Micropower thermoelectric generator from thin Si membranes
Abstract
We report the development of a Si-based micro thermogenerator build from silicon-on-insulator by using standard CMOS processing. Ultrathin single-crystalline Si membranes, 100 nm in thickness, with embedded n and p-type doped regions electrically connected in series and thermally in parallel, are active elements of the thermoelectric device that generate thermopower under various thermal gradients. This proof-of-concept device produces an output power density of 4.5 µW/cm2, under a temperature difference of 5 K, opening the way to envisage integration as wearable thermoelectrics for body energy scavenging.
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Micropower thermoelectric generator from thin Si membranes A.P. Perez-Marín1, P. Ferrando1, A.F.Lopeandía1,*, G. Garcia1, Ll. Abad2, A.M.Lopez3, F.X.Muñoz-Pascual2, J.Rodríguez-Viejo1,4 1Grupo de Nanomateriales y Microsistemas, Dep. Física, Universitat Autónoma de Barcelona, 08193 Bellaterra, Spain. 2Instituto de Microelectrónica de BarcelonaCentre Nacional de Microelectrónica, Campus UAB, 0893 Bellaterra, Spain. 3Departament d'Enginyeria Electrònica, U niversitat Politècnica de Catalunya, EPSEVG, 08800 Vilanova i la Geltrú, Spain. 4Matgas Research Centre, Campus UAB, 08193 Bellaterra, Spain *corresponding autor: Tel: +34 93 5811769. E-mail: ai[email protected] Abstract We report the development of a Si-based micro thermogenerator build from silicon-oninsulator by using standard CMOS processing. Ultrathin layers of Si, 100 nm in thickness, with embedded n and p-type doped regions electrically connected in series and thermally in parallel, are the active elements of the thermoelectric device that generate the thermopower under various thermal gradients. This proof-of-concept device produces an output power density of 4.5 µW/cm2 under a temperature difference of 5 K across the hot and cold regions. Keywords: Low-dimensional Si, Planar thermoelectric generator, Power output, Si membrane.
1. Introduction The potential decrease of fossil fuel supplies and the urgent need to reduce green-house gas emissions drives mankind into the necessity to search for alternative, greener, sources of energy. Among the various available energy sources, waste-heat energy is universally present since any heat engine, from biological entities at nearly room temperature to high-temperature combustion processes, will dissipate part of its energy in the form of heat. An efficient conversion of this excess heat into useful forms of energy, i.e. electricity, remains a challenge and it is the object of intense investigation [1-4]. In this respect, thermoelectric materials that convert heat differences across the material into electricity could help meeting the energy challenge of the future. The efficiency of this energy conversion relies on the capacity of the material to transport electrical charges while impeding the flow of heat. A useful indicator of the goodness of a TE material is the Figure-of-Merit, ZT, an adimensional parameter that relates the Seebeck coefficient, S, the electrical conductivity, σ, and the thermal conductivity, κ , at a given temperature, as ZT=(S2σ/κ)*T. A material with large ZT can be termed phonon glass-electron crystal, but unfortunately, no material in nature fulfills these requirements to the desired level. Currently, heavy semiconductors of the BiSbTe family with consistent values of ZT up to 1.5 are the best thermoelectric materials at medium-to-low temperatures [5,6]. However, Bi(Sb)Te, already used in commercial Peltier devices, lacks proper integration with standard CMOS processing. Therefore, integration of these materials into chip-harvesting devices is technically challenging. On the contrary, doped bulk-Si may be appealing but its figure-of-merit is remarkably low, ZT=0.01 at 300 K, precluding its use as a thermoelectric converter. In fact, poly-silicon
thermogenerators with many elements per device have been fabricated in an augmented BiCMOS process [7,8], however their low power output limit the range of applications. Nanostructuration can be a convenient route to improve the figure of merit [9] and a recent breakthrough has challenged the view that Si is a poor thermoelectric [10,11]. It was shown that Si nanowires exhibit a figure of merit enhanced by 100x compared to its bulk counterpart. This remarkable behavior is mainly due to the reduction of the thermal conductivity associated to phonon scattering with the boundaries of the NW, while preserving bulk values for the electrical conductivity and the Seebeck coefficient. Although still insufficient for many applications that require ZT in excess of 3, this finding opens the use of low-dimensional Si as a thermoelectric material in miniaturized chips that can be monolithically integrated into CMOS-compatible devices for lowpower applications. There are already several examples that employ low-dimensional Si obtained from bottom-up or top-down approaches in planar or vertical geometries [1214]. The most extended device structure has a vertical configuration with the n-p legs connected thermally in parallel and electrically in series. Several vertical n-p type TEG using top-down Si NWs were recently fabricated and tested [12, 13]. The output power in the device fabricated by Li et al. was limited to few µW per device due to the reduced ΔT=0.12K achieved across the 1 µm Si NWs [12]. A power output of 29.3 µW with ΔT of 56 K for a 50 µm x 50 µm device was achieved by Bowers and coworkers in a unileg device using a highly ordered Si nanowire array composite [13]. A planar device also based on Si NWs was fabricated by Davila et al [14]. The NWs were grown by the VLS method at high temperature. This unileg device has a high density of NWs with a total distance between the hot and cold regions up to 90 µm. Power outputs of 9 µW/cm2 and 1.4 mW/cm2 were achieved under temperature differences of 27 and 300 K across the device, respectively.
Thin films can also be used to build a thermoelectric generator [6, 15]. In this case the vertical geometry is sometimes not adequate since the temperature of the cold side increases rapidly by heat conduction and radiation from the hot side. A planar configuration has been shown to be more effective for a thin film TEG since the heat flow is parallel to the thin film and larger ΔT can be achieved [15]. The reduction of film thickness to the nm range will increase phonon scattering with the boundaries compared to bulk materials, enabling higher temperature differences and therefore higher power outputs. Bottom-up approaches to fabricate the desired nanostructured material integrated in the chip-harvesting module often lack enough reproducibility to guarantee the required fabrication yield. Therefore, we propose a top-down strategy in combination with a planar configuration to fabricate a TEG device that uses low-dimensional Si as the main thermoelectric material. In this article we detail the fabrication procedure and the critical steps towards obtaining a reliable and efficient TEG comprising n and p-type legs made from an ultrathin Si membrane. We model the thermoelectrical behavior of the device and characterize the power output at various ΔT by measuring IV curves under different loads. 2. Material and Methods 2.1. Device design and microfabrication procedure The design of the TEG is shown in Figure 1. It consists on a planar device with a suspended very thin Si platform at the center (500x500 µm2) contacted to a Si frame through ultrathin n and p-type Si membranes, 50um wide x 150 um long. The distance between hot and cold regions is also approximately 100 µm. In this particular design, 20 np couples are distributed along the 4 sides of the central platform.
We start the microfabrication process (See Figure 2) with a Silicon on Insulator, SOI, wafer with a Si thickness of 340 nm and buried oxide of 400 nm. The upper Si layer is reduced to 100 nm by wet oxidation and subsequent HF etching. This layer is patterned and etched (RIE) until the buried oxide is reached, to create a central squared silicon region of 500umx500um (undoped region) and 40 50umx150um “legs” sourrounding it (doped n,p regions). A thin, 50 nm, low-stress SiNx layer is grown by low-pressure chemical vapor deposition, LPCVD, at the top and bottom surfaces of the wafer. The bottom SiNx layer is patterned by photolithography and then etched by reactive ion etching (RIE), leaving windows to facilitate the removal of the Si wafer in the last step. The n, p regions are defined by using a photoresist mask, followed by sequential implantation of Boron and Phosphorous and Rapid Thermal Annealing RTA at 900oC. Details of this step will be covered in the next section. After dopant activation, vias are opened at the edges of the doped regions to permit contacts with the metal and also in the middle of the n, p regions to decrease the thermal link between the Si frame and the suspended membrane. Ni, 50 nm thick, is grown by sputtering, followed by a thermal treatment at 300oC to form NiSi and achieve ohmic contacts with the doped Si regions. The final step consists on a KOH wet etching of the back side to leave the central Si platform suspended. 2.2. n and p-type doping of ultrathin Si layers Ion implantation followed by rapid thermal annealing to recrystallize the material and activate the dopants is the standard technique to increase carrier concentration in semiconductors. Although the microscopic processes behind an effective doping are complex, very well established recipes exist for bulk Si. However, unlike their bulk counterpart, doping ultrathin layers require additional strategies to achieve the adequate carrier concentration without compromising the stability of the film. Since the high
mobility of the carriers depends on the crystalline quality of the material, epitaxial recrystallization must be ensured by appropriate post-processing annealings. This requires that a single-crystalline layer, free of defects, that will act as a seed for epitaxial ordering of the damaged region during rapid thermal processing, must be ensured at the bottom of the implanted layer. We use SRIM software packaging to determine the doses and energies required to achieve the desired carrier concentration, and guarantee a lowdamaged region at the bottom of the Si layer. The temperature of the rapid thermal processing is another key aspect of impurity activation when dealing with very thin layers of Si on SiO2. Temperatures above 950oC will rupture the film by dewetting induced by the surface tension between crystalline Si and SiO2 [16, 17]. As the best compromise to facilitate activation and avoid structural damaging of the layer we have adopted a RTA procedure with T=900oC. 3. Finite Element Modeling 3D modeling of the output power under different temperature loads is realized by COMSOL Multiphysics simulation package, which allows the solution of common arbitrary partial differential equations (PDEs) of a field variable on a given volume. Finite Element Modeling, FEM, was carried out with the cold region at room temperature and the materials parameters listed in Table I. The main results are shown in figure 4. Figure 4 show the voltage output (a) and the output power density (b)as a function of current, measured by varying the Rload. Maximum power densities of 6.7 and 168 µW/cm2 are attained at RL=Rint for ΔT=5 and 25 K, respectively. The inset of Figure 4b shows the 2D Temperature contour in the device. The structure yields a Seebeck voltage at open circuit of 285 µV/K, which reflects S is dominated by the n and p-type doped Si regions embedded in the Si membrane.
Table I. Material properties, thermal conductivity κ, electrical resistivity ρ, and Seebeck coefficient S, used in the Multiphysics modeling of the TEG. Material k [W/mK] ρ [Ωcm] S (V/K) SiO2 1.4 1016 SiNx 3 1000 Ni 93 6.24x10-8 -15x10-6 Si (central region) 150 14-22 0 Si (doped legs) 60 1x10-2 4.0x10-4 Contact resistance Ni/NiSi/Si = 1.7x10-6 Ωcm2 4. Experimental results on TEG behavior The experimental conditions to achieve a good contact resistance between Ni and n and p-type doped Si were evaluated by using specific test structures to determine the contact resistance. As briefly mentioned in section 2.1, after Ni growth, the devices were annealed at 300oC to form NiSi. This procedure reduced the interfacial contact resistance to values around 1.7 µΩ cm-2. The resistance of the Si layer and the mobility of the carriers were evaluated with a Hall setup. In the n-type material for a doping level of 2x1019 cm-3 we measured a mobility of 80 cm2/Vs, and for p-type Si with a doping of 6.5x1018 cm-3 we obtained µ=50 cm2/Vs. Those values are compatible with bulk Si [18] and reinforce the epitaxial regrowth of the thin Si layer in the conditions stated above. The internal resistance of a single device with 20 np regions connected electrically in series is about 40 kΩ. This value closely agrees with the calculated one,
38 kΩ, based on the dimensions of the material and the electrical resistivity of both n and p-type regions. 4.1 TE characterization We impose a temperature gradient between the hot and cold regions of the device by contacting the Si frame to a hot plate, that served as a heat-source in harvesting configuration, while cooling the central part of the chip (suspended Si membrane) by convective cooling with a fan (Figure 5a). In steady-state the temperatures of the central and outside regions of the device are measured by means of two metal resistances located at both sides. The Seebeck voltage at open circuit was quantified under various temperature differences across the structure ranging from 1 to 5.5 K. The length of the active region of the device is 150 µm. The results for the 100 nm thin Si membrane are shown in Figure 5b-d. The measured Seebeck coefficient, obtained from the slope of the open circuit voltage versus the temperature difference (Figure 6b), is 354 µV/K per a unileg (7.1 mV across a 10 np legs device). Previous studies have shown that the Seebeck coefficient of SOI wafers with Si thicknesses above 6 nm is similar to bulk Si [19]. As the Seebeck coefficient of the structure is largely dominated by the n,p Si regions, we infer an average doping level of ~1019 cm-3, that roughly matches our estimations from the test structures. Since, in a 100 nm thick single-crystalline layer the electrical resistivity is also analogous to bulk Si, the main impact of the reduced thickness of the Si membrane on the figure of merit is the decrease of the thermal conductivity by approximately 3-fold compared to bulk Si [20]. That basically means the device is able to withstand higher temperature differences under the same applied temperature loads compared to previous devices that used much thicker films of poly-Si
[7,8]. Further reduction of the Si thickness will diminish the thermal conductivity even further at the expense of an increase of the internal resistance which may require complex signal conditioning steps to power output devices. The thermoelectric characterization of the microdevice is accomplished by using a load resistor connected in series with the TE generator. I-V curves are obtained by changing the value of the load resistor. The results for various temperature differences are shown in figure 6b and c. As expected and shown above in Figure 4 from the modeling of the thermoelectric response, the maximum power output occurs at Rload ~ Rint. From the measured data a power output of 4.5µW/cm2 under a temperature difference of 5.5 K is obtained, which is comparable to the value obtained from Finite Element Modeling of the structure. This value compares well to previously reported Si-based micro/nanogenerators [12-14, 21]. Considering that the maximum power output increases parabolically with ΔT, P α ΔT2 [1], the power output achieved with our device at ΔT= 5 K is higher than those found in other planar Si-based thermo generators, such as the one based on Si-Al thermopiles [7] or on bottom-up Si NWs [14]. In future devices optimization of the structure could improve the power output. A simultaneous reduction of the Si thickness together with an improved design that maximizes the parallel configuration of the n,p regions to reduce the internal resistance will certainly result in improved power outputs and thermal gradients across the structure. Thermal coupling of the central membrane to a heat sink and encapsulation of the device are also important considerations for practical applications. Under optimum conditions the microgenerator could ultimately be used as an energy harvester to power small devices such as mobile and wireless electronics. For sensing applications requiring discontinuous monitorization, the proposed device can be integrated into wearable thermoelectrics for body scavenging purposes or into higher temperature sources such
Figure 2 3. 4. 1. 5. 6. 7. 2. 8. 9.
Figure 3
Figure 4 0 1 2 3 4 5 0 2 4 6 8 60 80 100 120 140 160 180 T=25K P (W/cm2) I (A) T=5K 0 1 2 3 4 5 0 50 100 150 200 250 T= 25 K VSeebeck (mV) I(A) T= 5 K
Figure 5 0.0 0.2 0.4 0.6 0.8 1.0 1.2 0 1 2 3 4 5 1.3 K 1.9 K 2.5 K 3.2 K 4.7 K 5.5 K Power density (W/cm2) Current (A) T 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 0 10 20 30 40 1.3 K 1.9 K 2.6 K 3.2 K 4.7 K 5.5 K Vseebeck (mV) Current (A) T 1 2 3 4 5 6 10 20 30 40 VOC (mV) T (K) SSeebeck= 7.1 mV/K
Highlights We describe the microfabrication of a planar CMOS compatible Si-based generator. The device contains a 100 nm thick Si membrane with embedded n,p doped regions. A power output of 4.5 µW/cm2 is achieved for a temperaure difference of 5.5 K. The chip could be suited for body-energy scavening to feed low-power devices.