Lithic Technology and Chronology of Initial Upper Paleolithic Assemblages at Tor Fawaz, Southern Jordan
Abstract
This research was supported by the Grants-in-Aid for Scientific Research from The Ministry of Education, Culture, Sports, Science and Technology, Japan (grant numbers 16H06409, 16H06410, 20H00026). MP’s work has been funded by the European Union’s MICROARCHEODUNG project (under the Marie Sklodowska-Curie grant agreement No H2020-MSCA-IF-2015–702529) at the University of Reading, UK.
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Vol.:(0123456789) Journal of Paleolithic Archaeology (2022) 5:1 https://doi.org/10.1007/s41982-021-00107-3 1 3 Lithic Technology andChronology ofInitial Upper Paleolithic Assemblages atTor Fawaz, Southern Jordan SeijiKadowaki1 · ToruTamura2,9 · RisakoKida3· TakayukiOmori4· LisaA.Maher5· MartaPortillo6· MasatoHirose3· EikiSuga3· SateMassadeh7· DonaldO.Henry8 Accepted: 31 October 2021 © The Author(s) 2021 Abstract The Initial Upper Paleolithic (IUP) is a key chrono-cultural concept in our understanding of the cultural and population dynamics at the transition from the Middle Paleolithic to Upper Paleolithic period. This paper presents technological and chronological analyses of lithic assemblages from a rockshelter site at Tor Fawaz in the Jebel Qalkha area, southern Jordan, to provide accurate dating and detailed recognition of the IUP variability in the Levant. We present integrated micromorphological, phytolith, and dung spherulite analyses to evaluate formation and postdepositional processes of archaeological remains through high-resolution micro-contextual studies. As a result, the Tor Fawaz assemblages show general similarity to those of Boker Tachtit Level 4, Tor Sadaf A–B, and Wadi Aghar C–D1 that represent the late phase of the IUP in the southern Levant. Based on the detailed recognition of site-formation processes, we suggest ca. 45–36ka as the age of IUP occupations at Tor Fawaz. More specifically, the IUP occupations at Tor Fawaz and Wadi Aghar, a nearby IUP site in the same area, may represent slightly different phases that show a lithic technological trend paralleling the IUP sequence at Tor Sadaf in southern Jordan, and possibly post-date Boker Tachtit Level 4. We also discuss the issue of partial chronological overlap between the late IUP and the Ahmarian and also argue for the geographically different trends in cultural changes from the late IUP to the Ahmarian. Keywords Initial Upper Paleolithic· Levant· Lithic technology· Chronology· Micromorphology· Dung and plant microfossils This article is part of the Topical Collection on Across steppes and mountains: the Initial Upper Paleolithic in Eurasia Guest Editors: Masami Izuho, Nicolas Zwyns and Steven Kuhn * Seiji Kadowaki kado[email protected]ya-u.ac.jp Extended author information available on the last page of the article
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 2 of 59 Introduction Initial Upper Paleolithic intheLevant The Initial Upper Paleolithic (IUP) was originally defined by Marks and Ferring (1988) to represent the latest phase of the Levantine Middle-Upper Paleolithic transition (thus, the earliest phase of the UP) that they proposed on the basis of the cultural stratigraphic sequence at Boker Tachtit in the Negev (Fig.1). Specifically, the Fig. 1 Map of the Levant, showing the locations of Upper Paleolithic sites mentioned in the text
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 3 of 59 1 lithic assemblage from the uppermost level (Level 4) of the site was designated as the IUP. Currently, the term IUP is also applied to other assemblages (Bar-Yosef & Belfer-Cohen, 2010a, 2010b; Kuhn, 2003; Meignen, 2012), including those that have been called UP Phase 1 (Neuville, 1951), Emiran (Garrod, 1951; Rose & Marks, 2014; Shea, 2013), the MP-UP transition (Marks, 1983, 1993), the Bokerian (Leder, 2014, 2018), and the Paléolithique intermédiaire (Boëda, etal., 2015). Despite the varying nomenclature, the grouping of these lithic assemblages is broadly shared among the researchers. This study employs the term IUP in the broad sense. The Levantine IUP lithics are broadly characterized by technomorphological elements of both the MP and the UP. Typologically, they are characterized by UP tool types, such as end scrapers and burins, and unique types, such as Emireh points and chamfered pieces. Blank forms are dominated by robust elongated pieces, i.e., blades and points that have broad, often faceted, striking platforms indicating hardhammer percussion (e.g., Kadowaki etal., 2019b; Kuhn etal., 2009; Marks & Kaufman, 1983; Meignen, 2012; Ohnuma, 1988; Volkman, 1983). The term IUP is currently used not only in the Levant but also in other regions, such as Central–Southeastern Europe and Central–North Asia to represent the earliest phase of the UP (Hublin, 2015; Kuhn & Zwyns, 2014; Zwyns etal., 2019). One of the key issues in this continental-scale cultural phenomenon, broadly dated to ca. 50–40ka, is its relationship to the concurrent human biogeographic phenomena that involved the geographic expansion of anatomically modern humans (AMHs) and the decline of archaic humans (e.g., Neanderthals and Denisovans) indicated by human fossil and genomic studies (Fu etal., 2014; Hublin etal., 2020). Regarding this issue in the Levant, there are various explanations depending on how researchers evaluate the degree of cultural continuity and the roles of incoming AMHs in the cultural changes from the MP to the UP. One hypothesis regards the MP-UP cultural changes as the introduction of new cultural/behavioral patterns associated with incoming AMHs that replaced Neanderthals (Abadi etal., 2020; Bar-Yosef, 2007; Shea, 2007, 2008). Recently, some researchers have recognized both continuous and discontinuous cultural elements from the MP to the IUP and suggested autochthonous cultural development within indigenous populations with some influence of incoming groups (Abadi etal., 2020; Meignen, 2012, 2019; Rose & Marks, 2014). The latter views are congruent with an idea of coexistence of Neanderthals and AMHs in the Levant during the MP (Boaretto etal., 2021; Hovers, 2006; Hovers & Belfer-Cohen, 2013) that lead to the formation of polymorphic populations through interaction and interbreeding (Green etal., 2010; Sánchez-Quinto etal., 2012; Fu etal., 2014; Reich, 2018; Dennell, 2020). The intensification of such social interactions, instead of a population turnover, has recently been proposed as a driver for the cultural changes from the MP to the UP (Goring-Morris & BelferCohen, 2020; Greenbaum etal., 2019; Stutz, 2020). Another issue regarding the IUP is its variability that does not easily allow us to treat the IUP simply as a short-term event marking the beginning of the UP. Instead, the IUP variability should be explained as manifestations of cultural phenomena taking place over millennia and wide geographic regions (Kuhn & Zwyns, 2014; Marks & Rose, 2012). In the case of the Levantine IUP, its geographic variability has been known for differential distributions of Emireh points and chamfered pieces
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 4 of 59 (Garrod, 1951, 1955; Nishiaki, 2018). Diachronic changes in the IUP have also been recognized from stratigraphic records at several sites, such as Boker Tachtit (Marks & Kaufman, 1983; Volkman, 1983), Tor Sadaf (Fox, 2003; Fox & Coinman, 2004), Ksar Akil (Azoury, 1986; Ohnuma, 1988; Ohnuma & Bergman, 1990), and Ücağızlı (Kuhn etal., 2009). More recently, several technological phases (Bokerian A, B, C, Jelf Ajlan, and Boker Tachtit 4) have been proposed by Leder (2014, 2016). He also examined the lithic variability of the IUP in relation to geographic locations, surrounding environment, on-site activities, and occupational intensity (Leder, 2018). In order to contextualize the IUP in the cultural dynamics at the MP-UP transition, it is necessary to clarify its relationship with the lateMP and the Ahmarian (Marks & Rose, 2012). In general, most of IUP assemblages post-date the lateMP and pre-date the Ahmarian. However, Boaretto etal (2021) have recently proposed that the earliest occupations at Boker Tachtit (i.e., Levels 1–3 and AH-B) and the earliest date from Wadi Aghar Layer D2, dated to ca. 50ka (Kadowaki etal., 2019b), overlap with the reported ages of lateMP industries from regional sites (Tor Faraj and Far’ah II). From this, they suggest that lateMP groups coexisted (and probably interacted) with IUP populations in the Negev ca. 50ka (Boaretto etal., 2021). In addition, chrono-stratigraphic records at Kebara and Manot indicate the appearance of the Ahmarian at ca. 47–46 ka cal BP (Alex etal., 2017; Rebollo etal., 2011), preceding or overlapping the dates of the IUP occurrences at other sites, including Ksar Akil (Douka etal., 2012; Bosch etal., 2015a, 2015b), Ücağızlı (Kuhn etal., 2019), Umm el-Tlel (Boëda etal., 2015), and Wadi Aghar (Kadowaki etal., 2019b). The possible contemporaneity of the Ahmarian at Kebara/Manot and the IUP at other sites in the Levant could represent regional mosaic patterns of cultural developments that occurred at local scales (Stutz, 2020). To provide new data relevant to the above issues, this paper presents chronological and lithic technological features of the IUP occupation at Tor Fawaz, southern Jordan. The previous studies of the site showed unique characteristics of the Upper Paleolithic assemblages (Coinman & Henry, 1995; Kerry & Henry, 2003), and the renewed investigation made a preliminary study of lithic assemblage and reported marine shells with interim radiocarbon dates (Kadowaki & Henry, 2019; Kadowaki etal., 2019a). Here, we present more detailed descriptions of the lithic assemblages and present OSL and additional radiocarbon dates along with analyses of micromorphology, phytoliths, and dung spherulites to evaluate the formation and postdepositional processes through high-resolution micro-contextual studies. Research Background oftheSite Tor Fawaz (29° 56′ 49.44′′ N, 35° 20′ 9.03′′ E, 980m a.s.l.) is one of several rockshelter sites in the Jebel Qalkha area, southwest Jordan (Figs.1–3). The area (ca. 6 km2) is located at a northwestern corner of the Wadi Hisma basin, where extensive exposure of Paleozoic and Cretaceous sandstone beds are dissected by valleys flanked with many rockshelters (Rabb’a, 1987; Hassan, 1995). The investigation of Tor Fawaz was initiated by one of the authors (D.H.) as part of a long-term prehistoric project in which systematic surveys and excavations at numerous prehistoric
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 5 of 59 1 sites were conducted in several study areas with different elevational, topographic, and biotic settings including the Mediterranean zone on the Ma’an Plateau, the Irano-Turanian steppe in the Judayid Basin, the Saharo-Arabian desert in the lowland of Wadi Hisma, and the Wadi Araba Rift Valley (Henry & Beaver, 2014; Henry, 1994, 1995, 2003, 2017a, 2017b). The Jebel Qalkha area (ca. 1,000m a.s.l.) corresponds to the lower piedmont zone and is physiographically transitional between the Irano-Turanian and the Saharo-Arabian zones. The current climate of the area is hyperarid, receiving less than 50mm of annual rainfall. More detailed descriptions about the natural settings of the Jebel Qalkha are available in previous publications (Henry, 1995, 2003). In the Jebel Qalkha area, fourteen Paleolithic sites have been investigated (Fig.2), and a chrono-cultural scheme from the MP and UP to the Epipaleolithic periods has been suggested on the basis of technotypological studies of lithic assemblages along with radiometric dating and sedimentological correlations of cultural deposits (Henry, 1995, 1997, 2003). Since 2016, a renewed investigation has been conducted at MP and UP sites in an effort to refine the cultural-chronology and to increase human behavioral and paleoenvironmental records in the late Pleistocene (Kadowaki & Henry, 2019). Recent results include chronological and lithic technological studies of an IUP occupation at a rockshelter site of Wadi Aghar (Kadowaki etal., 2019b). Here we present another occurrence of IUP occupation at nearby Tor Fawaz. Fig. 2 Topographic map of the Jebel Qalkha area, showing the locations of Middle and Upper Paleolithic sites mentioned in the text. Late Middle Paleolithic (Tor Faraj), Initial Upper Paleolithic (Tor Fawaz and Wadi Aghar), and Ahmarian (Tor Hamar, Tor Aeid, and Jebel Humeima)
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 6 of 59 In the initial excavation at Tor Fawaz in 1983 and 1984, five 1m × 1m squares (Units 1–5 in Fig.4) were opened. Units 1–4 were located outside the rockshelter on the slope, while Unit 5 was near the drip line. The excavation of Units 1–4 revealed shallow deposits (10–20cm deep), and Unit 5 exposed a thicker deposit (> 70cm) of a compact light brown silt. From Units 1–5, Upper Paleolithic chipped stones (n = 3983) were recovered. The lithic assemblage was described as “non-Ahmarian” by Coinman and Henry (1995) due to the lack of diagnostic elements of either the Ahmarian or the Levantine Aurignacian, and they characterized it as “a blade technology that produced large, thick, bulky debitage and tools” (Coinman & Henry, 1995:194). The following investigation in 1994 excavated a larger area (3m × 4m) behind the drip-line (Figs.4 and 5) where cultural deposits accumulated more, up to 1m in thickness. The deposits were divided into five stratigraphic layers (A, B1, B2, C, and D from the top). Layer A is a surface deposit of loose, dark grey silt including many twigs, dung, ash, and charcoal of probably recent time periods. Layer B consists of silty deposits that grade in color from grey (B1) to tan (B2). The deposits of Layer B become progressively compacted with depth, underlain by Layer C that consists of very compact yellow silt. Yellow silt of Layer C is partly underlain by red sand (Layer D) resting on bedrock. This sedimentary succession matches that seen at the nearby UP site of Jebel Humeima and follows the areal stratigraphy recognized in other Jebel Qalkha sites in which the Q3 yellow silt is associated with UP horizons, whereas the Q4 red sand holds MP horizon (Henry, 1997; Kadowaki etal., 2019b). Kerry and Henry (2003: 74) interpreted that Layers A and B represent different degrees of disturbance and reworking of Layer C because Upper Paleolithic artifacts (n = 1314) were recovered throughout Layers A–C. The study of the lithic assemblage from the 1994 trench in combination with the 1983/84 collection suggested unique techno-typological characteristics that do not fit a conventional scheme of UP traditions, i.e., the Levantine Aurignacian or the Early Ahmarian (Kerry & Henry, 2003). A possible correlation of the Tor Fawaz assemblage to the IUP was mentioned by Belfer-Cohen and Goring-Morris (2003) and Goring-Morris and Belfer-Cohen (2018, 2020). In 2016 and 2017, we conducted renewed fieldwork at Tor Fawaz to take samples for dating and to increase sample size of archaeological materials. Preliminary reports were published in Kadowaki and Henry (2019) and Kadowaki etal. (2019a), and here we show more detailed descriptions of the lithic assemblages and present new evidence from OSL/radiocarbon dates and micromorphological, phytolith and dung spherulites analyses, in order to make more thorough evaluations of the chrono-cultural characteristics of Tor Fawaz. Materials andmethods Excavation andMicromorphology Sampling In the 2017 season, we set up five 1m × 1m squares (Units 6–10) to the north of Units 1–5 that were excavated in the 1983/84 season (Figs.3 and 4). The area for
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 7 of 59 1 Units 6–10 was selected because of the high density of lithic distributions on the surface. In addition, the area is located behind the drip line of the rockshelter and near the highest part of the slope. We expected that this location may have preserved primary deposits of archaeological remains near prehistoric activity areas. Units 6 and 10 were excavated to the depth of 30–45cm below the surface (Fig.6), while only surface finds were collected in Units 7–9. The excavation was conducted by 5cm arbitrary levels, and levels were grouped as layers according to changes in sedimentological characteristics, such as color, compactness, and grain size. Archaeological remains were collected by 5cm level and by 50 × 50cm quadrat (e.g., 6a, 6b, 6c, 6d) forming a quarter of one square. All of the excavated sediments were dry-sieved with a mesh of 2mm. Finds from the excavation were predominantly chipped stone artifacts alongside several gastropod shells (Kadowaki etal., 2019a). The preservation of organic remains, such as bones and charcoal, was very poor, and these materials were difficult to find even under a microscope. For micromorphological analyses, a large column of sediment (MM6) was collected from Layer C in the east section of the 1994 trench (Figs.5, Online Resource Fig. 1). Another sediment block (MM12) was collected from the east section of Unit 6d covering Layers B and C (Figs.6, Online Resource Fig.2). The intact sediment blocks were each processed into six thin section slides by Nichika GeoScience Material Inc. in Kyoto Japan. Following standard thin section preparation techniques, each block was thoroughly air and oven dried, then impregnated with a clear epoxy polyester resin in a vacuum environment to remove air bubbles and, Fig. 3 Overview of Tor Fawaz, looking west towards Jebel Qalkha. Note excavation areas at the top of the slope near the shallow rockshelter
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 8 of 59 Fig. 4 Topographic map of Tor Fawaz, showing the location of excavated areas Fig. 5 East stratigraphic section of the 1994 trench at Tor Fawaz, also showing the vertical distribution of lithics and the location of sediment samples. A bar graph shows the number of lithics by 10-cm-thick arbitrary levels reported by Kerry and Henry (2003). Numbers in circles are the OSL sample # associated with dates. Circles associated with Bulk 16–20 are spots of sediment samples for phytolith and fecal spherulite analyses. A rectangle labeled as MM 6 shows the location of a micromorphology sample
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 9 of 59 1 once consolidated, prepared into thin section slides, each 30µm in thickness and 3 × 5cm in size. OSL Dating After the excavations of Units 6 and 10, sediment samples for OSL dating were taken by hammering light-tight plastic or metal tubes 15cm long into the trench walls (Table 1). Five sediment samples for OSL dating were collected from the stratigraphic sections in Units 6 and 10 (Fig.6). In addition, five more OSL samples were taken from the section in the 1994 trench (Fig.5) that was reported by Kerry and Henry (2003). In total, four samples (OSL46, OSL47, OSL58, and OSL60) were taken from Layer B, while five samples (OSL32, OSL34, OSL45, OSL48, and OSL61) were collected from Layer C. Another sample (OSL59) was taken from the interface between Layer B and Layer C. Sample preparation and luminescence measurement were done at the luminescence laboratory of the Geological Survey of Japan. Samples were prepared under subdued red light to avoid affecting the luminescence signals. Sediment within 20–25mm of the ends of the tube was removed and used for measurements of water content and dosimetry. The remaining samples were processed for luminescence measurements. They were dried, sieved to extract grains of 62–90 µm diameter, and then treated with hydrochloric acid and hydrogen peroxide to remove carbonate Fig. 6 Stratigraphic section of Units 6 and 10 at Tor Fawaz, showing the vertical distribution of lithics and the location of sediment samples and marine shells. Bar graph shows the number of lithics by 5-cm-thick arbitrary levels. Numbers in circles are the OSL sample # associated with dates. A rectangle labeled as MM 12 shows the location of a micromorphology sample. The find spots of marine shells (JQ17-C17, C18, C19, C20, and C23) are indicated by their radiocarbon dates calibrated against the Marine20 curve in the OxCal v4.4.2 (Bronk Ramsey, 2009; Heaton etal., 2020)
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 16 of 59 The production technology of blades/bladelets was analyzed by observing their several attributes, including (1) dorsal-distal shapes, (2) dorsal scar patterns, (3) platform types, (4) relative platform size, and (5) overhang removals. These attributes, except for the dorsal-distal shapes, have been reported in Kadowaki etal. (2021) in comparison with those of other sites in the Jebel Qalkha area, but here we re-examined the data by separating the assemblages according to the stratigraphy (Surface, Layer B1, Layer B2, and Layer C1) that pertains to the chronological discussion. Dorsal-distal shapes are classified into four types, including convergent blanks, pointed blades, in-betweeners, and blunt blades, primarily following the scheme by Leder (2014). This attribute is a combination of dorsal shape and distal shape defined by Marks (1976). The first three types (i.e., convergent blanks, pointed blades, and in-betweeners) commonly show a tapering form. Among them, the convergent type has the greatest width at the proximal end and has converging lateral sides, thus resembling elongated Levallois points. In contrast, the pointed-blade type has parallel lateral sides with a pointed distal end. The in-betweener type has an intermediate morphology between the former two types. The blunt category includes blades with a blunt distal end. The dorsal scar patterns of blades/bladelets were classified into unidirectional, bidirectional, crossed, and centripetal. Regarding the platform types, we followed a standard scheme by Inizan etal. (1999), but also included a category of ‘partially faceted type’ (Kadowaki, 2017) that has been defined by Ohnuma (1988) and Ohnuma and Bergman (2013). The partially faceted butt shows multiple facets, but it is distinguished from the multifaceted type by the location (sometimes concentration) of small facets at spots, where dorsal ridges meet the butt. The relative platform size is defined as a ratio of the platform area (platform width x platform depth) to the cross-sectional area of the blank (width × thickness of the blank). The smaller the value is, the smaller the platform size is in comparison to the width and thickness of the blank. This measurement is similar to the ratio of platform width to width analyzed by Wiseman (1993). Lastly, we examined the traces of overhang removals at the platform of blades/ bladelets. When the removal traces are present, they were divided into coarse flaking and fine flaking (or abrasion/grinding). The latter technique is known to have increased since the Ahmarian (Kuhn etal., 2009; Ohnuma, 1988). For the above analyses of blades/bladelets, we used only complete pieces for the surface and Layer B assemblages while we also used broken pieces retaining the relevant attributes for the Layer C assemblage to increase the sample size. To evaluate the patterns of the above quantitative data, we used Kruskal–Wallis test and Pearson’s chi-square test according to the measurement scales. Results Stratigraphy andtheDistributions ofLithic Artifacts In the 2017 fieldwork, the deposits in Units 6 and 10 were excavated to the depth of 30–45cm below the surface (Fig.6). The upper deposits of ca. 30cm thickness
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 17 of 59 1 consisted of tan silt that resembled Layer B in the 1994 trench. The sediments became increasingly compact and lighter in color in the lower levels which were similar to yellowish silt of Layer C in the 1994 block. The deposits included sandstone rubble of various sizes (up to ca. 30cm in the maximum length) throughout the excavated levels. The archaeological finds from the deposits consisted mainly of lithic artifacts. We also collected lithic artifacts on the surface in Units 7–9. As shown in Fig.6, lithic artifacts were most densely distributed in the upper part of Layer B (Layer B1). Although the density of lithic distribution generally decreased towards Layer C, it slightly increased in the lower part of Layer B (Layer B2). This distributional pattern partly differs from that in the 1994 trench (Fig.5: Kerry & Henry, 2003), where the greatest density appeared in Layer A. On the other hand, the lower part of layer B (Layer B2) commonly showed a slight increase in the density of lithic distribution. In the re-examination of the stratigraphic section of the 1994 trench, we separated Layer C into the upper and lower parts (Layer C1 and Layer C2) because of greater compactness in Layer C2 (Fig.5). The border between Layer C1 and Layer C2 also corresponds to a few flat-lying cobbles exposed on the section. According to this subdivision of Layer C in the 1994 trench, we correlated Layer C in Units 6 and 10 to Layer C1 because its proximity to Layer B2. This layer designation is consistent with OSL dates, as we describe later. According to the above stratigraphy and lithic distributions, we defined lithic assemblages by the surface, Layer A, Layer B1, Layer B2, Layer C1, and Layer C2. Regarding the horizontal distributions of lithic artifacts, Table3 shows the density of lithics (number/m3) from the excavated units of the previous (Units 1–5 and the 1994 trench) and renewed investigations (Units 6 and 10). The density of lithics is distinctively high in Unit 10, followed by Units 3, 2, 4, 6, 1, and 5 in the descending order. The lithic density is the lowest in the 1994 trench. Units 1–4 are located on the slope beneath the rockshelter and exposed only shallow deposits (10–20cm) which are considered to represent displaced re-deposition (Kerry & Henry, 2003). Units 6 and 10 are located within the rockshelter near the top of the slope. Given Table 3 Density of lithic artifacts by excavation areas in Tor Fawaz a Because the stratigraphic section in Kerry and Henry (2003) shows that only part of the 1994 trench (3m × 4m) was excavated to the depth of 1m below surface, the excavated volume was estimated to be a half of the cuboid trench (3m × 4m × 1m) Excavation season 1994 1983/84 2017 Excavation area 1994 trench Unit 1 Unit 2 Unit 3 Unit 4 Unit 5 Unit 6 Unit 10 Tool 113 42 70 74 48 99 39 121 Debitage 369 219 408 413 282 337 641 1683 Debris 832 222 460 622 298 389 858 2069 Total 1314 483 938 1109 628 825 1538 3873 Volume (m3) 6.00 a0.15 0.15 0.15 0.15 0.70 0.41 0.35 Number/m3219 3,220 6,253 7,393 4,187 1,179 3,708 11,123
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 18 of 59 these locational contexts, the area around Units 6 and 10 is considered to represent the densest part of the lithic distributions at Tor Fawaz. OSL Dates Natural signals are well beneath the saturation level and De was successfully obtained from the dose–response curve (Online Resource Fig.5), ranging from 45 to 92Gy (Table2). Uncorrected pIRIR50/150 ages range from 12 ± 1 to 39 ± 3ka. g2days-values of individual samples are low and consistent (0.9–2.2%/decade), yielding slightly higher corrected ages between 14 ± 1 and 45 ± 3ka. As shown in Table2, corrected ages are consistent with the stratigraphic order from Layer B1 to Layer C2 with a single exception (OSL-58) in Layer B1. pIRIR signals are generally harder to bleach than quartz OSL and in some cases associated with a residual dose which leads to age overestimation. Our bleaching test for sample gsj18208 (OSL47) indicated a residual of ~ 0.9Gy after 4-h exposure to artificial sunlight. Samples dated here are considered of aeolian origin and likely well-bleached before burial. Thus the potential residual dose for the samples should be equivalent to, or lower than, 0.9Gy; this leads to possible age overestimation of < 300years for the average dose rate of the site (c. 2.9Gy/ka). Compared to the errors of individual age estimates, this possible age overestimation is negligible. Radiocarbon Dating ofSea Shells According to the carbonate component of modern references, the shells of Conus sp. or Conomurex sp. (JQ17-C18) and Naria sp. (JQ17-C23) consist mainly of aragonite, and the shells of Pecten sp. (JQ17-C20) are mainly calcite. The polymorphs component estimated by XRD generally agreed with the original components, indicating that the samples including JQ17-C20 had a low probability of heavy diagenetic changes, such as the exchanges of carbonate polymorphs over 10%. CarDS was applied only to JQ17-C18 in which the calcite content was slightly recognized. Table4 shows the 14C ages and calibrated dates, including the previous (Beta) and new results (TKA). The additional dates approximately supported the previous ones, but the age discrepancy appeared in each duplicate measurement. For example, the JQ17-C18 and JQ17-C23, which are mostly aragonite (99%), were younger than the previous ages by more than 4800years, and the JQ17-C20 sample, mostly calcite, was younger by 2500years. Based on the results of the XRD analysis, the existence of exogenous contamination to explain the large offsets is not commensurate with the mass balance, at least in the additional analyses. Even if there is a laboratory offset, it is inconsistent with the fact that the relatively old JQ17-C20 sample, which can be easily affected by a laboratory offset, had a smaller age difference than the other two samples. In this way, it was difficult to specify the reasons for the age differences although they may have resulted from contamination influences or laboratory offset. Therefore, we accepted the previous and new data as the upper and lower limits, respectively.
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 19 of 59 1 Table 4 List of marine shells from Tor Fawaz and their radiocarbon dates a See Kadowaki etal. (2019a) for taxonomic identification b Calibrated against the Marine20 curve in the OxCal v4.4.2 (Bronk Ramsey, 2009; Heaton etal., 2020) Sample number Shell taxon aArea Level (cm below datum) Layer Lab number 14C age (BP) Calibrated date (cal BP) b 95.4% probability Pretreatment δ13C (‰) (AMS) Calcite (%) Aragonite (%) JQ17-C17 Pecten sp. Unit 10a 150–155 B1 Beta477567 38,280 ± 330 42,200– 41,300 41,800 ± 200 Acid etch 1.2 JQ17-C18 Conus sp. or Conomurex sp. Unit 10a 155–160 B1 Beta477911 23,030 ± 80 26,800– 26,050 26,400 ± 150 Acid etch 1.1 3.8 96.2 TKA22628 18,171 ± 50 21,350– 20,750 21,000 ± 150 Acid etch and CarDS 1.8 1.0 99.0 JQ17-C19 Pecten sp. Unit 10a 155–160 B1 Beta477912 38,480 ± 360 42,300– 41,400 41,900 ± 200 Acid etch 1.5 JQ17-C20 Pecten sp. Unit 10c 155–160 B1 Beta477913 39,120 ± 380 42,600– 41,800 42,200 ± 200 Acid etch 1.8 93.0 7.0 TKA22629 36,762 ± 174 41,100– 40,400 40,800 ± 200 Acid etch 2.2 JQ17-C23 Naria sp. Unit 9 Surface Surface Beta480250 32,560 ± 180 36,700– 35,700 36,200 ± 200 Acid etch 1.2 1.5 98.5 TKA21073 27,754 ± 101 31,300– 30,800 31,000 ± 100 Acid etch 0.8
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 20 of 59 Micromorphology Sediment block MM6 comes from the east section of the 1994 excavation trench, located at the eastern side near the mouth of the rockshelter (Fig.5). The six slides cut from this block represent samples from the upper portion of Layer C, i.e., Layer C1 (slides 1–3) and lower portion of Layer C, i.e., Layer C2 (slides 4–6), and the transition between them (Online Resource Fig.1). All of these sediments are primarily aeolian in origin, although there is also clear input from insitu disintegration of the local sandstone bedrock (as evidenced by ~ 20% sand-sized fragments of sandstone) and colluvial input. Abundant secondary carbonate impregnation and nodule formation indicate significant infiltration from water (likely a combination of seasonal rainwater and location of the trench at the dripline of the rockshelter). Mineralogically, the sediments are primarily composed of well-rounded and wellsorted medium to fine sand-sized quartz grains (30–40%) derived from the local sandstone (Fig.7). Sandstone fragments show iron-rich cementation of quartz sand and silt; the weathering of this sandstone and breakdown and ongoing weathering of the iron-enriched cement contributes to the reddish color of the groundmass. The quartz grains are generally embedded in the compact and dense groundmass to form a close porphyric c/f related distribution (Stoops, 2003) and intergrain microaggregate microstructure (Fig.7). Secondary pedogenic features are restricted in type to intrusive pedofeatures (Fig.7c–h): (1) clay coatings around rock fragments (generally as pendants), quartz grains, and voids and (2) carbonate impregnation of the groundmass creating welldeveloped nodules and bridges between grains and clay aggregates and lining large planar voids and (3) calcite crystal growths and intergrowths in the groundmass. Typic and concentric nodules range from incipient to well-developed. In some cases, secondary calcite growth within the very fine silt and clay groundmass cemented the fine fraction to produce a consolidated, speckled birefringence. These types of pedofeatures are abundant and indicate persistent infiltration and movement of water through the sediment; occasional or seasonal inundation of the sediment with groundwater led to the formation of more invasive pedofeatures like nodule formation and crystal intergrowths. Anthropogenic input is limited to small (fine sand to silt-sized) fragments and slivers of bone (5%) and shell (< 3%), and one flint flake from MM6-6 (Fig.7a–b), and these components are more common in the Layer C1 slides than the Layer C2 slides. The bone is both burnt and unburnt (Fig.7g–h). Charcoal and ash were not identified in any of the MM6 slides. The bone fragments are embedded within the groundmass and, alongside the horizontal orientation of larger fragments (sandstone and flint), indicate that the depositional structure of the sediments in Layer C2 are largely intact with minimal reworking; the more random orientation and distribution of materials in Layer C1, and the presence of burnt bone with no evidence of charcoal or ash, suggests more extensive reworking. The boundary between Layer C1 and Layer C2 is unclear and gradual in thin section and based primarily on slightly higher quantities of microartifacts in Layer C1 and a greater degree of carbonate impregnation and carbonate formation in Layer C2. There are no obvious breaks in deposition and no visible erosional unconformities.
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 21 of 59 1 Sediment block MM12 comes from the east section of Unit 6, located in the western portion of the rockshelter entrance, also near the dripline (Fig.6). In general, the MM12 slides are more disaggregated and less dense than the samples from MM6 (Online Resource Fig.2), where a spongy structure and macroscopic and microscopic laminations are visible in Layer B2 (lower part of Layer B). Slides MM12-1 to MM12-3 (top) are from Layer B2, while MM12-3 (lower) to MM12-6 are from Layer C1. Like MM6, these slides are all dominated by quartz sand and silt (30–40%) and fragments of sandstone (5%) embedded within a reddish-brown silty clay groundmass (Fig.8). The distinction between Layers B2 and C1 are visible in the degree of carbonate impregnation, abundance of anthropogenic input, and overall microstructure; however, these differences are generally in magnitude or degree of expression of features, rather than in content. As with MM6, these slides represent largely aeolian processes with secondary carbonate formation related to water infiltration and subsurface movement. The Layer B2 slides are composed of well-sorted and well-rounded (and extensively weathered) coarse silt and sands-sized grains of quartz and fragments of sandstone that exhibit a double-spaced porphyric coarse/fine related distribution and vughy to granular microstructure (Fig.8). While there are no clear orientation and distribution patterns in the coarse components, including the anthropogenic materials, the abundance of calcium carbonate within the groundmass gives the fabric a speckled to crystallic birefringence. Anthropogenic input includes small shell fragments (sand-sized, 5%), highly fragmented charcoal (5%), fine slivers and fragments of bone (5%; Fig.8e–h), and very fine ash. However, there is no evidence of insitu combustion features. There is also 5% amorphous organic tissue throughout these slides that may relate to the other clearly anthropogenic material. Like MM6, the highly fragmented and randomly distributed and oriented nature of the anthropogenic material embedded in the groundmass suggests it has been partially reworked or redeposited. There are also differences in slides MM12-1, MM12-2, and MM12-3 (from Layer B2) as the sediments grade gradually into Layer C1. MM12-1 contains more anthropogenic material (especially shell, amorphous organic tissue, charcoal, and ash rhombs), extensive clay coatings around quartz grains (not around voids). MM12-2 exhibits a higher quartz silt content (and more extensive weathering of quartz grains) and more, larger sandstone fragments, a denser groundmass, and better-developed secondary carbonate features (layered nucleic nodule formation and coatings around voids). MM12-3 exhibits many large sandstone fragments, many with pendants of carbonate or clay coatings, and extensive carbonate impregnative pedofeatures. These differences correspond to macroscopic layering of the sediment in Layer B2 that may result from successive slopewash or colluvial events, each causing the reworking and fragmentation of microartifacts. The Layer C1 slides are very similar to those from MM6; calcitic secondary pedofeatures (nodules, crystal growths, impregative features) are common and increase with depth from MM12-4 to MM12-6 (Fig.8a–d). These slides, however, have no charcoal or ash, no flint microflakes, and only the rare occurrence (3%) of very small fragments of bone. Taken together with the MM6 slides, Layer C1 represents continuous, ongoing aeolian activity—both erosion
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 22 of 59 and deposition—such that the accumulation of sand is persistent but slow. The highly variable degree of weathering of quartz sand and silt derives from the combination of erosion of local sandstone and input from windblown sediment. Water movement through the rockshelter, especially at its entrance, and likely episodic during the rainy seasons (and perhaps also sometimes inundating), has kept vegetation growth at a minimum (voids related to plant root casts are rare), but secondary calcite features are very common. The rate of deposition increased during the accumulation of Layer B2, formed by a combination or alternation of aeolian processes and colluviation, and the comparative decrease in the expression of secondary carbonate features suggests less water input. There is little difference in the content of anthropogenic material between Layers B2 and C1, with the exception of ash and charcoal being more prominent in Layer B2. Given the proximity (0–30cm) of Layer B to the ground surface, recent use of the rockshelter may have also contributed to less compact, more disaggregated and spongy Layer B. The range of OSL dates are consistent with long-term, continuous but slow accumulation of these deposits over time, producing a wide range of dates for the sediments in Layers C and B and consistent with the repeated deposition and reworking of the deposits over an extended period of time. Phytolith andDung Spherulite Phytoliths were noted in all samples (15,000–270,000 phytoliths/g sediment, Table5), whereas dung spherulites were only noted in the upper layers (Layer A and Layer B1). The richest sample by far corresponds to the topsoil (Layer A) including animal dung (sample 16; 0.8 million spherulites/g sediment; Table5), which showed also high phytolith concentrations, mainly produced by dicotyledonous leaves (Fig.9a; Table6). This is noteworthy given that dicotyledonous plants are minor producers of phytoliths. These microfossil associations are suggested to derive from herbivorous fecal matter showing a diet that is either based on or includes a component of dicotyledonous leaves (García-Suárez et al., 2021a, 2021b; Macphail etal., 1997; Portillo etal., 2019, 2020; Rasmussen, 1993). Both microfossil abundances decrease dramatically in Layer B1 (sample 17; below 30,000/g sediment; Table5), where associations suggest a similar composition also dominated by dicotyledonous phytoliths (Table6), that may relate to animal dung, likely infiltration from Layer A, as noted by the excavators in the field. Lastly, sediments from Layer C1 (sample 18) and Layer C2 (19) yielded 16 phytoliths in total, whereas only 4 phytoliths were noted in sample 20 from Layer D and whereas dung spherulites were completely absent in these layers (Table5). These assemblages are dominated by wood/ bark, as well as the leaves and culms of monocotyledonous plants, which are not diagnostic of any particular grass subfamily (Table6). These plant materials possibly relate to anthropogenic remains; however, the general low microfossil amounts along with phytoliths weathering limit what can be said of these occupations.
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 23 of 59 1 Table 5 Description of samples and main phytolith and dung spherulite results from Tor Fawaz Sample n Layer Phytoliths 1g of sediment Phytoliths weathering (%) Multicelled phytoliths (%) Spherulites 1g of sediment Field observations of the deposits 16 A 270,000 7.3 24.4 880,000 Surface deposit of loose, dark grey silt including many twigs, dung, ash, and charcoal 17 B1 30,000 22.2 0 19,000 Grey to tan silt. Reworked deposits of Layer C? 18 C1 22,000 16.7 0 0 Very compact yellow silt 19 C2 35,000 30 0 0 Very compact yellow silt 20 D 15,000 50 0 0 Reddish sand
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 24 of 59 Technomorphological Characteristics ofLithics Table7 shows technomorphological inventories of chipped stone artifacts from the previous and renewed excavations. The following presents the results of the analyses Fig. 7 Digital photomicrographs of MM6: a–b a microflake of chert with carbonate coating within a carbonate impregnated sandy (quartz) clay groundmass from MM6-6 at 3 × magnification, XPL and PPL, respectively. c–d Well-developed typic carbonate nodule within a carbonate impregnated sandy (quartz) clay groundmass from MM6-5 at 3 × magnification, XPL and PPL, respectively. e–f A fragment of sandstone (left) within a heavily carbonate concreted fine sandy clay groundmass from MM6-5 at 3 × magnification, XPL and PPL, respectively. g–h A small fragment of burnt bone (center) and unburnt bone (lower center, yellow in PPL) within a sandy clay groundmass from MM6-3 at 3 × magnification, XPL and PPL, respectively. Note in the PPL image (h) that the well-developed matrix pedofeatures, creating small carbonate aggregates and bridges between quartz grains
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 25 of 59 1 focusing on cores, core trimming elements, blank morphology, blades/bladelets, and tool types. Fig. 8 Digital photomicrographs of MM12: a–b carbonate coatings around void spaces adjacent to a sandstone fragment (bottom) within a sandy (quartz) clay groundmass from MM12-4 at 3 × magnification, XPL and PPL, respectively. c–d Well-developed carbonate crystal intergrowth (left) within a carbonate impregnated sandy (quartz) clay groundmass from MM12-5 at 3 × magnification, XPL and PPL, respectively. e–f A partially burnt bone fragment (left center) within a heavily carbonate concreted fine sandy clay groundmass from MM12-2 at 4.5 × magnification, XPL and PPL, respectively. Note the welldeveloped carbonate aggregates and bridges between quartz grains. g–h A small fragment of burnt bone (center) within a sandy clay groundmass from MM12-2 at 4.5 × magnification, XPL and PPL, respectively
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 32 of 59 Blank Morphology Table10 shows frequencies of several technomorphological groups of main blanks (unretouched and not including CTEs, primary elements, and spalls) excavated from the 1994 trench and Units 6–10. Flakes are the most dominant morphology (60–83%), and blades/bladelets (Fig.11e–j) account for about 20–40% except for Layer C2 (11%) in the 1994 trench. Also notable is the occurrences of pointed blanks, including Levallois-like points (Fig.13a–c), Umm el-Tlel points (Fig.13d–e), and pointed flakes (Fig.13h–j). Their frequency is low (n = 12), but they were found in Layer B1, Layer B2, and Layer C2. In addition, Levallois-like flakes and Levallois-like blades occur in the assemblages from surface, Layer B1, Layer B2, and Layer C1. There is no statistically significant difference (p value of chi-square test = 0.14) in the frequencies of blank types among Layer B1, Layer B2, and Layer C1 that have larger sample size. Blades/Bladelets The ratios of bladelets to blades range between 0.19 and 0.89 (Table10). The lowest value (0.19) is based on the largest number of blades/bladelets (n = 409) of the Layer B1 assemblage in the Units 6–10. The ratio slightly increases in the underlying layers, i.e., Layer B2 (0.28) and Layer C1 (0.39) in the same units. Similar ratios are observable in Layer C1 (0.33) and Layer C2 (0.33) in the 1994 units. On the other hand, the highest ratio occurs in Layer A (0.89), followed by Layers B1 and B2 (both 0.5) in the 1994 trench. Regarding the dorsal-distal shapes (Table11), about a half of the blades/bladelets (49%) are tapering towards the distal end, including three sub-types, i.e., the convergent (Fig.11j), the in-betweener (Fig.11i), and the pointed form (Fig.11h). Among the three sub-types, the pointed type was observed most frequently, followed by the in-betweener. The convergent type, which has the maximum width at the proximal end, is few (n = 4). This pattern does not differ significantly among the assemblages from the surface, Layer B1, Layer B2, and Layer C1 (p value of chisquare test = 0.38). As shown in Table12, the dorsal scar directions of blades/bladelets are dominated by the unidirectional scars, followed by the bidirectional and then the crossed pattern. This generally applies to the assemblages from the surface, Layer B1, Layer B2, and Layer C1. However, the percentage of the unidirectional scars gradually decreases from Layer C1 towards the surface, while the bidirectional Fig. 11 Core trimming elements and blades/bladelets from Units 6–10 at Tor Fawaz. a Core tablet, b–d crested blades, e bladelet with a plain platform with coarse overhang removal, f bladelet with a plain platform without overhang removal, g Levallois blade with a faceted platform and a blunt distal end, h blade with a faceted platform and a pointed distal end, i Blade with a partially faceted platform and a lateral-distal shape of the in-betweener type, j Levallois-like blade with a faceted platform and a convergent lateral-distal form. Arrows on flaking scars (outlined) show flaking directions. Abbreviations: C = cortex ▸
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 33 of 59 1
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 34 of 59 pattern increases. Such differences are statistically significant (p value of chi-square test < 0.01). The plain platform occurs most frequently in blades/bladelets, followed by the faceted and partially faceted platforms (Table13). The “chapeau de gendarme” platform is very rare, and the linear and punctiform platforms are almost completely absent. This pattern does not differ significantly among the assemblages from the surface, Layer B1, layer B2, and Layer C1 (p value of chi-square test = 0.40). The blades/bladelets from the surface, Layer B1, Layer B2, and Layer C1 are also similar to each other in the relative size of the platform (p value of Kruskal–Wallis test = 0.31) (Fig.12). As shown in Table14, the overhang removal is not observable in more than half of the blades/bladelets. When the overhang is removed, it is done by coarse flaking mostly. The fine flaking/abrasion is almost completely absent. This pattern does not differ significantly among the assemblages from the surface, Layer B1, Layer B2, and Layer C1 (p value of chi-square test = 0.82). Tool Types As shown in Table7, retouched blades/flakes, which are morphologically unstandardized, constitute the dominant tool type (32–79%) in all the assemblages (Fig.13). The occurrences of end scrapers (Fig.13k–n) and burins (Fig.13o–s) also generally characterize the assemblages from Tor Fawaz. The absence of end scraper from Layer C1 is likely due to the small sample size, rather than a chronological trend, as the underlying Layer C2 includes end scrapers. In contrast, side scrapers are absent or very few (0–1%) in all the assemblages. A few Levallois-like points were found in Layer B1, Layer B2, and Layer C2 (Fig.13a–b). In addition, Layer B1 and Layer B2 included a single piece of Umm el-Tlel point respectively (Fig.13d–e). They are characterized by a series of small elongated scars, like bladelet scars, near the butt (Boëda etal., 2015). One of them has marginal retouch near the tip and on the left lateral edge (Fig.13d). Layer B1 and B2 also yielded a single piece of Ksar Akil point, respectively (Fig.13f–g). These Ksar Akil points are made on pointed blades (not bladelets). One lateral edge near the tip is marginally retouched to enhance the acuteness Table 9 Frequency of core trimming elements from Units 6–10 at Tor Fawaz Types Surface Layer B1 Layer B2 Layer C1 Total Crested blade 1 9 4 0 14 23% Half-crested blade 6 12 1 2 21 35% Core tablet 2 7 4 1 14 23% Plunging blade/flake 1 2 6 0 9 15% Core edge piece 1 0 1 0 2 3% Total 11 30 16 3 60 100%
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 35 of 59 1 Table 10 Frequency of technomorphological groups of main blanks (not including CTEs, primary elements, and spalls) from the 1994 trench and Units 6–10 at Tor Fawaz Technomorphological groups of main blanks 1994 trench Units 6–10 Layer A (0–10cm) Layer B1 (10–30cm) Layer B2 (30–40cm) Layer C1 (40–50cm) Layer C2 (50–100cm) Surface Layer B1 Layer B2 Layer C1 Bladelet 17 18% 7 9% 4 7% 1 5% 1 3% 44 8% 66 6% 45 8% 12 8% Blade 19 21% 14 18% 8 15% 3 14% 3 9% 165 30% 340 32% 162 28% 31 21% Flake 56 61% 51 65% 40 74% 16 76% 29 83% 335 61% 639 61% 363 63% 108 72% Pointed flake 0 0% 0 0% 0 0% 0 0% 0 0% 0 0% 1 0% 3 1% 0 0% Umm el Tlel point 0 0% 0 0% 0 0% 0 0% 0 0% 0 0% 1 0% 1 0% 0 0% Levallois-like point 0 0% 3 4% 0 0% 0 0% 2 6% 0 0% 0 0% 1 0% 0 0% Levallois-like blade 0 0% 0 0% 0 0% 0 0% 0 0% 3 1% 3 0% 2 0% 0 0% Levallois-like flake 0 0% 4 5% 2 4% 1 5% 0 0% 0 0% 0 0% 0 0% 0 0% Total 92 100% 79 100% 54 100% 21 100% 35 100% 547 100% 1050 100% 577 100% 151 100% Ratio of bladelets to blades 0.89 0.50 0.50 0.33 0.33 0.27 0.19 0.28 0.39
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 36 of 59 of the tip. Four el-Wad points were recovered in Layer A (n = 3) and Layer B1 (n = 1) in the 1994 trench (Kerry & Henry, 2003). Regarding the morphology of blanks of tool types, Table15 shows that more than half of the retouched tools are made on blades (53%), followed by flakes (34%). The use of points, bladelets, and CTEs are infrequent (2–4%). Given the predominance of flakes in debitage (Table10), the greater percentage of blades in retouched tools indicates the selective use of blades with retouch. Table 11 Dorsal-distal shapes of blades/bladelets from Units 6–10 at Tor Fawaz Sub-types Surface Layer B1 Layer B2 Layer C1 Total Tapering Convergent 2 9% 1 1% 1 2% 0 0% 4 3% In-betweener 2 9% 12 16% 4 10% 2 22% 20 14% Pointed 4 18% 30 39% 13 32% 3 33% 50 34% Blunt 14 64% 34 44% 23 56% 4 44% 75 51% Total 22 100% 77 100% 41 100% 9 100% 149 101% Table 12 Frequency of dorsal scar patterns of blades/bladelets from Units 6–10 at Tor Fawaz Dorsal scar pattern Surface Layer B1 Layer B2 Layer C1 Unidirectional 13 59% 50 66% 30 71% 33 89% Bidirectional 7 32% 15 20% 5 12% 3 8% Crossed 2 9% 7 9% 7 17% 1 3% Centripetal 0 0% 3 4% 0 0% 0 0% Cortex 0 0% 1 1% 0 0% 0 0% Total 22 100% 76 100% 42 100% 37 100% Table 13 Frequency of platform types of blades/bladelets from Units 6–10 at Tor Fawaz Platform types Surface Layer B1 Layer B2 Layer C1 Linear 0 0% 0 0% 0 0% 1 6% Plain 9 41% 40 53% 24 57% 9 56% Dihedral 1 5% 0 0% 0 0% 1 6% Partially faceted 2 9% 8 11% 2 5% 1 6% Faceted 8 36% 21 28% 12 29% 3 19% Chapeau de gendarme 0 0% 1 1% 0 0% 0 0% Cortical 0 0% 0 0% 1 2% 0 0% Shattered 2 9% 6 8% 3 7% 1 6% Total 22 100% 76 100% 42 100% 16 100%
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 37 of 59 1 Fig. 12 Relative platform size (see text for the definition) of blades/bladelets from the surface (n = 20), Layer B1 (n = 70), Layer B2 (n = 39), and Layer C1 (n = 15) in Units 6–10 at Tor Fawaz Table 14 Frequency of overhang removals of blades/bladelets from Units 6–10 at Tor Fawaz Overhang removal types Surface Layer B1 Layer B2 Layer C1 Fine flaking 0 0% 2 3% 0 0% 0 0% Coarse flaking 11 50% 31 42% 16 39% 7 44% None 11 50% 40 55% 25 61% 9 56% Total 22 100% 73 100% 41 100% 16 100%
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 38 of 59 Discussion Technomorphological Characteristics oftheTor Fawaz lithic Assemblages The new lithic assemblages from Units 6–10 (n = 6350) are larger than those of previous collections from Units 1–5 (n = 3983) and the 1994 trench (n = 1314), thus Fig. 13 Retouched tools, including unretouched points, at Tor Fawaz. a–b Retouched Levallois-like points, c unretouched Levallois-like point, d retouched Umm el-Tlel point, e unretouched Umm el-Tlel point, f and g Ksar Akil points, h retouched point on a pointed flake, i–j unretouched pointed flakes, k–n end scrapers, o and r burin on truncation, p dihedral burin, q and s angle burins, t–u retouched blades. All the pieces are from Units 6–10, except for (r) from the 1994 trench. Arrows on flaking scars (outlined) show flaking directions. Abbreviations: C = cortex
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 39 of 59 1 doubling the sample size in total (Table 7: n = 11,647). In addition, Units 6–10 were probably closer to prehistoric activity areas given their locations within the rockshelter around the highest part of the slope as well as high densities of lithic distributions on the surface and in the deposits (Fig.4; Table3). The depositional contexts of lithics in Units 6–10 were generally similar to those in the 1994 trench, but Layer A was not recognized in Units 6–10 where the greatest density of lithic artifacts was in Layer B1 that was exposed on the surface. All the lithic assemblages at Tor Fawaz are commonly characterized by the occurrences of Upper Paleolithic tool types, such as end scrapers and burins, that are often made on blades (Tables7 and 15). Tools made on bladelets, such as retouched bladelets and el-Wad points, are few. Bladelets are also a minor component in unretouched blanks that are dominated by flakes followed by blades (Table10). Thus, the previous and new assemblages at Tor Fawaz consistently indicate “a blade technology that produced large, thick, bulky debitage and tools,” as originally pointed out by Coinman and Henry (1995: 194). The robustness of blades/bladelets is associated with their platform traits that are large and often faceted (including dihedral, faceted, partially faceted, and chapeau de gendarme types: Table13). In addition, overhang removals are absent or conducted by coarse flaking (Table14). While robust blanks with large, faceted platforms are the general characteristics of Levallois products, the Tor Fawaz assemblages do not include Levallois cores but are characterized by the frequent occurrences of along-axis cores and volumetric cores with blade scars (Table8), a finding consistent with the presence of a few Table 15 Frequencies of tool types in Units 6–10 by their blank morphologies Point Blade Bladelet Flake CTE Unidentifiable Total Levallois point (including unretouched piece) 3 0 0 0 0 0 3 Umm el-Tlel point (including unretouched piece) 2 0 0 0 0 0 2 Ksar Akil point 0 2 0 0 0 0 2 Retouched point of other type 1 0 0 0 0 0 1 Side scraper 0 0 0 2 0 0 2 End scraper 1 24 0 4 2 8 39 Burin 0 5 0 2 1 0 8 Perforator 0 0 0 0 0 0 0 Truncation 0 7 1 0 0 0 8 Notch 0 12 0 16 0 0 28 Denticulate 0 5 0 3 0 0 8 Backed blade 0 2 0 0 0 0 2 Retouched piece 0 41 0 37 0 0 78 Retouched bladelet 0 0 6 0 0 0 6 Scaled piece 0 3 0 1 0 0 4 Total 7 101 7 65 3 8 191 4% 53% 4% 34% 2% 4% 100%
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 40 of 59 Levallois-like points, blades, and flakes (Tables7 and 10). Moreover, the CTEs are characterized by crested blades and core tables with no element indicative of Levallois methods, such as éclat debordant (Table9). Among the Levallois-like products, only one of them shows double patination that indicates cultural recycling of the Middle Paleolithic artifacts (Kerry & Henry, 2003). Another possibility is the post-depositional mixing of the Middle Paleolithic artifacts from the underlying layer (e.g., Layer D in the 1994 trench). However, as already pointed out by Kerry and Henry (2003), the Levallois blanks “do not seem to correlate with any stratigraphic trends,” occurring both in Layers B and C. The same result was obtained in the new assemblages from Units 6–10 (Tables7 and 10). Consequently, the above techno-typological characteristics at Tor Fawaz are generally in line with IUP lithic technology. We suggest that the few occurrences of Levallois-like points/blades/flakes are part of the inherent characteristics of the Tor Fawaz lithic technology affiliated with the IUP. They are not likely main products of genuine Levallois methods but more likely sub-products of sequential blade production, either from along-axis cores or volumetric cores. Given the dominance of unidirectional dorsal scar patterns (Table12), the blade production at Tor Fawaz is similar to those at Boker Tachtit Level 4 (Marks & Kaufman, 1983; Volkman, 1983), Tor Sadaf A and B (Fox, 2003; Coinman and Fox, 2004), and Wadi Aghar C–D1 (Kadowaki etal., 2019b) in the southern Levant and Ksar Akil XXIII–XXI (Ohnuma, 1988) and Ücağızlı I–F (Kuhn et al., 2009) in the northern Levant. Although Boker Tachtit Level 4 is characterized by the absence of crested blades (Volkman, 1983), the other IUP assemblages mentioned above include crested debitage like Tor Fawaz. The distinction of along-axis cores from Levallois cores is sometimes difficult and can vary depending on researchers. For example, Levallois point cores have been recognized in the assemblages from Boker Tachtit Levels 1–3 by original investigators (Marks & Kaufman, 1983; Marks & Rose, 2012; Volkman, 1983), while the cores from these levels are classified as along-axis cores by Leder (2018). The latter position represents one of several opinions that regard the point production technology at Boker Tachtit Levels 1–3 different from the Levallois technology by recognizing some elements of the Upper Paleolithic volumetric flaking strategy (Bar-Yosef, 2000; Belfer-Cohen & Goring-Morris, 2014; Kuhn, 2003; Meignen, 2012). In the case of Tor Fawaz, along-axis cores, which dominate the core assemblage, should not be classified as “Levallois cores” because the dominance of “Levallois cores” would be inconsistent with the few occurrences of morphologically Levallois blanks (Table7). In fact, cores and core reduction technology at Boker Tachtit Level 4, Tor Sadaf A/B, and Wadi Aghar C–D1 (that resemble the Tor Fawaz assemblages) are recognized as non-Levallois by original investigators of the sites (Marks, 1983; Volkman, 1983; Coinman and Fox, 2004; Kadowaki etal., 2019b). On the other hand, the term “Levallois” is used for some cores and blanks in the reports of Ksar Akil XXIII–XXI (Ohnuma, 1988) and Ücağızlı I–F (Kuhn etal., 2009). However, Ohnuma (1988: 285) recognizes “a broad technological similarity” between Ksar Akil XXIII–XXI and Boker Tachtit Level 4, and Kuhn (2003)
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 41 of 59 1 suggests that “IUP blank production technology already represents a significant departure from Levallois sensu stricto”. The IUP affiliation of the Tor Fawaz assemblages is also supported by the recovery of two Umm el-Tlel points and two Ksar Akil points from Layers B1 and B2 (Fig.13). The former type has been known from the IUP contexts at Umm el Tle and Jerf Ajla (Boëda etal., 2015; Richter etal., 2001), while the latter is known from the IUP and the Ahmarian contexts at Ksar Akil (Bergman, 1981; Ohnuma, 1988). On the other hand, it is notable that no Emireh point or chamfered piece is included in the Tor Fawaz assemblages, like Boker Tachtit Level 4, Tor Sadaf A/B, and Wadi Aghar C–D1 in the southern Levant. The IUP affiliation of the Tor Fawaz assemblages can also be shown by three key attributes of blades/bladelets, i.e., the relative frequencies of (1) unidirectional dorsal scar pattern, (2) pointed distal forms, and (3) faceted platforms including dihedral, multiple faceted, and partially faceted types. Figure14 compares the Tor Fawaz assemblages from Units 6–10 with Boker Tachtit Levels 1–4 (Marks & Kaufman, 1983), Ksar Akil XXV–XVI (Ohnuma, 1988), Boker A (Jones etal., 1983), and Wadi Aghar B–D1 (Kadowaki etal., 2019b). Layers B2 and C1 at Tor Fawaz are Fig. 14 Three-dimensional scatterplot of relative frequencies of unidirectional scar patterns on blades/ bladelets, pointed blades/bladelets, and faceted platforms (including multiple, dihedral, and partially faceted types) at Tor Fawaz in comparison with the IUP and Ahmarian assemblages. Abbreviations: BT = Boker Tachtit; KS = Ksar Akil; WA_B = Wadi Aghar Layer B; WA_C-D1; Wadi Aghar Layer C–D1. Chronological orders of the assemblages are indicated by arrows (solid lines for Boker Tachtit, dashed lines for Ksar Akil). See Kadowaki etal., 2019b2019b: SOM Tables S11–S13) for data sources of Ksar Akil, Boker Tachtit, Boker A, and Wadi Aghar. Data of Tor Fawaz are from Units 6–10
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 48 of 59 represent two alternative technologies employed by the same forager social networks that spread across areas with variable ecological productivity, population density, and residential mobility. On the other hand, we suggest it is also important to recognize the geographic differences in the trends of diachronic technological changes. As shown in Fig.14, the IUP assemblages at Ksar Akil and Boker Tachtit initially showed a similar trend towards an increase in a unidirectional scar pattern. However, the Ksar Akil sequence subsequently shows a decline in the unidirectional pattern from Level XXI (caused by an increase in bidirectional flaking), while at Boker Tachtit unidirectional flaking continued to increase throughout levels 1–4. The increase in bidirectional flaking in the later layers at Ksar Akil is also paralleled by the stratigraphic sequence at Ücağızlı, also located in the littoral zone of the northern Levant (Kuhn etal., 2009). This later technological trend in Ksar Akil and Ücağızlı continued into their subsequent Ahmarian assemblages, resulting in a prominent trait of the northern Ahmarian variant. In contrast, the successive rise in unidirectional flaking seen in the IUP in the southern Levant continued this progression into the southern variant of the Ahmarian represented by Boker A and BE (Jones etal., 1983), Nahal Nizzana XIII (Davidzon & Goring-Morris, 2003), the Lagama sites (Bar-Yosef & Belfer, 1977), Abu Noshra I and II (Phillips, 1988), Tor Sadaf EUP (Fox, 2003), Tor Hamar (Coinman & Henry, 1995), Tor Aeid (Williams, 1997), Jebel Humeima (Kerry, 1997), Al-Ansab 1 (Hauck, 2015; Hussain, 2015; Richter et al., 2020; Schyle, 2015), and others. In the northern inland Levant, the IUP variant (Paléolithique intermédiaire) at Umm el-Tlel is characterized the production of elongated convergent blanks through unidirectional core flaking (Boëda & Bonilauri, 2006; Boëda etal., 2015), and the dominant employment of unidirectional flaking continued to the blade/bladelet production in the overlying UP levels (Ploux & Soriano, 2003). A similar UP blade/ bladelet assemblage, dominated by unidirectional flaking, has also been found at Wadi Kharar 16R in the same area (Kadowaki, 2018; Kadowaki etal., 2015), while no assemblage similar to the northern Ahmarian has so far been found in the northern inland Levant. Consequently, we suggest that the geographically variable technological trajectories from the late IUP to the Ahmarian (or other early UP entities) can also serve as robust evidence in discussing cultural/social dynamics at the MP-UP transition. This is because the technological trajectories based on stratigraphic evidence are less vulnerable to chronological uncertainties arising from the difficulty in accurate dating for the period in question. Thus, even if the current chronology for the IUP or the Ahmarian are to be changed or refined in future, the regionally different cultural trajectories from the late IUP to the beginning of the Ahmarian will remain stable evidence for the geographically variable pattern of cultural changes that provide important implications for the forager social networks in the Levant and our understanding in how the MP-UP cultural transition took place (Meignen, 2012; Stutz, 2020).
1 3 Journal of Paleolithic Archaeology (2022) 5:1 Page 49 of 59 1 Conclusion This paper presented lithic technological and chronological analyses of the Tor Fawaz assemblages along with micromorphology, phytolith and dung spherulite examinations to evaluate the formation and postdepositional processes of archaeological remains. As a result, the Tor Fawaz assemblages show general similarity to those of Boker Tachtit Level 4, Tor Sadaf A–B, and Wadi Aghar C–D1 that represent the late phase of the IUP in the southern Levant. Given the extensive redeposition/reworking in the upper layers (Layers A and B), we suggest that the OSL dates of Layer C (particularly Layer C2) as reliable chronological estimates for the IUP occupations at Tor Fawaz (ca. 45–36ka). This overlaps with the radiocarbon dates of the marine shells (except for a single piece) associated with IUP artifacts. Thus, Tor Fawaz IUP is temporally close to a nearby IUP occupation at Wadi Aghar C–D1 (ca. 45–40ka), but the age of Tor Fawaz includes a younger range of post 40ka. This chronological difference may be congruent with sedimentological and lithic technological differences between the two sites. Thus, the IUP occupations at Wadi Aghar and Tor Fawaz in the Jebel Qalkha area may represent slightly different phases that generally parallel the IUP sequence at Tor Sadaf, another IUP site in southern Jordan, and possibly post-date Boker Tachtit Level 4. This is a detailed recognition of lithic and chronological variability within the late IUP. Based on these observations, we discussed the issue of partial contemporaneity between the Ahmarian and the late IUP assemblages, and more importantly stressed the geographically different trends in cultural changes from the late IUP to the Ahmarian. The latter phenomenon was likely linked to the formation of multiple forager communities that developed over different environmental areas, including the Mediterranean coast, the Jordan Valley, and the inland steppe. The IUP occurrences at Tor Fawaz and Wadi Aghar (and perhaps at Tor Sadaf and AlAnsab 2) represent the exploitation of the inland semi-arid zone that was probably facilitated by humid climatic conditions. Despite the formation of multiple local communities, the boundaries between them were not likely rigid but porous with occasional interactions as there were basic common grounds in the direction of lithic technological changes from the IUP to the Ahmarian, such as the increase in bladelet production with the development of the platform preparation technique (Kadowaki etal., 2021). More accurate chronological and cultural data are required to further our understanding of the MP-UP cultural transition. Supplementary Information The online version contains supplementary material available at https:// doi. org/ 10. 1007/ s4198202100107-3. Acknowledgements This research derives from a joint project, entitled “Cultural history of PaleoAsia” directed by Yoshihiro Nishiaki (The University of Tokyo) and was supported by the MEXT KAKENHI (grant numbers 16H06409, 16H06410, 20H00026). We are grateful for a permission of fieldwork in south Jordan and generous supports from Yazid H. Elayan (Director General), Aktham Oweidi, and other staff members of the Department of Antiquities of Jordan. We also thank Manal Basiony and other members of the Aqaba Antiquities. The fieldwork in Jordan was accomplished by diligent work by crew members and local communities in the Humeima area. MP’s work has been funded by the European Union’s MICROARCHEODUNG project (under the Marie Sklodowska-Curie grant agreement No
Journal of Paleolithic Archaeology (2022) 5:1 1 3 1 Page 50 of 59 H2020-MSCA-IF-2015-702529) at the University of Reading, UK. The figures in this paper were created with assistance from Ayami Watanabe. Author contribution Conceptualization and project administration: Seiji Kadowaki. Resources: Sate Massadeh. Investigation: Seiji Kadowaki, Toru Tamura, Risako Kida, Takayuki Omori, Lisa A. Maher, Marta Portillo, Masato Hirose, Eiki Suga. Writing—original draft: Seiji Kadowaki, Toru Tamura, Takayuki Omori, Lisa A. Maher, Marta Portillo. Funding acquisition: Seiji Kadowaki, Marta Portillo. Writing—review and editing and Supervision: Donald O. Henry. Funding This research was supported by the Grants-in-Aid for Scientific Research from The Ministry of Education, Culture, Sports, Science and Technology, Japan (grant numbers 16H06409, 16H06410, 20H00026). MP’s work has been funded by the European Union’s MICROARCHEODUNG project (under the Marie Sklodowska-Curie grant agreement No H2020-MSCA-IF-2015–702529) at the University of Reading, UK. Availability of data and material Not applicable. Code availability Not applicable. Declarations Conflict of interest The authors declare no competing interests. Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http:// creat iveco mmons. org/ licen ses/ by/4. 0/. References Abadi, I., Bar-Yosef, O., & Belfer-Cohen, A. (2020). Kebara V: A contribution for the study of the Middle-Upper Paleolithic transition in the Levant. PaleoAnthropology, 2020, 1–28. https:// doi. org/ 10. 4207/ PA. 2020. ART139 Abulafia, T., Goder-Goldberger, M., Berna, F., Barzilai, O., & Marder, O. (in press). A technotypological analysis of the Ahmarian and Levantine Aurignacian assemblages from Manot Cave (Area C) and the interrelation with site formation processes. Journal of Human Evolution, https:// doi. org/ 10. 1016/j. jhevol. 2019. 102707 Adamiec, G., & Aitken, M. (1998). Dose-rate conversion factors: Update. Ancient TL, 16, 37–50. Albert, R. M., & Weiner, S. (2001). Study of phytoliths in prehistoric ash layers using a quantitative approach. In J. D. Meunier & F. Colin (Eds.), Phytoliths, Applications in Earth Sciences and Human History (pp. 251–266). A.A. Balkema Publishers. Albert, R. M., Shahack-Gross, R., Cabanes, D., Gilboa, A., Lev-Yadun, S., Portillo, M., Sharon, I., Boaretto, E., & Weiner, S. (2008). Phytolith-rich Layers from the Late Bronze and Iron Ages at Tel Dor (Israel): Mode of formation and archaeological significance. Journal of Archaeological Science, 35, 57–75. https:// doi. org/ 10. 1016/j. jas. 2007. 02. 015 Albert, R. M., Ruiz, J. A., & Sans, A. (2016). PhytCore ODB: A new tool to improve efficiency in the management and exchange of information on phytoliths. Journal of Archaeological Science, 68, 98–105. https:// doi. org/ 10. 1016/j. jas. 2015. 10. 014
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