Association Between Implementation of the Athlete Biological Passport and Female Elite Runners’ Performance
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This is a self-archived version of an original article. This version may differ from the original in pagination and typographic details. Author(s): Title: Year: Version: Copyright: Rights: Rights url: Please cite the original version: CC BY-NC-ND 4.0 https://creativecommons.org/licenses/by-nc-nd/4.0/ Association Between Implementation of the Athlete Biological Passport and Female Elite Runners’ Performance © 2020 The Authors. Published by Human Kinetics, Inc. Published version Iljukov, Sergei; Kauppi, Jukka-Pekka; Uusitalo, Arja L. T.; Peltonen, Juha E.; Schumacher, Yorck O. Iljukov, S., Kauppi, J.-P., Uusitalo, A. L. T., Peltonen, J. E., & Schumacher, Y. O. (2020). Association Between Implementation of the Athlete Biological Passport and Female Elite Runners’ Performance. International Journal of Sports Physiology and Performance, 15(9), 1231-1236. https://doi.org/10.1123/ijspp.2019-0643 2020
Association Between Implementation of the Athlete Biological Passport and Female Elite Runners’Performance Sergei Iljukov, Jukka-Pekka Kauppi, Arja L.T. Uusitalo, Juha E. Peltonen, and Yorck O. Schumacher The purpose of this research was to evaluate the performances of female middleand long-distance runners before and after the implementation of a new antidoping strategy (the Athlete Biological Passport [ABP]) in a country accused of systematic doping. A retrospective analysis of the results of Russian National Championships from 2008 to 2017 was performed. The 8 best female performances for the 800-m, 1500-m, 3000-m steeplechase, 5000-m, and 10,000-m events from the semifinals and finals were analyzed. The yearly number of athletes fulfilling standard qualifications for international competitions was also evaluated. Overall, numbers of athletes banned for doping in 2008–2017 were calculated. As a result, 4 events (800, 1500, 5000 [all P<.001], and 10,000 m [P<.01]) out of 5 showed statistically significant deterioration in the performances when comparing before and after the introduction of the ABP. The 3000-m steeplechase was the only event that did not show statistically significant change. The highest relative decrease in the number of runners who met standard qualification for international competition was for the 5000-m event (46%), followed by 1500-m (42%), 800-m (38%), 10,000-m (17%), and 3000-m steeplechase (1%). In conclusion, implementation of the ABP was followed by a significant reduction in the performance of female runners in a country accused of systematic doping. It can be reasonably speculated that more stringent antidoping testing, more specifically the introduction of the ABP, is a key reason for this reduction. Keywords:antidoping, World Anti-Doping Agency, doping in sports, blood doping The use of performance-enhancing drugs in sports dates back centuries and has continued throughout the history of athletic competition. 1 In the middle of the 20th century with the instrumentalization of sports for political purposes during the Cold War, the scale of doping changed and, in a number of countries, was supported by state-run organizations. 2,3 There have been indications that in some countries such structures have continued to persist, which has translated to a much higher prevalence of doping compared with other nations. 4 During the history of modern sports, different strategies and rules for the fight against doping were initiated by sports governing bodies. For track-and-field competitions, the first draft of a list of banned substances in sports was introduced by the International Association of Athletic Federations as early as 1928. Anabolic steroid testing was introduced in 1974 and regular out-of-competition tests in 1989. 1 A number of studies related the introduction of out-ofcompetition doping testing to a decrease of performance in a range of sports disciplines. 5–7 It is reasonable to associate stagnation or regression in peak competition results with new anti-doping strategies, as the primary aim of doping is an improvement in athletic performance, which seems to be plateauing in many disciplines. 8,9 One of the recent anti-doping strategies is the implementation of the Athlete Biological Passport (ABP). 10 The ABP is based on a collection of blood markers from an athlete in a longitudinal and individual way. Deviations from individually calculated reference ranges can indicate the use of forbidden substances or methods. Successful experiences with the ABP have been reported by several international sporting bodies. 11 As performance improvement is the primary goal of doping, it was proposed that changes in performance levels could be used for assessment of new anti-doping strategies efficiency. 12,13 Considering this framework, the goal of the present investigation was to assess the athletic performances before and after the implementation of an ABP program in a country with a known high prevalence of doping. 4 We chose sporting disciplines that have been historically affected by doping and where the country was internationally dominant for decades. 14 Materials and Methods We extracted the 8 best performances from semifinals and finals (measured as running times) from different female track runners at Russian National Championships from 2008 to 2017. A publicly available database www.tilastopaja.com was used as the source for the data. As our data are based on publicly available resources, no informed consent was obtained. This study was conducted in accordance with the Declaration of Helsinki. Distances of 800-m, 1500-m, 3000-m steeplechase, 5000-m, and 10,000-m events were © 2020 The Authors. Published by Human Kinetics, Inc. This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License, CC BY-NC-ND 4.0, which permits the copy and redistribution in any medium or format, provided it is not used for commercial purposes, no modifications are made, appropriate credit is given, and a link to the license is provided. See http://creativecommons.org/licenses/ by-nc-nd/4.0. This license does not cover any third-party material that may appear with permission in the article. For commercial use, permission should be requested from Human Kinetics, Inc., through the Copyright Clearance Center (http://www. copyright.com). Iljukov is with the Dept of Sports and Exercise Medicine, Clinicum, University of Helsinki, Helsinki, Finland, and KIHU—Research Inst for Olympic Sports, Jyväskylä, Finland. Kauppi is with the Faculty of Information Technology, University of Jyväskylä, Jyväskylä, Finland. Uusitalo and Peltonen are with the Clinic for Sports and Exercise Medicine, Foundation for Sports and Exercise Medicine, Helsinki, Finland. Schumacher is with Aspetar Orthopedic and Sports Medicine Hospital, Doha, Qatar. Iljukov ([email protected]) is corresponding author. 1 International Journal of Sports Physiology and Performance, (Ahead of Print) https://doi.org/10.1123/ijspp.2019-0643 ORIGINAL INVESTIGATION Brought to you by JYVASKYLAN YLIOPISTO | Downloaded 02/26/20 12:55 PM UTC
chosen for analysis. Track disciplines are less prone to external confounding factors affecting performance results. Unlike in marathon or cross-country running where the same distance is run on different routes and may vary to a significant extent due to environmental factors and race course design, track disciplines are more standardized, thus making the results comparable over years. The period from 2008 to 2017 was selected as it comprises a time period prior to the implementation of the ABP (in 2009) and a time period after. ABP profiles were built from 2009 onwards, and they have provided sufficient information since 2011. The first sanctions based on the data were handed out around this time. Thus, it was assumed that the ABP impacted performance from 2012 onwards. Therefore, 2012 was chosen as the year to differentiate periods “before”and “after”the introduction of the ABP. Female middleand long-distance runners were chosen for this analysis due to their international success and long-standing European dominance. 14 Due to their level of success, it is strongly assumed that most of the athletes were part of the International Association of Athletic Federations and Russian Anti-Doping Agency testing pool and thus the ABP program. Statistical Analysis Performance Data For the purpose of statistical analysis, we first split the performance data into 2 groups: the best 8 running times for each year’s championship (1 time per runner per year) between the years 2008 and 2012 (group G1, representing running times before the introduction of the ABP) and the best 8 running times for each year between the years 2013 and 2017 (group G2, representing running times after the ABP is assumed to have had an effect on performance). Our null hypothesis was that there is no difference in the running results before and after the introduction of the ABP. Our alternative hypothesis was that the results are significantly slower after the introduction of the ABP. To assess whether there is a significant difference in running times between the groups, we used a permutation test designed for partially paired continuous data (for more details of the analysis procedure, see “Performance data analysis”in the Supplementary Material [available online]). 15 Number of Athletes Qualifying for Major International Competitions To allow an international perspective, we also determined the number of athletes in each discipline who met the highest international qualifying standards for the participation in major athletic competitions with their performance result at the National championships. The A qualification standards for the 2008 Olympic Games in Beijing (China), 2009 World Championship in Berlin (Germany), 2010 European Championship in Barcelona (Spain), 2011 World Championship in Daegu (South Korea), 2012 Olympic Games in London (Great Britain), 2013 World Championship in Moscow (Russia), 2014 European Championship in Zurich (Switzerland), 2015 World Championship in Beijing (China), 2016 Olympic Games in Rio de Janeiro (Brazil), and 2017 World Championship in London (Great Britain) were used for this purpose. We assessed whether there was a statistically significant decrease in the number of athletes meeting the highest standard qualification for international competitions after the introduction of the ABP. For this purpose, we used a weighted chi-square test of homogeneity, 16 which is applicable for partially paired categorical data (for more details, see “A-standard performance analysis”in the Supplementary Material [available online]). Furthermore, to reflect the relationship of ABP implementation on performance, we calculated the total number of athletes who qualified for international competitions and those who were eventually sanctioned for doping. For additional clarity, we counted the number of athletes sanctioned on ABP grounds and for other anti-doping rules violations. These calculations were divided into 2 periods: 2008–2012 and 2013–2017. All statistical analyses procedures used in this study were implemented using the MATLAB (The MathWorks Inc, Natick, MA). Moreover, because we analyzed 5 distances, the obtained Pvalues for each distance were corrected for multiple comparisons using Bonferroni corrections. Results While excellent performance per se is not an indication of any wrongdoing, performance monitoring may provide an additional value in the assessment of anti-doping strategies. As was demonstrated in previous studies, some major changes in performance levels have historically followed implementation of new antidoping strategies. 5–9,13 In our investigation, we analyzed changes in the competition performance of Russian female middleand long-distance runners before and after implementation of the ABP. To our knowledge, this research is the first to investigate the relationship of ABP implementation on athletic performance. Figure 1shows the average running performances (times) before and after the implementation of the ABP. Four events (800, 1500, 5000, and 10,000 m) out of 5 showed a statistically significant increase in running times (ie, deterioration in the performances) with implementation of the ABP (see Table 1). The highest relative decrease in running performance was observed for the 5000-m (3.4%, P<.001), followed by 10,000-m (2.6%, P= .007), 1500-m (2.2%, P<.001), 800-m (2.0%, P<.001), and 3000-m steeplechase (0.4%, P= .322). The 3000-m steeplechase was the only event that did not show statistically significant deterioration in the running performance after the introduction of the ABP. The effect of the ABP implementation on the number of A qualification standard runners for different events is shown in Figure 2. For 800-, 1500-, and 5000-m events, there was a decrease in the number of A standard runners after the introduction of the ABP (see Table 2). The highest relative decrease in the number of A standard runners was observed for the 5000-m event (46.2%, P= .001), followed by 1500-m (42.1%, P<.001), 800-m (38.1%, P<.001), 10,000-m (16.7%, P= .050), and 3000-m steeplechase (10.0%, P= .346) events. Overall, 53% of athletes who fulfilled qualification standards in 2008–2012 were sanctioned for doping; 29 of them were sanctioned on grounds of the ABP and 11 for other doping agents and anti-doping rules violations. In 2013–2017, 9 athletes were sanctioned based on the ABP and 6 on grounds of conventional doping test results. Thus, altogether, 30% of athletes who qualified for international competitions in 2013–2017 were eventually banned for doping. Discussion There is a lack of studies investigating the efficiency of current anti-doping strategies. Performance monitoring and profiling were proposed as a potential tool for the measurement of anti-doping effectiveness. 12,13 (Ahead of Print) 2Iljukov et al Brought to you by JYVASKYLAN YLIOPISTO | Downloaded 02/26/20 12:55 PM UTC
Changes in Performance The results of our analysis reveal a significant drop in female athletes’performance for 800-, 1500-, 5000-, and 10,000-m disciplines after implementation of the ABP. For 800-, 1500-, and 5000-m events, this deterioration was most notable: 2.33 seconds (1.9%), 5.26 seconds (2.1%), 31.60 seconds (3.4%) accordingly (P<.001), and 49.83 seconds (2.6%) for the 10,000 m (P<.01) (Figure 1and Table 1). Contrary to these findings, the 3000-m steeplechase performance decrease between 2008–2012 and 2013– 2017 periods was only 2.31 seconds (0.4%) and was not statistically significant. The exception of the steeplechase results could be explained by the fact that this discipline was only accepted into the World Championship program in 2005. Traditionally, steeplechase is also a discipline that was not nurtured in Russia. Furthermore, steeplechase has a more multifactorial performance profile, where athletes have to jump barriers, which adds a certain skill level on top of the pure running performance. The magnitude of performance changes found in our study is comparable with those caused by means of blood doping. There are a number of earlier studies investigating the effects of blood boosting on running performance. 17–19 The autologous blood transfusion effects of volumes >760 mL have been investigated most often. As described by Pandolf et al, 20 an expected improvement in running performance for 2, 4, 6, 8, and 10 km based on these earlier studies was about 7, 15, 30, 45, and 68 seconds, respectively. It is worth mentioning that subjects involved in these investigations were experienced, but not elite-level athletes. Studies done with elite-level athletes found more moderate improvements in running performance. 21–23 As was shown with elite-level middleand long-distance runners, blood boosting could improve performance from 1% to 4% depending on the Figure 1 —Box plots of the running times (in minutes:seconds) in the 2 groups before and after the implementation of the Athlete Biological Passport for different events: (A) 800-m, (B) 1500-m, (C) 3000-m sc, (D) 5000-m, and (E) 10,000-m event. The central horizontal line inside each box shows the median, and the horizontal edges of the box denote the 25th and 75th percentiles of the running time distribution. The whiskers correspond to the data coverage of ±2.7σ, and individual data points outside this coverage are marked with the “+”symbol. Events showing a statistically significant deterioration in performance after implementation of the ABP are denoted by asterisks (weighted mean difference statistics, see Supplementary Material [available online] for more details): **P<.01; ***P<.001. Abbreviation: sc indicates steeplechase. Table 1 Change in Running Performance With the Implementation of the Athlete Biological Passport Event ΔsΔ%T w P 800 m 2.33 2.0 −6.25 <.001 1500 m 5.26 2.2 −5.61 <.001 3000 m sc 2.31 0.4 −0.50 .322 5000 m 31.60 3.4 −5.63 <.001 10,000 m 49.83 2.6 −2.72 .007 Abbreviations: Δs, absolute change in the average running time (in seconds) between 2008–2012 and 2013–2017 periods; Δ%, relative change in the average running time between 2008–2012 and 2013–2017 periods; sc, steeplechase; T w , weighted mean difference statistics between 2008–2012 and 2013–2017 periods; P, Bonferroni-corrected Pvalues for T w . Note: The numeric data from Figure 1 with more detailed information are presented in this table. A negative value of T w means decrease in running performance (ie, increase in running time) with the Athlete Biological Passport implementation. (Ahead of Print) Changes in Runners Performance After ABP 3 Brought to you by JYVASKYLAN YLIOPISTO | Downloaded 02/26/20 12:55 PM UTC
Figure 2 —Number of runners meeting the A-standard criteria in the 2 groups before and after the implementation of the ABP for different events: (A) 800-m, (B) 1500-m, (C) 3000-m sc, (D) 5000-m, and (E) 10,000-m. Events showing statistically significant decrease in the number of A-standard runners after the implementation of the ABP are denoted by asterisks (weighted chi-square statistics, see Supplementary Material [available online]): **P<.01; ***P<.001. Among the A-standard runners, gray and black colors denote the portions of the sanctioned and nonsanctioned runners, respectively. ABP indicates Athlete Biological Passport; sc, steeplechase. Table 2 Changes in the Number of A-Standard Runners With Implementation of the ABP Number of athletes who competed in 2008–2012 and were sanctioned with ABP implementation Number of athletes who competed in 2013–2017 and were sanctioned with ABP implementation Event Number of athletes who fulfilled Astandard qualification in 2008–2012 ABP Others Proportion of sanctioned, % Number of athletes who fulfilled Astandard qualification in 2013–2017 ABP Others Proportion of sanctioned, %Δqty Δ%P 800 m 21 9 2 52 13 2 2 31 8 38.1 <.001 1500 m 19 9 4 68 11 3 2 45 8 42.1 <.001 3000-m sc 10 3 0 30 9 1 0 11 1 10.0 .346 5000 m 13 4 3 54 7 1 2 43 6 46.2 .001 10,000 m 12 4 2 50 10 2 0 20 2 16.7 .050 Total 75 29 11 53 50 9 6 30 Abbreviation: ABP, Athlete Biological Passport; Δqty, absolute decrease in the number of A-standard qualification athletes from 2008–2012 to 2013–2017 period; Δ%, relative decrease in the number of A-standard qualification athletes from 2008–2012 to 2013–2017 period; P, Bonferroni-corrected Pvalues for weighted chi-square statistics denoting change in the numbers of A-standard qualification athletes from 2008–2012 to 2013–2017. 4(Ahead of Print) Brought to you by JYVASKYLAN YLIOPISTO | Downloaded 02/26/20 12:55 PM UTC
discipline. 21 By means of autologous blood transfusion, performance increases for the 800 and 1500 m can reach 3% to 4% (2.9 and 4.9 s) and 1% to 2% for the 5000 and 10,000 m (29 and 50 s). The relative increase in performance appears to be higher for shorter distances, likely due to increased oxygen carrying and buffering capacity through the increase of total hemoglobin mass. In the early studies, the autologous blood transfusion was individually adjusted for bodyweight and initial hemoglobin level. The volume of transfusions varied from 750 to 1200 mL of whole blood. 23 Less prominent effects of blood transfusion on higher caliber athletes have also been reported by others. 24 The differences in research protocols and the variety in performance level of subjects involved make the discussion on the effects and volumes of blood transfusion challenging. Also, very few studies have investigated the effects of low-volume blood transfusions on athletic performance, and these results are controversial. 24,25 The considerable amount of doping cases (Table 2) coinciding with implementation of the ABP provides grounds to speculate that the magnitude of the performance decrease reflects the gains that were available by means of blood doping before. Such performance increases would require transfusion of >800 mL of whole blood or the use of erythropoiesis-stimulating substances in significant dosages, both of which are reliably detectable by the ABP nowadays. 26,27 Changes in the Number of Athletes Able to Qualify for International Competitions The number of athletes meeting the highest entry standards for international competitions (European Championship, World Championships, and Olympic Games) also dropped dramatically in most disciplines (Figure 2and Table 2). There were altogether 75 athletes who fulfilled international qualification standards in 2008–2012, but during 2013–2017, their number decreased to 50. This decrease happened despite the fact that since 2015, the International Association of Athletic Federations qualification standards were lowered considerably, thus allowing entrance to international competitions for athletes with weaker results. If the performances of the 2013–2017 period had been evaluated by 2008–2012 “A”level standards, it would become apparent that less than 50 athletes had been able to perform at an international level. The decrease in performance and number of athletes able to qualify for international competition is primarily explained by the considerable number of doping cases (Table 2). Doping cases above were divided into ABP cases and other cases of anti-doping rule violations according to official verdicts. The majority of the doping cases were established by means of the ABP. It is also worth of mentioning that ABP has been shown to improve the targeting of conventional doping testing and thus also improve testing efficiency. 28 This effect may not be elucidated by the provided statistics but deserves consideration. These data are in agreement with previous research that indicated a high prevalence of blood doping in a given subpopulation before implementation of the ABP. 4,29 However, considering the timing of previous research, these estimates of doping prevalence may not necessarily reflect the current situation. Changes in performance over given periods could also be affected by a number of additional factors. The lower level of performance during 2013–2017 could be interpreted as a lack of talent in the upcoming generation of athletes. However, it is noteworthy that a portion of athletes banned during 2008–2012 later returned to competition in 2013–2017. Nevertheless, this did not increase the overall level of performance, and none of them were able to reach their previous best performances. The decrease in performance levels in 2013–2017 could also be interpreted as a deterrent effect of the ABP and effective changes in practices of using illicit drugs and/or means. This notion is supported by external investigations. According to the Independent Commission Report, it was only during spring 2012 when the entourage of athletes involved in doping understood the principles of the ABP and were forced to adjust their behavior. 30 Thus, awareness of the ABP implementation could indeed be an explanation for changes in practices and the related decrease in performance level. Conclusion Our results are in line with the previous research that showed a significant detrimental effect on performance with the introduction of new anti-doping measures. 5–9,13 The effects of the ABP on practices of athletes have been described before, 11 but our study is the first to investigate the relationship of ABP implementation on athlete performance. We demonstrate that performance results of elite-level female runners of the 800, 1500, 5000, and 10,000 m decreased significantly with the implementation of the ABP and these changes were 2.33, 5.26, 31.60, and 49.83 seconds, respectively. The number of athletes able to qualify for international competition substantially decreased after the implementation of the ABP. Performance profiling can be a potential tool for evaluating anti-doping efficiency. 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