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RESEARCH ARTICLE Multispecies Fisheries in the Lower Amazon River and Its Relationship with the Regional and Global Climate Variability Walter Hugo Diaz Pinaya 1☯¤ *, Francisco Javier Lobon-Cervia 3☯ , Pablo Pita 4☯ , Ronald Buss de Souza 2‡ , Juan Freire 5‡ , Victoria Judith Isaac 1‡ 1Laboratory of Fisheries Biology and Management of Aquatic Resources, Federal University of Pará, Belém, Pará, Brazil, 2Laboratory of Meteorology and Satellite Oceanography, Southern Regional Center for Space Research, National Institute for Space Research, Santa Maria, Rio Grande do Sul, Brazil, 3Department of Evolutionary Ecology, National Museum of Natural Sciences, Madrid, Spain, 4Department of Applied Economics, Faculty of Economics and Business Administration, University of Santiago de Compostela, Santiago de Compostela, Galicia, Spain, 5Grupo de Recursos Marinos y Pesquerías, Universidad de A Coruña, A Coruña, Galicia, Spain ☯These authors contributed equally to this work. ¤Current Address: Laboratory of Meteorology and Satellite Oceanography, Southern Regional Center for Space Research, National Institute for Space Research, Santa Maria, Rio Grande do Sul, Brazil ‡These authors also contributed equally to this work. *[email protected] Abstract This paper aims to describe the spatial-temporal variability in catch of the main fishery resources of the Amazon River and floodplain lakes of the Lower Amazon, as well as relating the Catch per Unit of Effort with anomalies of some of the Amazon River, atmosphere and Atlantic Ocean system variables, determining the influence of the environment on the Amazonian fishery resources. Finfish landings data from the towns and villages of the Lower Amazon for the fisheries of three sites (Óbidos, Santarém and Monte Alegre), were obtained for the period between January 1993 and December 2004. Analysis of variance, detrended correspondence analysis, redundancy analysis and multiple regression techniques were used for the statistical analysis of the distinct time series. Fisheries production in the Lower Amazon presents differences between the Amazon River and the floodplain lakes. Production in the Amazon River is approximately half of the one of the floodplain lakes. This variability occurs both along the Lower Amazon River region (longitudinal gradient) and laterally (latitudinal gradient) for every fishing ground studied here. The distinct environmental variables alone or in association act differently on the fishery stocks and the success of catches in each fishery group studied here. Important variables are the flooding events; the soil the sea surface temperatures; the humidity; the wind and the occurence of El Niño-Southern Oscillation events. Fishery productivity presents a large difference in quantity and distribution patterns between the river and floodplain lakes. This variability occurs in the region of the Lower Amazon as well as laterally for each fishery group studied, being dependent on the ecological characteristics and life strategies of each fish group considered here. PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 1/29 a11111 OPEN ACCESS Citation: Pinaya WHD, Lobon-Cervia FJ, Pita P, Buss de Souza R, Freire J, Isaac VJ (2016) Multispecies Fisheries in the Lower Amazon River and Its Relationship with the Regional and Global Climate Variability. PLoS ONE 11(6): e0157050. doi:10.1371/journal.pone.0157050 Editor: Martin Castonguay, Institut Maurice- Lamontagne, CANADA Received: September 1, 2015 Accepted: May 24, 2016 Published: June 17, 2016 Copyright: © 2016 Pinaya et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. Data Availability Statement: The environmental data and climate indexes are available in public repositories as follows: Meteorological data are available in the website: www.esrl.noaa.gov/psd/data/ gridded/. The sea surface temperature data are available in the website: https://podaac.jpl.nasa.gov/ datasetlist?search=Pathfinder. The hydrological data are available in the website: http://www.snirh.gov.br/ hidroweb/. Climate indexes are available in the website: www.esrl.noaa.gov/psd/data/climateindices/ list/. The set of raw fishing data are obtained through the Brazilian Ministry of Fisheries and the Chico
Introduction Fishing is a major activity in the Amazon River since the origins of the earliest native communities in the region [1]. In the Lower Amazon, this activity is different from other regions due to the large amount of species explored, their production and their different impacts on each of the human communities present in the region [2]. The fishery in this region is essentially artisanal and based on a diversity of fishing methods, with different degrees of technological development. Different fishing tactics are frequently applied, depending on the target species and the local environment [3], contributing to increase the uncertainties of our understanding of the fisheries in the Amazon. The estimated number of fish species in the Amazon ranges from 1500–2000 to 8,000 species according to different authors [4–5]. However, the commercially exploited species varies within a narrow range of six to twelve species that correspond to about 80% of the total fish biomass landed [2]. The composition of the catch is related to the specific environment that predominates where the fishery is made as well to the nature and costumes of the regional communities. This is well exemplified by the predominance of scale fishes relative to catfish in the Central Amazon region which is echoed in the fish supply of the local markets [2]. Fish species exhibit adaptative tactics to cope with the seasonal changes in the hydrological cycle in the regions where they occur: either the floodplain lakes and/or in the main course of the Amazon River [2]. In order to understand the dynamics and composition of these fish species, it is critical to document their adaptative tactics and, therefore, new research is needed to better understand the biological cycles, feeding strategies, metabolism, individual growth and development and migration behaviour of the Amazonian fish. [6–14]. The distribution and ecology of fishery resources in the Amazon region are determined by the natural surroundings, availability of environments, meteorological characteristics and variability of the hydrological cycle. With a higher discharge, the Amazon River floods its banks and expand itself over the surrounding floodplains [2]. Thus, the flooding dynamics is expected to act over the fishery dynamics. Early works show that there is a strong relationship between the Amazonian hydrological cycle and the local fish catches throughout the year [15]. Floodplains and wetland forests are extremely valuable in ensuring the success of Amazonian commercial fisheries, which leads to the consequent need for their conservation [16–19]. To ensure a sustainable fishery and its long-term conservation, the concept of managing landscape units should be considered: we ought to understand the resources within the environment as a whole and their variability within the river-flooding plains system. Likewise, when considering the climate variability and changes, the ecological approach taken to understand the fisheries should consider the meso to macro spatial scales. This is paramount if we aim to strengthen our public conservation policies and improve the management of the fisheries resources in the Amazon River Basin region. These aspects indicate the importance of understanding the direct interactions between the living resources and their environment [2]. Some authors have studied the variability of the hydrological cycle and its relationship with the dynamics, recruitment and catch of commercial species in inland waters, in diverse places in the world [20–32], but not in the Amazon River Basin. To contribute to this lack of knowledge, this paper aims to study the spatial-temporal variability in catch of the main fisheries resources in the Lower Amazon, considering the different aquatic environments, i.e., the Amazon River and the floodplain lakes. This paper also aims to describe the relationship between fishery productivity using the variable CPUE (Catch per Unit Effort) and anomalies of some environmental variables of the river-atmosphere-ocean system, determining the influence of the environment on the the success of the local fisheries. Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 2/29 Mendes Institute for Biodiversity Conservation. The fishing data used here were processed by the authors of this paper as CPUE (catch per unit effort) and were made available for PLOS ONE readers in the supplementary file (S2 CPUE River and S3 CPUE Lake). Funding: Funding for translation and publishing was provided by the Pro-Reitoria de Pesquisa e Pos- Graduacao (www.propesp.ufpa.br) and Fundacao de Amparo e Desenvolvimento da Pesquisa (www. portalfadesp.org.br) from Universidade Federal do Para (www.portal.ufpa.br). WHDP was supported by Brazilian Ph.D. Scholarships from the Coordenacao de Aperfeicoamento de Pessoal de Nivel Superior of Brazil (www.capes.gov.br). RBS was supported by Scholarship in Research Productivity PQ CNPq 308646/2013-4 from the Brazilian National Council for Scientific and Technological Development (www. cnpq.br). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The specific role of this author is articulated in the 'author contributions' section. Competing Interests: The authors have declared that no competing interests exist.
Materials and Methods Study area The study area covers the fisheries grounds of Óbidos, Santarém and Monte Alegre, in the region of the Lower Amazon, between latitudes 1° 43’S–2° 37’S and longitudes 55°55’W–53° 46’W(Fig 1). Materials Fisheries data. Information on catch per species and fishing effort from January 1993 to December 2004 was collected on a daily basis for each fishing trip by means of interviews with the skippers or those responsible on the vessels that dock in the major catch landing ports of the study area [15]. The time series of fisheries data included 163,546 identification records of fishing units, where each record corresponds to a single fishing trip. With the selection of attributes–fishing boat and gill net–the series were reduced to 19,484 records for the river environment and 37,624 records for the floodplain lakes, only considering here the fisheries in the Lower Amazon. This selection is justified since it is known that gill net is the main fishing method in the Lower Amazon, and the fishing boats (boats with their own crew for catching fish) are the most representative units of this artisanal fleet, accounting for over 80% of all the fisheries production in the region [33]. A criteria for reducing the number of species studied here from all species caught in the Lower Amazon region included the use of a multivariate analysis (discussed later on this text). The analysis was performed over a number of fish families that represented about 80% of the local fish production in each of the two environments studied here: river and floodplain lakes. Due to the low abundances and small importance on the regional fisheries, some fish families were not considered here. They are: Anostomidae, Serrasalmidae and Loricariidae at Fig 1. Study area. The Lower Amazon and the subdivision in three areas: Óbidos, Santarém and Monte Alegre. doi:10.1371/journal.pone.0157050.g001 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 3/29
Óbidos (for the river environment); Loricariidae and Doradidae at Óbidos and Clupeidae at Monte Alegre (for the floodplain lakes). The most representative fish families of our study area were the Pimelodidae (in the Amazon Rover and especially during the dry season) and the Hypophthalmidae (in the lakes and especially during the wet season). Hydrological data. The hydrological data of the Amazon River used here were the discharge (ARD) for Óbidos, water level (WL) for Santarém and a spatial average of rainfall (RF) for the Lower Amazon region were obtained from the Brazilian Water Management Agency (ANA, Agência Nacional de Águas–www.ana.gov.br). Time series at the monthly temporal resolution were obtained for the same period of the fishery data, covering January 1993 to December 2004. The time series were used for calculating the climatology means of discharge, water level and rainfall for the Lower Amazon River region during the period analysed here. Meteorological and oceanographic data. Other meteorological data apart from rainfall were obtained from the NCEP/NCAR (National Centers for Environmental Prediction / National Center for Atmospheric Research) Reanalysis Project. We used data from both N/N Reanalysis [34] and Reanalysis 2 [35] databanks. Monthly averages were used, distributed in a Gaussian Grid with a spatial resolution of 1.8758 km x 1.9058 km (latitude/longitude). The variables studied here were zonal (u) and meridional (v) wind surface (10 m) anomalies, surface (2 m) specific humidity (SPFH), minimum air temperature (TMP), soil temperature (TMPsfc), potential evaporation (PEVPR), latent heat flux (LHF) and runoff (RUNOF). The meteorological data is publicly available on-line (http://www.esrl.noaa.gov/psd/data/gridded/). Monthly sea surface temperature (SST) data were also obtained in a 4 × 4 km grid along the coast of Pará and Amapá states in the Brazilian Amazonia, as well as for the mouth of the Amazon River. This oceanographic variable was obtained from the “Optimum Interpolation Sea Surface Temperature Version 2—First Guess SST Field”dataset, processed with the NLSST (Non Linear Sea Surface Temperature) algorithm, available on the database of the Pathfinder project v.5. (PV5) developed by the NODC (National Oceanographic Data Center - https:// podaac.jpl.nasa.gov/datasetlist?search=Pathfinder) and RSMAS (Rosenstiel School of Marine and Atmospheric Science,—University of Miami) Climatological indices. In order to time correlate the oscillations found in the fisheries time series with climatological events possibly affecting the study region, we used time series of some known climatic indices. Owing to known linkages of climatic events such as the El Niño- Southern Oscillation (ENSO) and the variability of the SST fields in the Atlantic Ocean [36– 40], we used the Multivariate ENSO Index (MEI), the North Atlantic Oscillation Index (NAO) and the Inter-Hemispheric SST Gradient of the Atlantic (GITA). The time series of MEI and NAO indexes were obtained from www.esrl.noaa.gov/psd/data/climateindices/list/. The GITA index was calculated by the diference between SST anomalies in the North and the South Atlantic Ocean [41]. Methods CPUE (Catch per Unit of Effort) estimation. In order to measure productivity, catch per unit of effort (CPUE) was estimated here for each fishery and species. CPUE is defined as the amount of fisheries resource caught by an effort unit employed. The CPUE was estimated by using catch in tonnes divided by the effort (number of fishermen x fishing days). The CPUE estimate was made by using the Jackknife method, described as [42]: CPUE ¼Pn i¼1CiEi Pn i¼1E2 i ð1Þ where C 1 is the catch in a specific month and fishery, and E 1 is the effort for the same month Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 4/29
and fishery. The Jackknife method was selected since it is recommended for situations in which there is a lack of knowledge on the behaviour of the choosen variables, as is the case in the majority of fisheries studies [43]. The CPUE, on the other hand, will be considered as being related not only to catching the resource, but also to the availability of the fishery environment, i.e., both its catchability (Q) and its abundance (A), as shown below: CPUE fðA;QÞ; CPUE /Q!QfðenvironmentÞð2Þ Our Amazonian fisheries data were grouped according to the taxonomic family and the monthly value of the CPUE was estimated for each fishery site (Óbidos, Santarém and Monte Alegre) and fishery environment (river and floodplain lakes). Market Index. There are two different fish markets in our study region. Industrial fish processing companies are located in Óbidos and Santarém while local consumption markets are mainly located in Santarém and Monte Alegre. This fact contributes for the fisheries dynamics in the Lower Amazon region. In order to improve our future multivariate statistical analysis, we took into account the fish market as well as the different fish sites and the environmental variables. A fish market index was produced here in order to account for the fisheries destination, aiming to take into consideration the economical drivers of the Lower Amazon fisheries. The market index is set to be 1 (one) when the monthly fish production was destined toward the industrial processing companies and 0 (zero) when it was destined toward the local consumption markets. The estimate of the market index was made using the following equations: MKTRv ¼PI catch=total fishing ð3Þ MKTLk ¼HY catch=total fishing ð4Þ where, MKT Rv is the marked index for the River Amazon environment; MKT Lk is the marked index for the lake environment; PI is the catch of Pimelodidae and HY is the catch of Hypophthalmidae, the two more representative families in the two studied environments. Market indexes were computed for the two different environments and also for the different fishery locals. Collinearity tests between the biological and envinronmental variables. In order to avoid possible distortions on our inferences as well as weak conclusions all our biological and environmental data were subject to a robust statistical method to test for the collinearity among all variables studied here. The method is described in [44]. When some of our variables are highly correlated we can opt on despise one or some of them aiming to not repeat our interpretations. Following [45], we used here the Pearson correlation method and used dispersion diagrams to analize the collinearity among our data. The results from the Pearson correlation analysis are seen in Table 1 and Fig 2. As expected, the analysis indicates that the flooding pulse of the Amazon River floodplains is very correlated with the river's discharge (correlation coeficient, cc = 0.79). At the same time, the surface (soil) temperature is correlated to the air temperature (cc = 0.80) and with ENSO events (cc = 0.59). The SST anomalies of the continental shelf of Amapá, Amazon River mouth and Pará are highly correlated among them (cc >0.90). After the collinearity tests, the environmental variables used here were reduced to the following: Discharge Anomaly of the Amazon River (ARD); Rainfall (RF); Water Level (WL); zonal (u) and meridional (v) components of the wind; Surface Temperature (TEMP); Air Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 5/29
Table 1. Pearson’s correlation coeficients. Pearson’s correlation coeficients between environmental variables. (p <0.05). ARD WL RF u v TMPsfc TMIN2M SPFH2M SWSoilM PEVPR RUNOF LHF SSTA_AP SSTA_AZ SSTA_PA MEI GITA NAO ARD 1.00 WL 0.63 1.00 RF 0.24 0.20 1.00 u 0.02 -0.12 0.36 1.00 v -0.11 0.16 0.12 0.27 1.00 TMPsfc -0.35 -0.26 -0.50 -0.40 -0.02 1.00 TMIN2M -0.44 -0.23 -0.34 -0.27 0.03 0.76 1.00 SPFH2M -0.45 -0.37 -0.12 0.31 0.21 0.07 0.43 1.00 SWSoilM 0.17 0.21 0.41 0.49 0.09 -0.54 -0.18 0.25 1.00 PEVPR -0.04 -0.03 -0.39 -0.61 -0.12 0.69 0.30 -0.50 -0.76 1.00 RUNOF 0.15 0.31 0.28 0.36 0.25 -0.23 0.06 0.14 0.63 -0.42 1.00 LHF -0.04 -0.29 -0.11 -0.01 -0.27 -0.28 -0.22 0.28 -0.05 -0.18 -0.22 1.00 SSTA_AP -0.25 -0.02 -0.05 0.00 0.39 0.32 0.35 0.29 -0.26 0.16 -0.08 -0.08 1.00 SSTA_AZ -0.35 -0.02 -0.15 -0.03 0.35 0.35 0.40 0.33 -0.24 0.18 -0.08 -0.06 0.89 1.00 SSTA_PA -0.34 0.05 -0.07 0.00 0.42 0.30 0.39 0.32 -0.16 0.12 0.00 -0.14 0.82 0.93 1.00 MEI -0.20 -0.45 -0.38 -0.34 -0.26 0.59 0.42 0.16 -0.49 0.45 -0.45 0.20 -0.05 -0.08 -0.12 1.00 GITA -0.28 -0.13 -0.20 -0.06 0.14 0.13 0.05 0.02 -0.19 0.16 -0.19 -0.03 0.20 0.24 0.12 -0.03 1.00 NAO 0.06 0.10 0.03 0.01 -0.03 -0.19 -0.07 0.08 0.17 -0.16 0.14 0.18 -0.06 -0.01 -0.04 -0.06 -0.22 1.00 (ARD) Amazon River Discharge, (WL) Water Level, (RF) Rainfall, (u) Zonal Wind Component, (v) Meridional Wind Component, (TMPsfc) Surface Temperature, (TMIN2m) Air Temperature, (SPFH2m) Specific Humidity at 2 m height, (SWSoilM) Water Content of the Soil, (PEVPR) Potential Evaporation, (RUNOF) Runoff, (LHF) Latent Heat Flux, (SSTA) Sea Surface Temperature, (MEI) Multivariate ENSO Index, (GITA) Atlantic Inter-Hemispheric Sea Surface Temperature Gradient, (NAO) North Atlantic Oscillation, (AP) Continental Shelf of Amapá, (AZ) Continental Shelf of the Amazon, (PA) Continental Shelf of Pará. doi:10.1371/journal.pone.0157050.t001 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 6/29
Humidity (SPFH); Runoff (RUNOF); Latent Heat Flux (LHF); sea Surface Temperature (SSTA); Climatic indexes MEI, GITA and NAO. Multivariate statistical analysis Many distinct mathematical and statistical models have been applied into fisheries data. Among them, the multivariate regression analysis like the Autoregressive Integrated Moving Average (ARIMA) and the General Linear model (GLM) are highly recommended [46–53]. Some authors also employ efficiency models relating fish production with some environmental variables [54–56]. The Redundancy Analysis (RDA) is also a model largely employed in ecological studies to analyse data time series. This method when applyed to fisheries studies empirically assums that the several environmental variables regulate the fishery resources' dinamics as much as the fishery effort do [45]. This kind of analysis assumes a linear behavior for the variables studied allowing that the unkown variables fit into a linear regression model. For all the variables analysed here, tests for normality were conducted and the data homocedasticity was analysed using the Shapiro-Wilk and Bartlett tests, respectively, accepted for the significant level of p <0.05. The Analysis of Variance (ANOVA) test was applied aiming to test the variance in the monthly average CPUE according to the taxonomic family of the most abundant fish species in the Lower Amazon region. For the ANOVA, the factors established were the taxonomic families, the fisheries region, the months and the years of the fisheries. Ordination was made for the three fishing grounds studies here (Óbidos, Santarém and Monte Alegre) as well as for their respective fishery environments (river and floodplain lakes) using the Detrended Correspondence Analysis (DCA) of the monthly averaged CPUE [57]. The CPUE values analysed here were logarithmically transformed before proceeding with the analysis [58]. DCA is a statistical tool mainly used to explore the data and show initial relationships in one source of data, although it can also be used to choose between linear or unimodal ordination methods [59]. This analysis made possible to graphically visualize the variation in the associations between our variables. The relationships between the monthly averaged CPUE related to the taxonomic family and the environmental variables were analyzed using the RDA and the multiple regression. RDA Fig 2. Dispersion diagram and correlations among the environmental variables. (ARD) Amazon River Discharge, (WL) Water Level, (RF) Rainfall, (u) Zonal Wind Component, (v) Meridional Wind Component, (TMPsfc) Surface Temperature, (TMIN2m) Air Temperature, (SPFH2m) Specific Humidity at 2 m height, (SWSoilM) Water Content of the Soil, (PEVPR) Potential Evaporation, (RUNOF) Runoff, (LHF) Latent Heat Flux, (SSTA) Sea Surface Temperature, (MEI) Multivariate ENSO Index, (GITA) Atlantic Inter-Hemispheric Sea Surface Temperature Gradient, (NAO) North Atlantic Oscillation, (AP) Continental Shelf of Amapá, (AZ) Continental Shelf of the Amazon, (PA) Continental Shelf of Pará. doi:10.1371/journal.pone.0157050.g002 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 7/29
was also employed using a matrix of explanatory variables (environmental variables) to quantify the variation in a matrix of response variables (CPUE), assuming linear relationships between all variables [60]. RDA is a tool that has been extensively used to analyze ecological relationships, e.g. between abundance data and environment variables. Environmental data are used to extract patterns from the explained variation only. RDA was he linear gradient analysis method. The focus scaling was on inter-species correlations and species score was divided by standard deviation. We also applied a fourth root transformation into our species data which were previously normalized and standardized. The forward selection of environment variables was made by manual selection with the best K of 24 variables and using Monte Carlo permutation tests with 9999 unrestrict permutations. The data set was then randomized and each variable was analyzed on its own. The multiple regression method used here was the Backward Stepwise Method applied to a confidence level of 2 (F Fisher-Snedecor value). The dependent variables were the CPUE while the independent variables were the environmental variables and the market index. The fisheries data were transformed through the fourth root transformation. All regressions significant to p<0.05 were considered here for future analysis. All the statistical analysis from the ANOVA and the multiple regression tests were made using the STATISTICA7.0 1 software resulting in several statistical models which relate CPUE with the environmental variables and the market index. When performing the DCA we used the PCORD software run at the Natural Sciences Museum in Madrid, Spain. The RDA was run using the Canoco program for Windows 4.54 [60]. Results Fishing in the Lower Amazon and specific composition Fisheries production. For the period 1993–2004, the estimated total fisheries production in the Lower Amazon region was 17,482 t, with a monthly mean of 122 t (std = 49 t). August and September of 1994, 1995, 2001 and 2002 were the months with the highest catches. These months were part of interannual periods of ebb-drought in the Amazon River Basin. December 2002 and 2003, January and February 2000 and 2004 were the months with the lowest catches in the study region. These periods coincide with the wet period of the study region. The most caught species (81.4% of total) were Hypophthalmus marginatus and H.edentatus (26.9%), Brachyplatystoma rousseauxii (11.6%), Prochilodus nigricans (8.6%), Plagioscion sp. and Pachypops sp. (5.4%), Pseudoplatystoma fasciatum and P.tigrinum (5.3%), Liposarcus pardalis (5.0%), Semaprochiloduns taeniurus and S.insignis (4.5%), Pimelodina flavipinnis (3.8%), Schizodon fasciatum and Leporinus trifasciatus (3.4%) and Brachyplatystoma vaillanti (3.2%). Each fishing trip presented a mean fishing effort of 6 fishermen (std = 2 fishermen) and 4 fishing days (std = 1 day). As expected, our results show that the fisheries production in the lotic environment of the Lower Amazon River was cyclic in nature. The annual peak production happened in the period from August to October (drought-flood season), with less expressive values from December to February (wet season). The years 1995, 1999, 2001 and 2002 stood out for having higher catches, while the years 1997, 2000 and 2003 presented the lower catch values (Fig 3). Out of all the species caught in the lotic environment, the most expressive ones during the studied period were: Brachyplatystoma rousseauxii (28.0%), Prochilodus nigricans (11.1%), Semaprochiloduns taeniurus and S.insignis (8.7%), Brachyplatystoma vaillanti (7.6%), Brachyplatystoma filamentosum (7.0%), Pseudoplatystoma fasciatum and P.tigrinum (5.6%), Hypophthalmus marginatus and H.edentatus (5.5%), Mylossoma duriventre,Myleus schomburgki and Metynnis argenteus (4.2%) and Liposarcus pardalis (3.8%). These species accounted for 81.4% of the catches in the analyzed period, accounting for a total of 4,700 t with a monthly mean of 33 t (std = 28 t). Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 8/29
In the lentic environment associated to the Amazon River, a rising trend was noted in total fish production, contrary to what commonly occurs in rivers. The years from 2001 to 2003 had the highest fish production, while the lowest productions were recorded in 1993 and from 1997 to 1999 (Fig 4). The wet period between February and March presented the highest values while the lowest values were related to the Amazonian drought-flood period, from October to December. The target species most caught in floodplain lakes during the study period were Hypophthalmus marginatus and H.edentatus (50.1%), Plagioscion spp. and Pachypops spp. (7.3%), Pimelodina flavipinnis (7.1%), Liposarcus pardalis (6.1%) and Prochilodus nigricans (4.7%), Colossoma macropomum (3.5%) and Pseudoplatystoma fasciatum and P.tigrinum (3.2%). These species accounted for 82.2% of the total production of 12,782 t in the study period. The fish production monthly mean was 89 t (std = 43 t). When we group the species caught into their taxonomic families, the presence of 20 families of five orders are noted. The most important families are the Hypophthalmidae, Pimelodidae, Sciaenidae, Prochilodontidae, Loricariidae, Anostomidae, Cichlidae, Clupeidae and Doradidae. The evolution of the CPUE by taxonomic family caught in the Lower Amazon indicates an interannual variation and specificities that vary according to the fishery environment. The families Pimelodidae are mostly caught in the river (Fig 5A) while Hypophthalmidae are mostly caught in floodplain lakes (Fig 5B). These two taxonomic groups account for a higher CPUE observed in 1996 and 1999. During the period of this study, the catch and CPUE varied according to the environment and the fishing area not always being directly proportional (Table 2). To illustrate this, in the river environment of Santarém, the most caught family was Pimelodidae with a monthly average of 12.16 t, while the family with the highest CPUE was Hypophthalmidae, with, 10.44 kgfisherman -1 day -1 and a catch mean of only 787 kg per month. In the case of floodplain Fig 3. Monthly fishery production by species in the Amazon River. Monthly fishery production by species in the Amazon River near the fishery grounds of Óbidos, Santarém and Monte Alegre, from January 1993 to December 2004. (BRV) Brachyplatystoma vaillanti, (BRA) Brachyplatystoma rousseauxii, (SEM) Semaprochiloduns taeniurus and S.insignis, (BFI) Brachyplatystoma filamentosum, (HYP) Hypophthalmus marginatus and H.edentatus, (MYL) Mylossoma duriventre,Myleus schomburgki and Metynnis argenteus, (LIP) Liposarcus pardalis, (PRO) Prochilodus nigricans, (PSE) Pseudoplatystoma fasciatum and P.tigrinum. doi:10.1371/journal.pone.0157050.g003 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 9/29
Fig 9. RDA of the CPUE in relation to the environmental variables. Graphic illustration of the RDA analysis of the monthly average CPUE in the river (a) and floodplain lakes (b) of the Lower Amazon region for all taxonomic families with respect to the environmental variables. Black arrows are related to the taxonomic families while the red arrows represent the several environmental variables considered here. (HY) Hypophthalmidae, (PI) Pimelodidae, (SC) Sciaenidae, (PC) Prochilodontidae, (LR) Loricariidae, (SR) Serrasalmidae, (AN) Anostomidae, (CI) Cichlidae, (CL) Clupeidae, (DR) Doradidae, (ARD) the Amazon River discharge, (WL) the Amazon River level, (u, v) zonal and meridional components of the wind, (TEMP) surface temperature, (SPFH) specific humidity of the air, (RUNOF) surface runoff, (LHF) latent heat flux, (GITA) Inter- Hemispheric SST Gradient of the Atlantic, (NAO) North Atlantic Oscillation Index, (MEI) Multivariate Climatic Index of ENSO events. doi:10.1371/journal.pone.0157050.g009 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 16 / 29
Table 4. Multiple regression model. Best significant results for the CPUE of each taxnomic family, fishing ground and fishing environment from multiple regression. Significant values p <0.05 and 2 degrees of freedom. RIVER R 2 pεstd of Estimate Interception Model Equation OBIDOS SR 0.2669 0.00000 2.11580 2.0878 SR = 2.0878 + 0.275*MEI—0.41*MKT HY 0.2654 0.00000 2.50530 2.4609 HY = 2.4609 + 0.361*ARD + 0.195*SSTA + 0.287*RUNOF—0.38*MKT PI 0.2348 0.00001 1.97816 2.9799 PI = 2.9799–0.25*WL + 0.207*RF—0.20*v + 0.261*MKT PC 0.1807 0.00144 4.92976 4.5017 PC = 4.5017–0.22*MKT SC 0.2307 0.00016 1.40274 1.1752 SC = 1.1752–0.26*ARD + 0.284*WL + 0.369*u + 0.256*MEI—0.33*MKT DR 0.1092 0.01761 0.51768 0.3036 DR = 0.3036–0.26*TEMP + 0.306*MEI -0.20*MKT CL 0.2493 0.00001 1.22029 1.1025 CL = 1.1025 + 0.169*SSTA—0.36*MEI—0.27*RUNOF—0.25*MKT SANTAREM AN 0.1313 0.00147 1.12772 1.1578 AN = 1.1578–0.23*TEMP—0.20SPFH + 0.267*SSTA HY 0.1291 0.00067 5.13092 6.1742 HY = 6.1742–0.29*MKT LR 0.1605 0.00047 2.03290 2.6633 LR = 2.6633 + 0.265*TEMP + 0.190*SPFH—0.37*MEI—0.25*MKT PI 0.6481 0.00000 1.07017 0.3926 PI = 0.3926 + 0.161*ARD—0.26*WL—0.18*RF -0.13*SPFH + 0.223*SSTA —0.25*MEI + 0.706*MKT PC 0.0897 0.04213 2.43577 2.8433 PC = 2.8433–0.21*MKT SC 0.1147 0.01825 0.67738 1.1215 SC = 1.1215–0.28*WL—0.19*MKT MONTE ALEGRE AN 0.2895 0.00000 1.21969 0.2493 AN = 0.2493–0.23*u—0.43*LHF SR 0.1018 0.10478 1.15839 1.2407 SR = 1.2407–0.29*WL—0.19*LHF CI 0.2027 0.00002 0.60253 0.6249 CI = 0.6249–0.37*ARD + 0.233*WL—0.21*MKT HY 0.1961 0.00003 3.17750 3.5757 HY = 3.5757–0.21*SSTA + 0.210*GITA—0.27*MKT LR 0.1383 0.00090 1.95819 1.9148 LR = 1.9148 + 0.214*MEI—0.22*MKT PI 0.5920 0.00000 1.19065 0.8520 PI = 0.8520–0.29*WL—0.22*u—0.21*TEMP—0.26*LHF—0.15*RUNOF + 0.753*MKT PC 0.0935 0.03399 1.68062 1.5994 PC = 1.5995–0.29*WL—0.23*TEMP SC 0.1313 0.00332 0.86496 0.8101 SC = 0.8101–0.25*TEMP + 0.355*SPFH—0.25*LHF DR 0.1408 0.00731 1.59834 0.4593 DR = 0.4593 + 0.259*MEI CL 0.0738 0.02968 1.02307 0.2611 CL = 0.2611–0.18*LHF R 2 pεstd of Estimate Interception Model Equation OBIDOS AN 0.1801 0.0002 1.1836 0.5663 AN = 0.5663–0.41*u—0.27*TEMP + 0.267*SSTA SR 0.1402 0.1058 1.5357 1.7031 SR = 1.7031–0.27*WL + 0.202*RF—0.23*u—0.28*MEI CI 0.0963 0.0202 1.3893 0.5563 CI = 0.5563 + 0.293*WL + 0.196*LHF HY 0.1787 0.0002 3.4437 3.5962 HY = 3.5962 + 0.256*ARD + 0.215*RF + 0.414*TEMP LR 0.2713 0.0000 1.7490 0.2788 LR = 0.2788–0.55*ARD + 0.518*WL—0.29*TEMP -0.32*SPFH + 0.310*MEI —0.25*GITA PC 0.1253 0.0133 2.5474 1.0287 PC = 1.0287 + 0.271*ARD—0.33*WL—0.29*u—0.42*TEMP SC 0.1467 0.0037 0.9441 1.3580 SC = 1.3580 + 0.277*ARD + 0.380*TEMP + 0.228*LHF DR 0.1764 0.0046 0.8924 0.4870 DR = 0.4870–0.31*ARD + 0.365*WL—0.21*u SANTAREM AN 0.1678 0.0003 0.7664 1.1736 AN = 1.1736–0.23*v + 0.237*SSTA—0.20*GITA + 0.197*MKT SR 0.1573 0.0027 0.5457 1.0539 SR = 1.0539 + 0.244*ARD—0.28*WL + 0.234*TEMP + 0.286*RUNOF CI 0.2106 0.0000 0.3291 0.7476 CI = 0.7476–0.35*WL—0.19*v HY 0.1457 0.0027 2.5188 2.8879 HY = 2.8879–0.26*WL + 0.188*MKT PI 0.0824 0.0171 0.7994 1.6174 PI = 1.6174–0.22*ARD—0.17*v—0.23*MEI SC 0.1891 0.0003 0.5361 1.1842 SC = 1.1842–0.19*v—0.24*GITA DR 0.1639 0.0018 0.6842 0.3724 DR = 0.3724 + 0.210*TEMP MONTE ALEGRE AN 0.1546 0.0069 0.9814 0.8905 AN = 0.8905 + 0.192*ARD—0.24*u (Continued) Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 17 / 29
We might expect that the effects of the flooding pulse should be stronger during the wet season, but [53] observed that the effects of the dry season on the multispecies fisheries in the Amazon are equally important. The authors indicated that the fisheries dynamics in the river and floodplains areas of the Amazon is not simply dependent on the inundation pulse. In the Amazon at the start of the flooding, the level of the river is practically stable. The aquatic environments on the floodplain predominate where a substantial part of the ichthyofauna is dispersed in search of food [10,19,33–34,66–70]. During this period, fishing is more difficult and the catchability of target species is reduced because of the considerable dispersion of the individuals, arising from the increase of habitats and hidden areas. During ebb, fish begin to group together due to the contraction of the aquatic environment [2,9]. In this period, catching is intense in the floodplain lakes and rivers. Both the floodplains and the forest are used by species of the families Pimelodidae and Sciaenidae since such fishes predate on other species that are leaving these areas during this period [7]. During the dry season, fish are forced to move to areas where water is abundant in the river channels [71]. However, not all Amazonian fishing boats are able to operate in this environment. During this period, there is a concentration of Pimelodidae catches in the river. At the end of the dry season, fisheries production of Serrasalmidae (genus Colossoma) and Prochilodontidae (genus Prochilodus) are intensified. At wet season, catch is concentrated into target families of lake-living species that have a life cycle mainly associated to the floodplain lakes or lake systems [72] such as Pimelodidae (genuses Pimelodina and Pseudoplatystoma), Sciaenidae (genus Plagioscion), Loricariidae (genus Liposarcus). The complexity of the dynamical processes associated to the multispecies fisheries together with the lack of fisheries production data series increase our difficulty on evaluating the impact of fishing on the natural stocks of the Amazon [73–74]. In multispecies fishery, catch levels tend to increase with the increase of the fishing effort, until a stabilizing point where one cannot increase the production with an increase in effort [75]. It is also known that, contrary to what is observed in fisheries with a single target species which shows a linear drop proportional to the CPUE with an increased effort, the multispecies fisheries CPUE behaves in a non-linear manner [76]. The same occurred in our results: although the annual average of fishing effort (number of fishermen times fishing days) was kept practically stable or was reduced in the period from 1993 to 2003 in Santarém, the CPUE increased probably due to other factors. These factors may be related to technological advancements in the fishing fleet, such as the increase in the average size and engine power of the boats and/or a better ice storage capacity Table 4. (Continued) SR 0.1317 0.0125 1.3418 1.2193 SR = 1.2193 + 0.209*RUNOF HY 0.0936 0.0081 3.8455 3.7127 HY = 3.7127 + 0.272*ARD + 0.170*LHF LR 0.1436 0.0006 1.5032 2.7674 LR = 2.7673 + 0.268*MEI + 0.178*GITA PI 0.1280 0.0155 1.4128 1.2851 PI = 1.2851–0.41*TEMP—0.22*SPFH—0.22*LHF + 0.234*SSTA + 0.281*MEI—0.18*GITA DR 0.1777 0.0001 0.7176 0.5794 DR = 0.5794–0.22*WL + 0.331*SPFH—0.22*LHF (AN) Anostomidae, (CI) Cichlidae, (CL) Clupeidae, (DR) Doradidae, (HY) Hypophthalmidae, (LR) Loricariidae, (PC) Prochilodontidae, (PI) Pimelodidae, (SC) Sciaenidae, (SR) Serrasalmidae, (ARD) the Amazon River discharge, (WL) the Amazon River level, (u,v) zonal and meridional components of the wind, (TEMP) surface temperature, (SPFH) specific humidity of the air, (RUNOF) surface runoff, (LHF) latent heat flux, (GITA) Inter-Hemispheric SST Gradient of the Atlantic, (NAO) North Atlantic Oscillation Index, (MEI) Multivariate Climatic Index of ENSO events, (MKT) market index. (R 2 ) regression coefficient, (p) confidence level, (ε) standard error of the estimative. doi:10.1371/journal.pone.0157050.t004 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 18 / 29
for fish catch preservation [71]. These factors increase the fishing power and are not accounted for in this paper. Some species of the families Serrasalmidae, Pimelodidae and Scianidae are known to have being caught in the Lower Amazon region in sizes below the average length of the first sexual maturation—L 50 [76–78], a practice against the current Brazilian law that may compromise the maintenance of these fish stocks in the region. A substantial threat to the sustainability of the fisheries resources in the region is the excessive concentration of fishing effort on just some few target species [76]. In this regard, efforts to diversify the composition of the species caught may reduce the pressure on the species already highly exploited. Meanwhile, despite these considerations, the results of our analyses indicate that the fisheries resources in the Lower Amazon appear to be moderately exploited, that is, below the maximum expected yield [76]. The fishing activity performed in rivers is more complex that the one performed in lakes in the Amazon. The Pimelodidae production, for instance, is practically entirely directed to the industry for processing and is considered the most professional fishing activity of the Lower Amazon region. As a consequence, the Pimelodidae fishing is more influenced by the market than by the environmental factors. The multiple regression models used here are consistent with this reality showing that there is an increase of the Pimelodidae production associated with the market index increase. The opposite happens with the other fishing families that attend the local market: when the market index increases their production decreases. Although local fishing in lakes near Óbidos is more opportunist and diverse, the local fishing market of Ódibos is very small in comparison to Santarém and Monte Alegre. The fishing production of lake environments in Óbidos e Monte Alegre do not depend on the overall market (industry related) for being typically directed to local consumption. Our results showed that the market index was only important for the Hypophthalmidae and Anostomidae families. The correlations were low with the exception of the fishing of Pimelodidae in river environments. We conclude that the more artisanal the fisheries are, the higher are the errors associated to our statistics to correlate fishing productivity with the environmental variables. The relative importance of the fish processing industries in Óbidos and Santarém, as well as the fish stocks composition in those sites were previously studied by [49]. The authors used both Principal Components Analysis and a General Linear Model and conclude that the fisheries in those two sites is highly conditioned to the catches of catfish (Pimemolidae and Hypophthalmidae). Moreover, the fisheries of those taxonomic families to feed the industry contribute to the overall fisheries variability especially in the river environment. These results are in agreement with our findings when we add the (economic variable) market index in our analysis. The fisheries in the Lower Amazon region can be divided into two distinct fishery categories: (1) permanent fisheries in the river environment that occurs along the entire year and (2) cyclic fisheries directed towards the lake environment that is not accessible for the fishing fleet during the dry season [61]. Fishing in floodplain lakes, as opposed to fishing in the river, involves a low degree of specialization and occurs throughout the year [71]. The species caught in the river are extremely vulnerable, with a high risk of overexploitation since fishing is more specialized and fisheries production targets a small number of families and target species. In addition to this, since the main fishing exploration area is the river rather than the lakes, river species are not benefited by fishery agreements held by the coastal communities to protect floodplain lakes and flooded areas [79]. Furthermore, fish species that move between flooded areas and rivers depending on the hydrological cycle phase have a greater plasticity and are less vulnerable to the risk of overexploitation [71]. These species tend to be better protected under community fishery agreements. Thus, new fishing management policies should consider these Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 19 / 29
two categories in order to promote differentiated solutions for the ordinance and sustainability of the fishing activity in the Amazon. However, it is evident that only fisheries regulation policies are not sufficient to obtain better yields in the activity. Alterations in the Amazonian landscape, especially close to the river banks and floodplains, have impacts on the climatic characteristics of the region affecting the hydrological cycle. In this regard, deforestation causes direct and direct harm to the fish populations due to the reduction in the amount and diversity of food available and due to the alteration of the hydrological cycle. Scientific research demonstrates that an increase in forest biomass leads to an increase in fish biomass, with some species increasing their predominance in the fish communities [80–84]. So, for example, the substitution of forest for grazing land should cause changes in fish eating habits due to the reduction in the supply of fruits, seeds and other forms of organic matter originating in the forest. The impact of deforestation on the stability of the aquatic ecosystem is greater than that of fishing, even on ichthyofauna species that do not depend directly on the forest, such as those in the family Pimelodidae [85]. The extent of degradation and modification of the plain landscape should worsen with the cities growth and the economic development in the Amazon. This can become a considerable threat to the Amazonian environment in the long term, compromising the aquatic and fish ecosystems in the region [86–88]. Fisheries in the Lower Amazon are characterized to cover large areas of lotic environments, such as the Lago Grande of Monte Alegre, the Grande de Curuaí Lake and the Parú Lake (Fig 1). The kinematics of the flow and the dynamics of the flooding pulse play important roles in the life cycle of the ichthyofauna in the Lower Amazon, regulating the availability of food and shelter, influencing the reproduction, food and growth of many fish species [69,81–82,89]. Constant, increasing modifications of the landscape, change in the river flow due to the construction of barriers and other alterations in the aquatic habitat are pointed out as considerable threats, in the long term, to the ichthyofauna and to the fisheries activity in the Lower Amazon region [41,81–83]. In addition to the impacts of the landscape and hydrological alterations in the environment, [53] describe that side effects on the fish populations include the intensification of natural death processes caused by the diminution of the body growth and the overall recruitment process. The diversification of the factors responsible for the climate regulation in the Amazon drove this research to make use of the highest number of possible variables in order to understand the climate dynamics of our study region as well as the effects of those on the aquatic system and fisheries variability. The solar energy availability driving the local energy balance is known as an important factor regulating the climate of the Amazonian region [90]. The energy that arrives at the Earth's surface is delivered back to the atmosphere in the form of sensible and latent heat flux. While the first is responsible for the heating, the second one is related to the evapotranspiration process. Another important variable for all tropical regions of the planet is the precipitation or rainfall. This variable drives the variability of other meteorological variables such as the temperature and the relative humidity, being very heterogeneous in the Amazon [90]. Past studies estimate that about 50% of the water vapor condensed and precipitated by the rainfall in the Amazon is locally recycled through the evapotranspiration process while the other 50% is driven into the region from the Atlantic Ocean [90–92]. The interannual variability of the rainfall and the rivers discharge are related to climatic events such as the ENSO. During the El Niño (positive ENOS phase), the rainfall in the Amazon decreases leading sometimes to several droughts. During these periods the position of the Inter tropical convergence Zone (ITCZ) in the Atlantic Ocean leads to a weakening of the Trade Winds blowing towards the continent [93–96]. Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 20 / 29
As described before, the hydrological cycle in the Lower Amazon is very much determined by the climate, and vice versa [97]. This cycle includes energy exchanges, transport of water vapor, rainfall, drainage, infiltration and diverse water storage mechanisms. All these processes depend on the climate and are determinant to the main characteristics of ecosystems which, in turn, affect the dynamics of the ichthyofauna. Climatic variability and the dynamics of the hydrological cycle in the Lower Amazon, as well as the characteristics of the landscape and the amount of aquatic environments and food available affect the distribution and ecology of the fisheries resources and, thus, the behavior of the fisherman and the fish. However, this behavior is also affected by local culture and the growth of the macro economy. These are dynamic aspects, which present marked temporal variations. [98–99] describe that one must consider the temporal and spatial associations of all the variables in order to better determine the relationships between the environmental variables and the fisheries. In the case of this paper, dividing our study region in the Lower Amazon into three different sites (Óbidos, Santarém and Monte Alegre) tried to respect the considerations above mentioned. Fluctuations in rainfall in the Amazon are partially associated with ENOS events. During El Niño years there is a tendency to produce drought or accentuated ebb while in La Niña years are associated to intense flooding [37,75,96,100–102]. The duration and intensity of each period in the hydrological cycle are determining factors for the ichthyofauna for they use the floodplains for achieving success of recruitment and consequent species survival [103]. [76,89, 104] describe that the composition of fish communities in the Amazon floodplain each year is related to the duration and intensity of the hydrological cycle in previous years, suggesting an interannual dependence between ecological and environmental variables. The success or failure of a reproductive strategy (seasonal, balanced or opportunist) and the survival of young individuals in the population of fish in the ebb depends on the adaptation capacity of each species to adapt to the seasonal fluctuations of environmental variables [61,105]. The climatic variability of the Lower Amazon region has a direct effect on fish catch and consequent productivity as it allows or suppresses the fisherman's access to ideal fishing locations to target the different fish species. The results of all analysis made in this paper indicates that the river-atmosphere-ocean system effects the multispecies fisheries in a different way for each studied region of the Lower Amazon, as well for each fish taxonomic family and for each target species. [106] describe that the temperature acts on the fish growth; the winds, humidity, vegetation coverage and the ENSO events promote or suppresses the availability of food, while the hydrographic catchment, yield in the Amazon River and the surface runoff drive the extent of the flooded area. So, due to the ecological and behavioral complexity of the Amazonian fish resources, the environmental variables can individually or collectively affect their life cycles. Attested by our environmental data (time series not shown), 1995 was an atypical year during the period of our study. The year of 1995 was characterized by an intense drought in the Amazon basin, leading to a considerable reduction of the aquatic environment area. This must have left the ichthyofauna individuals more vulnerable. In 1995, ENSO was in its positive phase (El Niño) but the event was considered weak progressing to a La Niña in the next year. During that year though, our data (not shown) indicate that there was an atypical increase in sea surface temperature in the Atlantic Ocean, a decrease in the Trade Winds intensity and a consequent reduction in the water vapor transport in the eastern portion of the Amazon Basin [97,106]. During 1995, a lowering in the annual averaged CPUE occurred in the floodplain lakes. We assume that during 1995 in the drought event, the accessibility to the floodplain lakes for fishery was more difficult, consequently stimulating the fish activity and an increase in productivity in the river environment. This fact is evidenced in our data by the variability in the CPUE of the taxonomic family Hypophthalmidae. To resume these ideas, we acknowledge that Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 21 / 29
the effects of the climatic (environmental) variability on the Lower Amazon fisheries are important and follow a logic based upon statistical dependence. These effects can be expressed by many logical ways. In Fig 10 we present a logical schematic diagram to illustrate and resume the findings of this paper with respect to the dependence relations between the CPUE of all species, the environmental variables studied here and the persistence of positive or negative ENSO phenomena. These relations are shown in respect to the different seasons (dry or wet) and the fishing environments (river or lakes and floodplains) of our study area. This simple, classic diagram presents the variables and their direct or inverse relations of dependence indicated by the up or down, respectively, direction of arrows. At the present we know that over the time the amount of water retained in the Amazon Basin has been altered, as well as the greater part of its surface vegetation coverage due to long term geophysical factors [107]. Interannual variability of the flood pulse and other environmental parameters, such as air and surface temperature, have a considerable effect on the diversity of local fauna [108] and, as a result, on the fisheries activity and production [89]. Higher temperatures reduce the solubility of oxygen in water, which may increase the demand for oxygen and food consumption of fish due to their increased metabolic rate. The increase of the temperature in the surface layer of the water may also promote the development and survival of parasites and bacteria. These facts combined together can reduce the survival, growth and reproductive success of fish populations [109]. We also know that the ichthyofauna in the floodplain lakes of the Lower Amazon have a complex behavioral dynamic. During the wet period, following reproduction, larvae and/or young fish of many fish species are carried out by the river current into the flooded areas [19, 61,66,110–111], a free aquatic environment where they should search for food and shelter against various types of predator. Even during the dry season, fish adults try to move into the Fig 10. Logical schematic diagram illustrating the dependence relations between the CPUE, ENSO phenomena and environment variables. Logical schematic diagram illustrating the dependence relations between the CPUE of all families, the environmental variables studied here and the persistence of positive or negative ENSO phenomena. (AN) Anostomidae, (CI) Cichlidae, (CL) Clupeidae, (DR) Doradidae, (HY) Hypophthalmidae, (LR) Loricariidae, (PC) Prochilodontidae, (PI) Pimelodidae, (SC) Sciaenidae, (SR) Serrasalmidae. doi:10.1371/journal.pone.0157050.g010 Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 22 / 29
rivers since the aquatic environments are concentrated in the main channels [61]. This particular dynamic is echoed in fish productivity and in the behavior of the fishermen. The predicable effects of drought in the Amazon in global climate change scenarios include an estimated loss of 7 to 12% of fish species by 2070 in the Amazon River Basin [111]. Conclusion Environmental variables such as the air, water and soil temperatures, atmospheric humidity, the water level, the local winds as well as climatic variables measured indexes such as the MEI, NOA and GITA act at distinct temporal scales promoting an clear effect on the multispecies fisheries of the Lower Amazon region; The relationship between the monthly average CPUE of different taxonomic family of target fish presents different behavior depending on the environmental or climatic variable considered; The fishery productivity in the study area presents different patterns in respect to the environment and climate depending if it is originated from the river or from the floodplain lakes. A clear variability occurs both along the River Amazon extend in the Lower Amazon (longitudinal gradient) and laterally across the river (latitudinal gradient) for each kind of fishery studied here. This depends on the ecological characteristics and life strategies of each target taxonomic family considered in the fishery; The intensity of fish exploration in the Lower Amazon region is apparently still moderate; The preservation of the landscape and the equilibrium of the energy and hydric balances should be considered for future fish management policies; New programs aiming the long term collection and processing of fishery statistics data in the Amazon River Basin should be put forward and incentivized. In a Global Change scenario with perceived changes in the vegetation cover of the Amazon region we believe that the strengthening of our knowledge about the relationship of the environmental and climatic variables with the fisheries is crucial for any future environmental modeling of the region; Future research should also drive attention towards the identification of new variables to be included into the multivariate models. Possible new environmental variables should include the positioning and frequency of the instability lines of clouds in the atmosphere responsible for the region's rainfall patterns, the Inter Tropical Convergence Zone and the Bolivian Height positioning and persistence, the fluvial breeze, water quality variables (for example the phytoplanckton, nutrients, pollutants and dissolved oxigen concentrations). Ideally, new fisheries data should be produced in a better georefering interface such as a Geographical Information System. Supporting Information S1 Dataset. CPUE river dataset. Dataset of CPUE in the river for fishing grounds in Óbidos, Santarém and Monte Alegre and taxonomic families of fish. (AN) Anostomidae, (SR) Serrasalmidae, (CI) Cichlidae, (HY) Hypophthalmidae, (LR) Loricariidae, (PI) Pimelodidae, (PC) Prochilodontidae, (SC) Sciaenidae, (DR) Doradidae, (CL) Clupeidae. (XLSX) S2 Dataset. CPUE lake dataset. Dataset of CPUE in the floodplain lakes for fishing grounds in Óbidos, Santarém and Monte Alegre and taxonomic families of fish. (AN) Anostomidae, (SR) Serrasalmidae, (CI) Cichlidae, (HY) Hypophthalmidae, (LR) Loricariidae, (PI) Pimelodidae, (PC) Prochilodontidae, (SC) Sciaenidae, (DR) Doradidae, (CL) Clupeidae. (XLSX) Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 23 / 29
S3 Dataset. Market index for each fishing ground. Market index considering river and floodplain lakes for Óbidos, Santarém and Monte Alegre fishing grounds. (XLSX) S4 Dataset. CPUE lake dataset. Time series of environmental variables and climate indeces. (ARD) Amazon River Discharge, (WL) Water Level, (RF) Rainfall, (u) Zonal Wind Component, (v) Meridional Wind Component, (TEMP) Surface Temperature, (SPFH) Specific Humidity, (RUNOF) Runoff, (LHF) Latent Heat Flux, (SSTA) Sea Surface Temperature, (MEI) Multivariate ENSO Index, (GITA) Atlantic Inter-Hemispheric Sea Surface Temperature Gradient, (NAO) North Atlantic Oscillation. (XLSX) Acknowledgments The authors thank the Ministry of Fisheries and Aquaculture of Brazil for releasing the fish data used here. The environmental data was obtained from Brazilian National Water Agency (ANA) and NOAA/NCEP. WDHP wish to thank the Post-Graduate Programme in Aquatic and Fishing Ecology of the Federal University of Pará (UFPA), the group of Marine Resources and Fisheries at the Faculty of Science in the University of A Coruña and the Department of Evolutional Ecology at the National Museum of Natural Sciences for the opportunity to conduct part of his PhD studies in Spain. Our thanks are also directed to Ian Emmett who produced the first English version of this paper. Author Contributions Conceived and designed the experiments: WHDP VJI. Analyzed the data: WHDP FJLC PP VJI. Contributed reagents/materials/analysis tools: WHDP FJLC PP VJI. Wrote the paper: WHDP RBS VJI PP FJLC JF. Obtained permission for use of fishing data: WHDP VJI. References 1. Gilmore RM. Fauna e etnozoologia da América do Sul Tropical. In: Ribeiro D, editor. Suma etnológica Brasileira. Rio de Janeiro: FINEP/Vozes; 1986. pp. 189–233. 2. Barthem RB, Fabré NN. Biologia e diversidade dos recursos pesqueiros da Amazônia. In: Ruffino ML, editor. A pesca e os recursos pesqueiros na Amazônia Brasileira. Manaus: ProVárzea; 2004. pp. 11–55. ISBN 85-7401-124-X 3. Freitas CEC, Rivas AAF. A pesca e os recursos pesqueiros na Amazônia Ocidental. Cienc Cult. 2006; 58(3): 30–32. Available: http://cienciaecultura.bvs.br/scielo.php?script=sci_arttext&pid= S0009-67252006000300014&lng=en&nrm=iso. 4. Vari RP, Malabarba LR. Neotropical ichthyology: an overview. In: Malabarba LR, Reis RE, Vari RP, Lucena ZMS, Lucena CAS, editors. Phylogeny and Classification of Neotropical Fishes. Porto Alegre: Edipucrs; 1998. pp. 1–11. 5. Böhlke JE, Weitzman SH, Menezes NA. Estado atual da sistemática dos peixes de água doce da América do Sul. Acta Amazonica. 1978; 8 (4):657–677. 6. Alonso JC, Fabre, N. Spatial and temporal pattern of the population structure and current state of fishing exploitation of the dourada (Brachyplatystoma flavicans, Lichtenstein, 1819). In: Proceedings of 2nd Large River Symposium; 2003; Phnom Penh, Cambodia. Available: http://www.lars2.org/ unedited_papers/unedited_paper/%20Alonso.pdf. 7. Barthem RB, Goulding M. The catfish connection: ecology, migration, and conservation of Amazon predators. New York: Columbia University Press; 1997. 8. Ruffino ML, Isaac VJ. Life cycle and biological parameters of several Brazilian Amazon fish species. The ICLARM Quartely, Fishbyte Section. 1995; 8 (4): 40–45p. Available: http://aquaticcommons.org/ 9473/1/na_2074.pdf Multispecies Fisheries in the Lower Amazon and Its Relationship Climate Variability PLOS ONE | DOI:10.1371/journal.pone.0157050 June 17, 2016 24 / 29
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