A Universidade do Porto no The Academic Ranking of World Universities (ARWU) Shanghai Ranking 2015

A Universidade do Porto no The Academic Ranking of World Universities (ARWU) Shanghai Ranking 2015 Universidade do Porto. Reitoria. Serviço de Melhoria Contínua 15 de agosto de 2015 Sumário 1. Metodologia do ARWU - Shanghai ranking .................................................................................... 2 2. Evolução das posições da U.Porto no ARWU – Shanghai ranking ................................................ 4 3. Universidades portuguesas no ARWU Shanghai ranking 2015 ..................................................... 4 4. Universidades portuguesas nos ARWU - Field rankings 2015 ....................................................... 5 4.1 Academic Ranking of World Universities in Engineering/Technology and Computer Sciences - ARWU-ENG 2015 ............................................................................................................................ 5 5. Universidades portuguesas nos ARWU - Subject rankings 2015 ................................................... 6 5.1 Academic Ranking of World Universities in Mathematics ARWU - Mathematics 2015 ............ 6 5.2 Academic Ranking of World Universities in Physics ARWU - Physics 2015 ............................ 6 5.3 Academic Ranking of World Universities in Computer Science ARWU - Computer Science 2015 ................................................................................................................................................. 7 6 Anexos .............................................................................................................................................. 8 Metodologia de ARWU-FIELD 2015 ............................................................................................... 8 Metodologia de ARWU-SUBJECT 2015 ....................................................................................... 11 2 A Universidade do Porto no The Academic Ranking of World Universities (ARWU) – Shanghai Ranking 2015 http://www.shanghairanking.com/index.html 1. Metodologia do ARWU - Shanghai ranking “The Academic Ranking of World Universities (ARWU) is conducted by researchers at the Center for WorldClass Universities of Shanghai Jiao Tong University (CWCU). […] The Academic Ranking of World Universities (ARWU) is published and copyrighted by ShanghaiRanking Consultancy. ShanghaiRanking Consultancy is a fully independent organization on higher education information and not legally subordinated to any universities or government agencies.” 1 “Selection of Universities ARWU considers every university that has any Nobel Laureates, Fields Medalists, Highly Cited Researchers, or papers published in Nature or Science. In addition, universities with significant amount of papers indexed by Science Citation Index-Expanded (SCIE) and Social Science Citation Index (SSCI) are also included. In total, more than 1200 universities are actually ranked and the best 500 are published on the web. Ranking Criteria and Weights Universities are ranked by several indicators of academic or research performance, including alumni and staff winning Nobel Prizes and Fields Medals, highly cited researchers, papers published in Nature and Science, papers indexed in major citation indices, and the per capita academic performance of an institution. For each indicator, the highest scoring institution is assigned a score of 100, and other institutions are calculated as a percentage of the top score. The distribution of data for each indicator is examined for any significant distorting effect; standard statistical techniques are used to adjust the indicator if necessary. Scores for each indicator are weighted as shown below to arrive at a final overall score for an institution. The highest scoring institution is assigned a score of 100, and other institutions are calculated as a percentage of the top score. An institution's rank reflects the number of institutions that sit above it. Indicators and Weights for ARWU * For institutions specialized in humanities and social sciences such as London School of Economics, N&S is not considered, and the weight of N&S is relocated to other indicators 1 http://www.shanghairanking.com/aboutus.html acedido 15/08/2015 Criteria Indicator Code Weight Quality of Education Alumni of an institution winning Nobel Prizes and Fields Medals Alumni 10% Quality of Faculty Staff of an institution winning Nobel Prizes and Fields Medals Award 20% Highly cited researchers in 21 broad subject categories HiCi 20% Research Output Papers published in Nature and Science* N&S 20% Papers indexed in Science Citation Index-expanded and Social Science Citation Index PUB 20% Per Capita Performance Per capita academic performance of an institution PCP 10% Total 100% 3 Definition of Indicators Indicator Definition Alumni The total number of the alumni of an institution winning Nobel Prizes and Fields Medals. Alumni are defined as those who obtain bachelor, Master's or doctoral degrees from the institution. Different weights are set according to the periods of obtaining degrees. The weight is 100% for alumni obtaining degrees in 2001-2010, 90% for alumni obtaining degrees in 1991-2000, 80% for alumni obtaining degrees in 1981-1990, and so on, and finally 10% for alumni obtaining degrees in 1911-1920. If a person obtains more than one degrees from an institution, the institution is considered once only. Award The total number of the staff of an institution winning Nobel Prizes in Physics, Chemistry, Medicine and Economics and Fields Medal in Mathematics. Staff is defined as those who work at an institution at the time of winning the prize. Different weights are set according to the periods of winning the prizes. The weight is 100% for winners after 2011, 90% for winners in 2001-2010, 80% for winners in 1991-2000, 70% for winners in 19811990, and so on, and finally 10% for winners in 1921-1930. If a winner is affiliated with more than one institution, each institution is assigned the reciprocal of the number of institutions. For Nobel prizes, if a prize is shared by more than one person, weights are set for winners according to their proportion of the prize. HiCi The number of Highly Cited Researchers selected by Thomson Reuters. Thomson Reuters had issued two lists of Highly Cited Researchers: the old list was first issued in 2001, it identified more than 6,000 researchers and the number of Highly Cited Researcher of an institution on that list was used in ARWU from 2003 to 2013. In 2014, Thomson Reuters developed a new list of Highly Cited Researchers with some 3,000 names based on a different methodology. In order to have a relatively smooth transition to the new list of Highly Cited Researchers and avoid too much fluctuations of ranking results due to the methodological change in developing Highly Cited Researchers list, both the old Highly Cited Researchers list and the new Highly Cited Researchers list are used in the calculation of HiCi indicator in ARWU 2015, and they are equally weighted. The score on HiCi of an institution in ARWU 2015 is the sum of its score for the old list and that for the new list (Click here to see all these scores). An institution’s HiCi score for the old list is the same as its HiCi score in ARWU 2013, and an institution’s HiCi score for the new list depends on its number of Highly Cited Researchers on the new list. It is worth noting that, upon the suggestion of many institutions and researchers including some Highly Cited Researchers, only the primary affiliations of new Highly Cited Researchers are considered in the calculation of an institution’s HiCi score for the new list. N&S The number of papers published in Nature and Science between 2010 and 2014. To distinguish the order of author affiliation, a weight of 100% is assigned for corresponding author affiliation, 50% for first author affiliation (second author affiliation if the first author affiliation is the same as corresponding author affiliation), 25% for the next author affiliation, and 10% for other author affiliations. Only publications of 'Article' type is considered. PUB Total number of papers indexed in Science Citation Index-Expanded and Social Science Citation Index in 2014. Only publications of 'Article' type is considered. When calculating the total number of papers of an institution, a special weight of two was introduced for papers indexed in Social Science Citation Index. PCP The weighted scores of the above five indicators divided by the number of full-time equivalent academic staff. If the number of academic staff for institutions of a country cannot be obtained, the weighted scores of the above five indicators is used. For ARWU 2015, the numbers of full-time equivalent academic staff are obtained for institutions in USA, UK, France, Canada, Japan, Italy, China, Australia, Netherlands, Sweden, Switzerland, Belgium, South Korea, Czech, Slovenia, New Zealand etc. Data Sources Indicator: Data Source Nobel laureates: http://nobelprize.org/ Fields Medals: http://www.mathunion.org/index.php?id=prizewinners Highly cited researchers: http://www.highlycited.com/ Papers published in Nature and Science : http://www.webofknowledge.com/ Articles indexed in Science Citation Index-Expanded and Social Science Citation Index : http://www.webofknowledge.com/ Others: Number of academic staff. Data is obtained from national agencies such as National Ministry of Education, National Bureau of Statistics, National Association of Universities and Colleges, National Rector's Conference.” 2 Apesar de a informação não ser usada na elaboração do Shanghai Ranking, desde 2011, a Universidade do Porto responde ao inquérito Global Research University Profiles (GRUP) do The Center for World-Class Universities (CWCU) of Shanghai Jiao Tong University. 2 http://www.shanghairanking.com/ARWU-Methodology-2015.html acedido 15/08/2015 4 2. Evolução 3 das posições da U.Porto no ARWU – Shanghai ranking 2007 2008 2009 2010 2011 2012 2013 2014 2015 Ranking Mundial 403-510 402-503 402-501 401-500 301-400 301-400 301-400 301-400 301-400 Ranking Europeu 173-208 169-210 171-208 169-204 124-164 124-158 127-164 122-160 123-158 Ranking Iberoamericano 13* 13* 15 9 8 8-17 13* 9-17*** 10-16**** Ranking Nacional 1** 1** 1** 1** 1 1 1-2 2 2 * A par com a PUC do Chile, a Universidade do Chile, a UNESP, a UFRGS, a Universidade de Granada, a Universidade de Lisboa, a Universidade de Sevilha e a Universidade de Saragoça. ** A par com a Universidade de Lisboa *** A par com Complutense University of Madrid, Federal University of Minas Gerais, Federal University of Rio de Janeiro, Polytechnic University of Valencia, UNESP, University of Campinas, University of Granada e University of Pompeu Fabra. **** A par com Federal University of Rio de Janeiro, Polytechnic University of Valencia, UNESP, University of Campinas, University of Granada e University of Valencia. 3. Universidades portuguesas no ARWU Shanghai ranking 2015 Posições das Universidades portuguesas no ARWU Shanghai ranking 2015 World rank Europe rank Iberoamérica rank Portugal rank 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon 201-300 201-300 81-122 81-121 4-9 4-8 1 1 University of Porto 301-400 301-400 123-158 122-160 10-17 9-17 2 2 University of Coimbra 401-500 401-500 159-205 161-205 18-26 18-25 3 3 Nº de IES 500 500 205 205 26 25 3 3 Scores das Universidades portuguesas no ARWU Shanghai ranking 2015 Total Score Alumni Award HiCi N&S PUB PCP 2015/ 2014 2015 2014 2015 2014 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon n/d 0 0 8.1 8.1 5 5 12.5 10.8 45 46.8 23,3 22.8 University of Porto n/d 0 0 0 0 0 0 10.7 9.4 42,2 42.7 21,1 20.3 University of Coimbra n/d 0 0 0 0 0 0 7.2 8.2 32,9 33.9 16,3 16.2 n/d - O Total Score só é apresentado para as 100 primeiras universidades. 3 Dados de 2007 a 2013 retirados de “Evolução das posições da Universidade do Porto nos rankings universitários”, janeiro de 2014, in https://sigarra.up.pt/up/pt/conteudos_service.conteudos_cont?pct_id=20113&pv_cod=55GoHdmanvIq; dados de 2014 e 2015 retirados de http://www.shanghairanking.com/ respetivamente em 03/11/2014 e 15/08/2015. 5 4. Universidades portuguesas nos ARWU - Field rankings 2015 A Metodologia relativa aos cinco ARWU Field Rankings de 2015 é apresentada em anexo. Não há, à semelhança de 2014, Universidades portuguesas nos rankings de SCI - Natural Sciences and Mathematics, LIFE - Life and Agriculture Sciences, MED - Clinical Medicine and Pharmacy e SOC - Social Science. 4.1 Academic Ranking of World Universities in Engineering/Technology and Computer Sciences - ARWU-ENG 2015 http://www.shanghairanking.com/FieldENG2015.html Posições das Universidades portuguesas no ARWU-ENG 2015 World Rank Europe Rank Iberoamérica rank Portugal rank 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon 101-150 76-100 17-34 13-20 1-4 1-2 1 1 University of Aveiro 151-200 151-200 35-55 38-56 5-8 5-8 2-3 2-3 University of Porto 151-200 151-200 35-55 38-56 5-8 5-8 2-3 2-3 Nº de IES 200 200 55 56 8 8 3 3 Scores das Universidades portuguesas no ARWU-ENG 2015 Total Score HiCi PUB TOP FUND 2014/2015 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon n/d 16.5 17 49.7 52 79.1 79.9 0.0 - University of Aveiro n/d 0 0 36.1 37.4 86.6 88.1 0.0 - University of Porto n/d 0 0 40.7 44.2 84.6 83.7 0.0 - n/d: O Total Score apenas é apresentado para as 50 primeiras instituições. 6 5. Universidades portuguesas nos ARWU - Subject rankings 2015 A Metodologia relativa aos cinco ARWU Subject Rankings de 2015 é apresentada em anexo. Não há, à semelhança de 2014, Universidades portuguesas nos rankings de CHE - Chemistry e ECOEconomics / Business. 5.1 Academic Ranking of World Universities in Mathematics ARWU - Mathematics 2015 http://www.shanghairanking.com/SubjectMathematics2015.html Posições das Universidades portuguesas no ARWU - Mathematics 2015 World Rank Europe Rank Iberoamérica rank Portugal rank 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon 101-150 76-100 32-49 22-31 5-10 3-5 1 1 Nº de IES 200 200 72 75 13 14 1 1 Scores das Universidades portuguesas no ARWU - Mathematics 2015 Total Score Alumni Award HiCi PUB TOP 2014/2015 2015 2014 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon n/d 0.0 0 0.0 0 0.0 0 64.5 70.6 69.9 70.7 n/d: O Total Score apenas é apresentado para as 50 primeiras instituições. 5.2 Academic Ranking of World Universities in Physics ARWU - Physics 2015 http://www.shanghairanking.com/SubjectPhysics2015.html Posições das Universidades portuguesas no ARWU - Physics 2015 World Rank Europe Rank Iberoamérica rank Portugal rank 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon 151-200 -- 67-99 -- 4-6 -- 1 -- Nº de IES 200 200 99 98 6 8 1 1 * * U.Minho Scores das Universidades portuguesas no ARWU - Physics 2015 Total Score Alumni Award HiCi PUB TOP 2015 2015 2014 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon n/d 0.0 -- 0.0 -- 0.0 -- 50.5 -- 77.5 -- n/d: O Total Score apenas é apresentado para as 50 primeiras instituições. 7 5.3 Academic Ranking of World Universities in Computer Science ARWU - Computer Science 2015 http://www.shanghairanking.com/SubjectCS2014.html Posições das Universidades portuguesas no ARWU - Computer Science 2015 World Rank Europe Rank Iberoamérica rank Portugal rank 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon 151-200 151-200 36-52 38-61 8-12 7-13 1 1 Nº de IES 200 200 52 61 12 13 1 1 Scores das Universidades portuguesas no ARWU - Computer Science 2015 Total Score Alumni Award HiCi PUB TOP 2014/2015 2015 2014 2015 2014 2015 2014 2015 2014 2015 2014 University of Lisbon n/d 0.0 0 0.0 0 0.0 0 49.6 51.9 69.3 61.5 n/d: O Total Score apenas é apresentado para as 50 primeiras instituições. 8 6 Anexos Metodologia de ARWU-FIELD 2015 4 “Selection of Universities The ranking list for ARWU - FIELD includes every institution that has any Nobel Laureates, Fields Medals, and Highly-Cited Researchers. In addition, major universities of every country with significant amount of articles indexed by Science Citation Index-Expanded (SCIE) and Social Science Citation Index (SSCI) are also included. In total, more than 1200 institutions have been actually ranked in each broad subject field. Definition of Broad Subject Fields Institutions are ranked by five broad subject fields,including Natural Sciences and Mathematics (SCI) Engineering/Technology and Computer Sciences (ENG) Life and Agriculture Sciences (LIFE) Clinical Medicine and Pharmacy (MED) Social Sciences (SOC) Arts and humanities are not ranked because of the technical difficulties in finding internationally comparable indicators with reliable data. Psychology/Psychiatry is not included in the ranking because of its multidisciplinary characteristics. Ranking Criteria and Weights Similar to ARWU, institutions are ranked according to their academic or research performance in each broad subject field. Ranking indicators include alumni and staff winning Nobel Prizes and Fields Medals, Highly Cited Researchers, articles indexed in Science Citation Index-Expanded (SCIE) and Social Science Citation Index (SSCI). Two new indicators were introduced, one is the percentage of articles published in the top 20% journals of each field, and the other is the engineering research expenditure. For each indicator, the highest scoring institution is assigned a score of 100, and other institutions are calculated as a percentage of the top score. The distribution of data for each indicator is examined for any significant distorting effect and standard statistical techniques are used to adjust the indicator if necessary. Scores for each indicator are weighted to arrive at a final overall score for an institution. The highest scoring institution is assigned a total score of 100, and other institutions are calculated as a percentage of the top total score. The scores are then placed in descending order. Indicators and Weights for ARWU - FIELD Code Weight SCI ENG LIFE MED SOC Alumni 10% Alumni of an institution winning Fields Medals in mathematics and Nobel Prizes in Chemistry and Physics since 1961 Not Applicable Alumni of an institution winning Nobel Prizes in Physiology or Medicine since 1961 Alumni of an institution winning Nobel Prizes in Physiology or Medicine since 1961 Alumni of an institution winning Nobel Prizes in Economics since 1961 Award 15% Staff of an institution winning Fields Medals and Nobel Prizes in Chemistry and Physics since 1971 Not Applicable Staff of an institution winning Nobel Prizes in Physiology or Medicine since 1971 Staff of an institution winning Nobel Prizes in Physiology or Medicine since 1971 Staff of an institution winning Nobel Prizes in Economics since 1971 4 http://www.shanghairanking.com/ARWU-FIELD-Methodology-2015.html Acedido 15/08/2015 9 Code Weight SCI ENG LIFE MED SOC HiCi 25% Highly cited researchers in 5 categories: ♦ Mathematics ♦ Physics ♦ Chemistry ♦ Geosciences ♦ Space Sciences Highly cited researchers in 3 categories: ♦Engineering ♦Computer Science ♦Materials Science Highly cited researchers in 8 categories: ♦Biology& Biochemistry ♦Molecular Biology& Genetics ♦Microbiology ♦Immunology ♦Neuroscience ♦Agricultural Sciences ♦Plant&Animal Science ♦Ecology/ Environment Highly cited researchers in 3 categories: ♦Clinical Medicine ♦Pharmacology ♦Social Sciences, General(Partly) Highly cited researchers in 2 Categories: ♦Social Sciences, General(Partly) ♦Economics/ Business PUB 25% Papers Indexed in Science Citation Index-Expanded in SCI fields Papers Indexed in Science Citation IndexExpanded in ENG fields Papers Indexed in Science Citation Index-Expanded in LIFE fields Papers Indexed in Science Citation Index-Expanded in MED fields Papers Indexed in Social Science Citation Index in SOC fields TOP 25% Percentage of papers published in top 20% journals of SCI fields to that in all SCI journals Percentage of papers published in top 20% journals of ENG fields to that in all ENG journals Percentage of papers published in top 20% journals of LIFE fields to that in all LIFE journals Percentage of papers published in top 20% journals of MED fields to that in all MED journals Percentage of papers published in top 20% journals of SOC fields to that in all SOC journals Fund 25% Not Applicable Total engineeringrelated research expenditures Not Applicable Not Applicable Not Applicable Note: SCI for Natural Sciences and Mathematics, ENG for Engineering/Technology and Computer Sciences, LIFE for Life and Agriculture Sciences, MED for Clinical Medicine and Pharmacy, SOC for Social Sciences Definition of Indicators Indicator Definition Alumni indicates the total number of the alumni of an institution winning Nobel Prize in physics, chemistry, medicine and economics and Fields Medals in mathematics. Alumni are defined as those who obtain bachelor, Master’s or doctoral degrees from the institution. Different weights are set according to the periods of obtaining degrees. The weight is 100% for alumni obtaining degrees in 2001-2010, 80% for alumni obtaining degrees in 1991-2000, 60% for alumni obtaining degrees in 1981-1990, 40% for alumni obtaining degrees in 1971-1980, and finally 20% for alumni obtaining degrees in 1961-1970. If a person obtains more than one degrees from an institution, the institution is considered once only. Nobel Laureates in Physiology or Medicine are used in both LIFE andMED ranking. Award indicates the total number of the staff of an institution winning Nobel Prizes in physics, chemistry, medicine and economics and Fields Medals in mathematics. Staff is defined as those who work at an institution at the time of winning the prize. Different weights are set according to the periods of winning the prizes. The weight is 100% for winners after 2011, 80% for winners in 2001-2010, 60% for winners in 1991-2000, 40% for winners in 19811990, and finally 20% for winners in 1971-1980. If a winner is affiliated with more than one institution, each institution is assigned the reciprocal of the number of institutions. For Nobel Prizes, if a prize is shared by more than one person, weights are set for winners according to their proportion of the prize. Nobel Laureates in Physiology or Medicine are used in both LIFE and MED ranking. HiCi indicates the number of highly cited researchers in twenty subject categories defined and provided by highlycited.com. These highly cited researchers are assigned to five broad subject fields. If a researcher is listed in more than one subject category, his/her weight for each category is the reciprocal of the number of categories listed. Specifically, researchers who are listed in Social Science, General Category are checked one by one, and they are reclassified into three groups according to their affiliation colleges/departments. People worked at health-related units such as medical school, school of public health and school of nursing are grouped for MED ranking, people affiliated to Psychology/Psychiatry departments are not considered for the ranking, other individuals in this category are totaled for SOC ranking.