Journal of Clinical Medicine Article Looking for a Better Characterization of Triple-Negative Breast Cancer by Means of Circulating Tumor Cells Manuel Abreu 1, Pablo Cabezas-Sainz 2, Thais Pereira-Veiga 3, Catalina Falo 4, Alicia Abalo 1, Idoia Morilla 4, Teresa Curiel 5, Juan Cueva 5,6 , Carmela Rodríguez 5, Vanesa Varela-Pose 5, Ramón Lago-Lestón1, Patricia Mondelo 1, Patricia Palacios 5, Gema Moreno-Bueno 6,7,8, Amparo Cano 6,8, Tomás García-Caballero 9, Miquel Ángel Pujana 10 , Laura Sánchez-Piñón2, Clotilde Costa 3,6 , Rafael López 1,3,5,6 and Laura Muinelo-Romay 1,6,* 1Liquid Biopsy Analysis Unit, Translational Medical Oncology (Oncomet), Health Research Institute of Santiago (IDIS), 15706 Santiago de Compostela, Spain; [email protected] (M.A.);
[email protected] (A.A.); [email protected] (R.L.-L.); [email protected] (P.M.);
[email protected] (R.L.) 2Department of Zoology, Genetics and Physical Anthropology, Universidade de Santiago de Compostela, Campus de Lugo, 27002 Lugo, Spain; [email protected] (P.C.-S.); [email protected] (L.S.-P.) 3Roche-CHUS Joint Unit, Oncomet, Health Research Institute of Santiago (IDIS), Complejo Hospitalario de Santiago de Compostela, Trav. Choupana s/n, 15706 Santiago de Compostela, Spain; [email protected] (T.P.-V.); [email protected] (C.C.) 4 Department of Medical Oncology-Breast Cancer Unit, Institut Catal à d’Oncologia (ICO)-Hospitalet-Institut d’InvestigacióBiomèdica de Bellvitge (IDIBELL), Universitat de Barcelona, 08007 Barcelona, Spain; [email protected] (C.F.); [email protected] (I.M.) 5Translational Medical Oncology (Oncomet), Health Research Institute of Santiago de Compostela (IDIS), Complexo Hospitalario Universitario de Santiago de Compostela (SERGAS), 15706 Santiago de Compostela, Spain; [email protected] (T.C.); [email protected] (J.C.); [email protected] (C.R.); vanesa.var[email protected] (V.V.-P.); [email protected] (P.P.) 6Centro de Investigación Biomédica en Red de Cáncer (CIBERONC), Monforte de Lemos 3-5, 28029 Madrid, Spain; [email protected] (G.M.-B.); [email protected] (A.C.) 7Fundación MD Anderson Internacional, C/Gómez Hemans 2, 28033 Madrid, Spain 8Departamento de Bioquímica, Universidad Autónoma de Madrid (UAM), Instituto de Investigaciones Biomédicas ‘Alberto Sols’ (CSIC-UAM), IdiPaz, Arzobispo Morcillo 4, 28029 Madrid, Spain 9Departamento de Ciencias Morfológicas, Facultad de Medicina, Universidad de Santiago, Servicio de Anatomía Patológica, Complejo Hospitalario Universitario de Santiago, 15706 Santiago de Compostela, Spain; tomas.garcia-caballer[email protected] 10 ProCURE, Catalan Institute of Oncology (ICO), Bellvitge Institute of Biomedical Research (IDIBELL), 08908 Barcelona, Spain; [email protected] *Correspondence: [email protected]; Tel.: +34-981-955-073 Received: 7 January 2020; Accepted: 21 January 2020; Published: 27 January 2020 Abstract: Traditionally, studies to address the characterization of mechanisms promoting tumor aggressiveness and progression have been focused only on primary tumor analyses, which could provide relevant information but have limitations to really characterize the more aggressive tumor population. To overcome these limitations, circulating tumor cells (CTCs) represent a noninvasive and valuable tool for real-time profiling of disseminated tumor cells. Therefore, the aim of the present study was to explore the value of CTC enumeration and characterization to identify markers associated with the outcome and the aggressiveness of triple-negative breast cancer (TNBC). For that aim, the CTC population from 32 patients diagnosed with TNBC was isolated and characterized. This population showed important cell plasticity in terms of expression of epithelia/mesenchymal and stemness markers, suggesting the relevance of epithelial to mesenchymal J. Clin. Med. 2020,9, 353; doi:10.3390/jcm9020353 www.mdpi.com/journal/jcm
J. Clin. Med. 2020,9, 353 2 of 20 transition (EMT) intermediate phenotypes for efficient tumor dissemination. Importantly, the CTC signature demonstrated prognostic value to predict the patients’ outcome and pointed to a relevant role of tissue inhibitor of metalloproteinases 1 (TIMP1) and androgen receptor (AR) for TNBC biology. Furthermore, we also analyzed the usefulness of the AR and TIMP1 blockade to target TNBC proliferation and dissemination using in vitro and in vivo zebra fish and mouse models. Overall, the molecular characterization of CTCs from advanced TNBC patients identifies highly specific biomarkers with potential applicability as noninvasive prognostic markers and reinforced the value of TIMP1 and AR as potential therapeutic targets to tackle the most aggressive breast cancer. Keywords: triple-negative breast cancer (TNBC); circulating tumor cells (CTCs); metastasis; cell plasticity; epithelial to mesenchymal transition; stemness; tumor biomarkers; tissue inhibitor of metalloproteinases 1; androgen receptor; therapeutic targets 1. Introduction Breast cancer (BC) is the leading cause of cancer-related deaths in women despite prevention, research and advances in treatment [ 1 ]. There are different subtypes of BC that are usually classified according to the status of the estrogen (ER) and progesterone (PR) receptors and the human epidermal growth factor receptor 2 (HER2). During the last years, the use of targeted therapies in BC patients has increased the treatment benefit and improved prognosis and patient survival for ER + and HER2 + tumors. However, the triple-negative breast cancer (TNBC) subtype, characterized by the lack of ER and PR expression and no overexpression of HER2, remains a clinical challenge, because of the lack of specific therapeutic targets and the aggressive evolution of the disease [2]. Traditionally, characterization of the mechanisms behind tumor aggressiveness and progression have been mainly based on primary tumor samples, which could provide relevant information for specific tumor types but that may underscore the molecular complexity of the most aggressive tumor cells that can be diluted within the whole tumor. The characterization of circulating tumor cells (CTCs) constitutes a valuable alternative tool in the identification of new biomarkers and therapeutic targets to improve the management of cancer patients, since they provide a comprehensive picture of the disease, because they come from different tumor locations present in the patients [3]. Several studies have evidenced the presence of CTCs in TNBC patients at different stages, although the percentage is higher in metastatic patients. More importantly, CTC detection after surgery or during the adjuvant therapy administration has been associated with poor survival rates in these patients [ 3 – 7 ]. Besides, in accordance with the unfavorable prognosis of these tumors, CTC clusters are more often found in TNBC patients, indicating the existence of specially active dissemination mechanisms in these patients [8]. In addition to the prognostic value of the CTC monitoring in patients with TNBC, recent work has focused on their molecular characterization. Thus, Agelaki et al., characterized the CKs, ER, PR, EGFR and HER2 status on CTCs from a cohort of 10 metastatic TNBCand 21 hormone receptor (HR)-positive patients, with 40% of the CTCs isolated being positive for CKs and EGFR, and the patients with CTCs negative for hormone receptor being those with worst survival rates [ 9 ]. Importantly, there are data evidencing that CTC characteristics change during tumor cell dissemination, favoring the intravasation, their survival in circulation and their final colonization. These changes are mainly related to the process of epithelial to mesenchymal transition (EMT) [ 10 , 11 ]. This process is associated with a reduced expression of epithelial markers, along with increased plasticity and aggressiveness, making these cells more resistant to cell death and senescence [ 12 ]. In fact, it is well known that EMT and stemness markers expression in this circulating tumor population could facilitate the resistance to chemotherapy and promote their capacity to metastasize [13–17].
J. Clin. Med. 2020,9, 353 3 of 20 Taking into account this knowledge and the need for new strategies to improve the alternatives for patients with TNBC, the present work aims to further study CTCs from these patients to identify new biomarkers and therapeutic targets. To that end, CTCs were immunoisolated from a cohort of 32 patients with stage III and IV TNBC and characterized using a panel of genes related to cancer aggressiveness and cell plasticity. The expression signature identified in CTCs from these patients was associated with a hybrid EMT status and a stem-like phenotype. Notably, from the CTC gene expression signature, AR and TIMP1 were studied as potential targets to block tumor growth and dissemination in TNBC. 2. Experimental Section 2.1. Patient Inclusion and Sample Collection A total of 32 patients diagnosed with TNBC at Complexo Hospitalario Universitario de Santiago de Compostela, MD Anderson Cancer Center and Institut Catal á d’Oncologia (ICO), were included in the study (Table 1) from 2014 to 2017. In addition, 30 aged-matched healthy people (mean age 56.1, range 42–78 years), with an absence of a previous cancer episode, were also included as controls at Complexo Hospitalario Universitario de Santiago de Compostela. This study was approved by the Galician Ethical Committee (code 2013/462) and all samples were collected after signing the pertinent informed consent. Table 1. Clinico-pathologic characteristics of the cohort of patients with triple-negative breast cancer (TNBC). Age (Years) Mean (Range) 58.5 (33–80) Stage * n(%) Previous Surgery n(%) III 9 (28.1%) Yes 23 (71.8%) IV 23 (71.9%) No 9 (28.2%) Status * Treatment * First Diagnosis 24 (75.0%) Yes 5 (15.6%) Recurrence 8 (25.0%) No 27 (84.4%) Metastasis location Ki67 levels Visceral/bone 4 (17.4%) Low 4 (12.5%) Visceral 17 (73.9%) High 27 (84.4%) Unknown 2 (8.7%) Unknown 1 (3.1%) Histology Disease evolution Ductal 29 (90.6%) Progressions 20 (62.5%) Lobulillar 1 (3.1%) PFS (months) median (range) Metaplasic 2 (6.3%) 12.4 (0.5–45.2) Histology Grade Survival 322 (68.7%) Deaths 17 (53.1%) 210 (31.3%) OS (months) median (range) 18.4 (0.5–45.2) * Status at sample collection; PFS, progression free survival; OS, overall survival. Tissue samples from patients included in this study were provided by the BioBank Complejo Hospitalario Universitario de Santiago (CHUS) (PT17/0015/0002), integrated in the Spanish National Biobanks Network; they were processed following standard operating procedures with the appropriate approval of the Ethical and Scientific Committees. These samples were composed of healthy tissue and tumor tissue from the primary tumor and/or metastasis when they were available. For the tumor
J. Clin. Med. 2020,9, 353 4 of 20 tissues, at least the 80% of the sample was required to be composed of tumor cells. Microdissection was employed in some samples to reach this ratio. Two tubes (7.5 mL) of peripheral blood were obtained from each patient: one EDTA vacutainer (Becton Dickinson) for CTC enrichment and characterization by CELLection TM Epithelial Enrich Kit (Life Technologies, Ås Municipality, Norway), and one CellSave Preservative tube (Menarini, Silicon Biosystems Inc., Huntington Valley, PA, USA) for CTCs enumeration using the CellSearch System (Menarini, Silicon Biosystems Inc., Huntington Valley, PA, USA). 2.2. CTC Immunoisolation A total of 7.5 mL of blood was employed for CTCs enumeration by the CellSearch System, using CellSearch Epithelial Circulating Tumor Cell Kit (Menarini, Silicon Biosystems Inc, Huntington Valley, PA, USA). This system automatically immunoisolated EpCAM + CTCs, incubating the blood with ferrofluids coated with an anti-EpCAM antibody (clone VU1D9). Before this incubation the 7.5 mL of blood were centrifuged at 600 × gfor 10 min at RT. The system removed the plasma fraction and incubated the cell fraction with the ferrofluids. After the isolation using a magnetic field, the system labeled the enriched cells with phycoerythrin (PE) conjugated anti-cytokeratins (CKs) antibodies, with allophycocyanin (APC) conjugated anti-CD45 antibodies and with 4,6-diamino-2-phenylindole (DAPI) to identify the nucleus. The CellTracks Analyzer (Menarini, Silicon Biosystems Inc, Huntington Valley, PA, USA) was then used to acquire digital images of the three different fluorescent dyes using a 12-bit camera; these images were reviewed by trained operators in order to determine the CTC count. Only round/oval, intact DAPI+,CK+,CD45-cells were considered as CTCs. The other 7.5 mL of blood (collected in EDTA tube) was used for isolation of EpCAM + CTCs using CELLection TM Epithelial Enrich Kit (Life Technologies, Ås Municipality, Norway) according to manufacturer’s instructions. The whole blood sample was centrifuged at 600 × gfor 10 min at room temperature. Plasma was removed and the cell fraction was incubated with dynabeads coated with the anti-EpCAM antibody (clone Ber-EP4) and isolated, generating a magnetic field. After the enrichment step, CTCs coupled to the magnetic beads were resuspended in 100 µ L of RNAlater (Ambion/Life Technology, Carlsbad, CA, USA) and stored at −80 ◦C until RNA extraction. 2.3. Gene Expression Analysis by RT-qPCR The CTCs fraction obtained after isolation of EpCAM + CTCs using CELLection TM Epithelial Enrich Kit (Life Technologies, AS, Norway) was characterized as previously was described by Barbazán et al. [18] . RNA was purified with the QIAmp viral RNA mini kit (Qiagen, Hilden, Germany), specifically designed for very low cellularity samples. The cDNA was synthesized by using SuperScriptIII chemistry (Invitrogen, Alameda, CA, USA) following manufacturer’s instructions. To further optimize the sensibility of detection, we performed a preamplification step by using the TaqMan PreAmp Master Mix kit (Applied Biosystems, Foster City, CA, USA) with 14 reaction cycles. Preamplified products were subjected to TaqMan real-time PCR amplification for candidate genes (CDH1,EPCAM,VIM,ZEB1,ZEB2,LOXL2,SNAI1,ANXA2,TIMP1,CRIPTO1,AR,ALDH1,ALDH2, CD133,CD49F,CD44,BCL11A and GAPDH) using a 7500 real-time PCR System (Applied Biosystems, Foster City, CA, USA) and specific TaqMan assays (Table S1). Expression values for each gene were normalized to CD45, as a marker of nonspecific isolation of blood cells. RNAwasextractedfrom all FFPE samples(threecutsof10 µ m)withthemiRNeasyFFPEExtraction Kit (Qiagen, Hilden, Germany) following the manufacturer’s instructions and using a solution for deparaffinization (Qiagen, Hilden, Germany). RNA from cell lines was obtained using High Pure RNA Isolation Kit (Roche Applied Science, Indianapolis, IN, USA) following the manufacturer’s instructions. Twenty ng of total RNA obtained from tissue samples and cell lines were reverse-transcribed using Amp ARN (Applied Biosystems, Foster City, CA, USA). Gene expression was then assessed using a 7500 real-time PCR System (Applied Biosystems, Foster City, CA, USA) and specific TaqMan assays (Table S1). Expression values for each gene were normalized to GAPDH as a reference gene.
J. Clin. Med. 2020,9, 353 5 of 20 2.4. Cell Lines MDA-MB-231 cell line was acquired from the ATCC. The cells were authenticated by STR-profiling according to ATCC guidelines and cultured at 37 ◦ C in a humid atmosphere with 5% CO 2 and cultured in McCoy’s 5A medium (Gibco, Grand Island, NY, USA) supplemented with 10% fetal bovine serum (FBS, Gibco, South America) and 1% penicillin-streptomycin (Gibco, Grand Island, NY, USA). 2.5. TIMP1 Knock-Down With the goal to decrease the expression of TIMP1 in the MDA-MB-231cell line, lentiviral particles containing commercial constructs were used to block the translation of the mRNA that gives rise to the protein (Mission Lentiviral Transduction Particles, Sigma, St. Louis, MO, USA). Four different shRNAs were used, following the manufacturer’s instructions, employing a multiplicity of infection (MOI) of 10 and a Polybrene (Hexadimethylbromide; Sigma) final concentration of 8 µ g/mL. Commercial particles containing a shRNA directed against a sequence not present in mammals (Mission Non-Mammalian shRNA Control Transduction Particles, Sigma, St. Louis, MO, USA) were used as control. The silenced lines were selected in the presence of puromycin (5 µ g/mL) and named as SH2 and SH4 while the control was named as PLKO. The efficacy of the silencing was confirmed by RT-q-PCR and Western blot. 2.6. Western Blot TIMP1, PI3K and AKT status was assessed by Western blot in 10% acrylamide gels, using anti-TIMP1 antibody 1:150 (AF970; R&D Systems, MN, USA), anti-AKT antibody 1:1000 (40D4, Cell Signaling, MA, USA), anti-pAKT 1:1000 (4060S, Cell Signaling, MA, USA), anti-PI3K 1:1000 (4292, Cell Signaling, MA, USA) and anti-pPI3K 1:1000 (4228S, Cell Signaling, MA, USA) to incubate the blots overnight at 4 ◦ C. Afterward, the blots were incubated with a horseradish peroxidase-conjugated goat anti-rabbit polyclonal secondary antibody (1:5000; SC2354; Santa Cruz Biotechnology, CA, USA) or peroxidase-conjugated goat anti-mouse polyclonal secondary antibody (1:1000; SC2005; Santa Cruz Biotechnology, CA, USA) for 1 h at room temperature. Signals were detected with an enhanced chemiluminescence kit (Thermo Fisher, Waltham, MA, USA) following the manufacturer’s instructions; β-actin was used as housekeeping control. 2.7. Transwell Migration Assay Migration assays were carried out using transwells with polycarbonate membrane, with a pore size of 8.0 µ m (Corning, NY, USA), in 24-well plates; 5 × 10 4 cells were seeded in transwells contained in 100 µ L of serum-free culture medium. The wells of the plate were filled with 500 µ L of complete culture medium with 20% FBS as chemoattractant. After 24 h of incubation, transwells were placed in a well with 500 µ L of trypsin to detach the cells that had passed through the membrane. These cells were labeled using Calcein Acetomethyl Ester (4 µ M, Invitrogen, Carlsbad, CA, USA), according to the manufacturer’s instructions. The fluorescence emitted by the cells was measured at 485 nm using a FLUOstar Optima fluorometer (BMG labtech, DE) in 96-well plates. For Abiraterone treatment, cells were incubated during the assay with 10 µ M of Abiraterone, with DMSO 1% being the control condition. 2.8. Proliferation Assay Proliferation assays were performed in 96-well plates, where 10 4 cells were seeded per well in 200 µ L of complete culture medium (10% FBS). Once the cells adhered to the plate (4 h), time 0 was measured. For this, the culture medium was removed and more medium was added with Alamar Blue (Invitrogen, Carlsbad, CA, USA) in a 1:10 dilution. Cells were then incubated for 3 h at 37 ◦ C and the fluorescence was measured using a FLUOstar Optima fluorometer (BMG labtech, Ortenberg, Germany) at 544 nm. Subsequently, another plate was measured at 72 h, in order to establish the
J. Clin. Med. 2020,9, 353 6 of 20 proliferation ratio. For androgen pathway inhibition, cells were incubated during the 72 h with 10 µ M of Abiraterone, with DMSO 1% being the control condition. 2.9. Colony Formation Assay In order to evaluate the colony formation capacity of the cells, agarose assays (Promega, Madison, WI, USA) were carried out in 96-well agar coated plates. A measurement was made at time 0 and another measurement at 96 h, being able to determine the colony formation occurred during this time interval. The measurement was made using the Alamar Blue method (Invitrogen, Carlsbad, CA, USA). This reagent was added in each well to a final concentration of 10%. After 3 h of incubation at 37 ◦ C the measurement was carried out with a fluorometer at 544 nm. For Abiraterone treatment, cells were incubated during the 3 h with 10 µM of Abiraterone, with DMSO 1% being the control condition. 2.10. Adhesion Assay Adhesion assays were carried out in 96-well plates; 5 × 10 4 calcein (4 µ M; Invitrogen, Carlsbad, CA, USA) stained cells were seeded per well in 100 µ L of complete culture medium with 10% FBS. After 45 min of incubation, not attached cells were washed with PBS ( × 3). Attached cell fluorescence was measured using FLUOstar Optima (BMG labtech, Ortenberg, Germany) fluorimeter, in order to determine the percentage of attached cells. 2.11. Zebrafish Care and Breeding Adult zebrafish (Danio rerio) were maintained in 30 L aquaria with a ratio of one fish per L of water, with 14:10 day/night cycle and a temperature of 28.5 ◦ C, according to the standard procedures. Zebrafish embryos were obtained mating adult zebrafish in a proportion of two females to one male. All the procedures used in the experiments, fish care and treatment were performed in agreement with the Animal Care and Use Committee of the University of Santiago de Compostela and the standard protocols of Spain (Directive 2012-63-DaUE). Experimental protocols were approved by the Ethical Committee of the University of Santiago de Compostela (15010/2015/001). At the final point of the experiments, zebrafish embryos were euthanized by tricaine overdose. 2.12. Zebrafish Xenograft Assays and Image Analysis Zebrafish embryos were collected from mating adults and incubated from 0 h to 48 h post fertilization (hpf) at 28.5 ◦ C. At 48 hpf, embryos were anesthetized with 0.003% of tricaine (Sigma). Cell lines (MDA-MB-231, PLKO, SH2 and SH4) were incubated at 37 ◦ C and 5% CO 2 before the injection until they reached a confluence of 70%. Then they were trypsinized and concentrated at a rate of 1 million cells/Eppendorf/sample. After the concentration, all the conditions were dyed with the lipophilic marker DiI (according to the manufacturer protocol) and concentrated again separately in 10 µ L of PBS (phosphate-buffered saline) with 2% of PVP (polyvinylpyrrolidone) to avoid cellular aggregation in each different condition. Cellinjectionwascarriedoutusingborosilicate needles (1 mm O.D. × 0.75mmI.D.; World Precision Instruments) and a microinjector (IM-31 Electric Microinjector, Narishige, London, UK) with an output pressure between 26 and 34 kPa and 30 ms of injection time per injection. Between 200–300 labeled cells were injected into the circulation of the embryo (duct of Cuvier). After the xenotransplantation, embryos were incubated during the 6 days post-injection (dpi) at 34 ◦ C in 30 mL Petri dishes with salt dechlorinated tap water (SDTW). For testing Abiraterone activity, compound was diluted in DMSO and added to the water at a final concentration of 1 µ M (selected in accord with the toxicity assays). Imaging of the injected embryos were performed at different time points during the incubation (1, 4 and 6 dpi) using a fluorescence stereomicroscope (AZ-100, Nikon, Melville, NY, USA) in order to measure the proliferation capacity of cells in each condition tested. Quantifish software was used to quantify the proliferation of the injected cells by means of fluorescence of the labeled cells in each condition in the region of the caudal hematopoietic tissue
J. Clin. Med. 2020,9, 353 7 of 20 (CHT) of the embryos, where the cells metastasize. Each of the images provided at different time points were measured using the software to obtain the number of positive pixels above a certain threshold and the intensity of the fluorescence. With these parameters, a value of integrated density is obtained allowing the researcher to compare different times between images and reaching a proliferation ratio. 2.13. Mouse Xenograft For this study, SCID beige female mice (RRID: IMSR_CRL:250) were obtained from the Barcelona Biomedical Research Park (PRBB, Barcelona, Spain). Mice were housed and maintained under specific conditions of absence of pathogens and following the institutional guide approved by the committee for the use and care of animals, in SPF facilities of the Center for Research in Molecular Medicine and Chronic Diseases belonging to the University of Santiago de Compostela (ES150780275701). All the experimental procedures carried out were approved by the ethics committee of the University of Santiago de Compostela (15010/2015/001) and were designed and carried out by research personnel in possession of the corresponding accreditations marked by the guidelines of the Federation of European Associations for Laboratory Animal Science (FELASA) and included in current regulations. For theestablishmentofthexenograftmodel, micewere anesthetizedwitha2%isofluorane/oxygen mixture and either 2 × 10 6 MDA-MB-231-PLKO or their respective TIMP1 silencing cell variant SH2 were injected into the mammary fat pad of the mice resuspended in a final volume of 60 µ L of DMEM culture medium supplemented with 30% of Matrigel Matrix (Corning, NY, USA). Experimental groups: nreplica =3 mice per group; ntotal =9 mice per group. For tumor development monitoring, mice were followed-up weekly with RediJect 2-DG-750 Probe Standard Kit (Perkin Elmer, Walthan, MA, USA). Briefly, 100 µ L of the reagent was injected intraperitoneally and image acquisition was performed after 3 h using the system IVIS (Xenogen Corporation) and Living Image software 4.2 (Xenogen Corporation, Alameda, CA). Mice were euthanized with carbon dioxide and verified by cervical dislocation. During mice necropsy, tissues from lymph nodes, lung and liver were collected, fixed in 40% formalin and included in paraffin. Subsequently, hematoxylin-eosin staining was performed to determine the presence of tumor cells using Mayer’s hematoxylin for 4 min and 0.2% eosin for 1 min. Immunohistochemistry was carried out to detect CK AE1/AE3 in the cases where it was necessary to confirm the presence of tumor cells. Hematoxylin-eosin and immunohistochemistry analysis were performed in the Pathology Department of the University Clinical Hospital of Santiago de Compostela. 2.14. Statistical Analysis The statistical analyses were carried out using the software SPSS 22 for Macintosh (IBM Software Group, Chicago, IL, USA), Excel 2011 for Macintosh (Microsoft Corporation, Redmond, WA, USA) and GraphPad Prism 7.0 for Windows (GraphPad Softwares Inc., San Diego, CA, USA). The expression comparisons of the markers analyzed between groups of patients and controls were carried out by means of two-sided Mann–Whitney U-test and p-values for each marker were adjusted by FDR (false discovery rate) test. This test was also used to compare the results of the in vitro assays. The outliers for each marker in the control and patient group were identified using Turkey’s method. Comparisons between groups in the in vivo tests with zebrafish were carried out using a two-tailed t-test analysis to determine the existence of significant differences. In a first step, the outliers of the data series were identified using the ‘identify outliers’ function of GraphPad software (ROUT Method). Fisher test (two-sided) was used to determine the association between the clinico-pathological features and the levels of the CTC-markers grouped as high and low based on the cut-offwhich classifies the 30% of patients as high levels and the 70% as low levels (percentile 70). For analyzing the diagnostic accuracy of each of the markers, receiver operating characteristic (ROC) curves were used. Besides, a logistic model was generated combining the different markers to find the best combination to discriminate patients and healthy volunteers. Survival analyses were carried out by means of
J. Clin. Med. 2020,9, 353 8 of 20 Kaplan–Meier and Cox regression analyses. For the survival analyses, the levels of CTC-markers were grouped as high/low as previously described. Overall (OS) and progression-free (PFS) survivals were calculated as the time between blood sample collection and patients’ progression/death or last disease control. For correlation analyses, continuous variables were evaluated using the Pearson correlation coefficient (two-sided). For all the analyses, a probability lower than 5% was accepted as significant (p<0.05). 3. Results 3.1. Patient Characteristics A total of 32 patients treated for TNBC cancer were enrolled for this study between 2014 and 2017. Patient characteristics are shown in Table 1. The majority of tumors were stage IV (71.9%) and of new diagnosis (75%, including stage III and IV tumors). Besides, 17 out of the 23 metastatic patients (73.9%) had visceral metastasis, while 4 (17.4%) showed both visceral and bone dissemination at sample collection. On the other side, the 71.8% had previous surgery and the 15.6% were not naive for antitumor therapies. Regarding the patient’s evolution, it is important to mention that the median PFS and OS since blood sample collection were 12.4 and 18.4 months, respectively. 3.2. CTC Enumeration Correlates with a More Aggressive Disease The CTCs levels in 7.5 mL of peripheral blood were evaluated using CellSearch technology in 31 patients of the total cohort of 32 patients included in the study. Therefore, only epithelial CTCs expressing EpCAM and CKs were identified (Figure 1A). These cells were found in 14 patients (42%), in a range between 1 and 130 cells (Figure 1B), and 3 of the patients also showed CTC clusters. Figure 1. CTC enumeration by CellSearch system in TNBC patients (n=31). ( A ) CTC images obtained using CellSearch system (round-oval, DAPI + , CD45 − and CK + cells were considered as CTCs). ( B ) CTC count in stages III and IV TNBC patients using CellSearch system; p-value was calculated according to two-sided Mann–Whitney test. ( C ) Kaplan–Meier analysis for PFS and OS grouping patients according to the CTC count and the presence of CTC clusters; p-values were calculated using log-rank test. Importantly, all the patients with positive CTC count were metastatic at sample collection, with eight (26%) of these patients showing ≥ 5 CTCs. No correlation was found between the CTC
J. Clin. Med. 2020,9, 353 9 of 20 number and other clinicopathologic characteristics. However, patients with a number of CTCs ≥ 5 (n=8) showed significantly poorer PFS and OS, in comparison with those with <5 CTCs (n=23) (p=0.033 and p=0.006, respectively, according to log-rank test) (Table 2), evidencing the prognosis value of the EpCAM + CTC population in our cohort of TNBC patients. Of note, the presence of CTC clusters in patients with CTCs ≥ 5 was also associated with poorer survival rates (p=0.077 for PFS and p=0.001 for OS, according to log-rank test) (Figure 1C, Table 2). Table 2. Prognosis value of circulating tumor cell (CTC) levels in TNBC patients. Marker nPFS (Months) OS (Months) Mean (95% CI) pMean (95% CI) p CTCs levels <5 CTCs 23 22.7 (14.3–31.1) 0.033 32.3 (23.7–40.8) 0.006 ≥5 CTCs 8 6.5 (1.6–11.4) 11.9 (4.8–19.1) CTCs clusters No (<1CTC cluster) 28 20.7 (13.2–28.3) 0.071 29.4 (21.7–37.1) 0.001 Yes (≥1CTC cluster) 3 6.04 (0.0–14.3) 6.04 (0.0–14.3) CTCs levels/clusters <5 CTCs 23 22.7 (14.3–31.2) 32.3 (23.7–40.8) ≥5 CTCs and 0 CTCs cluster 5 6.8 (0.8–13.4) 0.077 15.5 (5.8–25.0) 0.001 ≥5 CTCs and ≥1CTCs cluster 3 6.04 (0.0–14.3) 6.04 (0–14.3) PFS, progression free survival; OS, overall survival; CI, confidence interval; pvalues were calculated using log-rank test. The bold indicated the significance. It is important to mention that when only patients with stage IV tumors at sample collection were included in the survival analyses, the same prognostic impact trend was observed in those patients with ≥ 5 CTCs or CTC clusters, although the statistical significance was lower because of the cohort size reduction (Table S2). In this sense, although there is scientific interest of these results about the prognostic value of the CTC count, they should be interpreted taking into account the low size of the unfavorable groups of patients. 3.3. CTCs from TNBC Patients Are Characterized by High Cell Plasticity To complement the CTC enumeration using CellSearch system we characterized the CTC population in our cohort of patients by RT-qPCR after the immunoisolation of EpCAM + CTCs as we previously described in other tumors [ 18 , 19 ]. For that analysis, peripheral blood samples from 30 healthy donors were used as reference control of the non-CTC-related expression of selected genes. We first confirmed the presence of an additional circulating population in patients in comparison to controls by means of GAPDH and CD45 expression (Figure S1). Second, a further expression profile, including a panel of genes related to EMT, stemness phenotype and breast cancer aggressiveness, was carried out. After analyzing all the samples, we found a CTC population characterized by the expression of epithelial markers such as E-cadherin (CDH1) and EPCAM in consonance with the isolation strategy. However, these cells also differentially expressed genes associated with mesenchymal and more malignant features, such as VIM,SNAIL1,TIMP1 and CRIPTO1, and stemness markers such as CD49F,ALDH2,CD44 and BCL11A (Figure 2). Of note, the levels of some these genes were clearly correlated. Thus, high levels of VIM were not only associated with high levels of EMT promoters such as TIMP1 or SNAIL1 and stem-like markers such as CD44,ALDH2 and CD49F, but also with EPCAM and CDH1. Besides, all stem markers were strongly correlated (Table S3). On the other side, after performing a ROC analysis, most of these genes presented an area under the ROC curve (AUROC) greater than 0.66 with significant p-values (Table 3) to discriminate patients from healthy controls, validating their utility to detect the presence of disseminated disease.
J. Clin. Med. 2020,9, 353 16 of 20 although the EpCAM based isolation allowed us to reach very acceptable detection rates, especially when plasticity markers were included. On the other hand, one of the objectives of this work was the identification of potential therapeutic targets through the characterization of the CTCs of TNBC patients. Therefore, from the signature of markers present in the circulating population we selected two, the AR and TIMP1, for a further characterization through in vitro/vivo functional studies. The androgen receptor acts as a transcription factor for numerous genes after androgen binding (testosterone and dihydrotestosterone). This receptor is overexpressed in 12%–36% of TNBC [ 34 , 35 ], called LAR (luminal subtype with expression of AR). This expression seems to be a predictive factor of the poor response to chemotherapy based on taxanes and anthracyclines, since patients with high expression has the lowest rates of complete response compared to the rest of TNBC [ 36 ]. Also, a very recent study demonstrated the association between the presence of AR + CTCs and the formation of bone metastases in patients with ER + breast tumors [ 37 ]. Our study evidenced for the first time the presence of high levels of AR in CTCs from TNBC suggesting its potential a therapeutic target to kill these cells. After treating MDA-MB-231 with Abiraterone, which impairs the androgen pathway at different levels, a significant decrease of cell proliferation was observed in vitro and in zebrafish embryos. Although we did not further explore the molecular mechanisms behind this effect on our cell line model, our results suggest the therapeutic interest of this pathway for the treatment of TNBC, with CTCs representing a very useful tool to determine the status of this receptor in metastatic patients as occurs in metastatic prostate cancer patients [38,39]. We also focused our attention on TIMP1. This protein was identified two decades ago and initially characterized as an endogenous MMP (matrix metalloproteinase) inhibitor [ 40 ], being broadly recognizedforitsroleremodelingtheextracellularmatrix[ 41 ].TIMP1overexpressionhasbeendescribed in different types of human cancer, including prostate cancer [ 42 ], lung cancer [ 43 ], melanoma [ 44 ], glioblastoma [ 45 ] and breast cancer [ 46 ]. In TNBC tumors, TIMP1 is also overexpressed, as we found in our cohort of patients, with this high expression being associated with a worse prognosis of the disease[ 20 ]. However, although TIMP1hasbeendescribedasan interestingtherapeutic targetinseveral types of tumors, due to its role as an inhibitor of MMP9 and also for its role as a promoter of proliferation and angiogenesis, its implication in TNBC aggressiveness is not well defined. Here, we knocked down TIMP1 expression of MDA-MB-231 cell line and characterized the behavior of these cells in vitro and vivo, finding an effect on cell proliferation and adhesion. TIMP1-deficient cells showed a lower rate of proliferation in vitro as well as in vivo both in zebrafish embryos and in orthotopic xenografts in immunosuppressed mice. Of note, in the mouse models, TIMP1 downregulation strongly decreased cell proliferation and impaired the appearance of lung metastasis, supporting the potential role of this protein to favor TNBC growth and spread. In line with these observations, the characterization of MDA-MB-231 cell line after TIMP1 downregulation indicated a reduction of expression of mesenchymal markers. This result is compatible with a lower proliferative and disseminative capacity in vitro and in vivo , however, a further characterization of EMT would finally demonstrate this hypothesis. Additionally, PI3K, MEK, p38 and cyclin D1 activation has been described as result of TIMP1 activity in different breast cancer cells, including MDA-MB-231 [ 20 , 47 ], providing the molecular basis mediating the proliferation inhibition observed in our experimental models. It is important to highlight that our study, although it counts with a limited patient population, reinforces the value of the CTC analysis in TNBC not only as a noninvasive prognostic tool but also for better understanding the molecular characteristics of this population during their travel through the bloodstream. In fact, as we already mentioned, TNBC is highly heterogeneous at a molecular level. Therefore, the real clinical value of the CTC-markers identified should be validated in a new, prospective, larger cohort, including patients with balanced tumor stage and with a broader characterization of their molecular subtype, to be able to better discriminate the association of the biomarkers with the pathologic profile of each tumor. Another limitation of the study is the fact that with our analytic approach, the under/overexpression of the different markers in the CTC population
J. Clin. Med. 2020,9, 353 17 of 20 cannot be precisely estimated, and we can only associate high levels of the markers with a high CTC count. Despite these challenges, we successfully characterized the CTC population and validated this approach for the identification of molecular targets in vitro and in vivo . In fact, the study is novel in using a zebrafish model to characterize the role of TIMP1 and AR in TNBC behavior and to also translate the study of both markers to the CTC population in a cohort of TNBC. 5. Conclusions Overall, with the present study we show that CTC count and, even more important, their molecular characterization constitutes a good alternative to obtain relevant information to establish new diagnostic, prognosis and monitoring options for patients with TNBC. This liquid-biopsy-based approach constitutes an interesting tool to explore the mechanisms leading to tumor spread of TNBC. In fact, we found cellular plasticity in CTCs from TNBC patients, in terms of expression of hybrid EMT and stem cell markers that can be associated with the poor prognosis and high aggressiveness of these tumors. Likewise, we reinforced the interest of two of the genes expressed in the CTC population, TIMP1 and AR, as molecules participating in TNBC proliferation promotion. All these data highlight the interest of addressing the characterization of CTCs as the most complete liquid biopsy to better understand the mechanisms promoting TNBC aggressiveness, since these tumors are extremely complex to be characterized only by means of primary tumor analyses. Supplementary Materials: The following are available online at http://www.mdpi.com/2077-0383/9/2/353/s1, Figure S1: GAPDH and CD45 expression in the CTCs enriched fraction from TNBC patients and healthy controls. ( A ) GAPDH expression levels, normalized by CD45, in the CTCs fraction of patients and controls, analysed by RT-q-PCR. ( B ) CD45 expression levels, in the CTCs fraction of patients and controls, analysed by RT-q-PCR. pvalues were calculated using two-sided Mann-Whitney U Test. C and D, ROC curve analysis to determine the diagnosis value of GAPDH and CD45, respectively. For all analyses, patients n=32 and controls n=30. Figure S2: TIMP1,EPCAM and CDH1 expression levels in the CTCs fraction of patients and controls according to the CTCs count (CTCs ≥ 5 (n=8) vs. <5 (n=23)). pvalues were calculated using two-sided Mann-Whitney U Test. Figure S3: ( A ) Gene expression profile of CTCs markers in normal, tumoral and metastatic tissue in TNBC patients (n=19). Normal tissue (white boxes), tumoral tissue (light grey boxes), metastatic tissue (dark grey boxes). Paired Mann-Whitney U Test was used to calculate the pvalues. ( B ) Kaplan-Meier analysis for PFS and OS grouping patients according to the TIMP1 expression levels (high vs. low according to percentile 70). pvalues were calculated using Log-Rank test. For survival analyses, patients with high levels were 9 while patients with low levels were 23. Figure S4: In vitro effect of TIMP1 knock-down on MDA-MB-231 cell line. ( A )TIMP1 expression levels analysed by RT-q-PCR (left) and Western blot (right) in the control (PLKO) and the TIMP1 knocked-down cell lines (SH2 and SH4). ( B ) Expression levels of ECAD (CDH1), NCAD (CDH12), CD133 and VIM in PLKO, SH2 and SH4 cells analysed by RT-q-PCR. C, D, E, Results of the cell proliferation, colony formation and adhesion to collagen assays, respectively. In all experiments n=3. Two-sided Mann-Whitney U Test was used to calculate the p-values. Figure S5: In vitro impact of Abiraterone treatment on MDA-MB-231 behavior. ( A ) Proliferation assay. ( B ) Colony formation in agar assay. ( C ) Migration assay. Two-sided Mann-Whitney U Test was used to calculate the p-values. Figure S6: In vivo proliferation of MDA-MB-231 after injection in zebrafish embryos in presence of Abiraterone. Normalized tumor growth at 4 dpi and 6 dpi (n replica =15 embryos/condition, n total =45 embryos/condition; two-tailed T test; * p<0.05; dpi: days post-injection. Table S1: List of RT-qPCR assays employed in the study. Table S2: Prognosis value of CTCs levels in stage IV TNBC patients. Table S3. Correlation between the CTCs markers. Table S4: Association between the CTCs-markers and the metastasic status. Table S5. Prognosis value of markers identified on CTCs from TNBC patients. Author Contributions: A.C., L.S.-P., R.L. and L.M.-R. contributed to the conception and overall study design. M.A., A.A., R.L.-L. and P.M. performed CTCs enumeration, characterization and the in vitro experiments. P.C.-S. and L.S.-P. were responsible for zebrafish experiments. C.C., T.P.-V. and M.A. carried out the experiments with mice. C.F., I.M., T.C., J.C., C.R., V.V.-P., P.P., G.M.-B. and M. Á .P. participated in patients/samples recruitment in the different hospitals. C.F., V.V.-P. and C.R. were responsible for clinical data collection. T.G.-C. was responsible for the immunohistochemistry analysis of the tumors generated in the mice models. M.A., M. Á .P., A.C., C.C., L.S.-P., R.L. and L.M.-R. participated in overall data analysis and interpretation. M.A. and L.M.-R. wrote the first draft of the manuscript. M. Á .P., G.M.-B., A.C., C.C., L.S.-P. and R.L. provided a critical revision of the manuscript. R.L. and L.M.-R. supervised the work and were responsible for the financial support of the study. All authors have read and agreed to the published version of the manuscript. Funding: This work was supported by grants from the Instituto de Salud Carlos III (ISCIII) and FEDER (PI13/01388 to RL, CB16/12/00328 to RL, LM and CC, PI16/00134 to GMB and CB16/12/00295 CIBERONC to AC and GMB. This research was also funded by Roche-Chus Joint Unit (IN853B 2018/03) funded by GAIN, Conseller í a de Economía, Emprego e Industria. LMR is nowadays supported by AECC.
J. Clin. Med. 2020,9, 353 18 of 20 Acknowledgments: This project never could be possible without the kind collaboration of all patients. We also would like to acknowledge the BioBank Complejo Hospitalario Universitario de Santiago (CHUS) (PT17/0015/0002), integrated in the Spanish National Biobanks Network for its collaboration, specially to Lydia Fraga and Paula Vieiro. Besides, part of the blood samples was also obtained with the support of MD Anderson Foundation Biobank (record number B.0000745, ISCIII National Biobank Record). We would like to acknowledge Mar í a Jos é Otero for her work doing the immunohistochemistry in FFPP tissues and also Roberto D í az Peña for his statistics support. Conflicts of Interest: Rafael L ó pez reports other from Nasasbiotech, during the conduct of the study; grants and personal fees from Roche, grants and personal fees from Merck, personal fees from AstraZeneca, personal fees from Bayer, personal fees and nonfinancial support from BMS, personal fees from Pharmamar, personal fees from Leo, outside the submitted work. CF received formative grants from Pfizer during 2018. The rest of the authors have nothing to disclose. References 1. Senkus, E.; Kyriakides, S.; Ohno, S.; Penault, F.; Poortmans, P.; Rutgers, E.; Zackrisson, S.; Cardoso, F. Primary breast cancer: ESMO Clinical Practice Guidelines for diagnosis, treatment and follow-up. Ann. Oncol. 2015 , 26, 8–30. [CrossRef] [PubMed] 2. Bianchini, G.; Balko, J.; Mayer, I.; Sanders, M.; Gianni, L. Triple-negative breast cancer: Challenges and opportunities of a heterogeneous disease. Nat. Rev. Clin. Oncol. 2016,11, 674–690. [CrossRef] [PubMed] 3. 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