A cooperative location game based on the 1-center location problem
Abstract
In this paper we introduce and analyze new classes of cooperative games related to facility location models defined on general metric spaces. The players are the customers (demand points) in the location problem and the characteristic value of a coalition is the cost of serving its members. Specifically, the cost in our games is the service radius of the coalition. We study the existence of core allocations and the existence of polynomial representations of the cores of these games, focusing on network spaces, i.e., finite metric spaces induced by undirected graphs and positive edge lengths, and on the ℓp metric spaces defined over Rd.
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h p://dx.doi.o g/10.1016/j.ejo .2011.04.020
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Else ie
Pue o Albandoz, J.; Tami , A.; Pe ea Rojas Ma cos, F. (2011). A coope a i e loca ion game
based on he 1-cen e loca ion p oblem. Eu opean Jou nal o Ope a ional Resea ch.
214(2):317-330. doi:10.1016/j.ejo .2011.04.020.
A Coope a i e Loca ion Game Based on he 1-Cen e Loca ion
P oblem
Jus o Pue o
Facul ad de Ma em´a icas
Uni e sidad de Se illa, Spain
A ie Tami
School o Ma hema ical Sciences
Tel A i Uni e si y, Is ael
Fede ico Pe ea
Depa amen o de Es ad´ıs ica e In es igaci´on Ope a i a Aplicadas y Calidad
Uni e sidad Poli ´ecnica de Valencia, Spain
Feb ua y 4, 2011
Abs ac
In his pape we in oduce and analyze new classes o coope a i e games ela ed o acili y
loca ion models de ined on gene al me ic spaces. The playe s a e he cus ome s (demand
poin s) in he loca ion p oblem and he cha ac e is ic alue o a coali ion is he cos o se ing
i s membe s. Speci ically, he cos in ou games is he se ice adius o he coali ion.
We s udy he exis ence o co e alloca ions and he exis ence o polynomial ep esen a ions
o he co es o hese games, ocusing on ne wo k spaces, i.e., ini e me ic spaces induced by
undi ec ed g aphs and posi i e edge leng hs, and on he ℓpme ic spaces de ined o e Rd.
Keywo ds: Coope a i e combina o ial games, co e solu ions, adius, diame e .
1 In oduc ion
Le Xbe a me ic space and le N0={ 0, 1,..., k}be a ini e se o poin s in X. The
subse N={ 1,..., k}is iden i ied as he se o kplaye s, and we e e o hese poin s as
exis ing acili ies, o demand poin s. The e is also a dis inguished poin 0, ep esen ing he
loca ion o a se e ha p o ides se ices o he playe s, ha can be iewed as an essen ial
elemen in he sys em, e.g., each demand poin mus ha e access o 0. No e ha 0is no a
playe . Fo mo i a ion pu poses, assume ha he demand poin s ep esen pa ien s, and 0
1
1 INTRODUCTION 2
is he loca ion o a epai man o a medical doc o who p o ides assis ance o heal h se ices,
espec i ely.
Ou s udy is mo i a ed by loca ion models, whe e he ime elapsed ill he se ice is
p o ided ( esponse ime) is c i ical. Mo eo e , e e ing o he abo e example, he se ice o
he doc o is no necessa ily p o ided a his home base. Ins ead, he coali ion o pa ien s S
can op imally selec he loca ion o he cen e , (e.g., clinic o hospi al), whe e he se ice will
be p o ided. When he e is a call o se ice, bo h, a pa ien and he doc o will a el o
he clinic. The cos o se ice is assumed o be he se ice adius, de ined as he maximum
dis ance a elled by a pa ien o he doc o o he se ice acili y (cen e ). Using loca ion
heo y e minology, he cos o a coali ion Sis he solu ion alue o he 1-cen e p oblem o
he se S∪{ 0}.
In he es o he pape we will use he concep s o diame e and adius. Gi en a ini e
subse o poin s Y⊆X, i s diame e D(Y), is de ined by
D(Y) = max
y1,y2∈Yd(y1, y2).
A pai o poin s y1, y2∈Y, sa is ying D(Y) = d(y1, y2) is called a diame ical pai . The
adius o Yis de ined by
R(Y) = in
x∈Xmax
y∈Yd(x, y).
A poin x∈Xsa is ying R(Y) = maxy∈Yd(x, y) is called a 1-cen e o Y. No e ha by he
iangle inequali y
R(Y)≤D(Y)≤2R(Y).(1)
We now o mally de ine he class o coope a i e cos games based on he abo e acil-
i y loca ion p oblems ha we s udy in his pape : The Minimum Radius Loca ion Game
(MRLG).
Fi s ecall ha a gene ic ini e coope a i e game is a pai (N, ), whe e Nis a ini e se
o playe s and is he cha ac e is ic unc ion de ined om 2N o R, which sa is ies (∅) = 0,
and assigns o each coali ion S⊆Na eal alue (i can be a bene i o a cos ). The game
(N, ) is called mono one i o any pai o subse s S1⊆S2⊆N, (S1)≤ (S2). I is called
subaddi i e i o any pai o subse s S1, S2⊆N, (s1∪S2)≤ (S1) + (S2), and i is called
submodula i o any pai o subse s S1, S2⊆N, (s1∪S2) + (S1∩S2)≤ (S1) + (S2).
The co e o (N, ) (in he case o a cos game) is he se
C(N, ) = {x∈Rk:x(N) = (N), x(S)≤ (S),∀S⊆N},(2)
whe e x(S) = Pj: j∈Sxj, o any S⊆N.
The i s game, which we ha e s udied in a companion pape , Pue o e al. (2010), is he
1 INTRODUCTION 3
Minimum Diame e Loca ion Game (MDLG), (N, I), wi h espec o he me ic space X
and he se o poin s N0. I s cha ac e is ic unc ion is de ined by
I(S) = D(S∪{ 0}).
The second game, which we s udy in his pape , is he Minimum Radius Loca ion Game
(MRLG), (N, II), wi h espec o he me ic space Xand he se o poin s N0. I s cha ac-
e is ic unc ion is de ined by
II(S) = 2R(S∪{ 0}).
(The ac o 2 in he abo e de ini ion is used o con enience and compa ison pu poses only.)
I di ec ly ollows om he de ini ions ha bo h games a e mono one. Also, om (1), o
any S⊆N,
I(S)≤ II(S)≤2 I(S).
In ou companion pape we ha e shown ha C(N, I), he co e o he MDLG, (N, I), is
always nonemp y. Mo eo e , he e is a ec o in C(N, I) whe e a mos 2 o i s componen s
a e posi i e and he es a e ze o. We ha e also p o ed ha ecognizing whe he a gi en
ec o xis in C(N, I) is NP-ha d.
In con as , in his pape we will demons a e ha C(N, II), he co e o he MRLG,
can be emp y. In iew o his esul we will p o e ha o se e al impo an me ic spaces
he co e, which by de ini ion is a polyhed al se in Rk, is nonemp y and/o has a polyhed al
ep esen a ion by O(kc) linea inequali ies (cis independen o he numbe o playe s k, and
depends only on some pa ame e s o he space X.) Such a ep esen a ion is usually called
e icien o compac . One o hese me ic spaces is he ne wo k me ic space induced by a
connec ed undi ec ed g aph and i s posi i e edge leng hs. I is de ined as ollows:
Suppose G= (V, E) is a connec ed undi ec ed g aph wi h posi i e edge leng hs {le},e∈
E, whe e V={ 0, 1,..., n}. When e= ( i, j), we will also use he no a ion l( i, j) = le.
Each edge in Eis assumed o be ec i iable. We e e o in e io poin s on an edge by hei
dis ances (along he edge) om he wo nodes o he edge. A(G) is he con inuum se o
poin s on he edges o G. Fo any pai o poin s x, y ∈A(G), we le d(x, y) deno e he leng h
o a sho es pa h in A(G) connec ing xand y. We e e o A(G) as he me ic space induced
by Gand he edge leng hs.
The pape is s uc u ed as ollows. In Sec ion 2, we demons a e ha in gene al he
co e o he MRLG can be emp y, e en o a geome ic plana oad ne wo k whe e he edges
a e s aigh lines and hei leng hs a e he espec i e Euclidean dis ances. We obse e ha
o disc e e spaces he MRLG may no e en be subaddi i e, and we hen p o e ha in he
case o geodesic spaces i is always subaddi i e. We also p o ide su icien condi ions o he
exis ence o co e alloca ions, based on he ela ionship be ween he MRLG and he MDLG.
2 EMPTINESS OF THE CORE C(N, VII) 4
This ela ionship is hen used o show ha e en when he co e o he MRLG may be emp y,
any co e alloca ion o he MDLG is a {1/2}-budge balanced alloca ion o he MRLG.
Sec ion 3 is de o ed o ne wo k me ic spaces A(G). Fo such spaces we assume wi hou
loss o gene ali y ha he se o playe s Nis a subse o V. When N=V { 0}we call he
game a comple e game. We p esen wo in e es ing classes o g aphs o which he co e o
he MRLG is nonemp y: median and long-diame e g aphs. Fo any g aph G, we p o ide a
ep esen a ion o C(N, II) by O(m|N|2) linea cons ain s, whe e mis he numbe o edges
o G. Such a ep esen a ion implies ha emp iness o he co e can be e icien ly checked wi h
linea p og amming me hods.
A simila e icien ep esen a ion ha ing O(|X|2) cons ain s o a gene al disc e e me ic
space X, is gi en in Sec ion 4. The special case in which N=X− { 0}will be called a
comple e disc e e game.
In Sec ion 5 we s udy he case in which he unde lying space is he ℓpme ic space o e
Rd, and gi e an e icien ep esen a ion o C(N, II), o he case whe e he dimension dis
ixed. We show ha in he case o he in ini y no m he co e is always nonemp y. In he
case o o he no ms, he emp iness is s ill an open ques ion, wi h he excep ion o he plana
Euclidean case. Fo he la e case, which is o g ea impo ance om he applica ion poin
o iew, we cons uc i ely gene a e a co e alloca ion whe e he o al cos is assigned o he
(a mos ) h ee demand poin s de ining he smalles ci cle enclosing all he demand poin s
and he se ice poin . The p oo o his esul is gi en in he Appendix. (This is in con as
wi h he example in Sec ion 2 which shows ha he co e can be emp y o a geome ic plana
oad ne wo k whe e he edges a e s aigh lines and hei leng hs a e he espec i e Euclidean
dis ance.)
The pape ends wi h some conclusions and open p oblems. Speci ically, i is s ill unclea
wha gene al p ope ies o he adius game will a leas uni y all he non-emp iness esul s
p esen ed in his pape . Table 1 summa izes he main esul s in he pape .
2 Emp iness o he co e C(N, II)
We ha e al eady no ed ha by de ini ion he cha ac e is ic unc ion II is mono one. How-
e e , when he me ic space Xis disc e e, i.e., |X|is ini e, he adius loca ion game, (N, II )
may no exhibi he subaddi i i y p ope y. As a esul playe s may ha e no incen i e o
coope a e and he co e can be emp y, as shown in he nex example.
Example 2.1 Conside a 5-node pa h wi h edge se E={( 1, 2),( 2, 0),( 0, 3),( 3, 4)}.
The espec i e edge leng hs a e 1,1,2 and 2, as shown in Figu e 1.
The ini e (disc e e) space Xconsis s o he 5 nodes (poin s) wi h he dis ance unc ion
induced by he edge leng hs. Xcan also be iewed as a se o 5 poin s on he eal line.
2 EMPTINESS OF THE CORE C(N, VII) 5
Comple e
Radius Game Radius Game
Disc e e Spaces Emp y
(3-playe s)
Emp y (2-playe s)
Co e’s polynomial ep esen a ion
Spaces
wi h
con inuum
Gene al Emp y
(3-playe s)
Space
A(G)
Open
(nonemp y
3-playe s)
Emp y
(3-playe s)
Co e’s polynomial ep esen a ion
Space
A(T)
Nonemp y
(submodula )
Nonemp y
(submodula )
Co e’s polynomial ep esen a ion
(Rd, ℓp)Co e’s polynomial ep esen a ion
(Rd, ℓ1)
nonemp y, d = 1,2
open, d ≥3
Co e’s polynomial ep esen a ion
(Rd, ℓ2)
nonemp y, d = 1,2
open, d ≥3
Co e’s polynomial ep esen a ion
(Rd, ℓ∞)
nonemp y, d ≥1
(2 playe s pay)
Co e’s polynomial ep esen a ion
Table 1: Summa y o esul s on he co e C(N, II).
1 2 0 3 4
1 1 2 2
Figu e 1: G aph in Example 2.1.
Conside i s he 2-playe game on Xde ined by N={ 1, 4}. I is no subaddi i e since
II ({ 1, 4})> II({ 1}) + II({ 4}).
The abo e example can easily be modi ied o show ha subaddi i i y may no hold e en
o comple e disc e e games, i.e., when N=X { 0}. Speci ically, conside he comple e
4-playe adius game de ined on he abo e se X, and le N=X { 0}={ 1, 2, 3, 4}.
The smalles disc e e neighbo hood co e ing all nodes has adius 4, while he smalles
(disc e e) neighbo hoods co e ing { 1, 2, 0}and { 3, 4, 0}ha e adii 1 and 2, espec-
i ely. Hence, II({ 1, 2, 3, 4}) = 8, II ({ 1, 2}) = 2, II ({ 3, 4}) = 4, and he e o e
II ({ 1, 2, 3, 4})> II({ 1, 2}) + II({ 3, 4}).
I is easy o check ha unlike he abo e 2-playe adius game de ined on a disc e e
me ic space, e e y comple e 2-playe game, de ined on a 3 poin disc e e me ic space has a
nonemp y co e. The las example illus a es ha a comple e 4-playe adius game, de ined
on a 5 poin disc e e me ic space may no be subaddi i e, and he e o e can ha e an emp y
2 EMPTINESS OF THE CORE C(N, VII) 6
co e. The nex example shows ha a comple e 3-playe game, de ined on a 4 poin disc e e
me ic space may be subaddi i e, and s ill has an emp y co e.
Example 2.2 Conside he disc e e space de ined by X={ 0, 1, 2, 3},d( 0, 1) = d( 2, 3)
= 2 and d( 0, 2) = d( 0, 3) = d( 1, 2) = d( 1, 3) = 1. Le N={ 1, 2, 3}, and conside
he (disc e e) adius game (N, II ). We ha e II(N) = 4 and II(S) = 2, o any coali ion S,
wi h |S| ≤ 2. I is easy o see ha he e is no ec o x= (x1, x2, x3) sa is ying x1+x2+x3= 4,
x1+x2≤2, x2+x3≤2, and x1+x3≤2.
When he me ic space Xconsis s o a con inuum se o poin s C(N, II) can also be
emp y o a 3-playe game, as illus a ed by he nex example o a ne wo k me ic space
A(G). This example co esponds o a e y simple geome ic plana oad ne wo k, whe e he
edges a e line segmen s and hei leng hs a e he espec i e Euclidean dis ances.
Example 2.3 Conside he g aph G= (V, E) whe e V={ 0, 1,..., 6}and E={( 0, 4),
( 0, 5),( 0, 6),( 1, 4),( 1, 6),( 2, 4),( 2, 5),( 3, 5),( 3, 6)}. All edges a e o uni leng h,
see Figu e 2.
0
1
2
3
4
5
6
Figu e 2: G aph in Example 2.3.
Se X=A(G). Conside he game (N, II), de ined on X, wi h N0={ 0, 1, 2, 3}and
N={ 1, 2, 3}. I is easy o check ha o each coali ion S⊆Nwi h |S| ≤ 2 we ha e
II (S) = 2, and II (N) = 4.
By symme y, i he co e was no emp y he symme ic alloca ion x= (4/3,4/3,4/3)
would be in he co e con adic ing he cons ain x1+x2≤ II({ 1, 2}) = 2.
Fo any me ic space X, he de ini ion o II ensu es he mono onici y o he game
(N, II ), whe eas subaddi i i y is p o ed in he nex p oposi ion, unde he ollowing con i-
nui y assump ion:
De ini ion 2.1 Le Xbe a me ic space such ha o any pai o poin s x, y ∈X, and a eal
0≤α≤1, he e is a poin z∈Xsuch ha d(x, z) + d(z, y) = d(x, y)and d(x, z) = αd(x, y).
Then Xis called a “geodesic me ic space”, Papadopoulos (2005).
2 EMPTINESS OF THE CORE C(N, VII) 7
P oposi ion 2.1 I Xis a geodesic me ic space, hen he adius game (N, II)o e Xis
subaddi i e.
P oo . Conside a pai o coali ions, S1and S2. We need o show ha
II (S1∪S2)≤ II(S1) + II (S2).
Fo j= 1,2, le cjand jbe he 1-cen e and 1- adius o he smalles ball enclosing he
poin s in Sj∪{ 0}, espec i ely.
Le P(c1, c2) be a sho es pa h in X, connec ing c1and c2. Le d(c1, c2) deno e he
leng h o P(c1, c2). Then, d(c1, c2)≤d(c1, 0) + d( 0, c2)≤ 1+ 2.
Suppose wi hou loss o gene ali y ha 2≥ 1. I 2≥ 1+d(c1, c2), hen a cen e
es ablished a c2will ensu e a co e ing adius o 2 o all nodes in S1∪S2∪{ 0}. Hence,
II (S1∪S2)≤2 2= II (S2).
I 1≤ 2≤ 1+d(c1, c2), hen conside a cen e es ablished a he poin c∗, such ha
d(c1, c∗) = (d(c1, c2) + 2− 1)/2, and d(c2, c∗) = (d(c1, c2)− 2+ 1)/2. I is easy o check
ha his cen e will ensu e a co e ing adius o (d(c1, c2) + 1+ 2)/2≤ 1+ 2 o all nodes
in S1∪S2∪{ 0}. (No e ha 0is in he in e sec ion o he smalles balls enclosing S1∪{ 0}
and S2∪{ 0}.) The e o e, II (S1∪S2)≤ II(S1) + II(S2).
2.1 1/2-budge balanced alloca ions
As illus a ed in p e ious examples, he co e o he adius game can be emp y e en o subad-
di i e games. To add ess games wi h emp y co e, a ious cos sha es ha e been de ined. One
o hem is he concep o γ-budge balanced cos alloca ion de ined in Cap a a and Le ch o d
(2010). Gi en a eal γ, a ec o xis a γ-budge balanced alloca ion o he adius game
(N, II ) i
X
j: j∈S
xj≤ II (S),∀S⊆N
and
X
j: j∈N
xj≥γ II (N).
I is no ed in Cap a a and Le ch o d (2010) ha ecen ly, esea che s ha e de o ed some
a en ion o he p oblem o inding an alloca ion which is γ-budge balanced o he maximum
possible γ. This p oblem is called he op imal cos sha e p oblem (OCSP).
The ela ionship be ween he MRLG and he MDLG implies ha e e y ec o in C(N, I)
is also a 1/2-budge balanced alloca ion o he adius game (N, II ). Speci ically, he inequal-
3 NETWORK METRIC SPACES 8
i y I(S)≤ II(S)≤2 I(S) (based on (1)) implies ha i x∈C(N, I) hen, o any S⊆N,
X
j: j∈S
xj≤ I(S)≤ II(S),
and
X
j: j∈N
xj= I(N)≥(1/2) II (N).
Ano he 1/2-budge balanced alloca ion, which may no be in C(N, I), can be ob ained
as ollows:
In gene al, II (N) is bounded below by D(N0), and he e o e also by he maximum
dis ance om 0 o he poin s o N. I is bounded abo e by he sum o he wo la ges
en ies in {d( i, 0)}, i∈N. Hence,
max
i∈Nd( i, 0)≤ II (N)≤2 max
i∈Nd( i, 0).
Suppose ha d( q, 0) = max i∈Nd( i, 0). Then, clea ly, he alloca ion xde ined by xq=
d( q, 0) and xi= 0, o any i∈N,i6=q, is 1/2-budge balanced.
Gi en an a bi a y adius game wi h an emp y co e, he alue γ= 1/2 is no always an
op imal solu ion o he espec i e OCSP. (See examples 2.1, 2.2 and 2.3 , whe e he op imal
alue o OCSP is γ= 3/4.) Ne e heless, he esul s in Sec ions 3-5 abou he polynomial
ep esen a ion o he co e imply ha i a adius game is de ined on a disc e e me ic space,
he ℓpme ic space de ined o e Rd, o he ne wo k me ic space A(G), he solu ion o OCSP
can be ound in polynomial ime by sol ing a single linea p og am wi h |N| a iables and a
polynomial numbe o cons ain s.
3 Ne wo k me ic spaces
We now conside some speci ic me ic spaces ha a e equen ly s udied in loca ion analysis
and show ha in hese cases he co e can be ep esen ed by a polynomial numbe o linea
inequali ies. No e ha in gene al we need an exponen ial numbe o linea inequali ies o
ep esen he co e o a game, (2).
Conside i s he case whe e X=A(G), he me ic space induced by an undi ec ed
connec ed g aph G= (V, E), V={ 0, 1, ..., n}, and i s posi i e edge leng hs.
Assume ha he se o playe s Nsa is ies N⊆V { 0}. Mo eo e , o be consis en wi h
he no a ion in oduced abo e, suppose wi hou loss o gene ali y, ha N={ 1, 2, ..., k},
whe e k=|N|.
We will show ha in his case, he e is an e icien ep esen a ion o he co e o he adius
game (N, II ), in ol ing O(m|N|2) cons ain s, whe e m=|E|. Such a ep esen a ion implies
5ℓpMETRIC SPACES OVER Rd15
5ℓpme ic spaces o e Rd
In his sec ion we ocus on he case in which he MRLG (N, II ) is de ined on he ℓpme ic
space o e Rd. Again, we le N0=V={ 0, 1, ..., n}be a se o poin s in Rd, and se
N=V { 0}.
The ollowing examples show ha in gene al he MRLG is no submodula , and ha wi h
he excep ion o he case p=∞, I(N) = D(V)6= 2R(V) = II(N). Hence, he exis ence o
co e alloca ions is no clea in he case whe e p6=∞.
Example 5.1 Conside he plana ℓpno med case wi h V={ 0, 1, 2, 3}, whe e, 0=
(0,0), 1= (0,1), 2= (1,0) and 3= (−1,0).
We ha e II ({ 1, 2, 3}) = 2, II({ 1}) = 1,and II ({ 1, 2}) = II ({ 1, 3}) = 21/p.
Thus, II is no submodula in his example o any psuch ha 21/p <3/2, which in
pa icula applies o 2 ≤p≤ ∞.
Example 5.2 Conside he plana ℓ1case wi h V={ 0, 1, 2, 3}, whe e, 0= (0,0),
1= (1,−1), 2= (1,1) and 3= (−1,−1). We ha e II({ 1, 2, 3}) = 4, II({ 1}) = 2,and
II ({ 1, 2}) = II ({ 1, 3}) = 2. Thus, II is no submodula in his case.
The nex wo examples show ha o any 1 < p < ∞in he plana case, and o he
ec ilinea no m ℓ1, e en in R3, II (N) = 2R(N∪{ 0}) can be s ic ly la ge han I(N) =
D(N∪{ 0}). (In R2 he ℓ1no m is equi alen o he ℓ∞no m.)
Example 5.3 Conside he se o poin s V={ 0, 1, 2, 3}whe e 1= (a, b), 2= (−a, b),
3= (0,−1),and 0= (0,0). Fo 1 < p < ∞, le a=b= 2−1/p. Then, he ℓpdiame e
o Vis (ap+ (b+ 1)p)1/p whe eas he ℓ1 adius is 1 and he 1-cen e is (0,0). Hence,
I(N) = D(V)< b + 1 <2 = 2R(V) = II(N).
Example 5.4 Conside he se o poin s V={ 0, 1, 2, 3}whe e 1= (1,1,1), 2=
(−1,−1,1), 3= (−1,1,−1),and 0= (1,−1,−1). The ℓ1diame e o Vis 4 whe eas
he ℓ1 adius is 3 and he 1-cen e is (0,0,0). Hence, I(N) = D(V)<2R(V) = II(N).
We i s show ha o any p≥1, he co e o he game (N, II ), de ined on he ℓp
me ic space o e Rd, can be ep esen ed as a se desc ibed by a polynomial numbe o linea
inequali ies, o any ixed d.
Conside i s he case whe e 1 < p < ∞.
Theo em 5.1 Le 1< p < ∞, and conside he game (N, II ), de ined on he ℓpme ic
space o e Rd. Le {Sj},j∈J, be he collec ion o all subse s S⊆Nwi h |S| ≤ d + 1. Fo
5ℓpMETRIC SPACES OVER Rd16
each j∈J, le B(Sj), be he smalles enclosing ball con aining Sj∪{ 0}, and le S′
jbe he
subse o all poin s in N, con ained in B(Sj). Then he co e o he game is gi en by,
C(N, II ) = {x∈Rn
+:x(S′
j)≤ II(Sj),∀j∈J, and x(N) = II(N)}.
P oo . Fo any subse S⊆N, II (S) is he diame e o B(S), a smalles enclosing ball
con aining S∪{ 0}. (Since 1 < p < ∞,B(S) is unique, Zu che (2007).)
By he Helly p ope y he e is a subse Sj⊆S,j∈J, such ha II(S) = II(Sj). Then,
by de ini ion S⊆S′
j. Mo eo e , by he mono onici y o he game each ec o in he co e is
nonnega i e, and he e o e x(S)≤x(S′
j). Hence, he cons ain x(S)≤ II(S) is domina ed
by he cons ain x(S′
j)≤ II (Sj). This comple es he p oo .
Nex , conside he case whe e p=∞. As abo e, le {Sj},j∈J, be he collec ion o all
subse s S⊆Nwi h |S| ≤ d + 1.
Theo em 5.2 Conside he game (N, II ), de ined on he ℓ∞me ic space o e Rd. Then
he e is a collec ion o subse s o N,{S∞
j(k)},j∈J,k= 1, ..., c∞
j(n, d), such ha c∞
j(n, d) =
O(2dn(d−1)), and he co e o he game is gi en by,
C(N, II ) = {x∈Rn
+:x(S∞
j(k)) ≤ II(Sj),∀j∈J, k = 1, ..., c∞
j(n, d) and x(N) = II (N)}.
P oo . Fo each subse S he p oblem o inding he smalles ℓ∞ball enclosing Sis educed
o inding a smalles hype cube con aining S. Such a hype cube is no unique. The se o
cen e s o all op imal hype cubes is i sel a hype cube o dimension less han o equal o d−1.
Fo j∈Jconside an op imal hype cube H(Sj) enclosing Sj∪{ 0}and le P(H(Sj)) be he
maximal subse o N, con ained in H(Sj). We can shi H(Sj) along he axes and ob ain
an op imal hype cube H′(Sj) such ha P(H′(Sj)) = P(H(Sj)), and o each coo dina e
i= 1, ..., d, one o he wo aces o H′(Sj) co esponding o he i h coo dina e con ains a poin
in N. Thus, he e is only c∞
j(n, d) = O(2dn(d−1)) such maximal subse s o N, associa ed wi h
a gi en subse Sj,j∈J. Deno e his collec ion o subse s by {S∞
j(k)},k= 1, ..., c∞
j(n, d).
Using he mono onici y o he game and ollowing he a gumen s used in he p e i-
ous p oo , we obse e ha o each subse S⊆N, he e is a subse Sj,j∈J, and
k= 1, ..., c∞
j(n, d), such ha he cons ain x(S)≤ II(S), is domina ed by he cons ain
x(S∞
j(k)) ≤ II(Sj). This comple es he p oo .
A simila analysis applies o he ec ilinea case when p= 1.
Theo em 5.3 Conside he game (N, II ), de ined on he ℓ1me ic space o e Rd. Then
he e is a collec ion o subse s o N,{S1
j(k)},j∈J,k= 1, ..., c1
j(n, d), such ha c1
j(n, d) =
O(2d2nd−1), and he co e o he game is gi en by,
C(N, II ) = {x∈Rn
+:x(S1
j(k)) ≤ II(Sj),∀j∈J, k = 1, ..., c1
j(n, d) and x(N) = II(N)}.
5ℓpMETRIC SPACES OVER Rd17
P oo . The p oo goes along he lines o he p e ious p oo and is he e o e ou lined only.
In his case an ℓ1enclosing ball is a polyhed on wi h 2d aces. Again, by shi ing an enclosing
ball o a subse Sj,j∈J, along he no mals o he ace s, each gi en subse Sj,j∈J, is
associa ed wi h c1
j(n, d) maximal subse s o N, whe e c1
j(n, d) = O(2d2nd−1). Deno e his
collec ion o subse s by {S1
j(k)},k= 1, ..., c1
j(n, d).
As abo e, we obse e ha o each subse S⊆N, he e is a subse Sj,j∈J, and
k= 1, ..., c1
j(n, d), such ha he cons ain x(S)≤ II (S), is domina ed by he cons ain
x(S1
j(k)) ≤ II(Sj). This comple es he p oo .
Wi h he excep ion o he case p=∞, we do no know ye whe he C(N, II) is nonemp y
o all ℓpme ic spaces o e Rd. We assume wi hou loss o gene ali y ha i6= 0 o all
i= 1, ..., n.
Theo em 5.4 The co e o he game (N, II ), de ined on he ℓ∞me ic space o e Rd, is
nonemp y. Speci ically, C(N, I) = C(N, II).
Mo eo e , i D(N0) = d( 0, j), o some j∈N, he dimension o C(N, II)is n−1,
and he e is x∗∈C(N, II )such ha x∗
>0, o any ∈N. Also, i D(N0) = d( i, j),
o some i, j∈N, and d( i, j)< d( i, 0) + d( j, 0), hen he dimension o C(N, II )is
n−1, and he e is x∗∈C(N, II )such ha x∗
>0, o any ∈N.
P oo . When p=∞, i is easy o see ha o any se Swe ha e I(S) = D(S∪{ 0}) =
2R(S∪{ 0}) = II (S). Thus, C(N, I) = C(N, II), and he nonemp iness o he co e ollows
om Rema k 3.3.
Suppose wi hou loss o gene ali y ha D(N0) = d( 0, 1). Le α= (α1, α2, ..., αn) be
an a bi a y eal ec o sa is ying 0 ≤α1≤min =1,...,n d( 0, ), α1=Pn
j=2 αjand αj≥0,
j= 2, ..., n.
We show ha he alloca ion xα= (d( 0, 1)−α1, α2, ..., αn) is in C(N, II). Fi s , by
de ini ion xα(N) = d( 0, 1) = D(N0) = II(N). Nex conside a coali ion S⊆N. I 1∈S,
hen xα(S)≤d( 0, 1)≤ II (S). I 16=S, hen xα(S)≤α1≤min =1,...,n d( 0, )≤ II(S).
To see ha he dimension o C(N, II) in his case is n−1, le ǫbe a su icien ly small
posi i e eal, and conside he n−1 independen co e alloca ions {xα(q)},q= 2, ..., n, whe e
α(q) is he ec o de ined by α1(q) = ǫ, αq(q) = ǫ, and α (q) = 0, o any = 2, ..., n; 6=q.
The alloca ion x∗=Pn
q=2 xα(q)/(n−1) is in he co e and has s ic ly posi i e componen s.
Nex , suppose wi hou loss o gene ali y ha D(N0) = d( 1, 2) and d( 1, 2)< d( 0, 1)+
d( 0, 2). Le δ1, δ2be a pai o posi i e eals sa is ying 0 < δ1< d( 0, 1), 0 < δ2< d( 0, 2),
and δ1+δ2=d( 1, 0) + d( 2, 0)−d( 1, 2).
Le α= (α1, α2, ..., αn) be an a bi a y eal ec o sa is ying α1≤d( 1, 0)−δ1,α2≤
d( 2, 0)−δ2, 0 ≤α1+α2≤min =1,...,n d( 0, ), 0 ≤α1+α2≤min{δ1, δ2},α1+α2=Pn
j=3 αj
and αj≥0, j= 1, ..., n.
5ℓpMETRIC SPACES OVER Rd18
We show ha he alloca ion
xα= (d( 0, 1)−δ1−α1, d( 0, 2)−δ2−α2, α3, ..., αn)
is in C(N, II ). Fi s , by de ini ion xα(N) = d( 1, 2) = D(N0) = II(N). Nex conside a
coali ion S⊆N. I 1, 2∈S, hen xα(S)≤d( 1, 2) = II (S). I 1∈S, 26=S, hen
xα(S)≤d( 1, 0)−δ1−α1+Pn
q=3 αq≤d( 1, 0)−α2−α1+Pn
q=3 αq≤d( 1, 0)≤ II(S).
Simila ly, i 16=S, 2∈S, we ob ain xα(S)≤d( 2, 0)≤ II (S). Finally, suppose ha
1, 26=S. Then, xα(S)≤α1+α2≤min =1,...,n d( 0, )≤ II (S).
To see ha he dimension o C(N, II) in his case is n−1, le ǫbe a su icien ly small
posi i e eal, and conside he collec ion o n−2 independen co e alloca ions {xα(q)},q=
3, ..., n, whe e α(q) is he ec o de ined by α1(q) = ǫ, αq(q) = ǫ, and α (q) = 0, o any
= 2, ..., n; 6=q. Add o his collec ion he alloca ion xα(2), whe e α(2) is he ec o
de ined by α2(q) = ǫ, α3(q) = ǫ, and α (q) = 0, o any = 1, ..., n, 6= 2,3. The alloca ion
x∗=Pn
q=2 xα(q)/(n−1) is in he co e and has s ic ly posi i e componen s. This comple es
he p oo .
Augmen ing he esul in he las heo em, he nex example illus a es ha when he
condi ions in he heo em a e no sa is ied, he dimension o he co e can e en be ze o.
Speci ically, o any numbe o playe s, e en in he ℓ∞plana case, he co e can be a single on
whe e only wo playe s sha e he o al cos , in spi e o he ac ha he dis ance om each
playe o he se e 0is posi i e.
Example 5.5 Conside he se o poin s N0={ 0, 1, ..., k}whe e 0= (0,0), 1= (0,1),
2= (0,−1), 3= (1,0) and i= (ai,0), 0 < ai<1, o i= 4,5, ..., k. Since I(S) = 2,
i { 1, 2} ⊆ N, and I(S)≤1, o he wise, i is easy o see ha C(N, I) = C(N, II) =
{(1,1,0, ..., 0)}.
Co olla y 5.1 The co e o he game (N, II ), de ined on he ℓ1me ic plane is nonemp y.
Speci ically, C(N, I) = C(N, II ).
P oo . Since he ec ilinea no m, ℓ1, is equi alen o he ℓ∞no m on he plane, o any
subse S,D(S∪{ 0}) = 2R(S∪{ 0}) o he ec ilinea plana case. The e o e, he co e o
he espec i e minimum adius game in he plane is nonemp y.
5.1 Euclidean spaces
Tu ning o he Euclidean case, in gene al, he equali y I(N) = II(N) may no hold e en
in he plana case. F om P oposi ion 2.1 i ollows ha he cha ac e is ic unc ion II(S)
is subaddi i e also o he Euclidean model. Howe e , i does no ollow om he gene al
analysis in p e ious sec ions ha he co e o he Euclidean plana game is nonemp y.
6 CONCLUSIONS AND OPEN PROBLEMS 19
In spi e o ha , we will p o e ha C(N, II) is nonemp y o he Euclidean plana case.
Mo e speci ically, he e is a co e alloca ion whe e a mos 3 playe s (poin s) pay posi i e
amoun s. These a e poin s de ining C(V), he minimal ci cle in he plane enclosing he se
V.
Theo em 5.5 The co e C(N, II)o he minimal adius loca ion game (N, II )in he Eu-
clidean plana case is non-emp y.
P oo . See he Appendix.
Rema k 5.1 In he minimum adius loca ion game (N, II), o each coali ion S, II is
de ined as wice he solu ion alue o he 1-cen e p oblem o he se o nodes S∪ { 0}.
Simila ly we can conside loca ion games de ined by o he common op imiza ion c i e ia o en
used in acili y loca ion models. Fo example, conside he minimum median loca ion game,
(N, III), whe e o each coali ion S, III is de ined as he solu ion alue o he 1-median
p oblem o he se o nodes S∪{ 0}.
We no e ha om he coope a i e poin o iew he abo e de ini ion does no e en induce
he desi able p ope y o subaddi i i y. Thus, playe s may no e en ha e he incen i e o
coope a e, as shown in he ollowing example.
Example 5.6 Conside a 4-node pa h wi h he edge se E={( 1, 0),( 0, 2),( 2, 3)}.
Edges a e o uni leng h. I is easy o see ha III(N) = 4, III({ 1}) = 1 and III({ 2, 3}) =
2. Hence, III({ 1}) + III({ 2, 3}) = 3 <4 = III(N). The co e is emp y in his example
since he se o cons ain s, x1≤1, x2+x3≤2 and x1+x2+x3= 4 is inconsis en .
Two di e en median ela ed coope a i e games whe e subaddi i i y is ensu ed by in o-
ducing se up cos s can be ound in Pue o e al. (2001) and Mallozi (2011).
6 Conclusions and open p oblems
In his pape we ha e in oduced a new class o coope a i e loca ion games, he Minimum
Radius Loca ion Game (MRLG). In such a game he cha ac e is ic unc ion is de ined as he
adius o each coali ion, including a dis inguished poin ha can be iewed as a se e . Mo-
i a ed by po en ial applica ions, we ha e ocused mainly on he impo an cases o ne wo k
me ic spaces and he ℓp-no med spaces o e Rd. Fo hese spaces we gi e comple e polyhe-
d al cha ac e iza ions o he co e o he MRLG by using only a polynomial numbe o linea
inequali ies. Using hese cha ac e iza ions, emp iness o he co e can be es ed e icien ly by
linea p og amming algo i hms.
We ha e shown ha , in gene al, he co e o he MRLG migh be emp y e en o geome ic
plana oad ne wo ks wi h Euclidean dis ances. In con as , we ha e p o ed ha o he
REFERENCES 20
Euclidean no med plane he co e is always nonemp y. Mo eo e , we ha e cons uc ed a co e
alloca ion in which a mos h ee playe s pay posi i e cos s. These playe s co espond o he
demand poin s de ining he minimal ci cle enclosing all he demand poin s and he se e .
Wi h he excep ion o he plana Euclidean case and he ℓ∞space, o any d ≥1, i is
s ill unknown whe he he MRLG has a nonemp y co e o any ℓpspace.
We ha e also gi en some su icien condi ions o he co e o be nonemp y. These con-
di ions a e based on he ela ionship be ween he MRLG and he MDLG, which always has
some co e alloca ion. Simila o he Euclidean plana case, in he co e alloca ions ha we
cons uc only a pai o playe s sha e he o al cos . Al hough p ac ically alloca ions whe e
only a e y small numbe o playe s pay some posi i e cos , may no be easy o implemen ,
hei main ole is jus o es ablish he nonemp iness o he co e. As illus a ed in Sec ion 5,
in some cases he co e i sel is a single on, whe e only wo playe s sha e he o al cos . I
he co e is no a single on o he abo e ype, hen o ge an alloca ion in he co e which is
mo e “accep able”, one can use linea p og amming me hods on he a o emen ioned e icien
cha ac e iza ions o he co e. Fo example, o ind a co e alloca ion whe e each playe i,
i6= 0, sha es some posi i e pa o II(N), we can conside he p oblem o inding a co e
alloca ion which will maximize he minimum pay o e all hese playe s. The la e can be
o mula ed as a linea p og am o e he co e.
We conclude wi h a ew mo e open ques ions. Fi s , i is s ill unclea wha gene al
p ope ies o he adius game will a leas uni y he nonemp iness esul s p esen ed he e, e.g.,
o median g aphs and he Euclidean plane. Second, we ha e demons a ed ha he co e can
be emp y o simple geome ic ne wo k spaces, whe e se e al nodes, di e en om he se e ,
a e no playe s. Is he co e always nonemp y when he e a e no such nodes, i.e., when he
game is comple e? Finally, in spi e o ou e o s we ha e no been able o ind a sho e and
mo e elegan p oo o he nonemp iness o he co e o he MRLG in he plana Euclidean
case, using gene al ools om coope a i e game heo y, e.g., Bonda e a-Shapley condi ions,
o equi alen ly linea p og amming duali y. Is he e such a p oo ?
Re e ences
Bi d C.G., 1976. On cos alloca ion o a spanning T ee: A game heo e ic app oach. Ne wo ks
6, 335–350.
Cap a a, A., Le ch o d, A. N., 2010. New echniques o cos sha ing in combina o ial op i-
miza ion games. Ma hema ical P og amming 124, 93–118.
Faigle, U., Ke n, W., Feke e, S.P., Hochs a le , W., 1997. On he complexi y o es ing
membe ship in he co e o min-cos spanning ee games. In e na ional Jou nal o Game
Theo y 26, 361–366.
REFERENCES 21
G ano , D., Hube man, G., 1981. Minimum cos spanning ee games. Ma hema ical P o-
g amming 21, 1–18.
G ano , D., Hube man, G., 1984. On he co e and nucleolus o minimum cos spanning ee
games. Ma hema ical P og amming 29, 323–347.
Handle , G., 1973. Minimax loca ion o a acili y in an undi ec ed ee g aph. T anspo a ion
Science 7, 287–293.
Hassin, R., Tami , A., 1995. On he minimum diame e spanning ee p oblem. In o ma ion
P ocessing Le e s 53, 109–111.
Liu, Y., Huang, J., 2009. Diame e -p ese ing spanning ees in spa se weigh ed g aphs.
G aphs and Combina o ics 25, 753–758.
Mallozi, L., 2011. Coope a i e games in acili y loca ion si ua ions wi h egional ixed cos s.
Op imiza ion Le e s 5, 171-183.
Megiddo, N., 1978. Compu a ional complexi y o he game heo y app oach o cos alloca ion
o a ee. Ma hema ics o Ope a ions Resea ch 3, 189–196.
Mulde , H., 1978. The s uc u e o median g aphs. Disc e e Ma hema ics 25, 197–204.
Mulde , H., 1980. The in e al unc ion o a g aph. Vol. 132. Ma h. Cen e T ac s.
Papadopoulos, A., 2005. Me ic Spaces, Con exi y and Nonposi i e Cu a u e. Eu opean
Ma hema ical Socie y.
Pue o, J., Ga c´ıa-Ju ado, I., Fe n´andez, F., 2001. On he co e o a class o loca ion games.
Ma hema ical Me hods o Ope a ions Resea ch 54 (3), 373–385.
Pue o, J., Tami , A., Pe ea, F., 2010. Coope a i e loca ion games based on he minimmum
diame e spanning s eine subg aph p oblem. P epublicaciones Facul ad Ma em´a icas, Uni-
e sidad de Se illa.
Tami , A., 1991. On he co e o ne wo k syn hesis games. Ma hema ical P og amming 50,
123–135.
Ta dos, E., 1986. A s ongly polynomial algo i hm o sol e combina o ial linea p og ams.
Ope a ions Resea ch 34, 250–256.
Zu che , S., 2007. Smalles enclosing ball o a poin se wi h s ic ly con ex le el se s. Mas e s
Thesis, Ins i u e o Theo e ical Compu e Science, ETH Zu ich.
7 APPENDIX: PROOF OF THEOREM 5.5 22
7 Appendix: P oo o Theo em 5.5
Fi s o all, no e ha we ha e no been able o p oduce a sho exis ence p oo o co e
alloca ions, based on known gene al heo ems in coope a i e game heo y. Ins ead, ou p oo
is based on a long case analysis.
We di ide he p oo analyzing h ee exhaus i e cases depending on he ela i e posi ion
o C(V) ( he minimum ci cle in he plane enclosing V):
i) C(V) is de e mined by wo poin s o V(P oposi ion 7.1).
ii) C(V) is de e mined by h ee poin s o Vand 0is one o hem (P oposi ion 7.2).
iii) C(V) is de e mined by h ee poin s and 0is no among hem (P oposi ion 7.3).
Rema k 7.1 Ou p oo is based on showing ha he co e o he subgame de ined by a mos
h ee playe s, say { 1, 2, 3}, co esponding o he poin s de ining C(V) is nonemp y. O
cou se, he la e subgame can be iewed as a 3-playe game on a comple e g aph Gwi h a
mos eigh nodes. The ou ex a nodes, augmen ing { 0, 1, 2, 3}, a e hose ep esen ing
he cen e s o he minimal ci cles enclosing he ou iple s {( 0, 1, 2),( 0, 1, 3),
( 0, 2, 3),( 1, 2, 3)}, espec i ely. The edge leng hs o G, inducing he espec i e space
A(G), a e he Euclidean dis ances be ween he espec i e pai s o poin s ep esen ing he
edges.
P oposi ion 7.1 I he minimal ci cle enclosing Vis de e mined by wo poin s in V, hen
C(N, II )6=∅.
P oo . We obse e ha in his case, D(V) = 2R(V) since he wo poin s a e diame ical.
Hence, I(N) = II(N), and he esul ollows om Rema k 3.3.
Nex , suppose ha C(V) is de e mined by he poin s in V′={ i1, i2, i3}. Speci ically,
i ∗=R(V) is he adius o his ci cle, hen he adius o C(V′), he minimal ci cle enclosing
V′is also ∗. Wi hou loss o gene ali y assume ha V′={ 1, 2, i3}, whe e i3= 0o
i3= 3, depending on cases (ii) and (iii) abo e.
P oposi ion 7.2 Suppose ha C(V)is de e mined by he poin s V′={ 1, 2, i3}, i3= 0,
and d( 1, 0)≥d( 2, 0). Then, he alloca ion de ined by x1=d( 1, 0), x2= 2 ∗−d( 1, 0),
and xi= 0, o i6= 1,2, is in C(N, II ), whe e ∗=R(V).
P oo . Le II(N) = 2R(V) = 2 ∗and
′= (d( 1, 0) + d( 2, 0))/2.(3)
We claim ha ∗≤ ′. Indeed, conside a poin x′on he segmen [ 1, 0] sa is ying
d(x′, 1) = ′. Then, om he iangle inequali y, d(x′, 2)≤d(x′, 0)+d( 0, 2) = d( 1, 0)−
7 APPENDIX: PROOF OF THEOREM 5.5 23
(d( 1, 0) + d( 2, 0))/2 + d( 2, 0) = ′. Hence, a ci cle o adius ′, cen e ed a he poin
x′on he segmen connec ing 1and 0and sa is ying d(x′, 1) = ′, encloses he 3 poin s
{ 0, 1, 2}. The e o e, ∗, he adius o he minimal ci cle is a mos ′, and we ha e x1=
d( 1, 0) = II({ 1}), and x2= 2 ∗−d( 1, 0)≤2 ′−d( 1, 0) = d( 2, 0) = II ({ 2}). Thus,
se ing xi= 0, o i6= 1,2, we ob ain an alloca ion in he co e C(N, II ).
Nex we u n o he alloca ion o II(N) when he h ee poin s spanning he minimal
ci cle C(V) a e { 1, 2, 3}, and 0is inside he ci cle.
We will need o use some p ope ies o he op imal ci cle, and he ac ha 0is inside.
Assume wi hou loss o gene ali y ha
d( 1, 0)≥d( 2, 0)≥d( 3, 0).(4)
Rema k 7.2 We no e ha when 0is inside he ci cle, and no pai o he iple is diame -
ical, hen in e e y co e alloca ion o he 3 playe game, each playe will ha e o pay some
posi i e amoun . (Fo each pai , S={ i, j} ⊆ { 1, 2, 3}, we ha e xi+xj≤ II (S)<2 ∗,
implying xk= 2 ∗−(xi+xj)>0, o k6=i, j.)
Nex , since he adius o he ci cle cen e ed a 0, and co e ing he se { 1, 2, 3}is a
leas ∗, we mus ha e d( 1, 0) = max(d( 1, 0), d( 2, 0), d( 3, 0)) ≥ ∗. In ac , a s onge
inequali y holds.
Rema k 7.3 Unde he assump ion on he ela i e posi ion o he poin s gi en in (4), he
ollowing inequali ies hold:
4 ∗≥d( 1, 0) + d( 2, 0)≥2 ∗,
o each poin 0in he ci cle. The le inequali y is ob ious. To p o e he igh inequali y
suppose by con adic ion ha 2 ′=d( 1, 0) + d( 2, 0)<2 ∗ o some poin 0in he ci cle.
(Recall ha ′was de ined in (3).) Then, a ci cle o adius ′, cen e ed a he poin x′on he
segmen connec ing 1and 0and sa is ying d(x′, 1) = ′, encloses he 4 poin s { 0, 1, 2, 3}
(d( 1, x′) = ′and o i= 2,3, d( i, x′)≤d(x′, 0) + d( 0, i)≤d(x′, 0) + d( 0, 2) = ′.)
Hence, we ha e con adic ed he minimali y o ∗.
Rema k 7.4 By maximizing he con ex unc ion d(y, 1)+d(y, 2)+d(y, 3), i can be shown
ha o any poin 0inside he enclosing ci cle we ha e
2 ∗≤d( 1, 0) + d( 2, 0)≤d( 1, 0) + d( 2, 0) + d( 3, 0)≤(2 + 2√2) ∗.
Bo h, he 2 ∗uni o m lowe bound and he (2 + 2√2) ∗uni o m uppe bound a e asymp-
o ically igh . (Fo he lowe bound conside he case whe e d( 1, 0) = 2 ∗, and 2and
7 APPENDIX: PROOF OF THEOREM 5.5 24
3a e a bi a ily close o 0. Fo he uppe bound conside he case whe e 1and 0a e
he end poin s o some diame e , say d1, and 2and 3a e he end poin s o he diame e
pe pendicula o d1.)
Ano he use ul obse a ion is ha o any iple { 0, i, j}, II ({ i, j}) is bounded
below by he longes edge o he iangle o med by he iple ,
II ({ i, j})≥max(d( i, j), d( i, 0), d( j, 0)).
Mo eo e , i he longes edge is no he diame e , hen II ({ i, j}) = 2 , whe e
=abc/4pk(k−a)(k−b)(k−c),
k= (a+b+c)/2, a =d( i, 0), b =d( j, 0), c =d( i, j).
We will need he ollowing lemma.
Lemma 7.1 Gi en a iple o poin s ′
1, ′
2, ′
3, le ∗be he adius o he minimal disk
enclosing he iple , and suppose ha 2 ∗> d( ′
i, ′
j), o all i, j = 1,2,3. Gi en a posi i e
eal numbe ′, such ha d( ′
3,( ′
1+ ′
2)/2) ≥ ′, le u′be a poin in he abo e disk sa is ying
d( ′
3, u′) = ′. Then, 1,2(u′, ′), he diame e o he smalles ci cle enclosing ′
1, ′
2and u′,
sa is ies 1,2(u′, ′)≥2 ∗− ′.
P oo . We assume wi hou loss o gene ali y ha ∗= 1 and d( ′
1, ′
3)≥d( ′
2, ′
3). The e-
o e, he h ee poin s admi a ep esen a ion as ′
1= (−cos α, −sin α), ′
2= (cos α, −sin α)
and ′
3= (cos β, sin β) wi h 0 ≤α≤β≤π/2.
The supposi ion 2 ∗= 2 > d( ′
i, ′
j), o all i, j = 1,2,3, also implies ha α < β.
Wi h his con igu a ion, (0,0) is he cen e o he ball ha spans ′
1, ′
2, ′
3. (No e ha
∗= 1 = k ′
ik,i= 1,2,3.)
De ine B( ′
3, ′) o be he ball cen e ed a ′
3wi h adius ′. Le B∗=B∗( ′
1, ′
2, ′) be he
ball o smalles adius which con ains ′
1, ′
2and in e sec s he bounda y o B( ′
3, ′). (B∗)
deno es he adius o B∗. See Figu e 5 o a g aphical ins ance o his si ua ion. I is clea ly
su icien o show ha 2 (B∗)≥2− ′.
We i s p o e ha c′, he cen e o B∗,sa is ies c′= (0, c), (i.e., c′is on he bisec o
o ′
1and ′
2) wi h c < 0. Since ′>0i ollows ha (B∗)< ∗= 1. Thus, i
c′= (0, c), hen clea ly c < 0.
I he edge [ ′
1, ′
2] in e sec s B( ′
3, ′), hen c′is he midpoin o [ ′
1, ′
2] and c′= (0,−sin α).
Hence, suppose ha B( ′
3, ′) does no in e sec [ ′
1, ′
2]. Fo i= 1,2, le uibe he poin on
he edge [ ′
3, ′
i] such ha d(ui, ′
3) = ′. The ball B∗is de e mined by he iple { ′
1, ′
2, u},
whe e uis some poin on he a c o B( ′
3, ′), connec ing u1wi h u2.
7 APPENDIX: PROOF OF THEOREM 5.5 31
>p5/2≥2a, (10)
d(( 2+ 3(β))/2, 1) = 1
2p2 + 8 cos2α+ 6 cos βcos α+ 2 sin βsin α
≥1
2p2 + 8 cos2α+ 2 sin2α > 1> a. (11)
We also ha e
d(( 1+ 3(β))/2, 2) = 1
2p2 + 8 cos2α−6 cos βcos α+ 2 sin βsin α.
Since,
−6 cos βcos α+ 2 sin αsin β≥2 sin2α−6 cos2α,
we conclude ha
d(( 1+ 3(β))/2, 2)≥1
2p2 + 2 cos2α+ 2 sin2α≥1> a. (12)
We conside wo subcases.
Subcase (c): d( 3, 0)≤(√2 + p2 + √2−2) .
In his subcase we claim ha he alloca ion
(1 −γd( 3, 0),1−(1 −γ)d( 3, 0), d( 3, 0)),
whe e γ= (√2−1)/(√2 + p2 + √2−2) <1, is in he co e.
Fi s , se ing ′
i= i, o i= 1,2,3, and applying Lemma 7.2, we no e ha in his case
we ha e x1+x2= 2 −d( 3, 0)≤ II ( 1, 2).
Thus, i is su icien o show ha
x1= 1 −γd( 3, 0)≤q2 + √2−d( 3, 0)≤d( 1, 3)−d( 3, 0)≤d( 1, 0),
x1+x3= 1 + (1 −γ)d( 3, 0)≤q2 + √2≤d( 1, 3),
and
x2= 1 −(1 −γ)d( 3, 0)≤√2−d( 3, 0)≤d( 2, 3)−d( 3, 0)≤d( 2, 0),
x2+x3= 1 + γd( 3, 0)≤√2≤d( 2, 3).
7 APPENDIX: PROOF OF THEOREM 5.5 32
The i s wo condi ions a e sa is ied whene e ,
d( 3, 0)≤(q2 + √2−1)/(1 −γ) = (√2 + q2 + √2−2).
Simila ly, he las wo condi ions a e sa is ied whene e ,
d( 3, 0)≤(√2−1)/γ = (√2 + q2 + √2−2).
Indeed, his is he condi ion in Subcase (c).
Subcase (d): d( 3, 0)≥(√2 + p2 + √2−2)
Subsubcase (d1): d( 3, 0)≥d( 3,( 1+ 2)/2) −a.
(d1.i): d( 1, 0)≤d( 2, 0).
We show ha he alloca ion (m, 2a−m, 2−2a), whe e m= min(a, d( 1, 0)) is in he
co e. (Recall ha a=d( 1, 2)/2, as de ined in page 30.) Indeed, he inequali ies de ining
he co e a e sa is ied:
•x1+x2= 2a=d( 1, 2)≤ II ({ 1, 2}).
•x1=m≤d( 1, 0).
•x2= 2a−m. Hence, i su ices o p o e ha 2a≤m+d( 2, 0). I m=a, we ha e
a≤d( 0, 1) and unde ou assump ion, a≤d( 0, 1)≤d( 0, 2).
When m=d( 0, 1) we need o p o e ha 2a=d( 1, 2)≤d( 0, 1) + d( 0, 2). The
la e clea ly holds by he iangle inequali y.
•x3= 2 −2a, and we ha e o p o e ha 2 −2a≤d( 0, 3). Now, since d( 0, 3)≥
d( 3,( 1+ 2)/2) −a, i is su icien o e i y ha d( 3,( 1+ 2)/2) −a≥2−2a, o
equi alen ly ha d( 3,( 1+ 2)/2) + a≥2.
Indeed, using he inequali y (5), we ob ain ha :
d( 3, 1+ 2
2)+a=d( 3, 1+ 2
2)+d( 1+ 2
2, 1)≥d( 3, c)+d( 1, c),∀c∈[ 1+ 2
2, C],
whe e C= (0,0) is he cen e o he ci cle spanning 1, 2, 3.
Applying he inequali y o c=C, we ob ain d( 3,( 1+ 2)/2) + a≥2.
•x1+x3= 2−2a+m. I is su icien o p o e ha 2−(2a−m)≤d( 1, 3)≤ II({ 1, 3}).
We p o e ha x1+x3= 2−2a+m≤d( 1, 3). Mo eo e , since d( 1, 3)≥d( 1,(0,1)) =
√2 + 2 sin α, i will su ice o show ha
2−2a+m≤2−a= 2 −cos α≤√2 + 2 sin α.
7 APPENDIX: PROOF OF THEOREM 5.5 33
Equi alen ly, we will show ha o π/4≤α≤π/2, (α) = cos α+√2 + 2 sin α≥2.
De ine he unc ion g(x) = √1−x2+√2 + 2x, o √2/2≤x≤1. Since g(x) is conca e
i s minimum is gi en by min(g(√2/2), g(1)) = g(1) = 2.
•x2+x3= 2 −m.
Suppose i s ha m=a. In his case we p o e ha 2−cos α≤d( 2, 3)≤ II({ 2, 3}).
Le u2= (cos α, sin α). Since d( 2, 3)≥d(u2, 2) = 2 sin α, i will su ice o show ha
2−a= 2 −cos α≤2 sin α.
Equi alen ly we will show ha o π/4≤α≤π/2, (α) = cos α+ 2 sin α≥2.
De ine he unc ion g(x) = √1−x2+ 2x, o √2/2≤x≤1. Since g(x) is conca e i s
minimum is gi en by min(g(√2/2), g(1)) = g(1) = 2.
Nex , suppose ha m=d( 1, 0). We apply Lemma 7.2 wi h ′
1= 2, ′
2= 3, ′
3= 1
o ob ain
x2+x3= 2 −d( 1, 0)≤ II({ 2, 3}).
(d1.ii): d( 1, 0)≥d( 2, 0).
We show ha he alloca ion (2a−m′, m′,2−2a), whe e m′= min(a, d( 2, 0)) is in he
co e. Indeed, he co e inequali ies a e sa is ied:
•x1+x2= 2a=d( 1, 2)≤ II ({ 1, 2}).
•x2=m′≤d( 2, 0).
•x1= 2a−m′. Hence, i su ices o p o e ha 2a≤m′+d( 1, 0). I m′=a, we ha e
a≤d( 0, 2) and unde ou assump ion, a≤d( 0, 2)≤d( 0, 1).
When m′=d( 0, 2) we need o p o e ha 2a=d( 1, 2)≤d( 0, 1) + d( 0, 2). The
la e clea ly holds by he iangle inequali y.
•x3= 2 −2a, and we ha e o p o e ha 2 −2a≤d( 0, 3). The p oo is he same as in
he p e ious case (d1.i).
•x2+x3= 2−2a+m′, and i is su icien o p o e ha 2−(2a−m′)≤2−a≤d( 2, 3)≤
II ({ 2, 3}).
Indeed, he inequali y 2 −a≤d( 2, 3) is p o en o he espec i e i em in (d1.i).
7 APPENDIX: PROOF OF THEOREM 5.5 34
•x1+x3= 2 −m′. Suppose i s ha m′=d( 2, 0). In his case we apply Lemma 7.2
wi h ′
1= 1, ′
2= 3, ′
3= 2 o ob ain
x1+x3= 2 −m′≤ II ({ 1, 3}).
Nex suppose ha m′=a. I is su icien o p o e ha 2−a≤d( 1,(0,1)) ≤d( 1, 3)≤
II ({ 1, 3}).
Indeed, hese inequali ies a e p o en o he espec i e i em in (d1.i).
Subsubcase (d2): d( 3,( 1+ 2)/2) −a≥d( 3, 0)≥√2 + p2 + √2−2.
We will i s p o e he ollowing inequali y:
d( 1, 3)−d( 0, 3)/2≥1.(13)
The le hand side o inequali y (13) sa is ies:
d( 1, 3)−d( 0, 3)
2≥p(cos β+ cos α)2+ (sin β+ sin α)2
−(pcos2β+ (sin β+ sin α)2−cos α)/2
=√2p1 + cos(β−α)
−1/2q1 + sin2α+ 2 sin βsin α+ 1/2 cos α
≥√2√1 + sin α−1/2p1 + sin2α+ 2 sin α
+1/2 cos α. (14)
The las inequali y ollows om he ac ha he espec i e exp ession is a mono one
dec easing unc ion o β, o any ixed α. De ine he unc ion (x) = √2√1 + x−(1+ x)/2+
√1−x2/2.(No e ha he igh hand side o (14) is (sin α).) The unc ion (x) is conca e
and he e o e i s minimum is a ained a one ex eme poin o he in e al √2/2≤x≤1.
E alua ing, we ob ain: (√2/2) = 1/2√2p4 + 2√2−1/2 = 1.3477 and (1) = 1. The e o e,
inequali y (13) holds.
(d2.1): d( 1, 2)≥2−d( 0, 3).
(No e ha in Subcase (d), since d( 0, 3)≥√2 + p2 + √2−2, he abo e is sa is ied i
d( 1, 2)≥4−√2−p2 + √2).
(d2.1.i): d( 1, 0)≤d( 2, 0).
Se x1=m, x2=d( 1, 2)−m, x3= 2 −d( 1, 2),whe e m= min(d( 1, 0), d( 1, 2)/2).
We will show ha his alloca ion is in he co e.
7 APPENDIX: PROOF OF THEOREM 5.5 35
We ha e x1≤d( 1, 0). Also, i x1=d( 1, 2)/2, hen x2=d( 1, 2)/2≤d( 1, 0)≤
d( 2, 0). O he wise, om he iangle inequali y x2=d( 1, 2)−d( 1, 0)≤d( 2, 0). Also,
om (d2.1) we ob ain x3≤d( 3, 0).
We ha e x1+x2=d( 1, 2)≤ II({ 1, 2}).
Suppose i s ha x1=d( 1, 2)/2. Then, x1+x3=x2+x3= 2 −d( 1, 2)/2. Since
d( 2, 3)≤d( 1, 3), and d( j, 3)≤ II({ j, 3}), o j= 1,2, i will su ice o show ha
2−d( 1, 2)/2≤d( 2, 3).
I x1=d( 1, 0), hen x2+x3= 2 −d( 1, 0). Applying Lemma 7.2 wi h ′
1= 2, ′
2= 3
and ′
3= 1, we ob ain x2+x3≤ II({ 2, 3}). In his case we ha e x1+x3≤d( 1, 2)/2 +
2−d( 1, 2) = 2 −d( 1, 2)/2. Again, i will su ice o show ha 2 −d( 1, 2)/2≤d( 2, 3).
Indeed, he la e holds since applying inequali ies (7), d( 2, 3)≥p4−(d( 1, 2))2and
applying inequali y (8), p4−(d( 1, 2))2≥2−d( 1, 2)/2, whene e d( 1, 2)≤8/5 = 1.6.
(Recall ha in Case II d( 1, 2)<√2.)
(d2.1.ii): d( 1, 0)≥d( 2, 0).
Se x2=m′, x1=d( 1, 2)−m′, x3= 2−d( 1, 2), whe e m′= min(d( 2, 0), d( 1, 2)/2).
We will show ha his alloca ion is in he co e.
Then, x2≤d( 1, 0). Also, i x2=d( 1, 2)/2, hen x1=d( 1, 2)/2≤d( 2, 0)≤
d( 1, 0). O he wise, om he iangle inequali y x1=d( 1, 2)−d( 2, 0)≤d( 1, 0). Also,
om (d2.1) we ob ain x3≤d( 3, 0).
We ha e x1+x2=d( 1, 2)≤ II({ 1, 2}).
Suppose i s ha x2=d( 1, 2)/2. Then, x1+x3=x2+x3= 2 −d( 1, 2)/2. Since
d( 2, 3)≤d( 1, 3), and d( j, 3)≤ II ({ j, 3}) o j= 1,2, i will su ice o show ha
2−d( 1, 2)/2≤d( 2, 3).
I x2=d( 2, 0), hen x1+x3= 2−d( 1, 0). Applying Lemma 7.2 wi h ′
1= 1, ′
2= 3,
and ′
3= 2, we ob ain x2+x3≤ II({ 2, 3}). In his case we ha e x2+x3≤d( 1, 2)/2 +
2−d( 1, 2) = 2 −d( 1, 2)/2. Again, i will su ice o show ha 2 −d( 1, 2)/2≤d( 2, 3).
Indeed, he la e holds since applying i s inequali y (7) and hen (8), i holds d( 2, 3)≥
p4−(d( 1, 2))2≥2−d( 1, 2)/2, whene e d( 1, 2)≤8/5 = 1.6.
(d2.2): d( 1, 2)≤2−d( 0, 3)≤4−√2−p2 + √2.
(d2.2.i): d( 0, 2)≥0.4.
We p o e ha he alloca ion (1 −d( 0, 3)/2,1−d( 0, 3)/2, d( 0, 3)) is in he co e. The
inequali ies de ining he co e a e:
•x1= 1−d( 0, 3)/2≤d( 1, 0). Thus, we ha e o p o e ha 1 ≤d( 1, 0)+d( 0, 3)/2.
F om he iangle inequali y and inequali y (13) we ha e d( 1, 0) + d( 0, 3)/2≥
d( 1, 3)−d( 0, 3)/2≥1.
•x2= 1 −d( 3, 0)/2≤d( 2, 0). Indeed, x2= 1 −d( 3, 0)/2<1−1.2/2 = 0.4≤
d( 2, 0).
7 APPENDIX: PROOF OF THEOREM 5.5 36
•The inequali y x1+x2≤ II({ 1, 2}) ollows om Lemma 7.2, se ing ′
i= i, o
i= 1,2,3.
•x1+x3= 1 + d( 0, 3)/2. F om inequali y (13) we ob ain 1 + d( 0, 3)/2≤d( 1, 3).
Thus, since d( 1, 3)≤ II ({ 1, 3}), we ha e x1+x3≤ II ({ 1, 3}).
•Finally, we ha e o p o e he inequali y x2+x3= 1 + d( 0, 3)/2≤ II({ 2, 3}).
Using (d2.2) we ob ain
1 + d( 0, 3)/2≤1 + (2 −d( 1, 2))/2 = 2 −d( 1, 2)/2.
We showed abo e in he p e ious case ha 2−d( 1, 2)/2≤d( 2, 3). Hence, x2+x3≤
d( 2, 3)≤ II({ 2, 3}).
(d2.2.ii): d( 2, 0)≤0.4.
Recall ha in (d2.2) we al eady ha e d( 1, 2)/2≤(2 −d( 0, 3))/2≤2−(√2 +
p2 + √2)/2.
Again, like in he p e ious case, we p o e ha he alloca ion (1−d( 0, 3)/2,1−d( 0, 3)/2,
d( 0, 3)) is in he co e. Indeed, he inequali ies ha de ine he co e a e:
•x1= 1 −d( 0, 3)/2≤d( 1, 0). Again, om he iangle inequali y and equa ions (13)
and (14) we ha e d( 1, 0) + d( 0, 3)/2≥d( 1, 3)−d( 0, 3)/2≥1.
•x2= 1 −d( 3, 0)/2≤d( 2, 0).
He e we will use he ac ha a= cos α=d( 1, 2)/2≤2−(√2 + p2 + √2)/2<0.6,
and use he unc ion
(x, y) = p(cos y−cos x)2+ (sin y+ sin x)2
−1/2(pcos2y+ (sin x+ sin y)2−cos x),
wi h a ccos(0.6) ≤x≤π/2, x ≤y≤π/2,
No e ha
(x, y) = p2−2 cos(x+y)−1/2q1 + sin2x+ 2 sin xsin y+ 1/2 cos x
≥√2−2 cos 2x−1/2(1 + sin x) + cos x
2.
Conside he unc ion
g(z) = p4−4z2−1/2(1 + p1−z2) + z/2 = (3p1−z2+z−1)/2,
7 APPENDIX: PROOF OF THEOREM 5.5 37
o 0 ≤z≤0.6. This unc ion is he igh -hand side o he abo e inequali y a z= cos x.
Clea ly g(z) is conca e since i s second de i a i e is g′′(z) = −3/2z2/(1 −z2)(3/2) −
3/21/√1−z2. The e o e, i s minimum is a ained a one o he ex eme poin s, hence
g(z)≥min{g(0), g(0.6)}= 1.
Now, since d( 2, 3)−d( 0, 3)/2 = (α, β), we ha e ha d( 2, 3)−d( 0, 3)/2≥1,
which in u n, by he iangle inequali y implies
x2= 1 −d( 3, 0)/2≤d( 2, 3)−d( 0, 3)≤d( 2, 0).
•The inequali y x1+x2= 2 −d( 0, 3)≤ II ({ 1, 2}) ollows om Lemma 7.2 while
se ing ′
i= i, o i= 1,2,3.
•x1+x3= 1 + d( 0, 3)/2. F om inequali y (13) we ob ain 1 + d( 0, 3)/2≤d( 1, 3).
Thus, since d( 1, 3)≤ II ({ 1, 3}), we ha e x1+x3≤ II ({ 1, 3}).
•Finally, we ha e o p o e he inequali y x2+x3= 1 + d( 0, 3)/2≤ II({ 2, 3}).
Howe e , he p oo is he same as o he p e ious case (d2.2.i).
P oposi ions 7.1, 7.2 and 7.3, all oge he , conclude he p oo o Theo em 5.5.