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Biophysics and protein corona analysis of Janus cyclodextrin-DNA nanocomplexes. Efficient cellular transfection on cancer cells

Martínez-Negro, M.; Caracciolo, G.; Palchetti, S.; Pozzi, D.; Capriotti, A.L.; Cavaliere, C.; Laganà, A; Ortiz Mellet, Carmen; Benito, Juan M.; García Fernández, José Manuel; Aicart, Emilio

Abstract

The self-assembling processes underlining the capabilities of facially differentiated (¿Janus¿) polycationic amphiphilic cyclodextrins (paCDs) as non-viral gene nanocarriers have been investigated by a pluridisciplinary approach. Three representative Janus paCDs bearing a common tetradecahexanoyl multitail domain at the secondary face and differing in the topology of the cluster of amino groups at the primary side were selected for this study. All of them compact pEGFP-C3 plasmid DNA and promote transfection in HeLa and MCF-7 cells, both in absence and in presence of human serum. The electrochemical and structural characteristics of the paCD-pDNA complexes (CDplexes) have been studied by using zeta potential, DLS, SAXS, and cryo-TEM. paCDs and pDNA, when assembled in CDplexes, render effective charges that are lower than the nominal ones. The CDplexes show a self-assembling pattern corresponding to multilamellar lyotropic liquid crystal phases, characterized by a lamellar stacking of bilayers of the CD-based vectors with anionic pDNA sandwiched among them. When exposed to human serum, either in the absence or in the presence of pDNA, the surface of the cationic CD-based vector becomes coated by a protein corona (PC) whose composition has been analyzed by nanoLC-MS/MS. Some of the CDplexes herein studied showed moderate-to-high transfection levels in HeLa and MCF-7 cancer cells combined with moderate-to-high cell viabilities, as determined by FACS and MTT reduction assays. The ensemble of data provides a detail picture of the paCD-pDNA-PC association processes and a rational base to exploit the protein corona for targeted gene delivery on future in vivo applications.

Full text

1 Biophysics and p o ein co ona analysis o Janus cyclodex in-DNA nanocomplexes. E icien cellula ans ec ion on cance cells M. Ma ínez-Neg oa, G. Ca acciolob, S. Palche ib, D. Pozzib, A. L. Cap io ic, C. Ca alie ec, A. Laganàc, C. O iz Melle d, J. M. Beni oe, J. M. Ga cía Fe nándeze, E. Aica a, E. Junque aa,* aG upo de Química Coloidal y Sup amolecula , Depa amen o de Química Física I, Facul ad de Ciencias Químicas, Uni e sidad Complu ense de Mad id, 28040-Mad id, Spain bDepa men o Molecula Medicine, “Sapienza” Uni e si y o Rome, Viale Regina Elena 291, 00161-Rome, I aly cDepa men o Chemis y, “La Sapienza” Uni e si y o Rome, Pzle Aldo Mo o 5, 00185-Rome, I aly dDepa amen o de Química O gánica, Facul ad de Química, Uni e sidad de Se illa, c/ P o eso Ga cía González 1, 41012-Se illa, Spain eIns i u o de In es igaciones Químicas (IIQ), CSIC – Uni e sidad de Se illa, A da. Amé ico Vespucio 49, 41092-Se illa, Spain Co esponding Au ho *Fax: +34913944135. E-mail: [email p o ec ed] 2 ABSTRACT The sel -assembling p ocesses unde lining he capabili ies o acially di e en ia ed (“Janus”) polyca ionic amphiphilic cyclodex ins (paCDs) as non- i al gene nanoca ie s ha e been in es iga ed by a plu idisciplina y app oach. Th ee ep esen a i e Janus paCDs bea ing a common e adecahexanoyl mul i ail domain a he seconda y ace and di e ing in he opology o he clus e o amino g oups a he p ima y side we e selec ed o his s udy. All o hem compac pEGFP-C3 plasmid DNA and p omo e ans ec ion in HeLa and MCF-7 cells, bo h in absence and in p esence o human se um. The elec ochemical and s uc u al cha ac e is ics o he paCD-pDNA complexes (CDplexes) ha e been s udied by using ze a po en ial, DLS, SAXS, and c yo-TEM. paCDs and pDNA, when assembled in CDplexes, ende e ec i e cha ges ha a e lowe han he nominal ones. The CDplexes show a sel - assembling pa e n co esponding o mul ilamella lyo opic liquid c ys al phases, cha ac e ized by a lamella s acking o bilaye s o he CD-based ec o s wi h anionic pDNA sandwiched among hem. When exposed o human se um, ei he in he absence o in he p esence o pDNA, he su ace o he ca ionic CD-based ec o becomes coa ed by a p o ein co ona (PC) whose composi ion has been analysed by nanoLC- MS/MS. Some o he CDplexes he ein s udied showed mode a e- o-high ans ec ion le els in HeLa and MCF-7 cance cells combined wi h mode a e- o-high cell iabili ies, as de e mined by FACS and MTT educ ion assays. The ensemble o da a p o ides a de ail pic u e o he paCD-pDNA-PC associa ion p ocesses and a a ional base o exploi he p o ein co ona o a ge ed gene deli e y on u u e in i o applica ions. KEYWORDS: CDplexes, e ec i e cha ge a io, mul ilamella phases, cellula ans ec ion, cy o oxici y, p o ein co ona 3 1. In oduc ion Nucleic acids (DNA o RNA) ha e become in he las decade an a ac i e sou ce o he apeu ic agen s [1]. The in e play o a di ec s uc u e-ac i i y ela ionship and a highly speci ic mode o ac ion heo e ically pe mi exploi ing he cellula machine y in a p edic able ashion o ei he s imula e o silence he exp ession o i ually any p o ein, wi h educed oxici y and ewe side e ec s as compa ed wi h classical d ugs. This is he basis o gene he apy (GT), an exci ing b anch o medicine ha ies o cu e diseases (gene ic, neu ologic, ca dio ascula , in ec ious, o ca cinogenic, e c.) a a molecula le el, by epai ing damaged cellula DNA, ei he by in oducing (by means o a plasmid DNA) and exp essing a copy o he a ec ed o missing gene in o he cells [2-8] o by inse ing a small in e e ing RNA (siRNA) o silence and s op he exp ession o an abno mal gene, esponsible o he cell diso de [9-12]. Bo h app oaches, ei he ha one based on plasmid DNAs o on siRNAs, cons i u e nowadays he main s a egies o GT on seeking o e ec i ely es o e heal hy cell unc ioning. Con en ional d ugs consis o bioac i e species and a ca ie , he o me being no mally he key o he design s a egies. Howe e , in he case o biomolecula d ugs, such as nucleic acids, he ca ie becomes a decisi e p o agonis . In he ee s a e, nucleic acids a e easily deg aded by nucleases in biological luids [13,14], and hei memb ane-c ossing abili ies and cellula up ake a e se iously limi ed by hei nega i e cha ge, inhe en ly la ge size, and igidi y [15]. Fo mula ion wi h app op ia e deli e y sys ems is hus essen ial o nucleic acids o o e come he physiological ba ie s, each he a ge in a ully unc ional o m and ca y ou he designed he apeu ic unc ion. Vi al gene ec o s [16,17] we e i s de eloped owa ds his end due o hei high e ec i eness. Ye , he use o i al ec o s bea inhe en isks, including immunogenici y and oncogenici y, which has boos ed esea ch on he design, syn hesis, and 4 cha ac e iza ion o non- i al ca ie s ha may combine high ans ec ion e iciencies wi h low cy o oxici y le els [18,19]. In addi ion, o in i o applica ions, hese ec o s mus emain s able in he p esence o blood o se um and, ideally, should be amenable o su ace deco a ion wi h selec i e g oups in o de o ecognize he a ge cells. The majo i y o non- i al ec o o mula ions on eco d a e based on ca ionic lipids [19,20], polyme s [21], nanopa icles [22], and polysaccha ides [12,23]. Mo e ecen ly, gene deli e y sys ems based on 3D molecula amewo ks wi h p ecisely de ined chemical s uc u es, sizes, shape symme y and unc ional g oup dis ibu ions ha e been de eloped [24-26]. Thei in insic monodispe se cha ac e allows conduc ing sys ema ic s udies on he in luence o ec o modi ica ions on he sup amolecula in e ac ions wi h nucleic acids and he consequences in ans ec ion e iciencies [1]. Wi hin he con ex o molecula gene ec o s, acially di e en ia ed (“Janus”) mac ocyclic en i ies [24,26,27], among which cyclodex in (CD)-based de i a i es a e pa adigma ic examples, ha e conque ed a p ominen posi ion [28,29]. CDs a e biocompa ible cyclic oligosaccha ides consis ing o α-1,4-linked glucopy anose uni s ha de ine a cone-shape opology wi h well-di e en ia ed aces. The Janus ea u e can be impa ed by bidi ec ional unc ionaliza ion wi h polyca ionic g oups on one im and hyd ophobic chains on he opposi e im. Mul ihead-mul i ail polyca ionic amphiphilic CDs (paCDs) wi h sel -assembling p ope ies and biomime ic cell-memb ane-c ossing ap i udes, esembling bo h ca ionic lipids and ca ionic polyme s, a e hus accessed [30,31]. In he p esence o nucleic acids, hey spon aneously o m well-de ined sup amolecula nanocomplexes (he eina e e e ed o as CDplexes) whe e he gene ma e ial is p o ec ed om deg ada ion by enzyma ic agen s. Analogously o he well- known lipoplexes and polyplexes [32], CDplexes can elici cellula up ake in physiological media and p omo e ans ec ion [30,31,33,34]. 5 Whe eas in i o ans ec ion o immo alized cul u ed cells can be gene ally conduc ed in se um- ee medium, some ex- i o and any in i o GT p o ocol will imply exposing o he nucleic acid-en apping nanosys ems o o he biomolecules p esen in biological luids. Non-speci ic in e ac ions wi h hese biomolecules may hen decisi ely a ec hei a e in a biological en i onmen [35,36]. Indeed, once adminis e ed in i o, he nano ec o s a e exposed o he biological luids om which hey adso b p o eins and o he componen s, losing he ba e ec o iden i y o o m a biologically ac i e co ona, known as he p o ein co ona (PC) [37,38]. This PC plays an impo an ole in bo h he cellula ecogni ion [39] and cell-memb ane c ossing capabili ies (in e naliza ion p ocess) o he nano ec o [40]. I has also a clea e ec on i s ime o ci cula ion in he blood, so ha knowing he p o eomic p o ile o he co ona su ounding a gene ec o is c ucial o op imize he ans ec ion p ocess. Fo ins ance, ce ain p o eins like opsonins and, specially, immunoglobulins, ib inogen and complemen p o eins a e ecognized by he mac ophages a o ing he phagocy osis and he apid clea ance o he ec o om he bloods eam. On he o he hand, he adso p ion o apolipop o eins and se um albumin (dyopsonins) p omo e p olonged blood ci cula ion hal -li e [41]. Success ul deli e y o he apeu ic genes in o cells will he e o e equi e no only a high con ol o he physical-chemical pa ame e s o he ec o and ec o -DNA nanocomplex, such as e ec i e cha ges, chemical composi ion, size and s uc u e, bu also a deep knowledge on hei in e ac ion wi h se um p o eins, he composi ion o he esul ing PC and i s impac in ans ec ion capabili ies and oxici y. No wi hs anding, up o da e, mos s udies in his ield a e cen e ed on he PC ha o ms a ound ino ganic and o ganic nanopa icles [40,42-44], wi h only a ew in es iga ions e alua ing he PC adso bed on ec o -DNA complexes [45,46]. 6 This wo k is speci ically ocused on he biophysical and biochemical cha ac e iza ion o Janus paCD-pDNA CDplexes and hei p o ein co ona inge p in s as a unc ion o he molecula paCD ec o opology. We ha e chosen h ee di e en paCD ep esen a i es wi h a -cyclodex in (CD) co e, namely compounds ADM70, ADM105 and PBO234 (Scheme 1). The h ee molecula ec o s sha e a C7- symme ical ski - ype Janus a chi ec u e wi h a mul i ail lipophilic domain o med by ou een hexanoyl g oups ha es e i y he seconda y hyd oxyls, di e ing in he a chi ec u e o he mul i alen ca ionic clus e ins alled a he p ima y posi ions. Thus, ADM70 displays a dend i ic p esen a ion o ou een p ima y amino g oups, ADM105 a linea a angemen o se en seconda y and se en p ima y amino g oups and PBO234 a hep a alen clus e o p ima y amino g oups. ADM70 and ADM105 addi ionally inco po a e a bel o se en hiou ea g oups a he p ima y ace b anches. All hese s uc u al elemen s ha e been p e iously ound o impa good DNA compac ion abili ies o molecula gene ec o s as well as good ans ec ion capabili ies o he co esponding ec o -DNA complexes in cellulo and in i o [33,34]. We ha e i s conduc ed a deep elec ochemical and s uc u al cha ac e iza ion o he ba e nano ec o and pDNA-loaded Janus paCD assemblies by using high p ecision expe imen al echniques including ze a po en ial, aga ose gel elec opho esis, dynamic ligh sca e ing (DLS), small angle X- ay sca e ing (SAXS) and c yo- ansmission elec on mic oscopy (c yo-TEM). Gi en ha wha cells “see” and p ocess in in i o si ua ion is no he ba e complexes bu he CDplexes-PC bioen i y o med, we ha e e alua ed he PC de eloped a he su ace o CDplexes o mula ed wi h he h ee paCDs he ein used when hey in e ac wi h human plasma (HP), by means o nano liquid ch oma og aphy andem mass spec ome y (nanoLC-MS/MS). Finally, ans ec ion pe o mances o he CDplexes and le els o cellula oxici y we e u he in es iga ed in i o by 7 luo escence-ac i a ed cell so ing (FACS) and educ ion o 3-(4,5-dyme hyl hiazol-2- y1)-2,5-diphenyl e azolium b omide (MTT assay), espec i ely. The inal goal o his plu idisciplina y app oach is ob aining a global pic u e o he op imal equi emen s o he p epa a ion o he CDplexes, in an a emp o opening al e na i e ails ha p o ide non- i al ec o s wi h imp o ed ou pu s o bioa ailabili y and ans ec ion e iciency (TE). Scheme 1. S uc u al cha ac e is ics o ADM70, ADM105 and PBO234. 2. Expe imen al sec ion 2.1 Ma e ials The Janus paCDs used in his s udy, ADM70, ADM105 and PBO234 (Scheme 1), we e p epa ed ollowing he p ocedu es p e iously epo ed [47]. B ie ly, he syn hesis o compound PBO234 was accomplished in ou s eps (i-i ) om comme cially a ailable -cyclodex in by (i) hep ab omina ion a he p ima y hyd oxyl im wi h he N-b omosuccinimide (NBS)/ iphenylphosphine (TPP) sys em [48], (ii) cesium ca bona e p omo ed nucleophilic displacemen o b omine by N-Boc-cys eamine [49], = == = = + ADM70 ADM105 PBO234 ADM70 ADM105 PBO234 + CD paCD 8 (iii) acyla ion o he ou een seconda y hyd oxyls by eac ion wi h hexanoic anhyd ide in N,N-dime hyl o mamide (DMF) and N,N-dime hylaminopy idine (DMAP) as a non- nucleophilic base ca alys and (i ) inal acid-p omo ed hyd olysis o he e -bu yl ca bama e g oups. Compounds ADM105 and ADM70 we e ob ained om PBO234 a e iso hiocyana ion o he se en amino g oups wi h hiophosgene [47] ollowed by hiou ea coupling eac ions wi h mono-N-Boc-e hylenediamine o N,N”-di-Boc- e hylene iamine, espec i ely, and subsequen Boc emo al. The physicochemical da a o he h ee polyca ionic amphiphilic cyclodex ins we e consis en wi h hose p e iously epo ed [47]. Mos signi ican ly, he 1H and 13C NMR spec a showed he ypical single-spin sys em o ully C7-symme ical molecules. pEGFP-C3 Plasmid DNA (pDNA) was ex ac ed om compe en E. Coli bac e ia p e iously ans o med wi h pEGFP-C3, he ex ac ion being ca ied ou using GenElu e HP Selec plasmid Gigap ep Ki (Sigma Ald ich) ollowing a p o ocol p e iously desc ibed [50,51]. Sodium sal o cal hymus DNA (c DNA), p o ided by Sigma-Ald ich, was used as linea DNA o de e mine he e ec i e cha ge ( ) o he ca ionic ec o . Human plasma (HP) whole blood p o ided by he Depa men o Expe imen al Medicine o La Sapienza Uni e si y o Rome, was ob ained by enipunc u e o en heal hy olun ee s. Mixed plasma was aliquo ed and s o ed a -80 ºC in p o ein LoBind ubes un il u he use. Fo analysis, he aliquo s we e hawed a 4 ºC and hen allowed o wa m a oom empe a u e. Human ce ical cance cell line (HeLa), de i ed om human ce ix adenoca cinoma, and human b eas cance cell line (MCF-7), de i ed om human pleu al e usion b eas cance me as asis, we e pu chase om ATCC (Manassas, VA, USA). HeLa cells we e main ained in Eagle’s Minimum Essen ial Medium (EMEM) supplemen ed wi h 2 mM L-glu amine, 100 IU/mL + CD q 9 penicillin/s ep omycin, 1 mM sodium py u a e, 10 mM HEPES, 1.5 mg/L sodium bica bona e, and 10% e al bo ine se um (FBS). MCF-7 cells we e main ained in Eagle’s Minimum Essen ial Medium (EMEM) supplemen ed wi h 0.01 mg/ml human ecombinan insulin and 10% e al bo ine se um (FBS). 2.2 Me hods 2.2.1 P epa a ion o CDplexes. paCD-DNA complexes we e o med by mixing he co ec amoun s o aqueous solu ions o he paCDs and o DNAs (ei he c DNA o pDNA) in HEPES 20 mM (pH = 7.4). The inal solu ions we e le du ing 20 min p io o ca y on he expe imen s. pDNA concen a ions we e op imized o i he op imum condi ions o each expe imen al echnique. CDplex composi ion can be exp essed ei he in e ms o he masses a io   CD DNA m / m  , be ween mass o he gene ec o ( ) o plasmid DNA   DNA m , o he e ec i e cha ge a io (ρe ), be ween he paCD and pDNA e ec i e cha ges. 2.2.2. Incuba ion o paCDs wi h HP, in absence and p esence o pDNA. paCDs we e mixed wi h HP (1:1 / ) and we e incuba ed a 37 ºC o 1 h. A e incuba ion, he samples we e cen i uged h ee imes du ing 15 min a 14000 pm in o de o wash he sample and emo e all he molecules no bound o he complex. The same p ocedu e was ollowed wi h he CDplexes. 2.2.3. Me hods o he cha ac e iza ion o paCD/pDNA CDplexes. Uncomplexed plasmid DNA along wi h he paCD/pDNA CDplexes (a se e al   CD pDNA m / m a ios) we e loaded on o 1% aga ose gel and un o 30 min a 100 mV in 1x TAE (T is-HCl, Ace a e and EDTA) bu e . In he Aga ose gel elec opho esis expe imen s, ully paCD/pDNA complexes appea ed as luo escen band in he wells o he gel, while CD m 16 cha ged complex, as equi ed o c oss he nega i e cell memb ane in an e icien cell ans ec ion p ocess. F om Eq. (2), i is easily deduced ha = 1 equi es: (3) Thus, i he isoneu ali y a io   CD linea DNA m / m  is expe imen ally de e mined o a complex o med by a Janus CD-based ec o and a comme cial linea DNA ( o which = -2/bp), he e ec i e posi i e cha ge o he ec o ( ) can be ob ained. Once his cha ge is known, he nega i e e ec i e cha ge o he plasmid ( ) can be s aigh o wa dly de e mined om he expe imen al alue o   CD pDNA m / m  o a complex o med by he same CD based ec o bu wi h a plasmid DNA ins ead o he linea DNA, on he same expe imen al condi ions, as ollows: (4) Elec ochemical echniques a e, among o he s, he mos adequa e ools o de e mine his elec oneu ali y a io, aga ose gel elec opho esis, and, mo e p ecisely, ze a po en ial, being he mos ecommended. Aga ose gel elec opho esis in o ms abou he compac ion le el o pDNA by he ec o s. Fig.1 epo s hese expe imen s a h ee di e en   CD DNA m / m a ios (whi e numbe s on lanes 2-4), o he h ee paCDs used in his wo k (ADM70, ADM105 and PBO234). Uncomplexed pDNA (lane 1) was used as a posi i e con ol. Resul s epo ed in Fig. 1 e eal ha pDNA is e icien ly compac ed by he paCD molecula ec o s, since he luo escen bands disappea ac oss he gel lanes as long as   CD DNA m / m a io inc eases. As can be in e ed om Fig. 1, he e  1 , ,linea CD CD e CD e DNA bp linea DNA mM qq mM       ,linea e DNA q ,e CD q ,pe DNA q ,p , bp CD e DNA e CD pDNA CD mM qq mM       17 isoneu ali y was each a   CD DNA m / m a ios below 0.4, 0.7 and 0.5 o ADM70- pDNA, ADM105-pDNA and PBO234-pDNA CDplexes, espec i ely. Wi h he aim o de e mining wi h highe p ecision he elec oneu ali y a io, ze a po en ial was measu ed as a unc ion o   CD DNA m / m (Fig. 2), co e ing he ange wi hin which pDNA is e ec i ely compac ed by each paCD, acco ding o he esul s shown in Fig. 1. The elec oneu ali y a io   CD DNA m / m  can be de e mined as he   CD DNA m / m alue whe e a sign in e sion on he cha ge occu s in he  -po en ial sigmoidal p o iles. Fig. 1. Gel elec opho esis esul s o (a) ADM70-pDNA CDplexes, (b) ADM105-pDNA CDplexes, and (c) PBO234 -pDNA CDplexes. Lane 1: uncomplexed pDNA (posi i e con ol). Lanes 2-4: CDplexes a di e en mCD/mDNA mass a ios (whi e numbe s a he bo om o he lanes). pDNA mCD/mDNA 0.4 0.7 1.6 0.7 1.6 3.0 0.5 1.0 2.0 b) c) a) 18 Fig. 2. Plo o ζ po en ial s mCD/mDNA CDplex composi ion, o di e en samples wi h c DNA (a) and pDNA (b). Black, ed and blue symbols co espond o ADM70-pDNA, ADM105-pDNA and PBO234-pDNA CDplexes, espec i ely. Table 1 epo s he esul s ob ained o CDplexes o mula ed wi h ADM70, ADM105 o PBO234 and ei he c DNA o pDNA. Wi h hese   CD DNA m / m  alues and ollowing he p ocedu e abo e explained, he e ec i e cha ges o bo h he Janus CD based ca ionic ec o s and he pDNA he ein used, and , we e calcula ed and collec ed in Table 2. The di e ences encoun e ed be ween nominal and e ec i e cha ges in bo h he ca ionic ec o s and he anionic pDNA a e ema kable. Thus, he ne posi i e cha ges a ailable o in e ac ion wi h pDNA a e a ound 33% o he nominal one, assuming ull p o ona ion o he amino g oups, o he e adecaamine de i a i es ADM70 and ADM105, and only 25% o hep amine PBO234. This scena io is simila o ha ound o some CD poly o axane-based ec o s [12] bu sha ply di e en om ha encoun e ed o ca ionic lipid gene ec o s bea ing qua e na y amino g oups, which no mally yield hei o al nominal posi i e cha ges wi hin a ange o 10 % o unce ain y [19,51,57]. On he o he hand, he plasmid used he ein seems o be qui e supe coiled a he expe imen al condi ions used, since i s a ailable nega i e cha ge pe bp is a away om he nominal alue (-2/bp), yielding ,e CD q ,p  e DNA q 0,0 0,2 0,4 0,6 0,8 -20 0 20  (mV) mCD/mDNA b) 0 3 6 9 -30 0 30  (mV) mCD/mDNA a) 19 a ound 7%, 13% and 5% o i s nominal cha ge when being compac ed by ADM70, ADM105 and PBO234, espec i ely. This beha iou , o en ound in lipoplexes, con i ms ha plasmids usually e ain an impo an pe cen age o ca ionic sodium coun e -ions (Na+). This is a p io i a a ou able ea u e o he use o hese mac ocyclic ec o s as sa e and e ec i e ehicles o nucleic acids, since he weake he anionic cha ac e o he DNA, he lowe he amoun o ca ionic ec o needed o o mula e he nanocomplexes, hus dec easing he isk o cy o oxici y o he ec o . F om he paCD and pDNA e ec i e cha ges hus ob ained, e ec i e cha ge a ios (  e ) a ound 5- old ( o ADM70 and PBO234) o 2- o 3- old ( o ADM105) o he nominal ones we e calcula ed using Eq. (2). Table 1. Values o isoneu ali y a ios   CD DNA m / m  o he CDplexes o med by ADM70, ADM105 and PBO234 wi h ei he c DNA o pDNA. ADM70-DNA ADM105-DNA PBO234-DNA c DNA 3.0 2.9 5.7 pDNA 0.19 0.38 0.25 Values es ima ed wi h a 5% e o Table 2. Nominal and e ec i e cha ges o paCDs and pDNA. ADM70 ADM105 PBO234 nom,CD q 14 14 7 e ,CD q 4.6 4.7 1.7 e ,CD nom,CD q / q  0.33 0.33 0.25 nom,pDNA q / bp  -2 -2 -2 e ,pDNA q / bp  -0.13 -0.26 -0.09 e ,pDNA nom,pDNA q / q  0.07 0.13 0.05  e /  nom 5.1 2.6 5.4 Values es ima ed wi h an 8% e o Ha ing in o ma ion o he s uc u e o he complex is impo an o ind he bes non- i al ec o s and o p omo e i s use in in i o gene he apy. The s uc u e o he paCD- pDNA CDplexes in concen a ed samples was in es iga ed by SAXS a se e al 20 e ec i e cha ge a ios o which CDplexes a e po en ially ac i e as gene ans ec ion ec o s (  e > 1). C yo-TEM was also used as a suppo ing echnique. Fig. 3 shows he co esponding SAXS di ac og ams (In ensi y s q ac o ) a  e = 2, 4 and 8, wi h he Mille indexes being included in he plo . In all he cases, h ee peaks ha index well o a lamella lyo opic liquid c ys al phase (L  ) we e obse ed, ega dless o  e , wi h he cha ac e is ic in e -laye dis ance (d) di ec ly ela ed o he q ac o (d = 2πn/qhkl, n is he di ac ion o de ). This s uc u e may be explained by conside ing ha he hexanoyl chains linked o he wide en ance o he CD o us p omo e sel -assembling in a lipidic bilaye ashion, CDplexes being adequa ely ep esen ed as al e na ing bilaye s o paCDs molecules and an aqueous monolaye con aining supe coiled pDNA, wi h hicknesses ep esen ed by dm, and dw, espec i ely, being d = dm + dw. Table 3 collec s he alues o d, calcula ed as an a e age o he da a ob ained om he mo e in ense peaks (100 and 200) o he di ac og ams a each  e a io. I is no iceable ha he pe iodici y o he s uc u e emains basically unal e ed o a cons an pDNA con en when he p opo ion o he ec o inc eases (i.e. d emains basically cons an wi h  e ), o he h ee CDplexes s udied. Conside ing hese d alues and he ac ha pDNA supe coils needs a ound dw ~2.0-2.5 nm o be sandwiched by paCDs bilaye s in a ypical sandwich ashion, i can be deduced ha he hickness o he bilaye (dm) mus be 3.1, 3.4 and 2.5 nm o ADM70-pDNA, ADM105-pDNA and PBO234-pDNA CDplexes, espec i ely. Gi en he leng hs o bo h he ca ionic ails and he lipid ype chains, and he dep h o he  -CD o us-shaped ca i y, hese d, dm and dw alues a e compa ible wi h a L  s uc u e only i : i) he ca ionic ails on he na owe en ance o he CD mac ocycle a e somehow in an open bouque ashion ( o a oid elec os a ic epulsions among posi i e cha ges) and/o ii) he lipidic ype chains ha a e linked o he wide en ance o -CD mac ocycle a e in e c ossed. 21 Fig. 3. SAXS di ac og ams o paCD-pDNA CDplexes a se e al e ec i e cha ge a ios (ρe ): Red lines ρe = 2, g een lines ρe = 4, and blue lines ρe = 8 o : a) ADM70-pDNA; b) ADM105-pDNA; and c) PBO234-pDNA CDplexes. 1 2 3 4 5 (300) (200) (100) q (nm-1) (300) (200) (100) c) (300) (200) (100) (300) (200) (100) a) (300) (200) (100) (300) (200) (100) (300) (200) (100) (100) (100) (300) (200) In ensi y (a.u.) (300) (200) b) 22 Table 3. Values o q and d o he lamella (L  ) liquid c ys al phase ound o he paCD- pDNA CDplexes (whe e paCDs a e ADM70, ADM105 and PBO234), a se e al e ec i e cha ge a ios (  e ). ADM70 ADM105 PBO234  e L  L  L  q100 1.12 1.06 1.28 2 q200 2.21 2.09 2.50 q300 3.30 3.12 - d 5.6 5.9 5.0 q100 1.13 1.09 1.31 4 q200 2.23 2.13 2.47 q300 3.33 3.16 - d 5.6 5.8 5.0 q100 1.15 1.07 1.30 8 q200 2.27 2.12 2.50 q300 3.39 3.18 - d 5.5 5.9 4.9 Values o q and d a e epo ed in nm-1 and nm, espec i ely. C yo-TEM expe imen s u he con i med he mul ilamella cha ac e o he CDplexes s udied in his wo k. Fig. 4 shows a selec ion o mic og aphs among hose aken o ADM105-pDNA CDplex ha a e ep esen a i e o he ensemble o da a (see Fig. S1 in Supplemen a y da a o a selec ion o mic og aphs o ADM70-pDNA and PBO234-pDNA CDplexes). The mul ilamella a angemen ound in SAXS is also seen in hese mic og aphs. In ac , h ee ypes o nanos uc u es in coexis ence a e ound: (i) CDplexes wi h a well-de ined mul ilamella p o ile and agg ega ed in a clus e ype ashion (CT- ype nanoagg ega es; labelled wi h whi e as e isks in Fig. 4); (ii) CDplexes wi h a clea inge -p in mul ilamella pa e n (FP- ype nanoagg ega es; labelled wi h whi e ci cles, and a zoom iew in panel d), and; (iii) sel -agg ega ed paCDs wi hou pDNA compac ed (labelled wi h whi e a ows), wi h a ypical esicle- ype s uc u e. The p esence o agg ega es o paCD molecules, wi hou pDNA being compac ed, is jus i ied by he ac ha he expe imen is done o samples wi h a clea excess o ca ionic ec o (no ice ha  e = 4 in c yo-TEM expe imen s). These exceeding paCD 23 molecules end o o m unilamella sphe ical esicle- ype nanos uc u es, he o ma ion o he lipidic bilaye being p omo ed by he p esence o 14 lipidic ype chains linked o he wide en ance o each cyclodex in o us (2 chains pe glucose uni ). I can be in e ed ha he unilamella paCD esicles abo e men ioned in e ac wi h pDNA h ough s ong elec os a ic in e ac ions and end o agg ega e yielding he mul ilamella phases, ei he CT o FP, by sandwiching he plasmid supe coils wi hin he aqueous monolaye ha emain be ween each wo bilaye s. Scheme 2 shows schema ic d awings o bo h nanoagg ega es: (a) unilamella esicles in he absence o pDNA, and (b) mul ilamella complexes in he p esence o pDNA. In he CT- ype s uc u es, he bilaye s may be de o med when sandwiching pDNA supe coils wi h he adjacen bilaye s, bu hey essen ially keep hei mo phologies. Howe e , FP- ype nanoagg ega es show he ypical inge -p in compac ion pa e n, and in con as wi h he CT- ype CDplexes, he bilaye s end o dis up p obably due o a mo e a ou able paCD-pDNA in e ac ion. This pa icula scena io has been also p e iously ound o di e en lipoplexes (ca ionic lipids-pDNA complexes) [20,57]. Some o he mul ilamella a angemen s shown in hese mic og aphs (and o he no shown) ha e been chosen o analyze he p esence o pe iodici y. As ep esen a i e examples, he inse s o panels b) and c) in Fig. 4, show Fas Fou ie T ans o m (FFT) p o iles whe e he di ac ion spo co esponds o a ypical lamella pa e n. 24 Fig. 4. A selec ion o c yo-TEM mic og aphs showing a gene al iew o he ADM105- pDNA CDplexes a  e = 4. Inse s on panels b) and c) show he di ac ion spo s om FFT calcula ions o e a selec ed a ea on he o iginal mic og aph (yellow squa e). FFT pa e n e eals a mul ilamella s uc u e. Scale ba s a e 100 nm in panels a-c and 50 nm in panel d. Scheme 2. Schema ic d awings o : a) Vesicles- ype paCD sel -agg ega ion pa e n; and b) Mul ilamella lyo opic liquid c ys al phase (L  ) o he CDplexes s udied in his wo k, showing he s uc u al pa ame e s, d, dm and dw. a) b) 25 Acco dingly, he ensemble o elec ochemical and s uc u al esul s shows L sel - assembling pa e ns i espec i ely o  e alues, while he bes compac ion le els a e ob ained a  e = 4. Addi ionally, i is known ha CDplexes mus be posi i ely cha ged (  e > 1), bu wi h ca ionic ec o con en being as low as possible o diminish cy o oxici y. All hese conside a ions poin o  e = 4 as a po en ially adequa e cha ge a io o ca y on bo h he p o eomic and TE s udies. Upon in con ac wi h biological milieu, CDplexes will adso b plasma p o eins in a ime-dependen manne . Mos abundan p o eins will bind o ec o su ace i s and will be p og essi ely subs i u ed by p o eins wi h high a ini y o he su ace o CDplexes. A he equilib ium ( ypically eached wi hin 1 h exposu e), he PC o CDplexes will be cons i u ed by a longs anding p o ein laye e e ed o as he ha d co ona (HC), which will p o ide CDplexes wi h hei biological iden i y, plus a so co ona (SC) made o p o eins in dynamical exchange wi h he su ounding en i onmen . In he p esen in es iga ion, bo h paCDs and CDplexes we e le o in e ac wi h HP o 1 h. The PC o ma ion was con i med by means o  -po en ial and size measu emen s o he CDplexes in he absence and in he p esence o HP. The da a collec ed in Table 4 indica e ha he ba e complexes a e posi i ely cha ged (  -po en ial a ound +30 mV), wi h mean hyd odynamic diame e s o a ound 114 nm in he case o ADM70-pDNA CDplexes and a ound 150 nm o he o he wo CDplexes. A e 1 h incuba ion wi h HP, a clea inc ease on he size o he complexes (hyd odynamic diame e inc eases a ound 40-45 nm in he h ee cases), and a ma ked d op in  - po en ial, shi ing om posi i e o nega i e ( om ca. +30 mV o ca. −17 mV), we e obse ed. These e idences a e clea ly compa ible wi h he o ma ion o a ca. 20-nm- hick PC, mos ly consis ing o nega i ely cha ged p o eins (i.e. pI < 7), ha a e loca ed 32 o p o ein exp ession, including endosome scape, a icking o he nucleus and pDNA elease, a e pa icula ly a o able o PC-coa ed ADM70-pDNA CDplexes. Fig.7. T ans ec ion e iciency (TE) alues o paCDs-pDNA CDplexes, in e ms o % GFP exp essed (panels a-b) and mean luo escence in ensi y (MFI) (panels c-d), a  e = 4, 25 and 50, in he absence and p esence o Human Plasma (HP), h ough HeLa and MCF-7 cells. CTR: cells alone. LFN: Lipo ec amine, posi i e con ol. On he o he hand, as shown in Fig. 8, he inc ease on e ec i e cha ge a io (  e ) om 4 o 50 seems o sligh ly dec ease he iabili y o HeLa cells, in he absence o HP, while no app eciable dec ease is obse ed in MCF-7 cells. In he p esence o PC, cell iabili y o bo h cell lines was no app eciably diminished. No ice, none heless, ha almos all he alues a e a ound o o e 80%, which is conside ed a minimum h eshold alue. Howe e , in e p e a ion o he e ec o PC on he cell iabili y o CDplexes mus be done wi h cau ion. Whe he PC educe cell iabili y o p o ec he cells can be due o speci ic PC composi ion and, in u n, o he complex ela ionship be ween PC composi ion and nanoca ie p ocessing by cell machine y [59]. Mo eo e , in he 33 absence o in i o expe imen s, he e alua ion o PC composi ion, al hough implies an impo an imp o emen wi h espec o he use o SDS PAGE expe imen s alone, does no allow one o depic s ong conclusions abou u u e in i o applica ions (i.e. a ge ing abili y, bio-dis ibu ion, cy o oxici y). In ac , in he li e a u e, majo wo ks a e discussing abou mapping p o ein binding si es ac oss he PC su ace. In he absence o his piece o in o ma ion, discussion abou he po en ial ole o co ona p o eins should be made, bu kep a a minimum, as done in his wo k. O he wise, he isk o specula ion may be oo high. Fig. 8. Cell iabili y o paCDS-pDNA CDplexes a  e = 4, 25 and 50 o HeLa and MCF-7 cells, in he absence and p esence o human plasma (HP). CTR: cells alone. CDS: cells in he p esence o paCDS wi hou pDNA. The abo e p esen ed expe imen al e idences suppo ha he Janus paCD s uc u es ADM70 and ADM105 a e p omising non i al ec o s o pDNA deli e y, o e all 34 supe io o PBO234 and o he Lipo ec amine con ol. Di e ences in ans ec ion e iciency as a unc ion o he cell line migh a ise om di e ences in he p e e ed in e naliza ion ou es. Thus, i has been epo ed ha CDplexes can en e he cell by ca eolae- and cla h in-media ed endocy osis, bu only he i s mechanism is p oduc i e ega ding p o ein exp ession [30]. Mo eo e , CDplexes ob ained om ADM70 seem o exhibi he mos a ou able ea u es o in i o gene he apy applica ions: high s abili y in he absence o p esence o HP, homogeneous size dis ibu ion, lowe impac (wi h espec o he o he wo paCDs) o he PC in he capaci y o he CDplexes o e icien ly media e p o ein exp ession in cellulo, and e y low cy o oxici y e en a high  e alues, and independen ly o he p esence o no o HP. These ea u es a e in ag eemen wi h he p e iously obse ed supe io i y o ADM70 o mula ions in in i o ans ec ion s udies [33,34]. The body o biophysical and biochemical e idences ob ained in his wo k p o ides a pa hway o he igo ous cha ac e iza ion o pDNA-molecula ec o o mula ions in iew o hei op imiza ion o gene he apy applica ions. B oadening he cu en da abase on ec o s uc u es, elec ochemical and s uc u al p ope ies o hei agg ega es, p o ein co ona composi ion and ans ec ion e iciencies in di e en in i o and in i o expe imen al se ings should und he basis o he a ional design o second gene a ion candida es. Wo k in ha di ec ion is cu en ly sough in ou labo a o ies. 4. Conclusions This wo k was aimed o p o ide new insigh s in he ascina ing p ocesses go e ning pDNA complexa ion by monodispe se ec o s o he Janus paCD amily, in an a emp o delinea e he mechanisms whe eby di e ences in molecula s uc u e ansla es in o di e ences in ans ec ion capabili ies. Fo ha pu pose, h ee Janus CD-based 35 compounds (ADM70, ADM105 and PBO234) ha e been ho oughly checked as po en ial nanoca ie s o a pEGFP-C3 plasmid ha codes o GFP exp ession o he in e io o HeLa and MCF-7 cance cells, bo h in he absence and p esence o human se um. In a i s le el o o ganiza ion, he ec o molecula s uc u e in luences he e ec i e posi i e cha ge a ailable o in e ac ing wi h he plasmid as well as he e ec i e nega i e cha ge o he plasmid in he nanoagg ega es. In ac , ze a po en ial s udy e ealed ha e ec i e cha ges a e lowe han nominal ones bo h o he CD- based ec o s (a ound 30% o ADMs and 25% o PBO234), and also o he pDNA, which ende s a low pe cen age o i s nega i e cha ge (less han 15%) when i is compac ed by he nanoca ie s. This is a po en ially a ou able inding since he weake he anionic cha ac e o he DNA, he lowe he amoun o ca ionic ec o needed o o mula e he nanocomplexes, hus dec easing he cy o oxici y o he ec o and inc easing hei po en ial ou pu as sa e and e ec i e ehicles o nucleic acids. On he o he hand, SAXS and c yo-TEM s udies ha e shown ha ADM70-pDNA, ADM105- pDNA and PBO234-pDNA CDplexes a e s uc u ed acco ding o a mul ilamella lyo opic liquid c ys al phase (L  . Two di e en mul ilamella phases a e dis inguished, none heless, on c yo-TEM mic og aphs (CT- ype and FP- ype nanoagg ega es), in coexis ence wi h unilamella esicles o sel -agg ega ed exceeding paCDs wi hou pDNA compac ed. Al hough he Janus ea u e seems o wa an a mul ilamella a angemen o he paCD-pDNA nanocomplexes in all cases, hei s abili y and homogenei y can be signi ican ly di e en depending on he opology o he mul i alen ca ionizable domain in he paCD en i y. In he p esence o human plasma, a second le el o o ganiza ion akes place in ol ing he in e ac ion wi h se um p o eins, gi ing ise o mul icomponen nanoassemblies equipped wi h a p o ein co ona whose composi ion a ies om a paCD o mula ion o ano he . The p o ein co ona 36 (PC) cha ac e iza ion has also d i en o in e es ing conclusions. The adso bed p o eins ha e mos ly a nega i e cha ge in all he cases (pI < 7), poin ing o he elec os a ic in e ac ions as he d i en non-co alen o ces be ween p o eins and he ca ionic ec o s. Complemen , lipop o ein and coagula ion we e ound o be he mos abundan ypes o p o eins wi hin he co ona o he Janus paCDs and he co esponding CDplexes, whe eas immunoglobulins, issue leakage and acu e phase p o eins cons i u ed a mino ac ion o he PC. A mode a e- o-high cha ge a ios (  e = 25 and 50), he ba e CDplexes he ein epo ed seem o ans ec ei he HeLa o MCF-7 cance cells mo e e icien ly han Lipo ec amine, and wi h high cell iabili ies anged om 80 o 100%. These ans ec ion e iciencies we e ound o sligh ly dec ease in he p esence o biological media (HP), bu in any case he alues ound we e highe han hose ob ained wi h he con ol Lipo ec amine. Howe e , he e ec o PC on he cell iabili y o CDplexes is no ha easy o in e p e . P obably, he speci ic PC composi ion and, in u n, i s complex e ec on nanoca ie p ocessing by cell machine y, play a c ucial ole, al hough an accu a e mapping o p o ein binding si es in he PC would be necessa y o go u he in hese conclusions. In any case, he whole body o bo h biophysical and biochemical e idences ob ained in his wo k allow us o conclude ha he h ee paCDs p oposed can be conside ed as po en ially e icien nanoca ie s in i o and p omising gen ec o s o in i o applica ions. Going u he , among he h ee Janus paCDS nano ec o s checked in his wo k, ADM70 seem o exhibi he mos a ou able ea u es o in i o gene he apy applica ions equi ing se um-con aining media, in o al ag eemen wi h he al eady obse ed supe io i y o ADM70 o mula ions in in i o ans ec ion s udies. 37 Acknowledgmen s MINECO o Spain, (con ac numbe s CTQ2012-30821, SAF2013-44021-R and CTQ2015-64425-C2-1-R), he Jun a de Andalucía (con ac numbe FQM2012-1467), Uni e si y Complu ense o Mad id (Spain) (p ojec no. UCMA05-33-010) and he Eu opean Regional De elopmen Funds (FEDER and FSE) o inancial suppo . SAXS expe imen s we e pe o med a NCD11 beamline a ALBA Synch o on Ligh Facili y wi h he collabo a ion o ALBA s a . Au ho s also hank C. Aica -Ramos o ca ying on ampli ica ion o plasmid DNA a he Depa amen o de Bioquímica y Biología Molecula I (UCM, Spain) and also P. Cas o-Ha mann, Se ei de Mic oscopia o UAB (Spain), o c yo-TEM expe imen s. 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