In his con ex , he ask o collec ing wide a ea
measu emen s and synch onizing he solu ions p o ided
by each con ol a ea will be a challenging one [2].
Recen ly, he in oduc ion o mo e sophis ica ed p o-
ec ion and measu emen componen s, such as he In elli-
gen Elec onic De ice (IED), has p o ided he capabili y
o ce ain phase angle di e ences be ween adjacen ( ol -
age and cu en ) phaso s o be added a he local a ea o
subs a ion le el [3, 4]. While his may bene i o a ce -
ain ex en he accu acy o he SE a he TSO le el, i can
ha dly be help ul in he mul i-TSO case.
Occasionally, a seemingly simple echnical inno a ion
can become a majo playe in changing he en i e indus-
y. The e a e se e al his o ical examples o such inno-
a ions one can iden i y, including he ligh bulb, ansis-
o , lase , e c. Global posi ioning sa elli e (GPS) sys em
can be included in his ein, pe haps no unlike he in e -
ne (o he o iginal DARPA-ne ), which was also c ea ed
ini ially o a small g oup o use s, bu hen apidly be-
came a uni e sal ool employed by almos anyone wo ld-
wide. The GPS sys em p o ides wo impo an bene i s
which we e p e iously no eadily o easily acqui ed. One
is he abili y o de e mine geog aphical coo dina es and
he o he is o ha e global access o a e y accu a e clock
allowing o ime s amp measu ed quan i ies i espec i e o
he physical coo dina es a which hese measu emen s a e
aken. De elopmen and ins alla ion o he GPS sys em
was soon ollowed by nume ous enginee ing applica ions,
which mainly consis ed o a ecei e and a p ocesso . The
ecei e ’s unc ion is o cap u e he signals ansmi ed
om a edundan se o sa elli es and hen p ocess hem
in a ious di e en ways based on he objec i e o he im-
plemen ed applica ion. One example o such an applica-
ion is he phaso measu emen uni (PMU). These de ices
a e ins alled a subs a ions in elec ic powe sys ems, and
hei objec i e is o accu a ely de e mine he equency o
he al e na ing cu en and ol age, and also p oduce he
phaso ep esen a ion o hese signals de ined wi h espec
o he global clock.
Deploymen o PMUs s a ed a a slow pace abou a
decade ago and accele a ed a e a numbe o successi e
blackou s expe ienced in powe sys ems all a ound he
globe.
Phaso measu emen s a e synch onized wi h espec o
he ime e e ence p o ided by he GPS sa elli es. Thanks
o his accu a e global ime e e ence, synch ophaso s
wi h iden ical ime-s amp ecei ed om a ious subs a-
ions allow o c ea e a cohe en pic u e o he sys em s a e
a a gi en ins an , elimina ing in his way he need o a i-
icially se a phase angle, a bi a ily aken as he e e ence
angle in con en ional s a e es ima o s.
De ices ha can measu e synch onized phaso s we e
de eloped and po en ial bene i s o PMU measu emen s
we e ecognized o e wen y yea s ago by Phadke e al.
[5, 6]. The i s implemen a ion o GPS-synch onized
phase angle measu emen s in an indus ial powe sys em
SE was p esen ed in [7].
U iliza ion o PMU measu emen s will impac s a e
es ima ion in di e en ways. On he one hand, since he
numbe o PMUs ins alled in exis ing powe sys ems is no
ye su icien o ca y ou SE exclusi ely based on PMU
measu emen s, SE o mula ion and solu ion emains non-
linea and i e a i e espec i ely. Mo e imagina i e solu-
ions, sequen ially handling con en ional and PMU mea-
su emen s in a wo-s ep p ocedu e ha e been also p o-
posed [8].
On he o he hand, SE ela ed issues such as ne -
wo k obse abili y and measu emen placemen [9, 14],
solu ion accu acy and eliabili y (con e gence a e), p o-
cessing o bad da a and o he (pa ame e and opologi-
cal) ypes o e o s [15, 16] will ha e o be econside ed.
Mo eo e , in iew o he highe sampling a es a which
PMUs can wo k, he possibili y o es ima ing he dynamic
e olu ion o ce ain c i ical a iables is being explo ed
[17].
This pape co e s in a succinc manne all o he abo e
issues. Then, wi h he help o small u o ial examples, he
po en ial bene i s p o ided by he inco po a ion o PMUs
in se e al SE en i onmen s a e shown.
2 Phaso Measu emen Uni s
APHASOR Measu emen Uni is a digi al de ice p o-
iding synch onized ol age and cu en phaso mea-
su emen s, e e ed o as synch ophaso s [18].
PMU ea u es we e i s implemen ed in s and alone
uni s whose mos ele an unc ion is i s capabili y o p o-
ide synch ophaso s. Nowadays, many IEDs (RTUs, p o-
ec i e elays, ...) ha e been upg aded o p oduce syn-
ch ophaso measu emen s in addi ion o hei own unc-
ion.
2.1 Gene al PMU a chi ec u e
Mos gene ally, PMUs p o ide mul i-channel inpu so
ha in addi ion o he ol age a he ins alla ion bus, cu -
en s in mo e han one line and possibly in all inciden
lines can be p ocessed by a single uni . The h ee-phase
ol ages and cu en s a e con e ed o app op ia e analog
inpu s by ins umen ans o me s and an i-aliasing il e -
ing. Each analog signal is digi ized by he A/D con e e
wi h sampling a e usually a ying om 12 o 128 samples
pe cycle o he nominal powe equency. The sampling
clock is phase-locked wi h he GPS clock pulse which p o-
ides he Uni e sal Time Coo dina ed (UTC) ime e e -
ence used o ime- ag he ou pu s.
Phaso s o phase ol ages and cu en s a e compu ed
om sampled da a by he PMU mic op ocesso using a
signal p ocessing echnique as desc ibed in sec ion 2.2 be-
low. The calcula ed phaso s a e combined o o m he
posi i e sequence phaso measu emen s (as well as neg-
a i e and ze o sequences in case o unbalanced condi-
ions). O he es ima es o in e es a e equency and a e
o change o equency.
Compu ed phaso measu emen s a e ansmi ed
h ough a digi al communica ion ne wo k o highe le el
applica ions a a a e o 10 up o 60 ames pe sec-
ond. Many PMUs o e s o age capaci y enabling local
exploi a ion o synch ophaso s. Howe e , in many eal-
ime applica ions, and in pa icula s a e es ima ion, he
phaso measu emen s a e no used locally bu a he a
emo e loca ions. Phaso da a om a numbe o PMUs
is hen collec ed by a special-pu pose compu e , called
Phaso Da a Concen a o (PDC), which co ela es phaso
da a by ime-s amp o c ea e a sys em-wide measu emen
se . PDCs can p o ide a numbe o specialized ou pu s
such as a di ec in e ace o a SCADA, EMS sys em o an
uppe le el PDC.
2.2 Sync ophaso s and measu emen echniques
The basic de ini ion o he phaso ep esen a ion o a
sinusoidal wa e o m a nominal equency 0, bo h in i s
pola and ec angula o m, is illus a ed in Fig. 1. The
phaso angle is gi en by he angula di e ence be ween
he peak o he sinusoid and he e e ence ime = 0.
When conside ing synch ophaso , his e e ence ime co -
esponds o he ime- ag. I he wa e o m is no a pu e
sine signal, he compu ed phaso ep esen s i s undamen-
al equency componen .
Figu e 1: Sinusoidal wa e o m and i s phaso ep esen a ion
The e ha e been se e al digi al algo i hms p oposed
o es ima ing he phaso da a. The mos commonly
used echnique elies on he Disc e e Fou ie T ans o m
(DFT) [19]. The signal phaso is compu ed in a con in-
uous p ocess om successi e samples in a mo ing da a
window o one o se e al undamen al cycles. Adding he
con ibu ion o he new sample while emo ing ha o he
oldes one p o ides he mo e compu a ionally e icien e-
cu si e DFT algo i hm. The sampling clocks a e usually
kep cons an a a mul iple o 0. When equency a ies
by a small amoun a ound i s nominal alue, he leakage
e o in oduced in phaso es ima es can be compensa ed
wi h high accu acy by a pos -p ocessing il e ing. I can
also be shown ha he compu ed phaso o a es in he com-
plex plane wi h an angula eloci y equal o he di e ence
be ween 0and he ac ual equency so ha equency and
a e o change o equency es ima es a e gi en by he i s
and second de i a i es o he phaso angle.
An al e na i e consis s in eplacing he DFT by a
wa ele ans o m [20]. A numbe o algo i hms based on
nonlinea es ima ion echniques (nonlinea weigh ed leas
squa es es ima ion, Kalman il e ing, neu al ne wo ks,
e c.) ha e also been p oposed in he li e a u e [21, 22, 23].
Acco ding o hese app oaches, he phase signal is mod-
eled as a nonlinea unc ion o he phaso da a (ampli ude,
phase angle, equency, a e o change o equency) con-
side ed as pa ame e s o be es ima ed om he wa e o m
samples.
2.3 PMU pe o mances and s anda ds
Pe o mances o a PMU de ice, in e ms o accu acy
o p ocessing ime, a e dic a ed by i s componen s, mainly,
he ins umen a ion channel, he A/D con e e and he pa-
ame e s o he phaso es ima ion algo i hm.
Rega ding s a e es ima ion, he accu acy o PMU da a
is a e y impo an issue. I is ecognized ha synch opha-
so measu emen s a e usually mo e p ecise han con en-
ional SCADA ones. Concep ually, PMU da a a e ime
agged wi h p ecision be e han 1 mic osecond and mag-
ni ude accu acy ha is be e han 0.1%. Howe e , his
po en ial pe o mance is no achie ed due mainly o e o s
om ins umen a ion channels and sys em imbalances.
P esen ly, e alua ion o PMU da a accu acy is s ill a chal-
lenging p oblem discussed in he scien i ic li e a u e [24].
PMU a e manu ac u ed by a a ie y o companies
de ining speci ica ions o each pa icula PMU de ice.
The speci ica ions conce n: he window leng h, sampling
a e and ype o phaso es ima ion algo i hm, he phaso
es ima e epo ing a e, he communica ion p o ocol and
he measu emen accu acy.
In o de o achie e in e ope abili y among PMUs, i
is essen ial ha hei beha io complies wi h a common
s anda d. The mos ecen IEEE C37.118-2005 s an-
da d [25] de ines he synch ophaso con en ion and he
ime- agging p ocess, p o ides he de ini ion o an accu-
acy measu e as well as equi emen s o measu emen
pe o mances unde s eady-s a e condi ions. I also de-
ines da a communica ion o ma s. Requi emen s o e-
sponse o powe sys em ansien s a e no conside ed.
3 Backg ound on S a e Es ima ion
Gi en he ollowing measu emen equa ion [26]:
z=h(x) + e(1)
whe e:
xis he s a e ec o (size n= 2N−1),
zis he measu emen ec o (size m > n),
his he ec o o unc ions, usually nonlinea , ela ing e -
o ee measu emen s o he s a e a iables,
eis he ec o o measu emen e o s, cus oma ily as-
sumed o ha e a No mal dis ibu ion wi h ze o mean
and known co a iance ma ix R. When e o s a e
independen Ris a diagonal ma ix wi h alues σ2,
whe e σis he s anda d de ia ion o he measu e-
men e o s.
he maximum likelihood es ima e ˆxis ob ained by mini-
mizing he Weigh ed Leas Squa es (WLS) unc ion:
J=
m
∑
i=1
[zi−hi(ˆx)]2/σ2
i
The minimum o he scala Jis eached by i e a i ely
sol ing he so-called No mal equa ions:
Gk∆xk=HT
kW[z−h(xk)] (2)
whe e:
Hk=∂h/∂x is he Jacobian e alua ed a x=xk,
Gk=HT
kWHkis he gain ma ix,
W=R−1is he weigh ing ma ix,
∆xk=xk+1 −xk,kbeing he i e a ion coun e .
I e a ions inish when ∆xkis wi hin an app op ia e
ole ance. I can be shown ha he co a iance o he es i-
ma e is:
co (ˆx) = ˆ
G−1(3)
whe e ˆ
Gis he gain ma ix compu ed in he las i e a ion.
Upon con e gence, he bad da a p ocessing unc ion
is ac i a ed o de ec , iden i y and elimina e bad analog
measu emen s. Bad da a de ec ion is accomplished based
on he la ges no malized esidual es [27]. I he de ec-
ion es ails, hen he measu emen co esponding o he
la ges no malized esidual will be decla ed bad and i s
alue will be emo ed o co ec ed [1].
In con en ional bus-b anch SE models he s a e ec-
o is composed o ol age magni udes and phase angles,
whe eas he measu emen ec o ypically comp ises mea-
su emen s o powe injec ions, b anch powe lows and
ol age magni udes. A lowe ol age le els, hough, line
cu en magni udes and bus cu en injec ion magni udes
can play a key ole o ob ain a su icien ly edundan sys-
em. The inclusion o PMU measu emen s is he subjec
o his pape .
In he so-called gene alized SE model he s a e ec o
is augmen ed wi h powe lows h ough ci cui b eake s
(CB) a ce ain subs a ions whe e a opology e o is sus-
pec ed, and he measu emen ec o may likewise include
exis ing cu en o powe low measu emen s h ough any
CB.
T ans o me aps and suspec ed ne wo k pa ame e s
can also be handled, i su icien edundancy exis s, bo h
by con en ional and gene alized SE.
4 Ne wo k obse abili y and measu emen
placemen
WHEN using con en ional measu emen s ne wo k
obse abili y es s can be ca ied ou based on he
p ope ies o he measu emen Jacobian Hwhich is he
g adien o he nonlinea measu emen equa ion e alua ed
a an a bi a y ope a ing poin such as he la s a . I he
Jacobian has ull column ank, hen he sys em will be de-
cla ed ully obse able. In p inciple, he same app oach
will wo k when he Jacobian is modi ied in he p esence
o synch onized phaso measu emen s, which a e ei he
o ol age o cu en ype. On he o he hand, conside ing
he long e m ou look whe e su icien numbe o PMUs
a e a ailable o ca y ou s a e es ima ion exclusi ely us-
ing PMUs and dis ega ding all he con en ional measu e-
men s, ne wo k obse abili y analysis can be o mula ed
as a simple g aph co e ing p oblem.
Phaso measu emen uni s may ha e di e en numbe
o channels, i.e. hey may suppo di e en numbe o
inpu s o ol age and cu en signals. I should also be
no ed ha each inpu will be connec ed o one phase o
a h ee phase ol age o cu en . While all h ee phases
o ol age and cu en signals a e moni o ed, mos PMUs
will ou pu only he posi i e sequence alues o he co e-
sponding h ee phase quan i y. Gi en he ac ha powe
sys ems a e spa sely connec ed, i.e. each bus has only
a limi ed numbe o neighbo s i espec i e o he sys em
size, channel limi s on PMUs may be assumed o be su i-
cien o moni o as many signals as needed a a gi en bus.
This assump ion will be elaxed la e and i s impac will
be in es iga ed.
Assuming ha a PMU is placed a bus k, he ollowing
quan i ies can hen be assumed o be a ailable:
•Vol age phaso a bus k,
•Cu en phaso s along all lines/b anches inciden o
bus k.
Ne wo k model and pa ame e s being known, he abo e
in o ma ion will allow compu a ion o phaso ol ages a
all he neighbo ing buses as well. Hence, placing a PMU
a a gi en bus implies obse abili y o all b anches in-
ciden o ha bus. This simple obse a ion will lead o
he ollowing in ege p og amming o mula ion o he ne -
wo k obse abili y p oblem using only phaso measu e-
men s:
Minimize CTxi(4)
Subjec o AX ≥1(5)
whe e
Cis he cos ec o o ins alla ion o PMUs,
Xis a bina y ec o indica ing he p esence (1) o absence
(0) o PMUs a buses,
Ais a bina y ma ix mapping nonze o en ies o he bus
admi ance ma ix o ones,
1is a ec o o ones.
Buses co esponding o he nonze o alues in he solu-
ion o (5) will yield he loca ions o place PMUs o ull
ne wo k obse abili y [10]. While he con en ional mea-
su emen s a e excluded in his o mula ion, equali y con-
s ain s can be inco po a ed in o de o educe he numbe
o equi ed PMUs. The mos common equali y cons ain s
in powe sys ems a e hose p o ided by he ne ze o injec-
ions a passi e buses wi h no gene a ion o load. These
can be eadily inco po a ed in o he p oblem o (5) as done
in [11].
4.1 Me hods o placing PMUs o di e en objec i es
While he ul ima e goal is o popula e powe sys ems
wi h enough PMUs o acili a e ull obse abili y based
only on PMU measu emen s, his will s ill be a ew yea s
away. In he mean ime, as in es men decisions a e o
be made whe e and how many PMUs o place in a gi en
sys em, di e en objec i es may be conside ed. Fu he -
mo e, since PMUs may be conside ed o speci ic ap-
plica ions such as special p o ec ion schemes, seconda y
ol age con ol, ol age o angle s abili y moni o ing, e c.
he e may be al eady a cons ained se o buses whe e
PMUs may ha e o be placed. In such cases, seconda y
conside a ions in o de o make he bes o hese in es -
men s will be impo an . This sec ion will b ie ly e iew
wo such cases.
4.2 PMU placemen o de ec opology e o s
Topology e o s a e caused by incomple e o w ong in-
o ma ion abou one o mo e ci cui b eake s a he subs a-
ions. These e o s can be e y di icul o de ec and iden-
i y due o he speci ic measu emen con igu a ion a ound
he a ec ed subs a ion. A ce ain ype o opology e o
ha is e e ed o as b anch opology e o is de ined as
he e o in he s a us o a gi en b anch, i.e. whe he o
no he b anch is in o ou o se ice [12]. These ypes o
e o s a e ela i ely easie o de ec and iden i y compa ed
o he mo e complex ones in ol ing se e al b eake s lead-
ing o bus spli s o me ge s.
De ec abili y o a b anch opology e o is closely
linked o he measu emen edundancy and con igu a ion.
Hence, i is possible o make a p e iously unde ec able
b anch opology e o de ec able by s a egic me e place-
men . I a limi ed numbe o PMUs a e being conside ed
o be placed in a gi en sys em, one conside a ion may
be o imp o e b anch opology de ec abili y. The op i-
mal case would be o ha e all b anches opology e o de-
ec able, bu e en making a subse o b anches opology
e o de ec able would be a welcome imp o emen .
This can be accomplished in h ee s eps:
•Iden i y all b anches ha a e opology e o unde-
ec able,
•Fo each iden i ied b anch, de e mine all candida e
PMU loca ions so ha i a PMU is placed, his will
make he b anch opology e o de ec able,
•Se up an op imal selec ion p oblem so ha a mini-
mum numbe o he candida es iden i ied in he p e-
ious s ep can be selec ed o make opology e o s
associa ed wi h all iden i ied b anches in s ep 1, de-
ec able.
De ails o he p oblem o mula ion along wi h illus a i e
examples can be ound in [13]. I should be no ed ha ,
as shown in [13], phaso measu emen s ha e some unique
ad an ages o e he con en ional measu emen s when i
comes o opology e o de ec ion and iden i ica ion.
4.3 PMU placemen o measu emen e o de ec ion
E e y measu emen sys em may ha e ulne abili y
pocke s whe e e o s in one o mo e measu emen s can
no be de ec ed. Such measu emen s a e e e ed o as c i -
ical and hei measu emen esiduals will be null i espec-
i e o hei measu ed alues [15]. A obus measu emen
design will add ess hese ulne abili ies and s a egically
place me e s in o de o ans o m hese c i ical measu e-
men s in o edundan ones whose e o s will be de ec able.
Techniques o iden i ying all c i ical measu emen s in a
gi en powe sys em exis and can be used o de e mine all
such measu emen s. Once hey a e iden i ied, a nume ical
ac o iza ion based app oach (whose de ails a e gi en in
[15]) can be used o de e mine all possible loca ions whe e
PMUs can be placed so ha a gi en c i ical measu emen
will be ans o med. These candida e PMU loca ions a e
hen conside ed simul aneously and a minimum numbe
ha will ans o m all c i ical measu emen s, can be de e -
mined again using an in ege p og amming o mula ion.
Simula ion esul s shown in [15] clea ly imply depen-
dence o he op imal numbe o equi ed PMUs on he ne -
wo k opology and exis ing measu emen con igu a ion.
Howe e , he e a e cases whe e wi h only a hand ul o
PMUs, a e y la ge numbe o c i ical measu emen s can
be ans o med, hus d as ically imp o ing he obus ness
o s a e es ima ion agains bad da a.
4.4 PMU placemen o pa ame e e o de ec ion and
iden i ica ion
E e y powe sys em da a base equi es cons an main-
enance due o changes in ne wo k pa ame e s ei he due
o en i onmen al condi ions such as empe a u e, humid-
i y, wind, e c. o due o human e o in en e ing da a co -
esponding o equipmen pa ame e s such as ans o me
aps, shun capaci o banks, e c. A ypical powe sys em
model will ha e a huge numbe o pa ame e s associa ed
wi h i s line, ans o me , shun capaci o / eac o models.
Hence, use o s a e es ima o as a ool o de ec and iden-
i y pa ame e e o s has been a opic o nume ous in es i-
ga ions. These in es iga ions mainly ocused on pa ame-
e es ima ion based on he assump ion ha a suspec se o
pa ame e s ha e al eady been iden i ied. Howe e , selec -
ing a suspec se which is gua an eed o con ain e oneous
pa ame e s simply based on measu emen esiduals is no
always possible. A me hod ha o e comes his limi a ion
is ecen ly de eloped and hen applied o he case o s a e-
gic placemen o PMUs o pa ame e e o de ec ion and
iden i ica ion [16].
I is no ed ha , i s a egically placed, PMUs will en-
able e o iden i ica ion o ce ain pa ame e s which a e
no possible o iden i y using con en ional measu emen s,
no ma e how high o a measu emen edundancy is in-
oduced. This esul is alida ed wi h some simple exam-
ples in [16]. Along wi h he b anch opology e o de ec-
ion p oblem, he pa ame e e o iden i ica ion p oblem
cons i u es one o he examples whe e PMUs will ha e a
unique edge o e con en ional measu emen s.
5 S a e es ima ion o mula ion in he p esence o
PMUs
UP o he ad en o he PMU echnology he measu e-
men ec o zcon ained only powe ( low and injec-
ion), ol age magni ude and, in ce ain pa icula cases,
cu en magni ude measu emen s, all o hem aken in a
non-synch onized manne .
A he local le el [4], phase angle di e ences among
adjacen ol age and/o cu en wa e o ms can also be
p o ided by he new gene a ion o in elligen elec onic
de ices (IEDs).
This sec ion discusses se e al modeling issues a ising
in he o mula ion o he SE p oblem when PMUs a e o
be inco po a ed.
5.1 Measu emen models
As s a ed p e iously, PMUs can p o ide bo h ol age
and cu en phaso s, collec i ely deno ed as zVand zI e-
spec i ely.
Depending on whe he he s a e ec o is ep esen ed
in pola o ec angula coo dina es, di e en exp essions
will esul o he measu emen model, as ollows:
•S a e ec o in pola coo dina es:
x=[V
θ]
In his case, he e o - ee models co esponding o each
ype o measu emen s ake he o m:
z=h(x)(6)
zV=Kx (7)
zI=hI(x)(8)
whe e i is assumed ha zVis ep esen ed in pola co-
o dina es so ha Kis a i ial ma ix wi h a single 1 in
each ow. I phase angle di e ences, θi−θj, a e also
conside ed, hen he espec i e ows in Kwill con ain
a 1 and a −1. No e ha he measu emen model as-
socia ed wi h zIis nonlinea , i espec i e o zIbeing
exp essed in pola o ec angula coo dina es. The ec -
angula e sion is p e e able, howe e , owing o he nu-
me ical p oblems (unde ined Jacobian e ms) ha may
a ise o e y small cu en s.
The exp essions o h(.)can be ound elsewhe e [1]
while hose co esponding o hI(.)a e gi en in [28].
•S a e ec o in ec angula coo dina es:
x =[VRe
VIm ]
The e o - ee models co esponding o each ype o
measu emen s ake he o m:
z=h (x )(9)
zV =Kx (10)
zI =Y x (11)
whe e he measu emen ec o s zV and zI a e as-
sumed in ec angula coo dina es,
zV =[VRe
VIm ];zI =[IRe
IIm ]
because his way he measu emen models (10) and (11)
become linea , which is one o he key ad an ages asso-
cia ed wi h PMUs. In his case, h (.) educes o a se
o quad a ic unc ions, p o ided V2 a he han Vmea-
su emen s a e included in z.
No e ha , unlike in he pola s a e ec o case, null in-
jec ion cons ain s can be linea ly o mula ed i null cu -
en s a he han null powe s a e en o ced.
The exp essions o h (.)can be ound elsewhe e [1]
while hose co esponding o Y a e gi en in [29].
5.2 Simul aneous SE o mula ion
The in o ma ion p o ided by PMUs can and should be
handled in heo y a he same ime he con en ional mea-
su emen s a e p ocessed by he SE. This equi es modi i-
ca ions o he exis ing so wa e in o de o accommoda e
he new Jacobian e ms and componen s o he esidual
ec o [30].
Depending on he p opo ion o con en ional e sus
PMU measu emen s, and he numbe o PMU channels,
he pola o ec angula model will be p e e able, as ol-
lows:
•I zIis emp y, ha is, PMUs p o ide only ol age pha-
so s, hen he con en ional pola model will be p e e -
able. This equi es mino adap a ions o exis ing SEs o
accommoda e phase angle measu emen s (see he sub-
sec ion 5.4 below o a discussion on he e e ence angle
issue).
•In u u e en i onmen s, howe e , whe e PMU mea-
su emen s will e en ually eplace con en ional RTU
measu emen s, he ec angula model will be p e e -
able. E en ually, in he absence o any powe o iso-
la ed ol age magni ude measu emen , he esul ing SE
model will become ully linea in ec angula coo di-
na es, which is a nice ea u e o exploi .
In ce ain cases, con en ional aw measu emen s could
be p e iously manipula ed so ha hey a e con e ed o
PMU-like pseudomeasu emen s. Fo ins ance, a pai o
powe ( low o injec ion) measu emen s associa ed wi h
a bus whose ol age phaso is p o ided by a local PMU,
can be ans o med in o an equi alen cu en phaso , in-
c easing in his way he linea i y o he esul ing model.
This equi es o cou se ha he co a iance o he pseu-
domeasu emen s be compu ed om ha o he aw mea-
su emen s.
No e also ha , in his app oach, he PMU measu e-
men s a e aken in o accoun om he e y beginning du -
ing he obse abili y and bad da a analyses.
5.3 Sequen ial SE o mula ion
In his scheme, con en ional measu emen s a e i s
p ocessed in he usual manne , and hen a new SE is de-
signed aimed a imp o ing he ini ial es ima es by inco -
po a ing he in o ma ion p o ided by PMUs. A nonlinea
ans o ma ion is equi ed in be ween o swi ch be ween
pola and ec angula coo dina es [31].
The h ee s ages in ol ed a e as ollows:
1) Dis ega ding PMU measu emen s, ob ain a p elimi-
na y es ima e ˜xby sol ing he con en ional nonlinea
SE p oblem, gi en by (1)-(2). This equi es ha he
en i e ne wo k be obse able in he p esence o jus
RTU measu emen s. As a byp oduc , he in e se o he
gain ma ix a ising in he las i e a ion p o ides he es-
ima e’s co a iance, acco ding o (3):
co (˜x) = ˜
G−1
2) The es ima e ˜xis ans o med o ec angula coo di-
na es:
˜x = (˜x)(12)
whe e he nonlinea unc ions (.) ep esen he well-
known ela ionships,
˜
VRe =˜
Vcos ˜
θ
˜
VIm =˜
Vsin ˜
θ
In addi ion o ˜x i s co a iance is equi ed. This is ob-
ained om:
co (˜x ) = ˜
F·co (˜x)·˜
FT(13)
whe e ˜
Fis he Jacobian o (.)compu ed o ˜x. No e
ha his Jacobian is a 2×2-block diagonal squa e ma-
ix.
3) The phaso measu emen s p o ided by PMUs, in ec -
angula coo dina es, along wi h he es ima e ˜x , lead
o he ollowing linea measu emen model:
˜x =x +εx(14)
zV =Kx +εV(15)
zI =Y x +εI(16)
whe e he co a iance o εVand εIis a known diagonal
ma ix and ha o εxis gi en by (13). Acco dingly, he
inal es ima e ˆxis he solu ion o he No mal equa ions
a ising a his linea s age:
I
Kx
Y
T
Wx
WV
WI
I
Kx
Y
ˆx=
I
Kx
Y
T
Wx
WV
WI
˜x
zV
zI
(17)
whe e he weigh ing ma ices Wx,WVand WIa e
he in e se o he espec i e co a iance ma ices. No e
ha WVand WIa e cus oma ily conside ed diagonal
ma ices, which igno es he ac ha he measu emen
noises o he se o “ aw” measu emen s ga he ed by
a single PMU a e co ela ed. On he o he hand, he
ma ix Wxis gi en by:
Wx= co −1(˜x ) = ˜
F−T·˜
G·˜
F−1(18)
whe e he in e se o ˜
Fis i ially ob ained by compu -
ing he 2×2 in e se o i s cons i u i e diagonal blocks.
This ma ix is no longe diagonal bu i s spa si y should
be exploi ed.
The main ad an age o his al e na i e is ha a con-
en ional SE is eso ed o a he beginning, allowing ex-
is ing so wa e o be adop ed. Mo eo e , he hi d s age
consis s o a linea SE, which implies ha he solu ion is
ob ained in a single i e a ion, p e en ing he isk o di e -
gence in he p esence o bad da a. Al hough he solu ion
eached h ough his h ee-s age app oach is no he op i-
mal one, i is su icien ly accu a e o p ac ical pu poses.
I s main d awback is ha PMU measu emen s canno be
used du ing he i s s ep o po en ially enla ge he obse -
able ne wo k and o enhance he bad da a de ec ion and
iden i ica ion p ocess.
5.4 Re e ence bus issues
S a e es ima ion p oblem is commonly o mula ed by
choosing a e e ence bus ( ypically bu no necessa ily he
same as he slack bus used o he powe low analysis) and
se ing i s ol age phase angle equal o ze o. This also im-
plies ha he e e ence phase angle will be excluded om
he s a e ec o and he co esponding column o Hwill be
emo ed when building he measu emen Jacobian. Al e -
na i ely, he e e ence phase angle can be e ained in he
s a e ec o bu hen a phase angle pseudo-measu emen
o a bi a y alue (ze o o con enience) mus be added
o each obse able island.
In he absence o any phase angle measu emen , his
p ac ice p esen s no p oblems and p o ides a sui able
amewo k o de ine he sys em s a e whe e he ac ual
alue o he e e ence bus ol age phase angle is i ele-
an .
Howe e , as he phaso measu emen s s a popula ing
he sys ems, he choice o a e e ence bus will no longe
be an a bi a y decision. The e a e wo possibili ies:
1) Choose a bus whe e no PMU exis s: This will c ea e
inconsis encies be ween he a bi a ily assigned e e -
ence angle a he chosen bus and ac ual phase angle
measu emen s p o ided by PMUs a o he buses.
2) Choose one o he buses wi h PMUs as he e e ence
bus: This will wo k as long as he PMU a he chosen
bus unc ions pe ec ly. I he measu emen s p o ided
by his PMU con ain e o s, hen hese e o s will no
be de ec able and will bias he es ima ed s a e.
This issue has been ecognized ea ly on and al e na-
i e app oaches we e conside ed. Among hem is a docu-
men [32] which is p oduced by he Eas e n In e connec-
ion Phaso P ojec (EIPP) g oup. In his documen a i -
ual bus angle e e ence, which is compu ed as he a e age
o se e al phase angle measu emen s by PMUs loca ed in
he icini y o a chosen bus is in oduced. This app oach
s ill emains ulne able o e o s in indi idual PMU mea-
su emen s despi e he use o a e aging.
In he p esence o nume ous PMUs i will be logical
o use he absolu e phase angle in o ma ion p o ided by
hose de ices. Hence, he measu emen Jacobian will ha e
o include columns co esponding o all bus ol age mag-
ni udes as well as phase angles, he dimension o he sys-
em s a e ec o being wice he numbe o buses [33].
In his case, he sys em will be decla ed obse able i
no ze o pi o s a e encoun e ed while ac o izing G. When
he e is mo e han one obse able island in he sys em ex-
cluding he phaso measu emen s, hen he e has o be a
leas one phase angle measu emen in e e y obse able is-
land o make he o e all sys em obse able.
When he e is only one phase angle measu emen in
he sys em, hen his case can be educed o he con en-
ional o mula ion wi h an assigned e e ence bus. Since
he alue o i s phase angle is i ele an , e o s in his mea-
su emen will no a ec he es ima ion esul s (c i ical in-
o ma ion).
A mo e ealis ic case is when he e a e wo o mo e
phaso measu emen s in he sys em. In his case, de-
ec ion o phaso measu emen e o s equi es highe e-
dundancy as discussed below. Dis ega ding he phaso
measu emen s, con en ional ne wo k obse abili y anal-
ysis [1] will yield he numbe o obse able islands in a
gi en sys em. Ha ing a leas one phaso measu emen s
in e e y obse able island will ensu e obse abili y o he
en i e ne wo k. In o de o be able o de ec and iden-
i y e o s in he phaso measu emen s, hei edundancy
should be u he inc eased in hei espec i e obse able
islands. De ini ion o c i ical k- uples can be ound in [1].
Following his de ini ion, i can be shown ha wo pha-
so measu emen s will ensu e de ec abili y and h ee will
be necessa y o iden i ica ion o bad da a associa ed wi h
any phaso measu emen in a gi en obse able island.
6 Applica ion en i onmen s
IN his sec ion, he imp o emen in SE pe o mance due
o he inco po a ion o PMU measu emen s is illus-
a ed. Fi s , he e ec o including PMU measu emen s
in he accu acy o he TSO-le el es ima o is assessed.
Then, he enhanced synch oniza ion capabili y p o ided
by PMUs in he mul i-TSO SE case is add essed. Owing
o space limi a ions, only small u o ial examples a e con-
side ed, bu he main conclusions emain alid o ealis ic
ne wo ks.
O he issues, such as he imp o ed moni o ing o
sma dis ibu ion sys ems by combining SE and PMUs,
o he use o he high olume o his o ical da a collec ed
by PMUs o de elop eliable load o ecas ing, s ill in hei
in ancy, a e no add essed o he sake o b e i y.
Fo he simula ions below he s a e a iables a e ex-
p essed in pola o m. The complex ol age phaso s p o-
ided by PMUs a e assumed in pola o m while he cu -
en phaso s a e ep esen ed in ec angula o m in o de
o a oid ill-condi ioning p oblems [4]. Unde hese as-
sump ions, he PMU measu emen s can be exp essed as
ollows:
Vm
i=Vi+εVi
θm
i=θi+εθi
Im
Re,ij =Vi(Asin θi+Bcos θi) +
Vj(Csin θj+Dcos θj) + εIRe,ij
Im
Im,ij =Vi(Esin θi+Fcos θi) +
Vj(Gsin θj+Hcos θj) + εIIm,ij
whe e he cons an s A o Hdepend on he pa ame e s o
he πmodel associa ed wi h b anch i-j[28]. In all simu-
la ed scena ios he PMU and con en ional measu emen s
ha e been handled simul aneously du ing he es ima ion
p ocess.
6.1 U iliza ion o PMUs a he TSO le el
The accu acy imp o emen a ising by inco po a ing
PMU measu emen s in a con en ional SE a he TSO le el
has been assessed wi h he help o he 5-bus ne wo k
ske ched in Fig. 2. Di e en scena ios wi h inc eased e-
dundancies ha e been conside ed:
1) Con en ional measu emen s only: he se o measu e-
men s used o hese simula ions is shown in Fig. 2.
The s anda d de ia ion o his ype o measu emen s
has been se o 0.01.
2) Inclusion o 1 PMU: in addi ion o he con en ional se
o measu emen s a single PMU (‘PMU1’ in Fig. 3) has
been loca ed a node 3. This de ice has se e al chan-
nels measu ing he complex ol age a bus 3 as well as
he cu en phaso s h ough lines 3-4 and 3-5.
3) Inclusion o 3 PMUs: wo mo e PMUs a e added a
nodes 4 and 5 (‘PMU2’ and ‘PMU3’ in Fig. 3). These
PMUs measu e only he ol age phaso a he co e-
sponding node.
1
2
3 4
5
Powe measu emen
Vol age magni ude measu emen
Figu e 2: 5-bus illus a i e ne wo k wi h con en ional measu emen s
1
2
3 4
5
PMU 2
PMU 1
PMU 3
Complex ec angula cu en measu emen
Complex pola ol age measu emen
Figu e 3: 5-bus illus a i e ne wo k wi h PMU measu emen s
Di e en alues o he s anda d de ia ion associa ed
wi h PMU measu emen s ha e been es ed, anging om
0.0005 o 0.01 (same quali y as con en ional measu e-
men s). A pa ame e K, ela ing he s anda d de ia ion
o con en ional (σc) and PMU (σpmu) measu emen s, has
been de ined:
K=σc/σpmu
Hence, K= 10, o ins ance, means ha he PMU mea-
su emen s a e 10 imes mo e accu a e in a e age han con-
en ional measu emen s.
The measu emen s o he di e en scena ios ha e
been c ea ed by adding gaussian noise o he ‘exac ’ mea-
su emen s co esponding o a gi en ne wo k s a e. The
andomly gene a ed noise has been scaled acco ding o he
s anda d de ia ion o he co esponding measu emen , as
ollows:
zm
i=zex
i+kiσi(19)
whe e zm
iis he i- h measu emen , zex
i he exac calcu-
la ed alue, kia andomly gene a ed gaussian numbe
N(0,1) and σi he s anda d de ia ion assumed.
Fo each alue o Kone hund ed Mon e Ca lo simu-
la ions ha e been pe o med. In o de o e alua e he im-
p o emen b ough abou by PMUs, he accu acy o ol -
age magni ude and powe low es ima es a e sepa a ely an-
alyzed ( hese a e he mos in e es ing magni udes o EMS
ope a o s). Fo his pu pose, he ollowing indices ha e
been de ined:
SV=
n
∑
i=1
|˜
Vi−Vex
i|/n
SP Q =
nP Q
∑
i=1
|˜
PQij −PQex
ij |/nP Q
whe e nand nP Q a e he numbe o nodes and powe
low (ac i e and eac i e) measu emen s, espec i ely and
PQij ep esen s any powe low measu emen .
Fig. 4 shows he esul ing SVindex o he di e en
scena ios. I can be obse ed how, as mo e PMUs a e in-
co po a ed, lowe alues a e ob ained, which means mo e
accu a e es ima es. Mo eo e , he es ima es imp o e as
he pa ame e Kinc eases, which happens when he s an-
da d de ia ion associa ed wi h he PMU measu emen s de-
c eases. Fig. 5 shows simila esul s o he index SP Q.
0 5 10 15 20
0
1
2
3
4
5
6
7x 10−3
K
0PMU
1PMU
3PMU
Figu e 4: Simula ion esul s o index SV
0 5 10 15 20
2
3
4
5
6
7
8
x 10−3
K
0PMU
1PMU
3PMU
Figu e 5: Simula ion esul s o index SP Q
The ollowing ema ks a e in o de :
•The inc emen al bene i o adding ol age phaso s
(‘PMU2’ and ‘PMU3’) is less no iceable han ha
o cu en phaso s (‘PMU1’), pa icula ly when
powe lows a e conside ed (Fig. 5).
•Fo alues o Kla ge han 10 he accu acy im-
p o emen b ough abou by PMUs somewha sa -
u a es. In gene al, howe e , his will also depend
on he edundancy o he con en ional measu emen
se .
•F om he poin o iew o es ima e accu acy, i is
p obably be e o in es in u he imp o ing he
quali y o PMU measu emen s a he han inc eas-
ing he numbe o PMUs. Howe e , obus ness
agains ailu e o loss o PMU channels is highe
when a la ge numbe o PMUs a e ins alled.
6.2 U iliza ion o PMUs a he egional mul i-TSO le el
In egional powe sys ems, whe e eal- ime measu e-
men s a e ga he ed wi hin neighbo ing a eas by he a -
ious con ol cen e s dis ibu ed o e he g id, he Mul i-
A ea S a e Es ima ion (MASE) has go enewed in e es .
In his en i onmen , he need o p ope ly moni o ing en-
e gy ansac ions ac oss TSO bo de s ia la ge in e con-
nec ions, while a he same ime p ocessing he eal- ime
da a a he mos app op ia e place, make he MASE a good
al e na i e. In gene al, MASE elies on some kind o
decomposi ion-coo dina ion scheme, aking ad an age o
he usually weake geog aphical o measu emen coupling
among a eas.
The MASE consis s o a sequence o hie a chical SE
p ocesses comp ising wo main s ages [2]: 1) each TSO
independen ly sol es he s a e es ima ion o i s own a ea,
including he ie-lines, bo de nodes and bo de measu e-
men s o adjacen a eas; 2) he esul s o hese decoupled
es ima o s a e hen used by an ad hoc p ocedu e which
coo dina es he es ima e o he en i e sys em. Unde his
scheme, when he di e en a eas a e no synch onized in
ime wi h PMU measu emen s, each o he a eas se s a
local phase angle e e ence o he TSO-le el es ima ion
p ocess ( i s s ep). This equi es he in oduc ion o new
s a e a iables u, one o each a ea, ela ing he di e en
phase angle e e ences o he sys em. These a iables,
whose alues a e es ima ed a he second s ep, coo di-
na e he esul s o he a eas by e e ing he es ima es o
a global phase angle e e ence.
When synch onized PMU measu emen s a e a ailable
a all a eas, he local phase angle e e ences a e no longe
needed. The PMU measu emen s will implici ly coo di-
na e he independen es ima es o he Uni e sal Time Co-
o dina ed e e ence (UTC). In case some a eas do no ha e
PMU measu emen s a ailable, only hose a eas will need
o se a local phase angle e e ence, and o each one a u
a iable will ha e o be de ined and es ima ed in o de o
coo dina e he local es ima es o he UTC.
Since he u a iables coo dina e he es ima es o di -
e en a eas, hei ole is c ucial in he compu a ion o
powe lows h ough ie-lines. The quali y o he ues-
ima es will a ec he accu acy o he es ima ed lows
h ough he ie-lines and, as a consequence, he es ima es
o he ene gy ansac ions among TSOs. I PMUs a e
a ailable, he lack o u a iables along wi h he enhanced
accu acy usually p o ided by he PMU measu emen s, im-
ply be e es ima es o powe lows a ie-lines.
Some simula ions ha e been ca ied ou in o de o
e alua e he imp o emen o he mul i-a ea s a e es ima-
ion in he p esence o PMUs. The ne wo k used in hese
es s is made up o h ee IEEE 14-bus es ne wo ks, con-
nec ed o each o he as shown in Fig. 6, whe e only he
ie-lines and bo de buses a e ep esen ed. Table 1 shows
he ie-line pa ame e s adop ed o hese expe imen s.
123
11
2
3
2
3
B
A
C
Figu e 6: Mul i-a ea sys em composed o 3 IEEE 14-bus ne wo ks