Full text
ORIGINAL ARTICLE
Palbociclib in combina ion wi h endoc ine he apy e sus capeci abine in
ho monal ecep o -posi i e, human epide mal g ow h ac o 2-nega i e,
a oma ase inhibi o - esis an me as a ic b eas cance : a phase III
andomised con olled ialdPEARL
5
M. Ma in
1,2,3*y
, C. Zielinski
4,5y
, M. Ruiz-Bo ego
3,6
, E. Ca asco
3
, N. Tu ne
7
, E. M. Ci uelos
3,8,9,10
, M. Muñoz
3,11,12
,
B. Be mejo
2,3,13,14
, M. Ma geli
3,15
, A. An on
2,3,16
, Z. Kahan
17
, T. Csöszi
18
, M. I. Casas
3
, L. Mu illo
3,19
, S. Mo ales
3,20
,
E. Alba
2,3,21
, E. Gal-Yam
22
, A. Gue e o-Zo ano
3,23
, L. Cal o
3,24
, J. de la Haba-Rod iguez
2,3,25
, M. Ramos
3,26
, I. Al a ez
3,27
,
A. Ga cia-Palomo
3,28
, C. Huang Ba le
29
, M. Koehle
29,30
, R. Caballe o
3
, M. Co sa o
31
, X. Huang
29
, J. A. Ga cia-Sáenz
3,32
,
J. I. Chacón
3,33
, C. Swi
34
, C. Thallinge
5,35
& M. Gil-Gil
3,36
1
Medical Oncology, Ins i u o de In es igación Sani a ia G ego io Ma añón, Medicine Depa men , Uni e sidad Complu ense, Mad id;
2
Oncology Biomedical Resea ch
Na ional Ne wo k (CIBERONC-ISCIII), Mad id;
3
GEICAM Spanish B eas Cance G oup, Mad id, Spain;
4
Medical Oncology, Cen al Eu opean Cance Cen e , Wiene
P i a klinik Hospi al, Vienna;
5
CECOG Cen al Eu opean Coope a i e Oncology G oup, Vienna, Aus ia;
6
Medical Oncology, Hospi al Uni e si a io Vi gen del Rocio,
Se illa, Spain;
7
Ins i u e o Cance Resea ch and Royal Ma sden, London, UK;
8
Medical Oncology, Hospi al Uni e si a io 12 de Oc ub e, Mad id;
9
Medical Oncology, HM
Hospi ales Mad id, Mad id;
10
SOLTI G oup on B eas Cance Resea ch, Ba celona;
11
Medical Oncology, Hospi al Clinic de Ba celona, Ba celona;
12
T ansla ional
Genomics and Ta ge ed The apeu ics in Solid Tumo s (IDIBAPS), Ba celona;
13
Medical Oncology, Hospi al Clínico Uni e si a io de Valencia, Valencia;
14
Biomedical
Resea ch Ins i u e INCLIVA, Valencia;
15
B-ARGO G oup, Ca alan Ins i u e o Oncology, Hospi al Uni e si a i Ge mans T ias i Pujol, Badalona;
16
Medical Oncology,
Hospi al Uni e si a io Miguel Se e , Za agoza, Spain;
17
Depa men o Onco he apy, Uni e si y o Szeged, Szeged;
18
Depa men o Oncology, Jasz-Nagykun-Szolnok
Megyei He enyi Geza Ko haz-Rendel}
oin eze , Szolnok, Hunga y;
19
Medical Oncology, Hospi al Clínico de Za agoza Lozano Blesa, Za agoza;
20
Medical Oncology, Hospi al
Uni e si a io A nau de Vilano a, Lleida;
21
UGCI Medical Oncology, Hospi ales Regional y Vi gen de la Vic o ia, IBIMA, Málaga, Spain;
22
Depa men o Oncology,
Ins i u e o Oncology, Sheba Medical Cen e , Tel-Hashome , Is ael;
23
Medical Oncology, Ins i u o Valenciano de Oncología, Valencia;
24
Medical Oncology, Complejo
Hospi ala io A Co uña, Co uña;
25
Medical Oncology, Hospi al Uni e si a io Reina Sofia, Có doba; Ins i u o Maimonides de In es igación Biomédica (IMIBIC);
Uni e sidad de Có doba, Có doba;
26
Cen o Oncológico de Galicia, A Co uña, Co uña;
27
Medical Oncology, Hospi al Uni e si a io Donos ia-Biodonos ia, San Sebas ián;
28
Medical Oncology, Hospi al de León, León, Spain;
29
Pfize , New Yo k, USA;
30
Repa e The apeu ics, Camb idge, USA;
31
Pfize , Milano, I aly;
32
Medical Oncology,
Hospi al Clínico Uni e si a io San Ca los, Mad id;
33
Medical Oncology, Hospi al Vi gen de la Salud, Toledo, Spain;
34
Ralph Lau en Cen e o B eas Cance Resea ch,
Royal Ma sden, London, UK;
35
Depa men o Oncology, Medical Uni e si y o Vienna, Depa men o Oncology, Vienna, Aus ia;
36
Ins i u Ca alà d’Oncologia (ICO) &
IDIBELL, L’Hospi ale , Ba celona, Spain
A ailable online XXX
Backg ound: Palbociclib plus endoc ine he apy (ET) is he s anda d ea men o ho mone ecep o -posi i e and
human epide mal g ow h ac o ecep o 2-nega i e, me as a ic b eas cance (MBC). Howe e , i s e ficacy has no
been compa ed wi h ha o chemo he apy in a phase III ial.
Pa ien s and me hods: PEARL is a mul icen e, phase III andomised s udy in which pa ien s wi h a oma ase inhibi o
(AI)- esis an MBC we e included in wo consecu i e coho s. In coho 1, pa ien s we e andomised 1 : 1 o palbociclib
plus exemes ane o capeci abine. On disco e ing new e idence abou es ogen ecep o -1 (ESR1) mu a ions inducing
esis ance o AIs, he ial was amended o include coho 2, in which pa ien s we e andomised 1 : 1 be ween
palbociclib plus ul es an and capeci abine. The s a ifica ion c i e ia we e disease si e, p io sensi i i y o ET, p io
chemo he apy o MBC, and coun y o o igin. Co-p ima y endpoin s we e p og ession- ee su i al (PFS) in coho 2
and in wild- ype ESR1 pa ien s (coho 1 þcoho 2). ESR1 ho spo mu a ions we e analysed in baseline ci cula ing
umou DNA.
Resul s: F om Ma ch 2014 o July 2018, 296 and 305 pa ien s we e included in coho 1 and coho 2, espec i ely.
Palbociclib plus ET was no supe io o capeci abine in bo h coho 2 [median PFS: 7.5 e sus 10.0 mon hs; adjus ed
*Co espondence o: P o esso Miguel Ma ín, Medical Oncology, Ins i u o de In es igación Sani a ia G ego io Ma añón, CIBERONC-ISCIII GEICAM Spanish B eas
Cance G oup, Doc o Esque do, 46, Mad id, Spain, 28007. Tel: þ34-91659-28-70
E-mail: [email p o ec ed] (M. Ma in).
y
These au ho s con ibu ed equally o his s udy.
5
This s udy has been p e iously p esen ed a San An onio B eas Cance Symposium; 10-14 Decembe 2019; San An onio, TX. Philadelphia (PA): AACR; Published
a Cance Res 2020;80(4 Suppl): Abs ac numbe GS2-07. Cance Res Feb ua y 14 2020;80 (4 Supplemen ) GS2-07-GS2-07; h ps://doi.o g/10.1158/1538-7445.
SABCS19-GS2-07 Published Feb ua y 2020. Final PFS esul s we e p esen ed as a pos e discussion a he Ame ican Socie y o Clinical Oncology (ASCO) i ual
mee ing and he quali y-o -li e da a has been p esen ed as a pos e a he i ual Eu opean Socie y o Medical Oncology (ESMO) B eas Cance Mee ing.
0923-7534/© 2020 The Au ho (s). Published by Else ie L d on behal o Eu opean Socie y o Medical Oncology. This is an open access a icle unde he CC BY-NC-ND
license (h p://c ea i ecommons.o g/licenses/by-nc-nd/4.0/).
Volume xxx -Issue xxx -2021 h ps://doi.o g/10.1016/j.annonc.2020.12.013 1
haza d a io (aHR): 1.13; 95% confidence in e al (CI): 0.85-1.50] and wild- ype ESR1 pa ien s (median PFS: 8.0 e sus
10.6 mon hs; aHR: 1.11; 95% CI: 0.87-1.41). The mos equen g ade 3-4 oxici ies wi h palbociclib plus exemes ane,
palbociclib plus ul es an and capeci abine, espec i ely, we e neu openia (57.4%, 55.7% and 5.5%), hand/ oo
synd ome (0%, 0% and 23.5%), and dia hoea (1.3%, 1.3% and 7.6%). Palbociclib plus ET o e ed be e quali y o
li e (aHR o ime o de e io a ion o global heal h s a us: 0.67; 95% CI: 0.53-0.85).
Conclusions: The e was no s a is ical supe io i y o palbociclib plus ET o e capeci abine wi h espec o PFS in MBC
pa ien s esis an o AIs. Palbociclib plus ET showed a be e sa e y p ofile and imp o ed quali y o li e.
Key wo ds: palbociclib, capeci abine, me as a ic b eas cance , ho mone ecep o -posi i e, HER2-nega i e, endoc ine
he apy
INTRODUCTION
Un il ecen ly, single-agen endoc ine he apy (ET) was he
ecommended choice o ea men o mos women wi h
ho mone ecep o -posi i e and human epide mal g ow h
ac o ecep o 2 (HER2)-nega i e me as a ic b eas cance
(MBC). Un o una ely, no all pa ien s espond o ET due o
p ima y o acqui ed esis ance. In he pas decade, new
a ge ed he apies, mainly cyclin-dependen kinase 4/6
(CDK4/6) inhibi o s, in combina ion wi h ET ha e signifi-
can ly imp o ed p og ession- ee su i al (PFS)
1-7
and
o e all su i al (OS)
8-10
compa ed wi h ET alone in pa ien s
wi h ea men -nai e o p e ea ed MBC.
The PALOMA-3 ial
4
showed ha palbociclib plus ul-
es an significan ly imp o ed PFS as opposed o ul es-
an plus placebo [haza d a io (HR): 0.46; P<0.0001] in
pa ien s who expe ienced cance elapse o p og ession
du ing o wi hin 12 mon hs o comple ing adju an ET o
while hey we e on ET o wi hin 1 mon h o p io ET o
MBC. Consequen ly, palbociclib plus ul es an was
app o ed by he Food and D ug Adminis a ion and he
Eu opean Medicines Agency o hese pa ien s. Tha ial
showed ha adding palbociclib o ul es an significan ly
delayed disease p og ession compa ed wi h ul es an
alone in pa ien s esis an o a oma ase inhibi o s (AIs).
Howe e , we s ill conside ed i necessa y o analyse he
e ficacy di e ences be ween palbociclib plus ET and o he
cu en s anda ds o ca e in MBC pa ien s esis an o AIs,
such as chemo he apy.
In 2014, he GEICAM Spanish B eas Cance G oup s a -
ed he PEARL ial in collabo a ion wi h he Cen al Eu o-
pean Coope a i e Oncology G oup (CECOG). This ial
compa ed palbociclib plus ET wi h capeci abine in a popu-
la ion o pos menopausal pa ien s e y simila o hose in
he PALOMA-3 ial. We selec ed capeci abine as he
chemo he apy agen as i is conside ed o be one o he
mos ac i e d ugs a ailable o MBC, wi h median PFS
anging om 2.8 o 5.9 mon hs (which was e en highe in
pa ien s wi h ho mone ecep o -posi i e disease) and OS
imes o 9.3-18.1 mon hs in p e iously ea ed MBC pa-
ien s.
11-14
We combined palbociclib wi h exemes ane in
he ini ial s udy design; howe e , a e he eme ging e i-
dence ha pa ien s p e ea ed wi h AIs may de elop ESR1
mu a ions ha gene a e esis ance o AIs, we in oduced a
second coho in which palbociclib was combined wi h
ul es an .
15,16
METHODS
S udy design
The PEARL ial (clinical ial egis a ion numbe : ClinT ials.
go e e ence NCT02028507), a mul icen e, in e na ional,
open-label, con olled, andomised phase III s udy wi h wo
successi e coho s o simila cha ac e is ics, was ca ied ou
in ou coun ies (37 si es): Spain (GEICAM), Aus ia,
Hunga y, and Is ael (CECOG). Coho 1 pa ien s we e
andomised 1 : 1 o ecei e palbociclib (125 mg/day o 3
weeks ollowed by 1 week o ) plus exemes ane (25 mg/
day) o capeci abine [acco ding o he app o ed label: 2500
mg/m
2
/day (2000 mg/m
2
/day in pa ien s aged >70 yea s
old) o 2 weeks ollowed by 1 week o ]. The s udy hy-
po hesis endo sed he supe io i y o palbociclib plus
exemes ane o e capeci abine (expec ed PFS, HR: 0.686,
wi h a 5% significance le el). In Decembe 2015, new da a
sugges ed ha exemes ane in pa ien s who ha e p o-
g essed on AIs could be a subop imal op ion because ESR1
mu a ions may con e AI he apy esis ance in pa ien s
p e iously exposed o AIs (wi h a equency o mu a ions o
29%-37%).
15-17
One o he s udies sugges ed ha ul es-
an may be e ec i e in pa ien s wi h ESR1 mu a ion-
posi i e umou s.
16
In May 2016, a p o ocol amendmen
wi h a modifica ion o ial design and objec i es was
app o ed be o e any e ficacy da a we e a ailable. The e o e,
a subsequen coho 2 was in oduced, in which pa ien s
we e andomised 1 : 1 o ecei e palbociclib (same schedule
as coho 1) plus ul es an (500 mg in amuscula injec-
ion on days 1 and 15 o cycle 1; hen on day 1 o subse-
quen 28-day cycles) o capeci abine (same schedule as
coho 1). A ha ime, 296 pa ien s we e al eady ec ui ed
in coho 1 ( om an ini ial planned sample o 348 pa ien s).
The new s udy hypo heses endo sed he supe io i y o
palbociclib plus ul es an o e capeci abine and palboci-
clib plus ET o e capeci abine in pa ien s wi h wild- ype
ESR1 (expec ed PFS, HR: 0.667, wi h a 5% significance
le el) (Supplemen a y Ma e ial S1, a ailable a h ps://doi.
o g/10.1016/j.annonc.2020.12.013).
Randomisa ion was ca ied ou cen ally a he GEICAM
headqua e s. In bo h he coho s, s a ifica ion c i e ia
we e disease si e ( isce al/non- isce al), sensi i i y o p io
ET [ elapse a e 24 mon hs o adju an ET o esponse
(comple e o pa ial) o s abilisa ion a e 24 weeks o he
mos ecen ET in he con ex o ad anced disease (yes/
Annals o Oncology M. Ma in e al.
2h ps://doi.o g/10.1016/j.annonc.2020.12.013 Volume xxx -Issue xxx -2021
no)], p io chemo he apy o MBC (yes/no), and coun y o
o igin. The ea men con inued un il ei he objec i e dis-
ease p og ession, acco ding o he RECIST 1.1,
18
symp-
oma ic de e io a ion, unaccep able oxici y, dea h, o
wi hd awal o consen , whiche e occu ed fi s . As-pe -
p o ocol dose educ ions o palbociclib and capeci abine
we e allowed in case o oxici y. Upon comple ion o he
s udy ea men , pa ien s we e moni o ed o su i al e e y
6 mon hs.
Resea ch p o ocol was app o ed by e e y si e’s ins i u-
ional e iew boa d and e e y coun y’s egula o y agency.
All he pa ien s signed w i en in o med consen s. Sa e y
and e ficacy da a we e con inuously e alua ed by an inde-
penden da a moni o ing commi ee. The da a we e ana-
lysed by a s a is ician employed by GEICAM.
Pa ien s
Pos menopausal women wi h ho mone ecep o -posi i e
and HER2-nega i e AI- esis an MBC (defined as ecu -
ence: while on o wi hin 12 mon hs a e he end o
adju an ea men o p og ession; while on o wi hin 1
mon h a e he end o ea men o ad anced disease)
we e included. Pa ien s had o ha e measu able disease
assessable by compu ed omog aphy (CT)/magne ic imaging
esonance (MRI) acco ding o RECIST 1.1 o a leas one
ly ic o mixed bone lesion. One chemo he apy line o MBC
was pe mi ed. Addi ional inclusion c i e ia included Eas e n
Coope a i e Oncology G oup pe o mance s a us (ECOG) o
0 o 1, li e expec ancy o 12 weeks o mo e, and adequa e
o gan unc ion.
Pa ien s who ecei ed p io ea men wi h CDK4/6,
mammalian a ge o apamycin (mTOR) o phosphoinosi-
ide 3-kinase (PI3K) inhibi o s, capeci abine, o pa ien s wi h
isce al c isis we e excluded. Pa ien s we e equi ed o ha e
a co ec ed QT in e al (QTc) <480 ms and no amily o
pe sonal his o y o long o sho QT synd ome, B ugada
synd ome, To sade de Poin es, o known his o y o QTc
p olonga ion.
T ial assessmen s
Baseline disease assessmen s (ca ied ou wi hin 4 weeks
be o e andomisa ion), equi ed a CT o MRI scan o he
ches , abdomen, and pel is. Assessmen s we e ca ied ou
e e y 8 weeks o 120 weeks and hen e e y 12 weeks un il
documen ed p og essi e disease, ini ia ion o a new an i-
cance he apy, o pa ien d opou . Pa ien s who dis-
con inued s udy ea men o easons o he han
p og essi e disease had umou assessmen s e e y 12
weeks.
Haema ology and biochemis y es s we e ca ied ou
be o e each cycle; haema ology es ing was addi ionally
ca ied ou on day 14 o cycles 1 and 2 in he palbociclib
a ms. Ad e se e en s (AEs) we e assessed and g aded a
each cycle acco ding o Na ional Cance Ins i u e common
e minology c i e ia o ad e se e en s (NCI-CTCAE) e sion
4.0.
Pa ien s comple ed he Eu opean O ganiza ion o
Resea ch and T ea men o Cance co e quali y-o -li e
(EORTC QLQ-C30; 3.0),
19
BC-specific (EORTC QLQ-BR23;
1.0),
20
and he Eu oQoL Heal h U ili ies Index EQ-5D-3L
21
ques ionnai es a baseline, a e e y wo cycles o he
fi s se en cycles, hen a e e y h ee cycles un il he end o
ea men , and once again a he isi a e ea men .
Pa ien s we e equi ed o ha e a manda o y plasma
sample d awn o explo a o y bioma ke analyses in ci cu-
la ing umou DNA (c DNA) ob ained be o e ea men
onse . Wi h he p o ocol amendmen o include coho 2,
he ESR1 mu a ional s a us assessmen was a p edefined
analysis equi ed o e alua e he p ima y objec i e o he
s udy. The esul s we e blinded o pa ien s and in es iga o s
(Supplemen a y Ma e ial S2, a ailable a h ps://doi.o g/
10.1016/j.annonc.2020.12.013).
In addi ion, o malin-fixed pa a fin-embedded umou
samples we e collec ed be o e s udy en y o gene ically
iden i y in insic BC sub ypes (Luminal A and B, HER2-
en iched, basal-like, and no mal-like) using he HTG Edge-
Seq Oncology Bioma ke Panel (Supplemen a y Ma e ial S3,
a ailable a h ps://doi.o g/10.1016/j.annonc.2020.12.013).
Objec i es and endpoin s
The ini ial p ima y objec i e was o compa e PFS wi h pal-
bociclib plus exemes ane and ha wi h capeci abine ea -
men . A e he p o ocol amendmen o include coho 2,
he wo new co-p ima y objec i es we e o compa e PFS o
pa ien s ea ed wi h (i) palbociclib plus ul es an e sus
capeci abine ega dless o ESR1 mu a ional s a us and (ii)
palbociclib plus ET (exemes ane o ul es an ) e sus
capeci abine in pa ien s wi h wild- ype ESR1 in c DNA a
s udy en y. PFS was defined as he ime om andom-
isa ion o he fi s documen a ion o p og essi e disease
based on in es iga o s’assessmen s acco ding o RECIST
1.1 o o dea h om any cause.
Seconda y objec i es included, among o he s, PFS wi h
palbociclib plus ET e sus capeci abine ega dless o ESR1
mu a ional s a us, objec i e esponse a e (ORR), clinical
benefi a e (CBR) (defined as ORR plus s able disease a e
o a leas 24 weeks du a ion), esponse du a ion (RD), OS,
sa e y, and pa ien - epo ed ou comes (PROs). Conce ning
PROs, we epo ed he ime o de e io a ion o he global
heal h s a us om he EORTC QLQ-C30, defined as he ime
om andomisa ion o fi s de ec ion o a de e io a ion
e en (ma ked wi h a dec ease o 10 poin s om he
baseline).
Addi ionally, we explo ed he independen p ognos ic
and p edic i e alue o in insic sub ypes.
S a is ical analysis
A o al o 193 PFS e en s we e equi ed in coho 2 o ha e
80% powe o de ec a di e ence be ween capeci abine
(es ima ed median PFS o 6 mon hs) and palbociclib plus
ul es an (median PFS o 9 mon hs
4
), o an HR o 0.667,
wi h a 5% significance le el. The a ge sample size was
300 pa ien s. To de ec he same di e ence be ween
M. Ma in e al. Annals o Oncology
Volume xxx -Issue xxx -2021 h ps://doi.o g/10.1016/j.annonc.2020.12.013 3
capeci abine and palbociclib plus ET in pa ien s wi h wild-
ype ESR1 and assuming an 80% c DNA collec ion/de ec-
ion a e and 30% o he pa ien s wi h ESR1 mu a ions, he
equi ed sample size was also 300 pa ien s. The s udy was
designed o ha e wo in e im analyses and a final analysis.
The final PFS analysis was planned when 193 e en s in
coho 2 we e obse ed. A modifica ion o Hochbe g’s
me hod
22
was used o wo p ima y ea men compa isons
o p o ide he con ol o expe imen -wise ype 1 e o a e
a a wo-sided 5% significance le el.
The KaplaneMeie me hod was used o es ima e he
median PFS; 95% confidence in e als (CIs) we e p o ided
o es ima es o in e es . The Cox p opo ional-haza ds
model was used o calcula e he unadjus ed and adjus ed
HR (aHR) (by s a ifica ion ac o s and numbe o in ol ed
si es) and 95% CI. E ficacy analyses we e based on wo
popula ions: all andomised pa ien s [in en ion- o- ea
(ITT) popula ion] and all andomised pa ien s wi h wild-
ype ESR1 in c DNA a s udy en y (wild- ype ESR1 popu-
la ion). Sa e y analysis was ca ied ou on all pa ien s who
ecei ed one o mo e dose o s udy he apy. PROs analysis
was ca ied ou on pa ien s wi h baseline and one o mo e
quali y o li e (QoL) ques ionnai es comple ed. Time o
de e io a ion was analysed using Cox eg ession models.
RESULTS
Pa ien s and ea men
A o al o 601 pa ien s we e included in his s udy om
Ma ch 2014 o July 2018. Coho 1 included 296 pa ien s
(153 on palbociclib plus exemes ane and 143 on capeci a-
bine) and coho 2 included 305 pa ien s (149 on palbociclib
plus ul es an and 156 on capeci abine). E ficacy analyses
included all pa ien s, bu sa e y analyses excluded 13 pa-
ien s (10 on capeci abine and 3 on palbociclib plus ET)
ne e ecei ing s udy ea men . ESR1 mu a ions we e
assessed in 557 pa ien s (92.7%), 91% o who we e om he
capeci abine a ms and 94% we e om he palbociclib plus
ET a ms; 164 o hem (29%) had ESR1 mu a ions (Figu e 1).
All he baseline demog aphics and disease cha ac e is ics
we e balanced be ween he a ms ac oss bo h he coho s,
excep o he numbe o in ol ed si es (g ea e in he
capeci abine a m in coho 2) (Table 1).
Coho 1
N = 296
Randomised
N = 601
Coho 2
N = 305
Palbociclib
+ exemes ane
N = 153
Capeci abine
N = 143
Palbociclib
+ ul es an
N = 149
Capeci abine
N = 156
Sc eening ailu e
N = 92
No ea men
N = 3 No ea men
N = 6 No ea men
N = 4
Regis e ed
N = 693
Mu an
N = 48
(32.9%)
WT
N = 98
(67.1%)
Mu an
N = 38
(27.1%)
WT
N = 102
(72.8%)
Mu an
N = 37
(29.4%)
WT
N = 89
(70.6%)
Mu an
N = 41
(28.3%)
WT
N = 104
(71.7%)
Sa e y
N = 150
(98.0%)
Sa e y
N = 137
(95.8%)
ESR1a
N = 145
(94.8%)
ESR1b
N = 126
(88.1%)
Sa e y
N = 149
(100%)
ESR1c
N = 140
(94%)
Sa e y
N = 152
(97.4%)
ESR1d
N = 146
(93.6%)
Figu e 1. Conso diag am.
ESR1, es ogen ecep o 1; WT, wild- ype ESR1.
a
No ea men n¼2 and sample no a ailable n¼6.
b
No ea men n¼6 and sample no a ailable n¼11.
c
Sample no a ailable n¼9.
d
No ea men n¼3 and sample no a ailable n¼7.
Annals o Oncology M. Ma in e al.
4h ps://doi.o g/10.1016/j.annonc.2020.12.013 Volume xxx -Issue xxx -2021
Table 1. Pa ien s’baseline cha ac e is ics (in en ion- o- ea popula ion)
Va iables Coho 1 Coho 2
Palbociclib plus
exemes ane
Capeci abine Palbociclib plus
ul es an
Capeci abine
n¼153 n¼143 P alue n¼149 n¼156 P alue
Demog aphics and disease cha ac e is ics
Median age, yea s ( ange)
60 (31-89) 60 (38-87) 0.5574 62 (38-86) 60 (33-85) 0.2618
ECOG pe o mance s a us
c
,n(%)
0 85 (55.6) 84 (58.7) 0.5800 90 (60.4) 93 (59.6) 0.8884
1 68 (44.4) 59 (41.3) 59 (39.6) 63 (40.4)
Visce al disease, n(%)
Yes 103 (67.3) 94 (65.7) 0.8379 97 (65.1) 102 (65.4) 0.9585
No 50 (32.7) 48 (33.6) 52 (34.9) 54 (34.6)
Mos equen disease si es, n(%)
Bone 107 (69.9) 101 (70.6) 0.8960 97 (65.1) 114 (73.1) 0.1316
Li e 67 (43.8) 61 (42.7) 0.8441 60 (40.3) 68 (43.6) 0.5569
B eas /skin/subcu aneous/lymph node 62 (40.5) 72 (50.3) 0.0896 63 (42.3) 84 (53.8) 0.0433
a,b
Lung 44 (28.8) 38 (26.6) 0.6747 40 (26.8) 44 (28.2) 0.7905
Pleu a 19 (12.4) 20 (14.0) 0.6903 12 (8.1) 23 (14.7) 0.0669
Numbe o in ol ed si es, n(%)
1 47 (30.7) 32 (22.4) 0.2196 56 (37.6) 35 (22.4) 0.0147
a
2 62 (40.5) 59 (41.3) 48 (32.2) 60 (38.5)
3 44 (28.8) 51 (35.7) 45 (30.2) 61 (39.1)
Tumou cha ac e is ics
Ho mone ecep o s a us, n(%)
d
ERþPRþ114 (74.5) 103 (72.0) 114 (76.5) 118 (75.6)
ERþPRe36 (23.5) 38 (26.6) 33 (22.2) 33 (21.2)
ERePRþo ERþPR no a ailable
e
2 (1.3) 2 (1.4) 2 (1.3) 5 (3.2)
ESR1 mu a ional s a us, n(%)
Wild- ype 104 (68.0) 89 (62.2) 0.8434 102 (68.5) 98 (62.8) 0.2905
Mu an 41 (26.8) 37 (25.9) 38 (25.5) 48 (30.8)
No a ailable 8 (5.2) 17 (11.9) 9 (6.0) 10 (6.4)
Sensi i i y o p io endoc ine he apy, n(%)
Yes 107 (69.9) 104 (72.7) 0.5956 119 (79.9) 122 (78.2) 0.7218
No 46 (30.1) 39 (27.3) 30 (20.1) 34 (21.8)
Genomic sub ype, n(%)
g
n[117 n[107 n[112 n[119
Luminal A 61 (52.1) 61 (57.0) 58 (51.8) 52 (43.7)
Luminal B 49 (41.9) 42 (39.3) 43 (38.4) 58 (48.7)
HER2-en iched 5 (4.3) 4 (3.7) 11 (9.8) 9 (7.6)
Basal-like 2 (1.7) 0 0 0
P io he apy
Numbe o p io lines o endoc ine he apy o MBC, n(%)
No p io endoc ine he apy o MBC 30 (19.6) 31 (21.7) 38 (25.5) 44 (28.2)
1 82 (53.6) 70 (49.0) 85 (57.0) 90 (57.7)
2 35 (22.9) 34 (23.8) 12 (8.1) 9 (5.8)
3 3 (2.0) 4 (2.8) 1 (0.7) 1 (0.6)
Main enance a e chemo he apy 3 (2.0) 4 (2.8) 12 (8.1) 12 (7.7)
P io endoc ine he apy o MBC, n(%)
A oma ase inhibi o 106 (69.3) 105 (73.4) 0.4308 111 (74.5) 109 (69.9) 0.3679
Ful es an 44 (28.8) 35 (24.5) 0.4052 0 1 (0.6) 0.3276
O he selec i e es ogen ecep o deg ade 0 0 - 2 (1.3) 1 (0.6) 0.5350
Tamoxi en 16 (10.5) 17 (11.9) 0.6960 12 (8.1) 16 (10.3) 0.5054
Lu einising ho mone- eleasing ho mone analogues 10 (6.5) 11 (7.7) 0.6986 8 (5.4) 14 (9.0) 0.2238
P io chemo he apy o MBC, n(%)
Yes 48 (31.4) 41 (28.7) 0.6125 41 (27.5) 41 (26.3) 0.8079
No 105 (68.6) 102 (71.3) 108 (72.5) 115 (73.7)
Line a s udy en y,
h
n(%)
1s line 27 (17.6) 31 (21.7) 0.5498 38 (25.5) 43 (27.6) 0.8477
2nd line 61 (39.9) 50 (35.0) 76 (51.0) 79 (50.6)
3 d line 62 (40.5) 62 (43.3) 35 (23.5) 34 (21.8)
Con inued
M. Ma in e al. Annals o Oncology
Volume xxx -Issue xxx -2021 h ps://doi.o g/10.1016/j.annonc.2020.12.013 5
A he cu -o da e o he p ima y analysis (14 Janua y
2019), 80 pa ien s we e s ill on he s udy ea men : 10
(6.7%) we e on palbociclib plus exemes ane, 37 (24.8%) on
palbociclib plus ul es an , and 33 (11%) on capeci abine.
The median ela i e dose-in ensi y in coho 1 was 82.6%
o capeci abine, 100% o exemes ane, and 95.2% o pal-
bociclib, and ha in coho 2 was 79.5% o capeci abine,
100% o ul es an , and 92.9% o palbociclib. The median
ime on s udy he apy in coho 1 was highe o capeci-
abine, 7.9 mon hs ( ange: 0.2-50.5), han o palbociclib
plus exemes ane, 6.3 mon hs ( ange: 0.5-52.3). Howe e , in
coho 2 he median ime on s udy he apy was 6.3 mon hs
o capeci abine ( ange: 0.2-26.4) and 7.8 mon hs o pal-
bociclib plus ul es an ( ange: 0.8-31.1). The main eason
o pe manen discon inua ion o he ea men was dis-
ease p og ession. In bo h coho s, he p opo ion o pa-
ien s who discon inued due o p og essi e disease was
smalle in he capeci abine a m (65.7% in coho 1, 58.6% in
coho 2) han in he palbociclib plus exemes ane (81.3%)
and palbociclib plus ul es an a ms (68.5% in coho 2)
(Supplemen a y Table S1, a ailable a h ps://doi.o g/10.
1016/j.annonc.2020.12.013).
E ficacy
The median ollow-ups o coho 2 and he wild- ype ESR1
popula ion we e 13.5 mon hs ( ange: 0.0-30.7) and 18.9
mon hs ( ange: 0.0-56.3), espec i ely. The median PFS in
coho 2 was 7.5 mon hs (95% CI: 5.7-10.9) in he palbo-
ciclib plus ul es an a m and 10.0 mon hs (95% CI: 6.3-
12.9) in he capeci abine a m (aHR: 1.13; 95% CI: 0.85-1.50;
P¼0.398). The median PFS in he wild- ype ESR1 popula-
ion was 8.0 mon hs (95% CI: 6.5-10.9) in he palbociclib
plus ET a m and 10.6 mon hs (95% CI: 7.4-13.0) in he
capeci abine a m (aHR: 1.11; 95% CI: 0.87-1.41; P¼0.404)
(Figu e 2). PFS subg oup analyses by s a ifica ion ac o s
and o he baseline cha ac e is ics in coho 2 and in he
wild- ype ESR1 popula ion (Figu e 3), as well as in he
o e all popula ion ega dless o ESR1 mu a ional s a us
(Supplemen a y Figu e S1, a ailable a h ps://doi.o g/10.
1016/j.annonc.2020.12.013) confi med he non-supe io i y
o palbociclib plus ET o e capeci abine.
Rega ding he s udy’s seconda y endpoin s o e ficacy,
he median PFS in all pa ien s om coho 1 and coho 2
was 7.4 mon hs (95% CI: 5.9-9.3) in he palbociclib plus ET
a m and 9.4 mon hs (95% CI: 7.5-11.3) in he capeci abine
a m (aHR: 1.11; 95% CI: 0.92-1.34; P¼0.380)
(Supplemen a y Figu e S2, a ailable a h ps://doi.o g/10.
1016/j.annonc.2020.12.013). The aHR o PFS in he
mu an ESR1 popula ion was 1.12 (95% CI: 0.78-1.60; P¼
0.540) as shown in Supplemen a y Figu e S3, a ailable a
h ps://doi.o g/10.1016/j.annonc.2020.12.013. The ORR in
coho 2 was 26.7% o palbociclib plus ul es an e sus
33.3% o capeci abine. In pa ien s wi h ESR1 wild- ype,
ORR was 27.8% o palbociclib plus ET e sus 36.9% o
capeci abine. The CBR was e y simila be ween he a ms in
coho 2 and he pa ien s wi h ESR1 wild- ype. The median
RD in coho 2 was 9.4 mon hs in he palbociclib plus ul-
es an a m and 12.9 mon hs in he capeci abine a m (HR:
0.69; 95% CI: 0.33-1.46; P¼0.335). Finally, he median RD
in he wild- ype ESR1 popula ion was 9.7 mon hs in he
palbociclib plus ET a m and 11.2 mon hs in he capeci abine
a m (HR: 0.75; 95% CI: 0.44-1.25; P¼0.269)
(Supplemen a y Table S2, a ailable a h ps://doi.o g/10.
1016/j.annonc.2020.12.013).
PROs
The comple ion a e o he ques ionnai es was simila
ac oss he a ms, su passing 82% un il cycle 13. The median
ime o de e io a ion in global heal h s a us was 8.6 mon hs
in pa ien s ea ed wi h palbociclib plus ET e sus 6.2
mon hs in hose ea ed wi h capeci abine (aHR: 0.67, 95%
CI: 0.53-0.85; P¼0.001) (Figu e 4).
Table 1. Con inued
Va iables Coho 1 Coho 2
Palbociclib plus
exemes ane
Capeci abine Palbociclib plus
ul es an
Capeci abine
n¼153 n¼143 P alue n¼149 n¼156 P alue
S a us a ini ial diagnosis, n(%)
M0 127 (83.0) 109 (76.2) 0.1469 115 (77.2) 120 (76.0) 0.9573
M1 (de no o MBC) 26 (17.0) 34 (23.8) 34 (22.8) 36 (23.1)
P alue s a is ically significan .
ER, es ogen ecep o ; ESR1, es ogen ecep o 1; ET, endoc ine he apy; HER2, human epide mal g ow h ac o ecep o 2; Lum, luminal; MBC, me as a ic b eas cance ; PR,
p oges e one ecep o .
a
No significan di e ences in pa ien s’baseline cha ac e is ics we e iden ified be ween ea men g oups, excep o he numbe o in ol ed si es and b eas /skin/subcu aneous/
lymph node disease si e in coho 2.
b
Haza d a ios we e no adjus ed by ‘b eas /skin/subcu aneous/lymph node’as disease si e, because his i em is included wi hin s a ifica ion ac o ( isce al e sus non- isce al).
c
Eas e n Coope a i e Oncology G oup (ECOG) pe o mance s a us sco es ange om 0 o 5, wi h 0 indica ing no symp oms and highe sco es indica ing g ea e disabili y.
d
Based on local labo a o y de e mina ion, posi i e defined as 1% posi i e cells by immunohis ochemis y o ER and/o PR. Ho mone ecep o s a us was e alua ed on p ima y
umou s in 62.1% o pa ien s and on me as a ic lesions in 37.9% o hem.
e
One pa ien ea ed wi h exemes ane þpalbociclib was iple-nega i e (p o ocol de ia ion).
Sensi i i y o p io endoc ine he apy was defined as elapse a e 24 mon hs o adju an ET o esponse (comple e o pa ial) o s abilisa ion a e 24 weeks o he mos ecen
ET in he con ex o ad anced disease.
g
By HTG EdgeSeq Oncology Bioma ke Panel.
h
Line a s udy en y means he ea men line ecei ed in he s udy, conside ing all p io lines o he apy, ei he chemo he apy and/o endoc ine he apy.
Annals o Oncology M. Ma in e al.
6h ps://doi.o g/10.1016/j.annonc.2020.12.013 Volume xxx -Issue xxx -2021
Sa e y
Sa e y in o ma ion is shown in Table 2 and Supplemen a y
Table S3, a ailable a h ps://doi.o g/10.1016/j.annonc.
2020.12.013. The mos equen g ade 3-4 oxici ies in he
palbociclib plus exemes ane, palbociclib plus ul es an ,
and capeci abine a ms, we e neu openia [(57.4%, 55.7%,
5.5%, espec i ely) wi h eb ile neu openia (1.3%, 0.7%,
1.4%, espec i ely)], hand/ oo synd ome (0%, 0%, 23.5%,
espec i ely), dia hoea (1.3%, 1.3%, 7.6%, espec i ely),
a igue (1.3%, 0.7%, 5.5%, espec i ely), and anaemia (0.7%,
2.0%, 3.5%, espec i ely). The incidence o non-
haema ologic oxici y g ade 3 was highe o pa ien s on
capeci abine (38.8%) han o hose on palbociclib plus
exemes ane (6.7%) o palbociclib plus ul es an (6.0%).
No ably, g ade 1-2 alopecia was epo ed in 11.0% o he
0 6 12 18 24 30
Time (mon hs)
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
P og ession- ee su i al p obabili y
156 70 39 12 3 0
149 84 35 18 5 1
Capeci abine
Palbo + ul e
ACoho 2
No. o
pa ien s No. o
e en s (%) No. o
censo ed (%)
PFS median no.
o mon hs
(95% CI)
Palbociclib + ul es an 149 108 (72.5) 41 (27.5)
Capeci abine 156 94 (60.3) 62 (39.7)
No. a isk
Palbociclib + ul es an
Capeci abine
0 6 12 18 24 30 36 42 48
Time (mon hs)
187 101 58 27 16 12 6 3 1
206 116 67 41 19 12 7 6 5
Capeci abine
Palbo + ET
B
No. a isk
Capeci abine
Palbociclib + ET
Wild- ype ESR1 (Coho 1 + Coho 2)
Adjus ed haza d a io (95% CI): 1.13 (0.85-1.50), P = 0.398
7.5 (5.7-10.9)
10.0 (6.3-12.9)
No. o
pa ien s No. o
e en s (%) No. o
censo ed (%)
PFS median no.
o mon hs
(95% CI)
Palbociclib +
ET 206 161 (78.2) 45 (21.8)
Capeci abine 187 126 (67.4) 61 (32.6)
8.0 (6.5-10.9)
10.6 (7.4-13.0)
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
P og ession- ee su i al p obabili y
Adjus ed haza d a io (95% CI): 1.11 (0.87-1.41), P = 0.404
Figu e 2. P og ession- ee su i al.
KaplaneMeie cu es o PFS we e ep esen ed o (A) pa ien s in coho 2: palbociclib plus ul es an e sus capeci abine and (B) pa ien s wi h wild- ype ESR1 om
coho 1 þcoho 2: palbociclib plus endoc ine he apy e sus capeci abine. Haza d a ios we e adjus ed by disease si e, p io sensi i i y o endoc ine he apy, p io
chemo he apy o me as a ic b eas cance , and he numbe o in ol ed si es.
CI, confidence in e al; ESR1, es ogen ecep o 1; ET, endoc ine he apy; ul e, ul es an ; No, numbe ; Palbo, palbociclib; PFS, p og ession- ee su i al.
M. Ma in e al. Annals o Oncology
Volume xxx -Issue xxx -2021 h ps://doi.o g/10.1016/j.annonc.2020.12.013 7
pa ien s on palbociclib plus ET as opposed o 3.8% o he
pa ien s on capeci abine.
Se ious AEs ela ed o he s udy ea men we e epo ed
by 10.4% o he pa ien s on capeci abine, 4.0% o he pa-
ien s on palbociclib plus exemes ane, and 3.4% o he
pa ien s on palbociclib plus ul es an .
A o al o 46 pa ien s on capeci abine (15.9%) d opped
ou due o AEs compa ed wi h 9 pa ien s (6%) on palboci-
clib plus exemes ane and 10 pa ien s (6.7%) on palbociclib
plus ul es an .
O he 17 dea hs obse ed du ing he s udy ea men ,
11 we e due o p og essi e disease; wo se ious AEs
Subg oup
0.996
0.165
0.634
0.335
0.516
0.678
0.302
0.927
0.260
0.514
0.878
0.078
0.423
0.652
0.191
0.425
0.25 0.5 1 1.5 2 3
1.00 (0.75-1.34)
1.33 (0.89-1.99)
1.07 (0.81-1.42)
1.22 (0.81-1.85)
1.16 (0.74-1.83)
1.06 (0.81-1.39)
1.16 (0.87-1.54)
0.98 (0.65-1.48)
1.30 (0.82-2.07)
1.10 (0.83-1.45)
1.02 (0.79-1.33)
1.63 (0.95-2.80)
1.21 (0.76-1.95)
0.92 (0.65-1.31)
1.34 (0.86-2.08)
1.10 (0.87-1.39)
(70.4)
(63.4)
(63.6)
(76.4)
(71.7)
(66.0)
(67.2)
(67.7)
(64.4)
(68.8)
(68.5)
(64.9)
(63.2)
(74.3)
(64.8)
(67.4)
81/115
45/71
84/132
42/55
33/46
93/141
84/125
42/62
29/45
97/141
102/149
24/37
36/57
55/74
35/54
126/187
(78.8)
(76.8)
(75.0)
(86.2)
(77.2)
(78.5)
(85.4)
(65.8)
(73.0)
(81.1)
(75.7)
(89.2)
(75.5)
(80.2)
(78.3)
(78.2)
108/137
53/69
111/148
50/58
44/57
117/149
111/130
50/76
54/74
107/132
128/169
33/37
37/49
77/96
47/60
161/206
Visce al
Non- isce al
P io sensi i i y o ET: yes
P io sensi i i y o ET: no
P io CT o MBC: yes
P io CT o MBC: no
Age <65 yea s
Age ≥65 yea s
One si e o disease
Mul iple si es o disease
Measu able lesions
Non-measu able lesions
T ea men line: 1s
T ea men line: 2nd
T ea men line: ≥3 d
ALL
Palbociclib + ET be e Capeci abine be e
Palbociclib +
ET Capeci abine
Palbociclib +
ul es an
Coho 2 (n = 305)
A
Wild-Type ESR1 (Coho 1
+
coho 2) (n = 393)
B
Capeci abine
Haza d a io (95% CI)E en s/N (%)E en s/N (%)
Haza d a io (95% CI)E en s/N (%)E en s/N (%)
Subg oup
0.811
0.497
0.974
0.057
0.784
0.419
0.566
0.814
0.155
0.786
0.630
0.558
0.503
0.515
0.786
0.880
0.734
0.599
0.25 0.5 11.5 2 3
1.04 (0.75-1.45)
1.19 (0.72-1.98)
0.99 (0.73-1.36)
1.79 (0.98-3.28)
0.93 (0.55-1.56)
1.15 (0.82-1.59)
1.10 (0.79-1.55)
1.06 (0.65-1.72)
1.54 (0.85-2.81)
1.05 (0.76-1.44)
1.08 (0.79-1.47)
1.20 (0.65-2.24)
0.83 (0.47-1.45)
1.14 (0.77-1.67)
1.09 (0.60-1.96)
1.03 (0.73-1.44)
1.10 (0.64-1.87)
1.08 (0.82-1.42)
(48.1)
(59.0)
(64.7)
(68.3)
(57.4)
(61.2)
(58.5)
(42.9)
(65.3)
(61.9)
(53.3)
(59.5)
(64.1)
(59.4)
(61.2)
(62.5)
(60.3)
(66.7)68/102
26/54
72/122
22/34
28/41
66/115
63/103
31/53
15/35
79/121
78/126
16/30
25/42
50/78
19/32
60/98
30/48
94/156
(69.2)
(70.6)
(80.0)
(75.6)
(71.3)
(78.5)
(62.5)
(67.9)
(75.3)
(69.8)
(81.8)
(68.4)
(71.1)
(80.0)
(74.5)
(65.8)
(72.5)
(74.2)
72/97
36/52
84/119
24/30
31/41
77/108
73/93
35/56
38/56
70/93
81/116
27/33
26/38
54/76
28/35
76/102
25/38
108/149
Visce al
Non- isce al
P io sensi i i y o ET: yes
P io sensi i i y o ET: no
P io CT o MBC: yes
P io CT o MBC: no
Age <65 yea s
Age ≥65 yea s
One si e o disease
Mul iple si es o disease
Measu able lesions
Non-measu able lesions
T ea men line: 1s
T ea men line: 2nd
T ea men line: ≥3 d
Wild- ype ESR1
Mu an ESR1
ALL
Palbociclib + ul es an be e Capeci abine be e
P aluea
P alueb
Figu e 3. Fo es plo o p og ession- ee su i al haza d a ios by subg oups.
Subg oups o p og ession- ee su i al and hei espec i e haza d a ios we e ep esen ed o (A) pa ien s in coho 2: palbociclib plus ul es an e sus capeci abine
and (B) pa ien s wi h wild- ype ESR1 om coho 1 þcoho 2: palbociclib plus endoc ine he apy e sus capeci abine. P alues om ManneWhi ney es (con inuous
a iables) and chi-squa e es (ca ego ical a iables).
CI, confidence in e al; CT, chemo he apy; ESR1, es ogen ecep o 1; ET, endoc ine he apy; MBC, me as a ic b eas cance ; ALL, all pa ien s o Coho 2 (Figu e A) all
pa ien s Wild-Type ESR1 (Coho 1 + coho 2) (Figu e B).
a
Unadjus ed Cox P alue compa ing palbociclib plus ul es an e sus capeci abine in each subg oup.
b
Unadjus ed Cox P alue compa ing palbociclib plus endoc ine he apy e sus capeci abine in each subg oup.
Annals o Oncology M. Ma in e al.
8h ps://doi.o g/10.1016/j.annonc.2020.12.013 Volume xxx -Issue xxx -2021
occu ed while pa ien s we e on palbociclib plus ET
(pneumoni is and sepsis), and ou occu ed while he pa-
ien s we e on capeci abine (dia hoea, gene al heal h s a-
us wo sening, coli is, and sudden dea h). Dia hoea,
gene al heal h s a us wo sening, and coli is we e consid-
e ed oxic dea hs acco ding o he in es iga o s’
assessmen s.
Explo a o y objec i es
P ognos ic/p edic i e alue o in insic BC sub ypes. Sub-
ypes we e ob ained o 455 pa ien s (94.4% o he 482
pa ien s assessed) wi h me as a ic (30%) o p ima y umou
issue (70%) a ailable (Table 1); 75.7% o coho 2 and
79.6% o he wild- ype ESR1 pa ien popula ion. Mos pa-
ien s (93.2%) had luminal umou s. Coho 2 pa ien s wi h
luminal umou s showed a median PFS o 7.7 and 10
mon hs wi h palbociclib plus ul es an and capeci abine,
espec i ely (HR: 1.07; 95% CI: 0.77-1.49; P¼0.681). Pa-
ien s wi h non-luminal umou s (n¼20) had a median PFS
o 3.3 and 13.7 mon hs wi h palbociclib plus ul es an and
capeci abine, espec i ely (HR: 5.87; 95% CI: 1.60-21.55;
P¼0.008). Pa ien s wi h wild- ype ESR1 luminal umou s
p esen ed a median PFS o 9.3 and 11.0 mon hs wi h pal-
bociclib plus ul es an and capeci abine, espec i ely (HR:
1.01; 95% CI: 0.77-1.33; P¼0.930). Pa ien s wi h non-
luminal umou s (n¼25) on palbociclib plus ET and
capeci abine had a median PFS o 2.3 and 13.7 mon hs,
espec i ely (HR: 7.36; 95% CI: 2.05-26.37; P¼0.002)
(Supplemen a y Figu e S4, a ailable a h ps://doi.o g/10.
1016/j.annonc.2020.12.013).
DISCUSSION
The PEARL ial did no p o ide e idence o PFS supe io i y
o palbociclib plus ul es an o o palbociclib plus ET in
pa ien s wi hou ESR1 mu a ions o e capeci abine in AI-
esis an MBC pa ien s. Howe e , i is wo h no ing ha
compa ed wi h capeci abine, palbociclib plus ET was asso-
cia ed wi h a significan delay in QoL de e io a ion, less
ea men discon inua ions due o AEs, and a lowe p o-
po ion o pa ien s wi h ela ed se ious AEs.
The ini ial s udy design o he PEARL ial was modified
a e some compelling e idence ha ESR1 mu a ions (p e-
sen in up o 37% o pa ien s p e ea ed wi h AIs) could
p oduce esis ance o addi ional AI he apy, bu no o
ul es an .
15-17
Since in he ini ial design he endoc ine a m
was exemes ane plus palbociclib, we added a second coho
o pa ien s in which he endoc ine a m was ul es an plus
palbociclib, o a oid he po en ial nega i e influence o
ESR1 mu a ions in pa ien s ea ed wi h AIs. In ac , we
iden ified 29% o ESR1 mu a ions in he pa ien s included in
his ial. O no e, his modifica ion was made be o e any
esul s we e a ailable.
The combina ion o palbociclib plus ul es an has been
app o ed by se e al egula o y agencies o he ea men
Adjus ed haza d a io (95% CI): 0.67 (0.53-0.85), P = 0.001
No. o
pa ien s
No. o
e en s
(%)
No. o
censo ed
(%)
TTD median
no. o mon hs
(95% CI)
Palbociclib +
ET 279 131 (47.0) 140 (53.0)
Capeci abine 273 153 (56.0) 120 (44.0)
8.6 (6.4-11.3)
6.2 (4.2-9.6)
0 6 12 18 24 30
Time (mon hs)
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
273 95 37 18 8 6
279 108 46 27 11 7
Capeci abine
Palbo + ET
Capeci abine
Palbociclib + ET
No. a Risk
E en - ee p obabili y
Figu e 4. Time o de e io a ion based on EORTC co e quali y-o -li e-C30_global heal h s a us.
The figu e shows he median ime o de e io a ion o he global heal h s a us om he Eu opean O ganiza ion o Resea ch and T ea men o Cance co e quali y-o -
li e-C30 (EORTC QLQ-C30). The adjus ed haza d a io was ob ained using a s a ified Cox p opo ional haza d model wi h ea men a m, he s a ifica ion ac o s
( isce al, sensi i i y o p io ET, p io CT o MBC), and numbe o in ol ed si es as co a ia es.
CI, confidence in e al; CT, chemo he apy; EORTC, Eu opean O ganiza ion o Resea ch and T ea men o Cance ; ET, endoc ine he apy; MBC, me as a ic b eas cance ;
No., numbe ; Palbo, palbociclib; TTD, ime o de e io a ion.
M. Ma in e al. Annals o Oncology
Volume xxx -Issue xxx -2021 h ps://doi.o g/10.1016/j.annonc.2020.12.013 9